Environmental Sampling Plan Development
Environmental Sampling Plan Development
of a Sampling
Plan
1
▶ Samples c an inc lude ground
waters, surfac e waters,
drinking waters, industrial
effluents, hazardous wastes,
landfill leac hates, air
Environment emissions, soils, sediments,
vegetation, other biota.
al
▶ This great diversity makes
Samples sampling a challenge.
▶ All sample types should be
c onsidered when designing a
sampling plan for a specific
study.
2
▶ There are 4 main reasons
to collect and analyze
environmental samples:
Reasons for
Environment
▶ Survey
al Sampling
and Analysis ▶ Monitoring
▶ Regulatory
requirements
▶ Sc ientific study
3
▶ Survey obje ctives inc lude
the following:
4
▶ Monitoring objectives include
the following:
5
▶ Regulatory obje ctives inc lude
the following:
6
▶ Sc ientific study objec tives
inc lude the following:
▶ Produce effluents of
Scientifi ▶
the highest quality.
Optimize proc ess
c Study c ontrols.
▶ Determine the transport
and fate of pollutants in
the environment.
Samples ▶ Determine assimilative
capacities of air or
water bodies.
7
▶ In addition to the above,
spec ial programs may be set
up to assess the results of
environmental disasters.
▶ Such programs may
have obje ctives like:
▶ Survey the ba ckground to
determine what the normal
Environment level of pollution is.
al ▶ Monitor the specific disaster
Disasters area to determine the
additional pollution emitted.
▶ Produc e the information
needed to bring legal action
against the polluters and to
restore the environment to a
state of good health
(Occidental Chemical – NJ).
8
9
Environmental disaster – A natural or
human- caused incident which results in a
negative or “disastrous” impact upon the
environment.
Even so, most experts thought it was important to test the soils for dioxins
— even though that proc ess c an be diffic ult and c ostly.
Environment
al Disasters –
Ohio Train
Derailment
Feb 3,
2023
1
3
Environment
al Disasters –
Ohio Train
Derailment
Feb 3,
2023
▶ The objec tives of eac h study
affec t the design of the
sampling and analysis plan.
Sampling ▶ For survey work, there is
and flexibility in c hoosing the
number and location of samples
Analysis and analytical methods used.
Depends ▶ For example, suppose you
wanted to get an idea of the
on the general quality of drinking
water in C anada, but because
Objective of cost limitations, you c ould
look at only 6 different locations.
s Which ones would you
c hoose?
14
▶ In monitoring work, the
objec tives are usually more
Sampling ▶
c learly
For defined.
example, to see how
much SO2 is emitted from
and the top of a stac k it may be
Analysis nec essary to make
measurements every day for
Depends a year.
The stac k emissions may
on the ▶
c hange a lot between daytime
Objective and nighttime, so monitoring
may be needed twice a day.
s ▶ Continuous monitors may
be available.
15
▶ The most stringent sampling and
Sampling analysis schemes are needed
for regulatory ac tivities,
and be cause data may have to be
defended in a court of law.
Analysis ▶ The slightest deviation
Depends from standard protocols
may be enough to make
on the data indefensible.
16
Sampling ▶ For researc h studies, the
sampling and analysis methods
and needed depend on the
spec ific objec tives of each
Analysis ▶
study.
Sometimes the nature of a
Depends researc h study requires
investigators to use methods
on the that are still experimental in
nature, and which may not give
Objective accurate results.
17
▶ There are many fac tors to
c onsider when developing a
sampling plan.
▶ The sampler should be aware of
these fac tors, but it’s seldom
nec essary to plan for all of
them in any single
investigation.
Factors in
▶ No matter how c omplete a
Environment sampling plan is, it’s always
al Sampling possible to encounter unexpected
situations.
▶ It’s important to keep in mind
the objec tives of the study
when planning and ca rrying
out the sampling.
▶ Some important fac tors to
c onsider when designing the
sampling plan are: 18
▶ Legal
c onsiderations;
▶ Will the results have to be
defended in a c ourt of law?
If so, a continuous chain of
custody of samples will have to
Factors in be shown from the time of
Environment sampling to analysis.
al Sampling
▶ Regulatory c onsiderations;
▶ Are the sampling and
analytic al methods to be used
specified by regulation?
19
2
0
▶ Types of samples
required.
▶ What kinds of samples must
be collected?
▶ Surfa ce water
▶ Ground water
▶ Drinking water
Factors in ▶ Industrial effluent
Environment ▶ Ambient air
al Sampling ▶ Precipitation
▶ Soil
▶ Sediment
▶ Hazardous waste
▶ Stac k emissions
▶ Biota
21
▶ Bac kground
samples;
▶ In addition to sampling
c ontaminated areas, samples
from outside the
c ontaminated area – not
thought to be c ontaminated
– are often needed.
▶ E.g., when trying to show that
Factors in c ontaminated effluent from an
industry is c ausing the river
Environment water downstream of the plant to
al Sampling be polluted, it is vital to also take
samples upstream of the plant –
to show the pollution was not
already in the river from some
other source.
▶ Suc h samples taken in non-
contaminated areas are
called background samples.
22
▶ Temporal
fac tors;
▶ Sometimes the time of the
year or even the time of day
affec ts pollution
measurements.
23
▶ Special pollution events suc h as
photoc hemic al smog depend
on the time of day and
atmospheric conditions.
28
▶ Sample
contamination;
▶ Special c are must always be
taken to prevent sample
contamination.
▶ Some possible c auses of
sample contamination are:
Factors in ▶ Dirty sample containers
Sampling c ontainers made of
Environment ▶
the wrong material (e.g., glass
al Sampling versus plastic)
▶ Smoking during sampling
▶ Improper handling of sample
c ontainers (grease from
fingers, c ontamination from
gloves)
▶ Dust from the air
▶ Nearby industry
▶ Automobiles at a nearby
roadway 29
▶ Preservation of sample
integrity;
▶ The sample that is finally
analyzed is not always the
same as the sample that was
collected.
▶ E.g., some c ompounds in the
Factors in sample may react or
decompose to form different
Environment ones not originally present in
al Sampling the sample.
▶ Volatile c omponents will
eventually evaporate
from samples left sitting
too long.
▶ Steps must be taken to ensure
the sample that is analyzed is
representative of the one
originally c ollected (holding
times, proper c ontainers, 30
▶ Shipping and
storage;
31
▶
Safety;
▶ Many unsafe field
c onditions can exist:
▶ Sampling near fast-
flowing streams
Factors in
Environment ▶ Sampling near
toxic c hemic al
al Sampling spills
▶ Sampling in
c onfined spaces
▶ In some c ases, spec ial
safety equipment is
required (i.e., moon suits,
Hazmat gear).
32
▶ Documentation;
▶ All sampling c onditions must
be recorded.
33
▶ Sub-Aliquoting;
▶ Samples taken in the field must often
be sent to several different analysts
to perform various determinations.
▶ E.g., it may be necessary to analyze a
soil sample for trac e metals, and for
organic c ontaminants suc h as PC Bs.
Factors in ▶ To do suc h different analyses on the
Environment same sample, it is necessary to
split the original sample into
al Sampling smaller portions (aliquots).
▶ Care must be taken so that the
aliquots are identic al to eac h other
and to the original.
▶ This may require special mixing or
grinding of the original sample whic h –
if not done properly – c an c hange the
results by analyte loss or sample
c ontamination.
34
▶ Filtration of aqueous
samples;
▶ Water samples usually
c ontain particulates.
▶ For many analytic al methods,
the particulate and aqueous
portions of the sample must be
separated and analyzed
Factors in individually (total vs. dissolved).
36
▶ Quality
c ontrol;
▶ Elements of QC must be built
into every stage of sampling
and analysis.
▶ E.g., c ontainers must be pre-
c leaned before use. What
steps have been taken to
Factors in prove they really are c lean?
38
Sampling 3
9
Plan
▶ The overall sampling plan should consider all
the above factors.
▶ Some of the most important ones that
should always be considered are:
▶ Sampling loc ations
▶ Time of sampling
▶ Equipment needed
▶ Sampling containers (types, numbers, sizes)
▶ Types of samplers needed
▶ Logbooks
▶ C of C and other legal or regulatory needs
▶ Field QC proc edures
▶ Documentation needed including field observations to be
made
▶ The three basic types of sampling plans
are:
▶ Intuitive or
judgmental
▶ Systematic
▶ Random
40
▶ The intuitive or judgmental
approac h generally uses the
smallest number of samples but
involves the most bias in sampling
site selec tion.
42
▶ A systematic sampling plan
uses a consistent grid or other
pattern.
43
▶ Complic ations in the sampling
proce ss occur from space or
time dependencies of the
proc ess or area sampled.
▶ Sampling loc ation must also
take depth into ac c ount.
Proc ess effluents are rarely
Samplin
▶
homogeneous. As a result, 3
samples for suspended solids
g taken from the top, middle,
and bottom of a stream may
Depth ▶
show greatly varying results.
The sampler may need to find
a way to mix samples
appropriately so that the
sample submitted for analysis
is representative of the stream.
44
▶ The time fac tor be comes
important when one c onsiders
that most pollutants do not
remain stationary. They move
▶
or mix.
Sampling must c onsider
Samplin the migration of
parameters.
g Times ▶ Another c omplic ation arises
when sites sele cted as part of
and Sites a grid are not readily
ac c essible or are not usable
for reasons of safety or power
requirements.
▶ Judgment may be needed to
move a pre-sele cted site using
the random or systematic
approac h to a different
45
loc ation.
▶ When c hoosing sites, safety
must be considered.
46
▶ All prote ctive equipment must
be budgeted for and
provided.
47
▶ The sampler must be aware of
the regulations under whic h
the sampling is being
Does the regulation c all for
conducted.
simple grab samples (one
shot) or c omposite samples
generally taken over a 24 hr
Regulatory period?
Requirement ▶ If c omposites are required,
s automated samplers may
be needed for some
parameters.
▶ The program c hief must ensure
that all samplers are fully
trained in the operation,
c alibration and maintenanc e
of these automated samplers.
48
▶ The regulation may also
spe cify the sampling
c ontainers, methods of
preservation and methods of
▶
sample
The handling
program and
c hief transport.
must
ensure that samplers are
Regulatory aware of these and are
Requirement properly trained.
s ▶ QC samples suc h as
bac kground samples (upwind
or upstream), instrument blanks
(wash water), c ontainer blanks
(empty c ontainers) may have
to be taken and doc umented
to meet the requirements of a
regulation.
49
▶ If samples will be used for
litigation, then c hain-of-
c ustody proc edures must be
in plac e and all staff must be
trained in their use.
▶ The sampler must ensure that
the sampling devic e and the
Litigatio final samples c ould not have
been tampered with.
n ▶ If automated samplers are
used, they should be in
Samples limited ac c ess areas (i.e.,
loc ked sheds).
▶ They should be visited
regularly to ensure that no
unauthorized entry has been
made and that the instruments
are working properly.
50
▶ These visits and observations
must be documented.
▶ Final samples should be
sealed either using paper
seals (c alled C ustody Seals)
over the mouth of the
Litigatio c ontainer or they should be
kept in loc ked boxes.
n ▶ The chain-of-c ustody must
be tracked.
Samples ▶ This c an easily be done with
pre- designed forms.
▶ The laboratory c hosen must
also maintain the chain-of-
c ustody after samples are
delivered.
51
▶ There are times when
field observations are
vital to a sampling
program.
52
▶ Field testing is also
used extensively.
▶ Temperature, pH, and dissolved
oxygen are probably the most
analyzed parameters in the field,
but c hlorine, nutrients, and
Testin ▶[Link]
54
▶ There are many exc ellent
labs doing mine assays at
high c oncentrations (i.e.,
perc ent levels) but
analyzing samples at the
ppb or ppt levels is vastly
different.
Laborator
▶ If very low dete ction limits or
y ce rtain performance criteria
are required by drinking
Selection water guidelines or
regulations, then these
laboratories may not be
c apable of meeting the data
quality objec tives (DQOs).
55
▶ A c hosen lab that does not
offer the full range of analyses
needed for a specific contract
will have to sub contrac t some
of the work.
56
▶ Where sampling is being
c onduc ted to verify
c omplianc e with a regulation
or a c ontrol order, ensure that
the lab is using
methodologies permitted by
the regulations.
Laborator ▶ The regulations often stipulate
not only the methods of
y sample preparation and types
of instrumentation to be used
Selection but also the performanc e
expe cted.
57
▶ Some regulations require that
the laboratory be accredited
(Standards C ouncil of
▶
C
Toanada).
be ac c redited, a lab must
meet standards for
performance (PE or PT
Laborator samples), have training
programs, documented
y methods, means of trac king
samples, and even meeting
Selection c leanliness c riteria.
▶ Hiring an accredited lab will not
guarantee good analytic al
results, but it provides a
starting point.
▶ Laboratories must be lic ensed
by Ontario MOE to analyze
58
drinking water samples.
▶ Samples c an be c olle cted
manually or with
automated samplers.
▶ Automated samplers are
c ommonly used be cause of
Sample their c ost effe ctiveness,
versatility, reliability,
Collection performanc e and c ost.
Automate ▶ They are also the method of
d or c hoic e when safety is a
c oncern (i.e., c onfined
Manual spac e).
▶ Manual sampling is well suited
to a small number of samples
but is c ostly and time
c onsuming for routine and
large sampling programs.
59
▶ Initial response to c itizen
c omplaints of partic ulate
fallout or foul drinking water are
times when manual sampling
are used.
Sample ▶ Here the sampler is basic ally
trying to find the source of the
Collection complaint.
60
▶ When multiple samples are to
be taken at frequent intervals,
or when a single sampling point
is to be sampled for an
Sample extended time, automated
samplers are put into use
Collection bec ause the manpower
Automate requirements to sample
manually are too high.
d or
▶ A human sampler taking
Manual samples has one great
advantage over an automated
sampler: visual observation.
61
▶ While some automated
samplers c an c olle ct multiple
sub-samples for visual
inspec tion, estimates of
sample variability (flow and
Sample characteristics) may be lost.
Collection ▶ A manual sampler has some
Automate extra flexibility to c ollec t
different types of samples
d or whenever needed.
Manual
▶ Automated samplers
generally don’t have this
flexibility.
62
▶ Certain sample types aren’t
easily c olle cted by automated
Sample samplers.
Collection ▶ Samples with large amounts of
Automate oil and grease, or samples
with partic ulates whic h may
d or c log the intake are generally
Manual not suitable for automated
samplers.
63
▶ Manual sampling depends on
the sample type, the c onditions
and equipment present and the
needs of the lab. Several types
are:
▶ Air partic ulates: razor
66
Water 3) Mechanical samplers use
some c ombination of wheels,
disks, or rotating scoops to
Sampler deliver water to a storage
container.
s
67
▶ For safety, maintenanc e,
reliability and sec urity in field
applic ations, the following
features are desired in an
automated sampler:
▶ Water tight c asing to
withstand total immersion
Vandal proof c asing with
Water
▶
provision for loc king
Sampler
▶ A sec ure harness or
mounting devic e if to be
used in a sewer
s ▶ Explosion proof c onstruction
▶ Capable of operating on AC or
DC
▶ C ompac t and portable for 1
person installation (under 20
kg)
68
▶ Variable sample collection interval
▶ C apable of flow proportional
and time c omposite samples
▶ Capable of collecting a single
large sample (10L) or 24 or
more disc reet smaller
samples
Water ▶
▶
Adjustable intake veloc ity
Minimum lift of 6 m
Sampler ▶ Manual c ontrol for test
c yc le operation
s ▶ No metal parts in c onta ct
with sample source
▶ Capable of temperature
control
▶ Purge c ycle
▶ Easily repaired and
a cc essible supply of spare
parts 69
▶ As a general rule the amount
of tubing needed to transfer
the sample from the water
sourc e to the storage
c ontainer should be
Water ▶
minimized.
This is especially important when
sampling for organic
Sampler parameters.
▶ Any tubing used should be inert
s to the materials being collected
(i.e., some types of plastic s
c ontain organic compounds
that can leac h into the sample
as it is collected.
70
▶ Automated samplers for air
monitoring generally work by
having a pump draw air
through some sort of filter or
sorbent material.
Air ▶ The filters may be a glass
fibre or other matrix either
Sampler alone or impregnated with a
sorbent.
s ▶ These filters c an be used to
determine the amount of total
suspended particulate in the
air, total c arbon, sulfur, and
metals.
71
▶ Solid sorbents suc h as tenax
and charcoal are used to trap
volatile organics.
▶ Most samplers have some sort
of mec hanism to limit the
Air size of particles trapped.
s ▶
respiratory tract.
Many of the features of water
samplers apply to air samplers
as well.
72
▶ Se curity, ease of
maintenanc e, portability,
adjustable sample volume and
number of samples, manual
test c yc le, no metals in
73
▶ There are 2 general types of
samples: grab and
c omposite.
75
▶ Samples are to be analyzed
for oil and grease or
volatiles
Grab ▶ Samples are c olle cted
Samples / to monitor batc h
discharges
C omposit
e ▶ C orroborate
c omposite sample
Samples data
▶ If required by
regulation
76
▶ A c omposite sample is defined
as a sample formed by mixing
disc reet (grab) samples
c olle cted over periodic points
in time or a c ontinuous
▶
proportion
The numberofofthe flow.
grab samples
C omposit depends on the variability of
the c oncentration and flow.
e ▶ A c omposite sample
represents average c onditions
Samples for the given duration, usually
24 hours.
▶ This type of sample
requires a greater amount
of time and is often
c olle cted with an
automated sampler.
77
▶ There are two main types
of c omposite samples:
▶ Simple c omposite
▶ Flow proportional
78
▶ There are two main types
of c omposite samples:
▶ Simple c omposite
▶ Flow proportional
C omposit
e ▶ Samples c olle cted by a
flow proportional system
Samples are c olle cted eac h time
the flow of the sampling
stream reaches a ce rtain
flow rate.
79
▶ Biological, chemical, and
physical changes may occur
after a sample is collected, that
change the sample’s
▶
c omposition.
Samples must be handled in a
manner to minimize these
Sample c hanges and to prevent
external contamination.
Preservatio ▶ The most c ommon c hanges in
n a sample between sampling
and analysis are a result of
volatilization, adsorption,
diffusion, prec ipitation,
oxidation, photoc hemic al
c hanges, and microbiological
degradation.
80
▶ Volatilization refers to the
physic al proc ess in whic h
volatile spec ies are lost to the
▶
atmosphere.
This proc ess depends on the
vapour pressure of the
analyte, the temperature of
Decompositio the sample and the surface
n & area.
Degradation ▶ A well sample suspe cted of
being c ontaminated by
Processes gasoline may lose
c omponents suc h as benzene,
toluene, and xylene through
volatilization.
▶ This is eliminated by c ontaining
the sample in a bottle with no
air or headspace.
81
▶ Metals c an be irreversibly
adsorbed onto glass
▶
surfac [Link] adsorbed
Oils are
onto walls of plastic
c ontainers.
Decompositio ▶ Organic molecules such as
n & plastic izers diffuse or migrate
out through plastic walls or
Degradation bottle caps.
Processes ▶ Ground water on c ontac t with
oxygen will often undergo
c hanges in whic h dissolved
iron will prec ipitate out as
solid iron oxides or hydroxides
or sulfide will oxidize to
sulfate.
82
▶ Light c an often degrade c ertain
organic c omponents suc h as
polycyclic aromatic
hydrocarbons (PAHs).
Decompositio
▶ Samples may c ontain
n & organisms that may degrade
Degradation organic components.
Processes
▶ For example, there are
bac teria that dec ompose
phenolic compounds.
83
▶ Preservation tec hniques often
involve the addition of a
c hemic al whic h ‘ties up’ the
analyte in a form whic h is less
affec ted by sample aging or
else provides c onditions
unsuitable for further reaction
Sample to occur.
Preservatio ▶ In some c ases, refrigeration or
n freezing to reduce reac tion
rates provides the best
preservation, espe cially for
those parameters which have
a direct biological
relationship (with respec t to
growth or dec line).
84
▶ Preservation for some
analytes is effective.
85
▶ The sampler should be aware that
the use of the recommended
preservative for one parameter
may negate the possible
determination of another.
▶ E.g., a sample for heavy metals
preserved with nitric ac id is
now unsuitable for pH and
Sample nitrate tests.
Preservatio ▶ It is the sampler’s responsibility
to determine whether the use of
n a c ertain preservative will
eliminate the possible
determination of another
required parameter, and provide
a suitable replicate sample for
the sec ond parameter.
▶ Eac h replica te should have the
preservative used c learly marked
on the sample container label.
86
Sample
Preservation
87
▶ Just as important as
preservatives in minimizing
analyte c hange is the sample
▶
or shipping
Selec c ontainer.
tion of sample
c ontainer is also determined
by the volume required for
Sample analysis.
88
▶ If the lab is not preparing
sample bottles, the sampler
must ensure that it is done.
89
▶ Some general guidelines
to selec tion of
c▶ontainers:
C onventional parameters in
water matric es (i.e., pH,
hardness, nutrients) c an be
Sample c ollected in 500 mL plastic
c ontainers. Avoid plastic s
Container whic h ‘breathe’ since
parameters suc h as ammonia
s may c hange signific antly in
transit.
Sludge samples should never be
filled more than half way to
allow for gas formation. Trac e
metals and c yanide are
c ollected in the same type of
plastic c ontainer.
90
▶ Solid samples for any of the
conventional or trace metal
parameters may be c olle cted
in either wide mouth plastic or
Sample glass jars or even plastic bags.
Container
▶ Some solid samples suc h as
s vegetation should be dried
as quic kly as possible to
prevent decay.
91
▶ Organic parameters are
c ollec ted in glass c ontainers
regardless of the matrix.
▶ The lids of these containers should
be lined with teflon or aluminum
foil.
Do not use plastic bottles for
Sample
▶
organic parameters since low
level contamination may occur.
Container ▶ As a worst c ase, plastic bottles
s c ontaining organic solvents
have ac tually dissolved before
getting to the lab for analysis.
▶ Samples for volatile parameters
must be collec ted and stored
with no headspace (air) in the
containers.
92
▶ Air filters are normally
transferred to the lab folded
over in envelopes to minimize
loss of any trapped
partic ulates.
Sample ▶ If the filters need to be stored
Container for an extended time, they
should be stored at low
s humidity.
93
Sample
C ontainers
94
▶ After sampling and
preservation, the samples are
ready for transport to the lab.
96
▶ All samples should be
labelled with the following
information:
▶ Sample ID. This may include
loc ation identifiers, date
identifiers, or a simple
numbering system.
▶ Sample loc ation desc ription
Sample (e.g., River X, 50 m
downstream of outfall)
Submissio ▶ Presence of any chemical
preservative
n ▶ Indication of the test requests for
that bottle
▶ Samples whic h c ontain or
are suspected of containing
hazardous materials should
be labelled for the
protec tion of laboratory
staff.
97
▶ Fish samples for metals or
merc ury determinations are
plac ed in plastic bags and
▶
frozen. for PCB or pestic ide
Samples
Sample analysis are wrapped in
solvent washed aluminum foil
Container and frozen.
s ▶ Generally only fish filets
are submitted.
▶ Any knife used to c ut the
filets must be solvent washed
as well.
98