Kant's Categorical Imperative Explained
Kant's Categorical Imperative Explained
A natural question is how we get from this very general high sounding
description of the morally correct way of life to specific real-world moral rules,
those concrete practical laws or precepts that will satisfy this condition.
Kant would say that we are now in a position to understand the other two
formulations of the Categorical Imperative: The Universalizability Formulation,
and the Principle of Ends. They each, when applied to real situations, tease out
practical implications of this very general “kingdom formulation” of the
Categorical Imperative. They can be read as related ways to discover the ‘best
set of specific rules’ referenced in the above ‘kingdom of ends’ formulation:
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from rules one can
consistently will as universal rules that all rational beings follow.
A2. The right acts are those that give due consideration to
The ‘Principle
autonomous rational agents as ends-in-themselves
of Ends’
formulation
A3. The right acts are those that are in concert with the set of rules that
persons, as a rational agent would be able to consistently legislate as
universally binding for a society, commonwealth or kingdom of
rational agents or ends-in-themselves.
The ‘Kingdom of
You may be wondering exactly how these Ends’
formulations are different from each other. Don’t formulation of
the Categorical
worry. That’s a completely normal and justified Imperative
worry. Kant actually thought they are three ways to
say the same thing.
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from rules one
can consistently will as universal rules that all rational
beings follow.
The Basic Questions: Can I consistently will that the action I am considering
be something like a natural law that all (or most) persons follow when in
similar circumstances? Can I as one rational agent among many, legislate this
course of action, as a law that all (including me) would have to follow when in
similar circumstances? Will I be able to carry out the very thing I want to do, in
that circumstance? Will I literally be able to follow that rule, or is it self
defeating?
Notice the ‘logic flavored’ words
here:“consistently,” and “self-
defeating” (very near the same as
“self contradictory.”) All of this
tied to a notion or conception of
“all” having to do certain things.
This is Kant’s attempt to capture
Teasing out A1, we can see how it resembles A3. intuitions we have in at least
some cases that morality requires
certain things all the time, ceterus
paribus.
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from rules one
can consistently will as universal rules that all rational
beings follow.
This is the story of a Doppelganger. Ted is a dead ringer in looks, mannerisms, and voice, for Bill
Gates. He’s down on his luck through no fault of his own. The country is in a severe economic
downturn, and he is one of the many hapless victims. Out on the street, unable to afford
housing, he scrapes by day-to-day picking up temporary work, and relying on local charities for
food, clothing, lodging.
This day he finds himself in a particular alley. The shelters are filled to capacity. It is morning.
The alley backs a line of high-end retailers in downtown Seattle. He notes fevered activity at two
of the rear-entrances. Employees are hurriedly moving stock out into the alleyway. Suits, shoes,
cufflinks, ties, and other items. This piques his curiosity. After they move a great many things
out, they hurry back in, and he hears the distinct sound of the locks being pulled to. His curiosity
only heightens at this point, and he moves around to the front windows of the establishment.
Inside, he sees the employees all gathered around a man who looks to be very important. Ted
puts his ear to the window thankful that they cannot see him. He hears the man angrily asking
why the store’s records indicate more sales than they could have possibly made. Ted pieces
things together. This man is a big-wig in the company, and the store has been doing some
creative book-keeping. “That has to be what is going on!” he says out loud. A person walking by
gives him a quizzical look. Ted looks and says, “Don’t worry, just a crazy street person talking to
his imaginary friend. Move along now.” The lady nervously complies.
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
Kant’s Procedure:
1. For each option you have: Formulate a subjective maxim for that option.
A ‘subjective maxim’(SM) is a rule intended for oneself, a kind of ‘rule of thumb’. It will
have the form:
Whenever I am in a situation with features A, B, C… I will do X.
3. For each UM: imagine a possible world where all or most people follow it, when in the
circumstances described by A, B, C…, as if it were a natural law.
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from
Procedure for
rules one can consistently will as universal rules that Application:
all rational beings follow.
Procedure:
1. For each option you have: Formulate a subjective maxim for that option:
Whenever I am in dire straits and can extricate myself from those straits by
making a lying promise, I will make the lying promise.
3. Imagine a possible world where all or most people follow this rule, as if it were
something like a natural law.
Applying Kant’s first 3 steps to one option (Ted’s option of making a lying promise) we will see that such
an act cannot be consistently willed as a universal law or rule which all rational free agents follow, for the
very attempt at making it universal defeats its very purpose. To see that, we need to apply Kant’s first 3
steps, as is done on this slide. Then, we need to finish up, with steps 4 and 5 to fully draw out the
inconsistency..
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from
Procedure for
rules one can consistently will as universal rules that Application:
all rational beings follow.
Procedure:
4. For each of these worlds ask: “Is it possible for me to carry out my intention to do X in
this world?”
5. If your answer is “No” then stage (1) has shown that the proposed universal rule is
rationally inconsistent, not possible, and you have shown that it is recommending an
action that is morally forbidden in circumstances A, B, C… Move to the stage (2) means
test just to be sure.
6. If your answer is “Yes”, the proposed universal rule is rationally consistent, and the
recommended action is morally permissible in circumstances A, B, C… Go to next step.
The steps to concentrate on here are 4 and 5. This slide presents them in their general form. The next
slide, as applied to Ted’s specific situation, and the universal maxim he is considering..
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from
Procedure for
rules one can consistently will as universal rules that Application:
all rational beings follow.
Procedure:
4. Ask: “Is it possible for me to make a lying promise in this world?”
5. Your answer is “No” It is not possible, because the practice would be so common
that no bank tellers would trust others to keep their word. [Move to the stage (2) ‘means’
test just to be sure.]
This “no” shows the act is immoral, according to Kant, and is therefore forbidden.
You really can skip the next slide to get the gist of Kant’s approach to Ted’s case. But, in case you are
curious what happens if your answer to 4 is “yes,” feel free to look at the next slide. A “yes” to 4 means that
your act is morally permissible. But, you might ask, what if it is not only permissible, but required. How am
I to tell that? The next slide outlines Kant’s response to that very good question:
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from
Procedure for
rules one can consistently will as universal rules that Application:
all rational beings follow.
Procedure:
7. Given that the action is permissible, it may be the case that the act is also morally
required. How do you tell if this is the case? You reapply steps 3 – 5 in the following way.
Whenever anyone is in a situation with features A, B, C... that person will not do X.
Whenever anyone is in dire straights and can get out by making a lying promise,
he/she will make the lying promise (not take the honest route)
11. If the answer is “no”, then not X is impermissible, and you must in fact do X. It is
morally required according to stage (1). Move to stage (2). If “yes”, permissible, not
required.
Kant and the Categorical
Imperative
A2. The right acts are those that give due consideration to The ‘Principle
autonomous rational agents as ends-in-themselves of Ends’
formulation
Well, once again, clearly, Ted has some “no” answers. So he can’t go through with his plan.
Kant and the Categorical
Imperative
The
‘Universalizability’
formulation
A1. The right acts are those acts that follow from rules one can consistently will as
universal rules that all rational beings follow.
A2. The right acts are those that give due consideration to autonomous rational agents
as ends-in-themselves
The ‘Principle
A3. The right acts are those that are in concert with the set of rules that you, as a of Ends’
rational agent would be able to consistently legislate as universally binding for a society, formulation
commonwealth or kingdom of rational agents or ends-in-themselves.
A2. The right acts are those that give due consideration to autonomous rational agents
as ends-in-themselves
The ‘Principle
of Ends’
A3. The right acts are those that are in concert with the set of rules that you, as a
rational agent would be able to consistently legislate as universally binding for a society, formulation
commonwealth or kingdom of rational agents or ends-in-themselves.
A2. The right acts are those that give due consideration to
autonomous rational agents as ends-in-themselves
The
A3. The right acts are those that are in concert with the set of rules that you, as a rational agent
would be able to consistently legislate as universally binding for a society, commonwealth or
E.G.,
Killer at
kingdom of rational agents or ends-in-themselves.
Also, A1 has what are sometimes called ‘ambiguities of scope,’ that render it too
pliable to the wishes of people that would use it for moral justification. Depending
on what you want, you can get your desired result by narrowing scope (adding
details) or broadening scope (omitting details). Here’s an example of narrowing
scope:
Achmed the Kantian Terrorist (AKT) wishes to justify
killing American civilians (KAC). How does he do this?
Why, by fiddling with the universal maxim forbidding
murder of course (adding details):
But, you may say, Achmed cannot pass test A2! Not so fast..
Stage 2: Show that KAC is in line with A2. (this one is admittedly
a bit tricky)
Acting from moral duty amounts to all of us deliberating and choosing actions
with an eye toward attaining, creating, bringing into fuller existence the full set
of conditions, the ‘space’ for the existence of a community of fully functional
and autonomous persons or ends–in-themselves, (and of course maintaining
any acquired conditions thereof). Permissive Reading
It doesn’t take too much thinking to see that the permissive reading would give a
justification for lying to Fred the would be killer. More generally speaking, it would allow
for consequentialist reasoning even in cases where Kant recommends we eschew it, in that
some courses of action would undoubtedly move us further along toward the goal of fully
realizing the kingdom of ends in themselves (or persons) while perhaps violating one of the
alleged categorical imperatives (as for instance “don’t lie!”). This is a problem only if you
don’t want anything to do with consequentialist reasoning. It does suggest, however, that a
hybrid of the systems (Utilitarianism and Kant) may be more appealing.