Ethics in Civil Services: Roles & Challenges
Ethics in Civil Services: Roles & Challenges
TERMS
NEGATIVE
1. Iron cage reality by Max weber bureaucracy puts
POSITIVE
us in a cage, which limit our liberty
1. Principled realism
2. Travesty of justice
2. Dance of democracy
3. Turpitude in activism
3. Intellectual activism
4. Administrative Animosity/Apathy
4. Pragmatic learning
5. Rule of Men & not Rule of Law
5. Tryst with destiny
6. Rule by law & not rule of law
6. Cooperative & coordinative attitude
7. Jingoism
7. Spreading wings of generosity, humane values
8. Cartographical aggression
8. Categorical imperative
9. Neo-colonialism
9. Progressive outlook
10. Insularity of Outlook (Parochial)
10. Outward looking rather than inward looking
11. Caged parrot + Clawless tiger misuse of position
11. Transformative criticism
by independent bodies
12. Invisible infrastructure
12. Tort of misfeasance, malfeasance
13. Trusted Steel Frame
13. Soft society / throwaway culture
14. Role-oriented
14. Sleepy society
15. From Trusted Steel frame to Rusted Steel Frame
16. Rule oriented and not Role-oriented
CIVIL SERVICES
Definition of civil
services
Quotes regarding civil
services
Characteristics of CS
Roles of Bureaucracy
CIVIL SERVCIES
QUOTES
1. Deepak Gupta, former UPSC chairman, in his book
1. Termed by Jacques gournay max weber characteristics
the steel frame “quality of governance being the
2. Sardar Patel Civil servants or Bureaucrats are Local
key differentiator between developing and developed
administrators with National Outlook or Top Policy
countries“
makers with Grassroot Knowledge
2. Sardar vallabhai Patel “remove this [AIS], I see
• Ambassadors of governments
nothing but chaos in country”
1. Max Weber characterized by
3. Lal Bahadur Shastri Not just to implement
• HDFC IC
government policies, but to protect & safeguard
nation’s conscience & its basic humanitarian values
CIVIL SERVCIES “ROLES OF BUREAUCRACY”
1. Deepak Gupta improving the Quality of
governance which is the key differentiator btw
Developing & Developed Countries
2. Lal Bahadur Shastri
3. Promoter of Rule of law & constitutional morality
4. Constructive thinker + Critical Analysts
5. Crisis manager +Optimistic leader
6. Dynamic programme manager
7. Proactive policy formulator
8. Public relations expert
9. Public interest broker
10. Humanitarian employer
11. Social change agent
HDFC IC
CIVIL SERVCIES ROLE
ROLE OF BUREACUCRACY
1. Bridging trust deficit by promoting Grievance redressal mechanism
• Arun Kumar Lakhina in Ahmednagar
1. Better Realisation of Representative Democracy by Promoting “Participatory Governance”
• Pune Municipal Commissioner “Participatory Budgeting”
1. Standing for Conscientious activism Rule of LAW
• Dr PC Alexander refuting Political favours from PMO in 1970’s
1. Bringing in Innovation & efficiency
• Sreedharan called as Metro man
• Rahul Kumar used indigenous innovation to tackle covid-19
1. Manifesting technology for Good Governance
• Ritu Maheswari installing Smart Electric meters for preventing theft of electricity
1. People-centric governance
• Armstrong pane people’s road Btw assam-nagaland
• Vekateshwaram Burra ASHRAYA initiative for
• Community Friendly policing by DC Rajappa
1. Crisis manager during adverse times
• CS Rathore
1. Creation of Welfare State [A-38]
• Anil Swarup “Nexus of Good”
OVERALL ROLES OF BUREAUCRACY: FOUNDATIONAL VALUES:
TIN PWD RQ TIIC PWD EAAT
1. Quality of governance 1. Empathy & Compassion
2. Lal Bahadur Shastri Nation’s consciousness 2. Accountability
3. Reduces trust deficit grievance redressal 3. Aptitude & Attitude
4. Promotes people centric 4. Transparency
5. Better realisation of “Representative Democracy” 5. People-centric
Participatory Governance 6. Welfare state
6. Innovation & efficiency 7. Dedication
7. Creation of Welfare State 8. Tolerance
8. Promoter of Rule of Law 9. Integrity
10. Innovation & Efficiency
11. Conscience
CIVIL SERVCIES GOOD EXAMPLES
EMPATHY & COMPASSION:
MAINTAINING RULE OF LAW & OBJECTIVE APPROACH &
1. Venkateshwara burra initiating ASHRAYA a
POLITICAL IMAPRTISANSHIP
ngo for mentally challenged people,
1. K Subramaniyam “No 1st Use Policy”
2. P Narahari implementing ODF & community
2. Nirmal Mukherjee saying no to pm indira Gandhi
toilets
during emergency
3. Project udhyam by meghnath reddy in TN for
3. RN Ravi interlocutor bet govt & naga’s because of
building home based toilets for BPL
his impeccable record as impartial IPS officer
4. Param iyer in SBM Toilets building
4. Anil kumar lakihna brought about changes in
grievance redressal mechanism, record keeping
systems in Ahmednagar
EXAMPLES
ETHICS & MORALS
WAH CAN BE MORAL BUT CANNOT BE ETHICAL
1. Pooja khedkar case
2. British colonialism
3. Governor manifesting constitutional loopholes by
WAH CAN BE ETHICAL BUT CANNOT BE MORAL Pocket Vetoing state legislature bills
1. Rights to LGBTQIA+ 4. Bureaucratic officials promoting personal favors,
2. Living-in relationships nepotism
3. Job opportunities to women 5. Persecution of jews
4. Whistle blowing activity 6. Chaturvarna systems + Girl child marriage + Triple talaq
5. Sabarimala entry issue
7. Stealing things due to deprivation
8. Whistle blowing
9. Tax evasion + Circular trading + Round tipping
10. Greedflation
11. Greenwashing + Genderwashing
12. Passive way of living
13. Leaking state secret files for temporary Gains Pradeep
Kurulkar case
14. Sanitizer companies inc prices during corona-pandemic
VALUES
Definition of values
Diff pillars in values
Negative values
VALUES QUOTES:
1. CS Lewis Education without values makes a man
cleverer devil.
1. Set of moral values which acts as benchmark standards
which help is analysing the desirability or undesirability
of actions
-VE EXAMPLES
1. Tax evasion, circular trading, round tripping
2. Gender based patriarchal progress
3. Discrimination of minorities based on caste
communal lines
4. Taking & giving bribes
PILLARS: 5. Partisanship politics
1. TICC EAT PWD 6. Moral lapses by public authorities
2. CCC EEE PLISS 7. Soft society
8. Religious fundamentalism
9. Turpitude Risk aversion attitude
10. Might brew parochial interests
11. Easily influenceable by external peers, friends,
emotions etc
VALUES
-VE EXAMPLES
PERSONAL VALUES:
1. Tax evasion, circular trading, round tripping
1. Persistence during competitive exam studies
2. Gender based patriarchal progress
2. Fortitude crucial for handling exam hall pressure
3. Discrimination of minorities based on caste
3. Tolerance ate lunch in same tiffin box with
communal lines
students from diff culture
4. Taking & giving bribes
4. Integrity returned excess cash when a
5. Partisanship politics
shopkeeper gave it to me unknowingly
6. Moral lapses by public authorities
5. Compassion donated by class 12th books to my
7. Soft society
fellow friend who fell short in accessing the books
8. Religious fundamentalism
6. Empathy cried when a similar aged student was
9. Turpitude Risk aversion attitude
working in a tea stall , having less opportunities for
10. Might brew parochial interests
education and earning
11. Easily influenceable by external peers, friends,
7. Leadership during college culturals for which we
emotions etc
secured 2nd prize
8. Gratitude
9. Respecting elders & seniors
CONSCIENCE
Definition of
conscience
Consequence of
conscience
How conscience helps
CONSCIENCE
ANY PILLARS:
1. At individual level Nirmal Mukherjee saying
no PM Indira gandhi for political favours
2. At society level
1. Kant “Conscience refers to inner checks in form 3. At Organisation level
of Inner voices and feelings which helps in 4. At national level
delineating btw good and bad” 5. At international level
6. Political
7. Strategic
8. Economical
QUOTES:
9. Environmental
1. Gandhi’s quote
• One of the 7 Sins Pleasure without conscience 10. Sociocultural
• One court is above Court Of Justice. That is Court
ANY PILLARS:
of Conscience
1. Promotes tolerance making society conscious
1.
about humanistic values
2. Compassion
3. Courage
4. Rule of law Nirmal Mukherjee saying no PM
Indira gandhi for political favours
5. Whistleblowing
6. Sacrifice
CONSCIENCE
EXAMPLES: -VE EXAMPLES
1. Fali S Nariman with his conscience, he quit 1. Tax evasion, circular trading, round tripping
as additional solicitor general during 2. Gender based patriarchal progress
emergency 3. Discrimination of minorities based on caste
2. Elon musk communal lines
3. Nelson Mandela 4. Taking & giving bribes
4. Malala Yousuf 5. Partisanship politics
5. Sachin Tendulkar 6. Moral lapses by public authorities
6. Julian Assuage “Ethical Dilemma” of Wiki 7. Soft society
Leaks 8. Religious fundamentalism
7. Smitha Sabarwal tweeted in her personal 9. Turpitude Risk aversion attitude
account regarding Bilkis Bano case, though 10. Might brew parochial interests
1964 Condic rules prohibits 11. Easily influenceable by external peers, friends,
emotions etc
FAMILY
Quotes on family
Role of family
ANY PILLARS:
1. FIR STICC
2. Role of mother & Role of father
FAMILY FATHER MOTHER
FORWARD:
INSTITUTIONAL FRAMEWORK: 2. Relaxation training
3. Citizen charter
1. Lokpal CIC CVC CBI [Vinith Narayan case] 3. Role playing,
4. Awareness generation
2. Central ethics coordinating body, civil services board 4. Aptitude based trainings
3. Grievance redressal mechanism 5. Assertiveness training
4. Digitalizing E-gov systems 6. Communication training
5. Performance based incentives & promotion 7. value-based training
6. Institution of ombudsman
7. Integrity pact by 2nd ARC
8. Outcome-output framework, performance-based incentives MISC:
9. Role of media 1. Strengthening role of parliament & legislatures
Santhanam committee
2. Hota committee Strengthening disciplinary actions
LAWS/RULES: 3. Vohra committee oversight mechanism
1. Transparency of rules act [TORA by economic survey] 4. According to marx CSE suffers from loss of freedom,
2. Amending anachronous laws [PoCA 2nd ARC “Ethics in morality, creativity, humanity
Governance report”] 5. Principle of subsidiarity Aby niti aayog
3. Rationalising benami act, official secrets act 6. UN’s code of conduct
4. Civil services code of ethics, code of conduct for 7. OECD’s ethical conduct in public service bill
ministers 8. NCRWC effective law + effective enforcement
5. Public interest disclosure act/ whistle blower act
6. Lateral entry process
SYMPATHY + EMPATHY +
COMPASSION:
Sympathy
Empathy
Compassion
Diagram
Examples
QUOTES + REPORTS
N
1. State of “Awareness, Acknowledgement,
• Sarvodaya Thru Antodaya “Development for all” via
“Welfare for all”
• Gandhi’s Talisman Strategy
Desire” to alleviate other person’s hardships 1. 10th & 12th report of 2nd ARC Promotes citizen centric
• From Latin Work to suffer with governance
1. SDG 16 ensuring ATP of govt institutions 2. Dwight waldo’s 12 obligation of administrator
obligations to humanity
3. Dalai Lama “If you want to be happy, practice
Compassion ”
• Compassion is the wish to see others Free From Suffering
• Compassion is the Radicalism of our time
FOR SYM-EM-PATHY, COMPASSION
WHAT DOES EMAPTHY COMPASSION DOES:
1. Instils Courage to face discrimination BR
Ambedkhar empathy towards fellow
marginalised sections enabled him withstand
societal discriminations
2. Promotes Conscientious based activism
3. Promotes “People centric governance”
Grievance redressal mechanism
4. Creation of Welfare State
5. Ensures Accountability, TP of govt
6. Imbues Tolerance towards Diff fractions with
diversified cultural regimes
7. Preserves Integrity on part of Civils servants
8. Improves Quality of governance
9. Bolsters “Innovative Governance”
FOR SYM-EM-PATHY, COMPASSION
+VE EXAMPLES:
+VE EXAMPLES:
1. Armstrong pane green manipur mission,
1. Mother Teresa missionaries of charity in 1950
people’s road
2. Florence Nightingale
2. Swaroshish somvanshi in MP removed AC’s
3. Venkateshwaram burra initiating ASHRAYA a ngo
from his office to rehabilitation centre
for mentally challenged people,
3. Compassionate keralam initiative by Prasanth
4. Bindeshwar patak
nair
5. Katayani ammal
4. Bharath vadvani received ramsay Magsaysay
6. MK Ranjith singh compassion to animals, led to
award for treating poor
Formulation of “Project cheetah”
5. Kailash Satyarthi child right violation
7. Ira Singhal recruited one Transgender in her office
activism, bachpan bachao andolan
6. Raghavendra Auradkhar pink hoysalas for
women safety
HUMAN RIGHTS -VE INSTANCES:
1. Parochial
2. Staying out late in night not coming to home
1. Rights are reasonable ‘Claims of Persons’ 3. Wearing a different dress other than school
recognized by society and sanctioned by law uniform
against Actions of State 4. Right to some & consume liquor
2. Potter Stewart Ethics is knowing the diff btw 5. Right to copy and take bits in exam when
‘What one has the right to do’ & ‘What is right examiner is not looking
to do’ 6. Right to not return the excess cash given by
3. One man’s rights ends when the Nose of other shop-keeper
man beings
4. Individuals should act based on his or her own
liberty, interests, individuality until it doesn’t
Harms others harm principles of John Stuart
Mill
+VE INSTANCES:
1. Primary goal of state is to promote
welfare of people
2. Right to Education
3. Eight to personal life & liberty
4. Right to information
EMOTIONAL INTELLIGENCE
Definition
Diagram
Role of emotional
intelligence
EMOTIONAL INTELLIGENCE
QUOTES & PHRASES
1. All learning has emotional base Plato
2. Buddhism teachings
1. Daniel Goleman in his book “emotional Metta sutta practice of friendliness
intelligence : why it matter more than IQ” Samadhi inner peace
• Ability to Perceive, Understand, Manage one’s own
karuna compassion
emotions, feelings, mood, affect and To Behave in a Mudita sympathetic joy
socially desirable manner Upeksha equanimity - calm
1. Success = 80% EQ + 20%IQ
1. Max Weber adds legitimacy to bureaucracy
2. SWOT analysis “Strength, Weaknesses, Opportunity, Threats
“ analysis
5 COMPONENTS:
1. Self-awareness about
environment, circumstances
2. Self-motivation to instil courage
3. Self-regulation
4. Social management
EMOTIONAL INTELLIGENCE
SIGNIFICANCE FOR CSE +VE EXAMPLES:
1. Self-awareness strengths & weakness 1. An AICS working in south and is from north
2. Serves as inspiration, motivation factor Pankaj jain sending his 2. Swami vivekananda using sisters &
girl child to anganwadi brothers notion In Chicago speech
3. National integration sabka saath sabka vikas 3. Gandhi delivering social roles to women
4. Stay calm & composed under pressure George W Bush hearing 4. J H Nehru after indo china war tolerated
about 9/11 incident criticism
5. Maintain balanced personal & public life barack Obama 5. Chetan singh rathore
6. Motivational force service to nation 6. Vikram sarabai
7. Right aptitude for governance professionalism, leadership skills
8. Enables Adaptation to modified environment covid 19
pandemic – lockdown vs family bonds[let's talk helpline] -VE EXAMPLES
9. Leadership skills Vikram sarabai 1. Political intolerance vendetta, polarization
10. Selflessness nikunja dhalserving returned to work after demise xenophobia
of father due to pandemic 2. Risk aversion attitude turpitude
11. Persuasion Chetan singh rathore eg 3. Neglecting service minded approach
12. Tolerance Swami vivekananda using “Brothers & Sisters” during 4. Partisanship politics
Chicago speech 5. Corruption, red Tapism
13. Unified Global Order “Not an Era of war” 6. Conflicts of interest
7. Paternalistic attitude
8. Societal stereotypes
VALUES AND PRICNIPLES
All examples ALL VALUES:
ALL VALUES:
1. Empowerment
1. Tolerance
2. Emotional intelligence
2. Rule of law
3. Persistence
3. Integrity
4. Leadership
4. Innovation
5. Sacrifice
5. Compassion
6. Self-awareness
6. Courage
7. Conscience
PILLARS:
8. People centric
Mix of all
9. Welfare state
1. CCC EEE PLISS
10. Democracy
2. TIN PWD RQ
11. Empathy
3. TICC PWD EAT
12. Accountability, T P
13. Nation’s consciousness
14. Quality of governance
+ VE EXAMPLES SELF-AWARENESS:
ATTIDUE/CHANGE: 1. Increased self-awareness
CURIOSITY:
1. Alfred Nobel “Merchant of Vivekananda
1. Isaac Newton’s curiosity over an apple
Death” for discovering dynamite 2. Gautama Buddha
falling from a tree
to “Father of Nobel Peace Prize” 3. Pankaj Jain sending his
2. Richard Feynman aptitude
2. Emperor ashoka daughter to anganwadi
3. Albert einstein
• Im have no special talent. Im only 3. Nasa Mukht Bharath Abhiyan
4. SBM mission
passionately curious
5. Mission LIFE
DEDCIATEION TO SERIVCE /
SELFLESSNESS:
1. Danuja Dhalserving
2. Military personnel trekking uphill
for 4kms to save tribal families
during wayand landslide
+ VE EXAMPLES
INDOMITABEL WILL – COURAGE: PERSISTANCE: SACRIFICE:
1. Srinivasa Ramanujam with poverty 1. Thomas Alwa Edision failed 1. Nikola tesla [Father of Modern
2. Micheal Jordon with Flu won 5th NBA 999 times for inventing Electricity] sacrificed his wealth, lived
championship title electric bulb but succeeded in in anonymity
3. Serena Williams being pregnant won 1000th attempt 2. Sanjay Dubey for exposing
23rd championship title 2. Steve jobs corruption in Golden quadrilateral
4. Yuvraj Singh cancer during 2011 construction project
5. Lionel messi 3. Ranjan Kumar das violation of
• Bullied for short stature when he was 11 human rights in bricks klins
years old later went on to become the 4. Kamlaesh Kumari a CRPF who
GOAT in football world sacrificed hersfel for providing vital
info during Dec 13 Terror Attack on par
+ VE EXAMPLES
EMPATHY & COMPASSION:
1. Mangal arun shah “Mangal Thai’
started Palawi Project for empowering HIV
+ve children
LEADERSHIP: 2. Janrasoye initiative by Vidit sharma,
1. Vikram Sarabi who accrued blame to who provided hot cooked meals at Rs.5 for
himself for failure of SLV-3 mission patients waiting outside Noida hospitals
failure 3. Venkateswara Burra ASHRAYA
2. Alexander the Great fought 4. Kailah Satyarthi
alongside with his troops 5. Mother Teresa + Florence Nightingale
3. Rahul Dravid Taking Blame for Loss in
world cup final 2023
EMPOWERMENT:
ENVIRONEMNTAL PROTECTION: 1. Kartayanani Ammal Pioneer of
1. Jadhav Mulai Peyang Forest man of India Educational empowerment in Kerala
2. Medha Patkar “Narmada Bachao 2. Bindeshwar pathak revolutionised
Andolan” movement indian toilet system
3. Sundar lal Bahuguna Chipko movement 3. Armstrong pane
4. Ira singhal 1 Transgender in her office
+ VE EXAMPLES
INNOVATION: CONSCIENCE:
1. Richard Arkwright spinning jenny 1. Fali S Nariman resigned from Solicitor
2. James watt inventor of steam general position due to imposition of
engine unconstitutional emergency order
3. Ritu Maheswari Smart electricity 2. Sachin Tendulkar returning to pavilion
meters though umpire gave him not out
4. Rahul kumar, a DM in bihar 3. Nirmal Mukherjee
EMOTIONAL INTELLGIENCE:
1. Geogre W bush staying calm after TOLERANCE:
hearing 9/11 incident amidst students 1. Swami vivekananda using “Brothers &
2. Chetan Singh Rathore singing Vande Sisters” during Chicago speech
Mataram during CAA protests
3. “Not An Era of War”
ATTITUDE
Definition
Diagram
Role of emotional
intelligence
ATTITUDE QUOTES:
1. Attitude is a little thing that makes big difference Winston
Churchill
2. Weakness of attitude is a weakness of characters Albert
1. A person’s Overall Disposition Or Outlook Einstein
towards a particular object, person, situation 3. Plato Human attitude flows from 3 sources desire, emotion,
2. DIAGRAMS knowledge
3. SDG 16 ensuring ATP of govt institutions 4. Right attitude or samma-sankappa by budhha’s astangika marga
5. Swami vivekananda one needs right attitude for realising
his/her aptitude
6. APJ Abdul Kalam “Birds find shelter during Rain. But Eagles
soars high over Rain clouds. Problems are same but Attitude
makes a Difference”
COMPONENTS:
1. Plato’s CAB model
Cognitive[thinking or attributes of an
object] knowledge
Affective[feeling for others]
Emotion
Behavioural[behavioural pattern]
Desire
ATTITUDE -VE EXAMPLES FOR CSE
1. Bhopal gas tragedy callous attitude
2. Bureaucratic paralysis Risk aversion attitude,
+VE EGS maa-baap attitude, Elitist oriented activism , Red
1. Chetan singh rathore Tapism, inefficiency , Partisanship politics +
2. “chuppi todd initiative” Turpitude activism + parochial interests
3. Kailash Satyarthi 3. Gender disparity unpaid care work
4. Ashok Khemka 4. Societal stereotypes vocational education ,
5. Nirmal mukherjee Superstition, Casteism. Prejudiced
6. Rahul kumar, a DM in bihar 5. Soft society phenomena
6. Tort of Malfeasance
WAY FORWARD:
1. Kelman’s Levels of Social Influence
• Compliance individuals accepts others influence
• Identification When person’s accepts other’s
influence and
• Internalisation
POLITICAL ATTIUDE
1. Individual’s orientation towards Public policy,
Political Ideology, Role of Government
SIGNIFICANCE
1. Leadership proficiency Vikas kumar ujjwal converted maoist affected
area into tourism, captain cool + field setting for pollard
2. Maintains Ethos of governance citizen centric [j meghnath reddy in TN
who initiated project udhayam – home based toilets building]
3. Promotes Efficiency Rahul kumar of bihar used ingenious strategies to
tackle covid 19 pandemic
4. Espouses Innovation smart electric meters by ritu maheswari
5. Promotes Ethical governance thus Enabling Equity & inclusive
governance,
6. Exemplary professionalism rule of law, corruption less
7. Efficient decision making based on dynamic nature, E-gov
EXAMPLES;
1. Ritu maheswari smart electric meters
2. Raj gopal sunkara iot devices to reduced water
loss by 40% in erode district
3. Sushant Gaurav poverty stricken gumla
[jharkhad] into potential economic hub around
Ragi Cultivation
4. Pradeep Kumar jana “Cyclone Saviour” in odisha
for his impeccable service in disaster management
5. Pratiba pal sewage water treatment facility in
indore and making it “India’s 1st water plus city”
6. Supriya Sahu “Meendum Manjapai Campaign”
APTITUDE
IN SOCIETY -VE EXAMPLES
1. Innate ability to excel W A Mozart 1. Risk aversion attitude
2. Specialization of services bill gates has aptitude for 2. Neglecting service minded approach
coding but less for music 3. Partisanship politics
3. Promotes self-churning process Michael Jordon 4. Callous & Capricious attitude towards
with his basketball skills other sex, flora & fauna
4. Less likely to be influenced by external factors thus
relatively stable einstein’s mathematical skills
5. Promotes innovation & idea diffusion &
transferability Elon Musk with his science
knowledge promoted Tesla, SpaceX
6. Poses predictive value for gauging success Bill Nye
took aptitude test which predicted his knowledge in
space 1. 2nd ARC – holistic competence for CS
Aptitude ethos, ethics, efficiency, equity
INTEGRITY
QUOTES:
1. CS Lewis doing correct even when no one is watching
2. Mam Mohan Singh honesty & integrity must be the
routine expectations from public authorities
3. Categorical imperative following universality
commands
4. Veil of ignorance by John Rawls unbiased & impartial
1. Quality of establishing Consistency of thought, action, decisions
speech, while adhering to highest possible moral 5. Discipline of perception – discipline of will – discipline of
standards action
2. Manifestation of following values Openness, 6. Max weber creates legitimacy of bureaucracy
Accountability, Objectivity, Honesty, Integrity, Public 7. Thirukkural 34
interest, conscience, • True Moral Integrity lies in being flawless in your
3. SDG 16 ensuring ATP of govt institutions thoughts; Everything else is loud and blatantly posturing
SOURCES:
1. Article 51A FD’s
2. Nurturing by parents, friends, and society as a
whole
3. Indian civil services code of conduct rules
“Absolute integrity”
4. Role models inspiration
5. Inner checks/inner conscience
INTEGRITY +VE EXAMPLES
1. Sachin Tendulkar not-out
2. Sri mokhshagundam Visveswaraya
SIGNIFICANCE who resisted using public resources for
1. Optimal Aptitude for governance right ethos, resource personal uses
management, professionalism, leadership proficiency in 3. Socrates drank Hemlock poison and
governance accepted his fate though he had
2. Correct Attitude for governance Inculcates emotional choices of escaping the Death Trail
intelligence to CS’s 4. Nirmal Mukherjee no to PM indira
3. Ensures accountability, transparency, probity of govt 5. M Sahayam
institutions master key for governance 6. Ashok khemka
4. Promotes ethical & inclusive governance 7. Satyendra dubey
8. Vikram sarabai
9. Dr Rajendra Prasad
10. M S Swaminathan
11. S R Sankaran for his bonded labour act
12. T N Sheshan
13. Dr C Sylendra babu
INTEGRITY +VE EXAMPLES
1. Pooja Khedkar foreign fake
PILLARS: documents for entry into civil services
1. At individual level self awareness, personal development, 2. Pooja Singhal misusing power to
maximum utility profess corruption
2. At societal level social endomorphosis, crime-free society,
bipartisan behaviour
3. At administrative level right aptitude, values ATP, conflict of
interest, rule of law, constitution, ethical governance
4. At state/nation level fundamental duties, patriotism,
nationalism, national service
5. At international level rule based global order, resolving conflicts
transborder
6. At environmental level mission life
7. At organisational level
OBJECTIVITY QUOTES:
1. Bureaucratic ethics begins with impartiality & objectivity
2. Categorical imperative following universality
1. Ability to base one’s decisions on observable facts, figures, commands
evidences rather than personal biases or external 3. Veil of ignorance by John Rawls unbiased & impartial
influences decisions
2. SDG 16 ensuring ATP of govt institutions 4. Discipline of perception – discipline of will – discipline of
action
5. Max weber creates legitimacy of bureaucracy
6. Nolan committee key ingredient for stable bureaucratic
structure
7. Transparency & accountability “Master Key” for
SIGNIFICANCE governance
1. Optimal Aptitude for governance right ethos, resource
management, professionalism, leadership proficiency in
governance
2. Correct Attitude for governance emotional intelligence
3. Ensures accountability, transparency, probity of govt
institutions master key for governance
4. Promotes ethical & inclusive governance
5. Rule of law & not men
6. Supremacy of constitution
7. Reduces conflicts of interest, nepotism, favouritism
NONPARTISANSHI
P
1. Non-disposition of civil servants to private [impartiality – religion, caste,
creed] or political [nonpartisanship] fear & favours
2. Nolan committee key ingredient for stable bureaucratic structure
3. SDG 16 ensuring ATP of govt institutions
SIGNIFICANCE
1. Optimal Aptitude for governance right ethos, QUOTES:
resource management, professionalism, leadership 1. Categorical imperative following universality
proficiency in governance commands
2. Correct Attitude for governance honesty, integrity, 2. Veil of ignorance by John Rawls unbiased &
emotional intelligence impartial decisions
3. Ensures accountability, transparency, probity of govt 3. Golden mean by aristotle
institutions master key for governance 4. Discipline of perception – discipline of will – discipline
4. Promotes ethical & inclusive governance of action
5. Rule of law & not men 5. Max weber creates legitimacy of bureaucracy
6. Prevents trust decay 6. Thirukkural 111 “Position of power is good to occupy,
7. Supremacy of constitution when one practices; Impartiality, unfailingly, towards all
8. Reduces conflicts of interest, nepotism, favouritism sections”
OBJECTIVITY / IMAPARTIALTIY -VE EXAMPLES
+VE EXAMPLES 1. Excessive objectivity, impartiality administrative apathy
1. Ethical governance Nirmal mukerjee [Weberian model]
2. Rule of law TN Sheshan 2. Discourages creativity & innovation digital age
3. Transparency & accountability + probity U 3. Neglecting service minded approach
Sahayam who disclosed his assets 4. Brew Conflicts of interest Emboss Societal stereotypes
4. Empathy & compassion S R Sankaran instrumental MORAL LAPSES:
role in bonded labour act 5. Paternalistic attitude maa-baap, elitist trends
5. Theory of parliamentary democracy OM Birla as LS 6. Partisanship politics, competitive politics
speaker maintaining objective analysis of MP’s 7. Corruption, red Tapism
6. Prevents trust decay RN Ravi 8. Dehumanises governance
7. Manifesting right attitude & aptitude for governance
8. Resolves conflict of interests no favouritism,
nepotism 1. 2nd ARC bureaucracy must be government neutral & not
9. At organisational level programme neutral
10. Narasimha Rao sent Atal Bihari Vajpayee to 2. 11th [adopting technology] & 12th [citizen centric
represent india in intl conference governance] report by 2nd ARC
11. RN Ravi interlocutor of govt and naga tribes 3. HOTA committee about challenges in maintaining the
12. Mr. Kuvempu VC of mysore univ, but didn’t abuse order
his power for passing his son in BA exam
PROBITY: QUOTES:
1. Categorical imperative following universality
1. Quality of strict adherence to highest possible ethical commands
standards such as __ while performing an act 2. Veil of ignorance by John Rawls unbiased &
2. Morality + probity = good governance impartial decisions
3. SDG 16 ensuring ATP of govt institutions 3. Discipline of perception – discipline of will – discipline
of action
4. Max weber creates legitimacy of bureaucracy
MANIFESTATIONS OF 5. Nolan committee key ingredient for stable
PROBITY: bureaucratic structure
1. Integrity 6. Transparency & accountability “Master Key” for
2. Honesty governance
3. Impartiality 7. John F kennedy “No responsibility of Institutions
4. Accountability more fundamental than the responsibility of
5. Transparency maintaining higher standards of ethical behavior”
6. Answerability 8. Thirukkural 111 “Position of power is good to occupy,
7. Confidentiality when one practices; Impartiality, unfailingly, towards all
8. Dedication sections”
• “Water ensures cleanliness externally; Probity makes
inner purity evident” [298]
PROBITY:
+VE EXAMPLES
1. Asok Khemka
2. RN Ravi for his imparti
3. Nirmal mukerjee
+VE EXAMPLES 4. TN Sheshan
1. Ethical governance Nirmal mukerjee 5. U Sahayam who disclosed his assets
2. Rule of law TN Sheshan 6. OM Birla as LS speaker maintaining
3. Transparency & accountability + probity U Sahayam who objective analysis of MP’s
disclosed his assets 7. Empathy & compassion
4. Empathy & compassion S R Sankaran instrumental role in
bonded labour act
5. Theory of parliamentary democracy OM Birla as LS speaker
maintaining objective analysis of MP’s CHALLENEGS:
6. Prevents trust decay RN Ravi 1. Risk aversion attitude turpitude
7. Manifesting right attitude & aptitude for governance 2. Neglecting service minded approach
8. Ethos of governance 3. Partisanship politics
9. Resolves conflict of interests no favouritism, nepotism 4. Corruption, red Tapism
10. At organisational level 5. Conflict of interests
6. Moral lapses
7. Lack of stability bureaucratic structure
1. 2nd ARC bureaucracy must be government neutral & not 8. Paternalistic attitude, maa–baap
programme neutral to ensure probity attitude,
2. HOTA committee about challenges in maintaining the order 9. Societal stereotypes
ACCOUNTABILITY QUOTES:
1. Categorical imperative following universality
commands
2. Veil of ignorance by John Rawls unbiased &
1. Responsiveness –Enforcement –Answerability impartial decisions
2. Morality + Accountability = good governance 3. Discipline of perception – discipline of will –
3. SDG 16 ensuring ATP of govt institutions discipline of action
4. Triple chain of accountability CS-ministers, 4. Max weber creates legitimacy of bureaucracy
ministers-legislatures, legislatures-citizens 5. Nolan committee key ingredient for stable
5. Answerability for one’s action or behaviour bureaucratic structure
6. Fulfilling assigned obligations, objectives in time 6. Transparency & accountability “Master Key” for
7. Public agencies objective managing of diverse governance
expectations generated within & outside the TOOLS FOR ENSURING ACCOUNTABILITY:
organization [Romnez & Dubnick] 1. Institutional mechanisms CAG, CVC, Lokpal, Lokyukta
8. As Sunlight is the best disinfectant for harmful 2. Constitutional provisions executive responsibility, EC,
microorganisms, Transparency is the best disinfectant CAG, courts of law
for Corruption 3. E-governance ONDC, GeM portal,
9. 4. Regulatory bodies CPCB, CERC, SEBI, TRAI
5. Operational mechanisms code of conduct, AICS 1968,
social audit mechanism, citizen’s charter, citizen report
cards, participatory budgeting measures
6. Personality development capacity building
AIM:
1. At individual level moral, performance -VE EXAMPLES
2. At societal level gender parity, de-marginalisation, social accountability 1. Risk aversion attitude turpitude
3. At organisational level PDS systems, TATA, professional, financial 2. Neglecting service minded
accountability approach
4. At administrative level 3. Partisanship politics
Ethical governance Nirmal mukerjee
4. Corruption, red Tapism
Rule of law TN Sheshan
5. Conflicts of interest
Transparency & accountability + probity U Sahayam who disclosed his
6. Callous & Capricious attitude
assets towards other sex, flora & fauna
Empathy & compassion S R Sankaran instrumental role in bonded labour
7. Paternalistic attitude
act 8. Societal stereotypes
Theory of parliamentary democracy OM Birla as LS speaker maintaining
objective analysis of MP’s
Fax tracking of project clearances anil swarup in project monitoring group
Prevents trust decay, as it creates feedback mechanism RN Ravi
Manifesting right attitude & aptitude for governance
Ethos of governance
Resolves conflict of interests no favouritism, nepotism
1. At national international levels environmental degradation, cross border
terrorism
TYPES OF
ACCOUNTABILITY
TYPES
1. Legal accountability to law, rules, regulations
2. Political accountability of politicians WAY FORWARD:
3. Moral accountability 1. Assam Govt decision to enable Govt officials and
4. Performance accountability public servants to pay Electricity bills, thus ending
5. Professional accountability vertical, horizontal, the “Tax-payer funded Electricity consumption of
downward, diagonal govt officials” to inc Accountability
6. Administrative accountability to citizens & rule of la
7. Financial accountability transparency in financial
proceedings
8. Social accountability exact accountability from public
authorities
CONFLICT OF INTERESTS
QUOTES:
1. Golden mean by aristotle
1. Ethical dilemma A decision-making situation where
2. Madhyam marg buddha
choice is to be made btw 2 contradicting choices, neither
3. C S Lewis about integrity
of which resolves the situation in a morally satisfactorily
4. Rule 13 of all india civil services conduct rules 1968
manner
must not engage in inconsistent duties which might affect
2. Conflict of interests happens when a public/private
public interests
individual or entity has competing personal, financial,
5. Jaina principle of syaadavanda perspective knowledge
professional interests that directly challenges the ethics of
6. Sustainable development aims
public/private administration
PARTISANSHIP POLITICS EXAMPLES
1. Chandra kochar case
2. Videocon case
3. Recent allegations against former TN CM
allocating highways road management to own
family
4. P J Thomas case former CVC where allegations
where raised against him
CONFLICT OF INTERESTS
FACTORS IN PUBLIC
1. Rule of Laws vs conscience aadhar card linkage for PDS vs FACTORS IN PRIVATE
bestowing grains based on conscience 1. Impartiality vs compassion a deprived person
2. Democratic attitude vs bureaucratic attitude implementing seeking benefits from a welfare scheme but
lockdown vs ameliorating conditions of migrant workers does not have req documents
3. Impartiality vs compassion a deprived person seeking benefits 2. Belief vs action
from a welfare scheme but does not have req documents 3. Theory vs practice
4. Duty vs welfare land acquisition in tribal areas for setting up 4. Environment responsibility
renewable energy 5. Fairness vs discrimination
5. Rules vs tradition dowry tradition vs rules prohibiting it 6. Professional duty vs personal life
6. National security vs transparency confidential secrets vs right to 7. Rules vs tradition dowry tradition vs rules
know information article 19[1][a] prohibiting it
7. Personal vs public interests efficient builder vs kin in highways 8. Secrecy vs privacy confidential secrets vs
allocation [Recent allegations against former TN CM allocating personal biodata
highways road management to own family] 9. Whistle blowing activity professional conduct
8. Personal duty vs public duty army officer vs moral conduct
9. Professional conduct vs moral conduct Whistle blowing activity 10. Nondisclosure of unethical activates to protect
10. Social harmony vs violation of human rights illegal survey in the fame and reputation
criminality, violation of law
11. Passive euthanasia vs liberty of an ill-scorned individual
12. Judges recusal
TOLERANCE QUOTES & PHRASES
1. Sarva dharma sambhav gandhi
2. Ashoka’s dhamma
1. Ability to endure diversified viewpoint & practices 3. Akbar sul-I-kul
in an environment 4. Martin Luther king “if we want to live in peace, our
2. Fair, objective, permissive attitude towards other loyalties must transcend beyond religion, caste,
who hold different religious, faith, nationality community, creed, race, to see ourselves in the end
identities with a just and egalitarian society”
5. Rig veda “truth is one, but sages call it in different
SIGNIFICANCE: name”‐all religions are one and equal.
1. Right attitude for governance optimism, integrity, fortitude, 6. Vedanta philosophy religious tolerance
2. Ethos of governance citizen centric 7. Jaina principle of syaadavanda perspective
3. Ethical & inclusive governance tolerance, democratic knowledge
governance 8. Buddhist principle of madhyam marg middle path
4. Transparency, accountability, probity reducing trust decay 9. Voltaire I may don't agree with what u say, but will
5. Right aptitude for governance team building, resource & defend to death you right to say it
data management, professionalism, innovation & inspiration 10. Aristotle “Golden Mean – middle ground btw
6. Inculcates EI on Intellect of bureaucrats interests ”
7. Espouses national unity & fraternity 11. John Locke religious tolerance idea
8. Resolving conflicts of interest promotes public service
9. Objectives of preamble
TOLERANCE
1. Ability to endure diversified viewpoint & practices
in an environment
2. Fair, objective, permissive attitude towards other
who hold different religious, faith, nationality
identities
-VE EXAMPLES
Gujarat riots 2004, sikh riots 1984,
+VE EXAMPLES: Tuticorin shootings
1. An AICS working in south and is from north 1. Political intolerance vendetta,
2. Rule of law polarization, xenophobia
3. Empathy & compassion 2. Risk aversion attitude turpitude
4. Article 19, article 21 3. Neglecting service minded approach
5. Eco growth & development 4. Partisanship politics
6. Creation of social capital 5. Corruption, red Tapism
7. J H Nehru after indo china war tolerated 6. Conflicts of interest
criticism 7. Callous & Capricious attitude
towards other sex, flora & fauna
8. Paternalistic attitude
9. Societal stereotypes
QUOTES & PHRASES
-VE EXAMPLES
SIGNIFICANCE: Gujarat riots 2004, sikh riots 1984,
1. Right attitude for governance optimism,
+VE EXAMPLES: Tuticorin shootings
integrity, fortitude,
1. An AICS working in south 1. Political intolerance vendetta,
2. Ethos of governance citizen centric
and is from north polarization, xenophobia,
3. Ethical & inclusive governance
2. Rule of law Partisanship politics
3. Empathy & compassion 2. Risk aversion attitude turpitude
4. LGBTQ+ 3. Neglecting service minded approach
5. Article 19, article 21 4. Conflicts of interest
6. Eco growth & 5. Callous & Capricious attitude
development towards other sex, flora & fauna
7. Creation of social capital 6. Societal stereotypes
KNOWLEDGE
QUOTES
1. John Locke stressed on empiricism as source of
knowledge
2. Pursuit of knowledge is the highest goal Socrates
3. Hume, Rousseau same empiricism
4. Kant transcendental idealism – knowledge of
external world is mediated by internal structures
Priori knowledge does not depend on experience
Posteriori knowledge based on experience
1. Charvaka school of philosophy
FORTITUDE
NECESSITY:
1. Maximising utility of oneself
1. Plato’s virtue stand for what is right even if its 2. Risk taking scenarios
alone 3. Bolsters innovation
2. C S Lewis integrity 4. Citizen centric governance
3. Aristotle I count him brave who is able to
overcome his desires than him who conquers his
enemies, for the hardest victory is over self
4. Jean paul satre meaningful life based on EXAMPLES:
authenticity, freedom & choice is appreciable, 1. Serena Williams being pregnant, but won 23rd grand
dejecting existentialists crisis slam
• Competence & Confidence fortitude
LIBERTY NECESSITY:
1. Maximising utility of oneself
1. Lord Acton 2. Risk taking scenarios
• “The delicate fruit of mature civilization is liberty” 3. Bolsters innovation
• “Power tends to corrupt & absolute power corrupts 4. Citizen centric governance
absolutely”
1. Friedrich Hayek “economic form of liberty is more
imp than Political liberty, as the former begets latter”
2. John Stuart mill “Essay on Liberty” “only purpose for
which power can be used against he will of particular
community, is to protect them from harm”
3. Karl Popper’s “Open City” people have modest desires
to achieve solution to day-day problems +otherwise to
preserve freedom & responsibility
LEADERSHIP PILLARS:
1. Guidance
1. Steve jobs “Innovation distinguishes leader & 2. Solution
Followers” 3. Goal
2. John Q Adams “if One’s action inspires others to 4. Motivation
“Do-, Learn, Become-”more, then he is a Leader” 5. Communication
6. Plan
7. Vision
8. Direction
DEDICATION TO
SERVICE
SIGNIFICANCE:
1. Right attitude for governance optimism, integrity, fortitude,
1. Spending one’s own time, self, energy, capital 2. Ethos of governance citizen centric
Service to the cause of public welfare, without 3. Ethical & inclusive governance tolerance
the need of a formal commitment 4. Transparency, accountability, probity reducing trust decay
2. Margret chase smith beside doing job 5. Right aptitude for governance team building, resource &
efficiently & honestly, there must be utmost data management, professionalism, innovation & inspiration
dedication to nation & citizenries 6. Inculcates EI on Intellect of Bureaucrats
3. Daridra nayaran by vivekananda service to 7. Espouses national unity & fraternity
mankind is service to god 8. Resolving conflicts of interest promotes public service
4. Thirukkural 211 “Doings one’s duty without 9. Objectives of preamble
desiring any favors, is like rain; what can the
world do in return for rains”
5. Paramartha Pharmo Dhrama “Helping others
is the biggest duty”
DEDICATION TO
SERVICE
+VE EXAMPLES:
1. Bindeshwar pathak
-VE EXAMPLES
1. Risk aversion attitude turpitude
2. Kartayayani amma of kerala
2. Neglecting service minded approach
3. S R Sankaran
3. Partisanship politics
4. Rajendra Prasad
4. Corruption, red Tapism
5. Parameshwaram Iyer
5. Conflicts of interest
6. P N narahari
6. Callous & Capricious attitude towards other
7. Laungi Bhuiya canal man of bihar
sex, flora & fauna
8. Guruprasad Mohapatra played
7. Paternalistic attitude
instrumental role in ensuring stable supply
8. Societal stereotypes
of critical oxygen during 2nd wave of COVID-
9. Soft society against moral lapses
19 in 2021, though he sacrificed his life in
the cause
PUBLIC FEATURE OF PUBLIC SERVICE DELIEVRANCE:
1. Citizen centric Integrity, honesty
2. Trust building
SERVICE
3. Accountability, Transparency , Probity
1. Public Service Spending one’s own time, self, energy, capital to 4. Efficiency & Fairness
the cause of public welfare, with/without the need of a formal 5. Empathy & compassion
commitment 6. Accessibility, affordability, availability,
2. To realise your own individual morality, is to lose yourself at the Innovation
service of others Gandhi
3. Daridra nayaran service to mankind is service to god by
vivekananda 1. Selflessness
4. Kaultiya's arthashastra king’s welfare notion 2. Integrity
3. Openness
4. Honesty
5. Empathy and compassion
6. Lawfulness
OBJECTIVES
7. Dedicating oneself
1. Promoting general welfare by providing essential goods &
services
2. To ensure public safety from natural & artificial disasters
3. To promote social justice & quality of life ease of living
4. To promote economic growth + ease of doing business
5. To promote environment sustainability
6. To upheld rule of law & supremacy of constitution
7. To promote democratic governance
PUBLIC
SERVICE
INITIATIVES: WAY FORWRAD:
1. Right to public services act of 2010 Margret chase smith beside doing job efficiently
2. Citizen charter & honestly, there must be utmost dedication to
3. Accountability mechanism nation & citizenries
4. Institution mechanism 1. Common
5. E-Gov & NESDA portal 2. MP public service guarantee act 2010
6. Pragati portal 3. Local bodies decentralization
7. Capacity building programmes 4. RTI Act of 2005
8. Decentralised ideas 5. CSC’s
6. Innovative techs aadhar, UPI, etc
7 STEPS:
1. Define & identify 3 PILLARS:
2. Set standards 1. Citizen charter to citizen
3. Develop capability empowerment
4. Perform 2. Public grievance system
5. Monitor performance redress satisfaction
6. Evaluate 3. Capacity enhancement via
7. Continuous improvement enhancing service delivery
capcability
CITIZEN CENTRIC GOVERNANCE
AND GOOD GOVERNANCE
1. Locke model MEASURES TO ENSURE GOOD GOVERNACE
2. Hobbes model 1. Robust legal framework
3. Jean Jacques Rousseau social contract is based on 2. Robust institutional mechanism
natural goodness, general will, noble salvage 3. Optimal capacity building measures
4. J S Mill democratic setup 4. Re-engineering process to make governance
5. CHANGE oriented bureaucracy more citizen friendly
5. Modern technology
6. Right to information
7. Citizen’s charter
8 PILLARS AS PER WORLD BANK 8. Independent evaluation of services
1. Participatory Governance model 9. Grievance redressal mechanism
2. Rule of law 10. Public Private Partnership
3. Transparency
4. Responsiveness
5. Consensus oriented
6. Equity and inclusiveness
7. Effectiveness and efficiency
8. Accountability
GOOD GOVERNANCE EXAMPLES
GREIVANCE REDRESSAL LAST MILE REACH OF PUBLCI EMPOWERMENT OF MARGINALSIED
1. MO Sarkar in Odisha random SERVICES SECTIONS
call to acquire feedback 1. Sakala Model of Karnataka 1. E-gram Viswagram project of Guj
2. Jan Socha Portal of Rajasthan 2. MO Bus service free bus to bridge digital divide in the state
service 2. Bike Ambulances in Odisha inc
3. Arogya Kunji clinics tribal institutional births to 97%
health services in Odisha
PARTICIPATORY GOVERNANCE
1. POSCO steel plant in Odisha was
dismantled after concerns raised by
delhi environmentalists
2. Inculcation of pre-school curriculum in
actual 5 + 3 + 3 + 4 curriculum model of
NEP 2020, after consultation
3. Participatory budgeting by Pune MC
GOOD GOVERNANCE EXAMPLES
OVERALL:
1. Ensure ATP of govt institutions
3. Innovation-Efficiency thus minimal resource mobilisation max 1. Recently chattisgarh govt has
Service deliverance institutionalised “Good Governance
& Convergence dept”
4. Leverage technology for better governance
1. Kaultiya's arthashastra
QUOTES: 2. Thomas hobbes necessity for
1. Plato’s “Philosopher King ” policy makers should be government
guided by their knowledge & commitment to public 3. Max weber
good 4. George Orwell War is peace. Freedom is
2. Jean Jacques Rousseau general will of citizenries slavery. Ignorance is strength (An
must be the source of government power, popular undemocratic state will try to control the
sovereignty lies within people people’s liberty and minds”
3. Max Weber must be value rational in their behavior
4. Kaultiya’s Artha shastra primary goal of state is to
promote welfare of people
STATE’S MONOPOLY USE OF
+VE EFFECTS:
COERCION 1. Article 39b
2. Rule of law
1. Max weber’s famous dictum on modern state 3. Tax on intoxicants
monopoly of state power to statistics and 4. Minimum corporate tax & Equalisation levy on revenue
data 5. Burp tax
2. Monopoly over coercive actions service to 6. Equality
republic book by vijay kelkar • School uniform
3. “The Harm Principle” state’s legitimate use of 1. BNS + BNSS
coercion is to constraint the actions of
individuals which does harm to others -VE EFFECTS:
1. Imposing Hijab
2. Mao Suits by Mao Zedang
3. Regulatory cholesterol
NATIONALISM
+VE EFFECTS:
1. “Sense of Identity & Feeling of Togetherness 1. Unification & Consolidation of territories as in
where people with common sociocultural Case of Germany and Italy
practices share” 2. To Overthrow the “Engines of Inequality” INM
2. Rabindranath Tagore movement , apartheid regime
• Patriotism cannot be our final Spiritual Shelter: 3. Fruits of Civic nationalism
My refuge is in Humanity 4. Preserves cultural identity in a globalised world
• I will not buy Pack of Glass for Price of order
Diamond. I will not Allow Patriotism to triumph 5. Sense of Pride while representing Olympics,
over Sense of Humanity as long as I live T20 world cup
6. Realisation of Multilateralism
7. Strengthens “Notion of Collective and Common
Development”
8. Reduces dependency from other nations
NATIONALISM
-VE EFFECTS:
1. Regional consciousness
• Breaking up of states “Partition, USSR,
Yugoslavia crisis”
• Inter-state issues
• Might succumb to plethora of diversities
failure of “Treaty of Versailles”
1. Religious fundamentalism
2. Issues over cultural nationalism
3. Can promote polarisation tendencies
4. Can erode rule of law
• Cartographical aggression
1. Can promote authoritarianism tendencies
Middle kingdom mentality
ANY PROBLEMS/ CHALLENEGES: POLITICAL SYSTEMS
FAMILIAL VALUES & SOCEITAL NORMS 1. Political Interference report by transparency international
1. Bolsters nepotism, favouritism, 2. Transfer industry phenomena Callous political interference
2. Gender, caste-based discriminations [Occupational Hazard], criminalization of politics
3. Dynamic public expectations 3. Promoting Personal interests
4. Asymmetric power distribution due to 4. Lack of independence
informalization this gets even strenuous 5. Bureaucratic red tape 118 days to start a business in india than 6
5. Soft society as G Myrdal said days in new Zealand
6. Fear of retaliation from political parties
ORGANIZATIONAL SYSTEMS 7. Lack of democratic decentralization maa-baap attitude
1. People thin & Process Thick scenario Limited 8. Conflicts of interest btw citizenries & administrators
resources fund & natural resources 9. Travesty of justice moral lapses, Tort of malfeasance, turpitude
2. Mindset of Colonial legacy, Authoritarianism in activism, Risk aversion attitude
2nd ARC
3. Futile training & honing process LEGAL SYSTEMS
4. Weak incentives & promotion systems 1. Weak regulatory systems
5. Lack of accountability mechanism moral 2. Limited accountability mechanism
lapses [cor, nepo, red tap, fav, ], Limited 3. Delayed & cumbersome legal processing
technology systems 4. Complex & outdated laws
6. Low competency & high attitude + low Atti & high 5. Limited power to CAG
Apti concerns of 2nd ARC – mismatch of 6. Vagueness, ambiguous provisions in
attitude & aptitude, technocratic gap laws, rules PoCA, Benami act, RTI act
INTERNATIONAL ETHICS
ABOUT
GUIDING PRINCIPLES
1. Abiding to moral principles by nations,
1. Philosophy of Westphalia recognizing territorial
states & intl bodies
sovereignty
2. Panchsheel & Gujral Doctrine mutual cooperation
3. Philosophy of nonviolence
4. Philosophy of sustainability environmentalism
THEORIES & PERSPECTIVES: 5. Philosophy of global common Equity distribution of
1. Realism path of power maximization & justice, resources [equal world order]
self-interest 6. Strategic Patience —> S Jaishankar on india’s way book
2. Liberalism Commitment to protect human rights Liberalism,
3. Cosmopolitan perspective theory of Cosmopolitan, Constructivism, Pacifism, feminism
inter-connectedness, recognizing 7. Global cooperation Vasudheiva kudumbagam
individual values & freedom, worth 8. Gandhian principles faith in shared destiny of global
4. Constructivism promoting cooperation, citizens, faith In the collective will of the people
societal harmony, global common
5. Pacifist perspectives
6. Feminism gender equality
INTERNATIONAL ETHICS
GOOD EXAMPLES
1. “Vasudheiva Kudumbagam” vaccine maitri, Bhutan
funding on 12th plan
2. “Athithi Devo Bhava” home for migrants
3. Human rights ILO Conventions, UN universal
declaration of human rights
4. Development assistance committee of OECD,
UNICEF, WB, IMF, Marshal plan by USA, PL 480
scheme
5. Infra development Belt & road initiative in central
asia
6. Environmental Germany & France assisting in
climate change initiatives in Sahel, global cooperation
SYSTEM
1. Set of formal rules, guidelines, Enforceable by
1. Reversibility of decisions making efficient &quick
decisions-jeff bezos
2. Inversion Analysis analysing weak points – michael
systemic governance or courts of law systems
2. St Thomas Aquinas “ordinance of reason for jordon,
common good”, promulgate by central 3. Basic principles thinking elon musk – battery problem
community caretaker 4. Eisenhower box Decide, Do, Delegate, Delete
SIGNIFICANCE
1. Setting standards of behavior for common good WAY FORWARD:
2. Rule of law, Preventing market failure 1. Must be proactive than reactive
3. Unequal competition 2. Must be universal in nature
4. Ethical & inclusive governance regional, societal,
5. Vindicating sociocultural inequalities Social 3. Must not be anachronous in nature
endomorphosis 4. Must enable social endomorphosis
6. Social capital formation for economic growth &
development
7. Shaping social norms for common good
LAWS CONSCIENCE
QUOTES:
External checks Internal checks 1. Edgar Bodenheimer “Ethics are ‘In-
formal sources of law’ ”
Objectivity Subjectivity
Absolutism Relativism
FEATURES/PILALRS:
CONCERNS
1. Lawfulness of usage
1. Common
2. Transparency
2. Under- & Over- utilization
3. Accountability
3. Centralization
4. Efficiency
4. Shor-term thinking
5. Maximining public welfare
5. Outdated techs
6. Inclusive utilization fairness
7. Decentralized participation
8. Sustainability
CORPROATE
INITIATIVES
GOVERNANCE
1. Sir Adrian Cadbury “system of rules, regulations,
1. The Companies Act of 2013 board constitution, audit
process, management affairs
2. Clause 49 of the Listing Agreement to Indian Stock exchange
SOP’s by which companies are directed and
3. Accounting standards by Institute of Chartered Accountants
controlled”
Spells out rules & procedures for making rules of India
Distribution of rights & responsibilities among 4. Secretarial standards by Institute of Company Secretaries of
India
different stakeholders
5. Advanced pricing arrangement
1. Stakeholders Principles of OECD
6. CSR SYSTEM
2. Vinod rai former CAG initiated this reform
7. Tata code of conduct
3. Diagram
• Legality + Ethicality + Profitability
• Profit + people + Planet + Purpose
• Hannah Ardent “Labour + Work + Action”
1. Gandhi’s “Commerce without morality”
CORPROATE
GOVERNANCE
CHALLENGES/ WAY FORWARDS
1. Enforcing accountability & transparency mechanisms -VE EXAMPLES
to board of directors 1. Insider training practices Hindustan Lever ltd in 1996
2. Objective performance evaluation 2. Glass ceiling concerns over women & marginalized
3. Code of conduct on corporate governance sections who cannot overcome such ceilings
4. Imbibing right aptitude training process, risk 3. Discriminations, harassment on workers
management practices, 4. Environmental ethics lapses
5. Effective internal audit functioning 5. Dynamic pricing mechanism exploitation region wise
by Amazon in 2000
6. Greenwashing, Greedflation,
7. Conflicts of of interest with governments
8. RAU’s IAS study circle Flouted building construction
1. Uday Kotak Panel
Transparent recruitment mechanism, minimum norms which eventually led to death of 3 students
6 on BoD function, a
udit committee,
specialization of functions
Effective governance infra
CORPROATE
SIGNIFICANCE:
GOVERNANCE
+VE EXAMPLES
1. Positive sentiment in the minds & protecting the interests 1. Corporate Social Responsibility 1-1-1 philanthropic
of investors & regulators increased investment model [1% of product, equity, employees’ time for
2. Restoring trust decay on corporates [ford recalling 15M common good]
pintos in 1975 due to fire safety issues] customer centric 2. Education Pearson's project literacy program, Tata
corporate activism consultancy services IT Wiz
3. Effective management practices & resources efficiency 3. Environment Mahindra group’s “Go Green initiative”,
4. Growing reputation increased profits & business Coca-Cola’s “Plant Bottle”, Godrej’s “good & green”
performance 4. Health reliance “Mobile Medical Units”, Apollo “Save A
5. Positive work culture employee & employers' Child’s Heart”
satisfaction 5. Employment Infosys “Employability Program”, ITC’s
6. Right aptitude inculcation professionalism, leadership & Livelihood programme
work skills on stakeholders
7. Ethical & inclusive corporate structure women pay
parity,
8. Promoting common good for the society As validating
trusteeship model of governance, compassionate
capitalism as Narayan Murthy said
GREED
MORAL EXAMPLES
1. Ratan Tata in Covid pandemic
2. Elon musk donating
3. Sudha murthy
GREED 4. Azim premji
1. Gandhi’s philosophy 7 sins commerce without morality 5. James stephenson Donaldson-youtuber
• Trusteeship model 6. Compassionate capitalism by Narayan
1. Jaina principle of “Aparigraha” or non-attachment murthy
2. Concept of aprigrapha concept of non-possessions 7. JRD Tata
3. Earth can satisfy man’s need not, greed 8. Warren Buffet Oracle of Omaha, donated
4. Self-interest/greed by Thomas hobbes 10LC to bill & Melinda gates
5. Allegory of cave scenario plato insisted people to
reject illusion & shadows of physical & material world
POSITIVE
6. Thomas Hobbes humans are primarily motivated by
1. Article 38 of DPSP in indian constitution
self-interests
2. Jean Jacques Rousseau people should
7. Iron cage reality by Max Weber humans are
promote common good
circumcised by their personal interests
3. Categorical imperative of Kant
4. By practicing verstehn Weber
5. By understanding historical materialism Marx
6. Corporate Social Responsibility 1-1-1
philanthropic model
MORAL EXAMPLES
ETHICS
1.
2.
3.
Homi J Bhabha science & ethics must go hand-in-hand
Albert Einstein
John Wheeler hydrogen bomb
4. Azim premji
5. James stephenson Donaldson-youtuber
6. Compassionate capitalism by Narayan
4. M Visveswaraya murthy
5. APJ Abdul kalam missile man of india 7. JRD Tata
POSITIVE
1. Article 38 of DPSP in indian constitution
2. Jean Jacques Rousseau people should
promote common good
3. Categorical imperative of Kant
4. By practicing verstehn Weber
5. By understanding historical materialism Marx
6. Corporate Social Responsibility 1-1-1
philanthropic model
WESTERN
SOCRATES:
PHILOSOPHERS
1. Values of self-knowledge, self-
control, justice
PLATO:
1. Wisdom highest virtue,
which can be achieved via
THOMAS HOBBES:
1. Form of social contract btw
government & ruled
2. Pursuit of knowledge is the
reflection & reason 2. Idea of self interest
highest goal
2. Temperance self-control & 3. Absolute sovereignty on ruler in
3. Injustice shud not be replied with
moderation social contract
injustice
3. Justice Is ultimate virtue 4. Justice
4. One Shud Speak truth to Power
4. Common good 5. Equality
Whistle blowers
5. Philosopher-king
5.
MAX WEBER:
1. Bureaucracy
2. Studying ideal types of a
phenomena for better
understanding
3. Understating verstehen for social
coherence
4. Value rational actors
5. Iron cage reality
WESTERN
PHILOSOPHERS
APPROACH:
1. Deontological based
2. Teleological based
3. Descriptive ethics
4. Utilitarian ethics for greater good