®

Tivoli Storage Manager 6.1

Upgrade from a version 5 database

© 2009 IBM Corporation

Updated December 21, 2009

This module provides an overview of preparing and upgrading the IBM Tivoli Storage
Manager database from version 5 to version 6.1.

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Objectives
Upon completion of this module, you will be able to:
�Prepare the Tivoli Storage Manager version 5 database
for upgrade
�Upgrade the version 5 database to Tivoli Storage
Manager 6.1

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Upon completion of this module, you will be able to prepare the Tivoli Storage Manager
version 5 database for upgrade. You will also be able to upgrade the version 5 database to
Tivoli Storage Manager 6.1.

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Planning the Tivoli Storage Manager 6.1

upgrade
Follow these basic steps when preparing to
upgrade from version 5 to version 6.1:
1. Check the prerequisites for the upgrade.
2. Prepare space for the upgrade process.
3. Modify server settings for the upgrade.
4. Back up storage pools and the server database.
5. Back up configuration information.
6. Stop all server processes before installing the upgrade.

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Follow these basic steps when preparing to upgrade from version 5 to version 6.1:
[Link] the prerequisites for the upgrade.
[Link] space for the upgrade process.
[Link] server settings for the upgrade.
[Link] up storage pools and the server database.
[Link] up configuration information.
[Link] all server processes before installing the upgrade.

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Requirements for Tivoli Storage Manager

versions before version 5.3.6
� A version 5.3, version 5.4, or version 5.5 server can be upgraded to version 6.1.
� For a version 5.3 or version 5.4 server, check whether the operating system must
be upgraded before beginning the upgrade procedure.
� The system requirements for the upgrade utility are the same as the system
requirements for a version 5.5 server.
� The upgrade utility is based on the version 5.5 server code.
� The upgrade utility package must be installed on the system where the version 5
database is located.
� Tip: The version 5.3 or version 5.4 server itself does not have to be upgraded to
version 5.5 before you upgrade to version 6.1. Instead, the system where that
server is located must meet the operating system requirements for running a
version 5.5 server.
Client nodes and storage agents must be version 5.4
or later to connect to a version 6.1 server.

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A version 5.3, version 5.4, or version 5.5 server can be upgraded to version 6.1.
For a version 5.3 or version 5.4 server, check whether the operating system must be upgraded before
beginning the upgrade procedure.
The system requirements for the upgrade utility are the same as the system requirements for a version 5.5
server.
The upgrade utility is based on the version 5.5 server code.
The upgrade utility package must be installed on the system where the version 5 database is located.
Tip: The version 5.3 or version 5.4 server itself does not have to be upgraded to version 5.5 before you
upgrade to version 6.1. Instead, the system where that server is located must meet the operating system
requirements for running a version 5.5 server.
Client nodes and storage agents must be version 5.4 or later to connect to a version 6.1 server.
You cannot upgrade your server to run on an operating system that is different from the operating system it
currently runs on.
Some platforms that were supported for earlier versions of the server are not supported for version 6.1.
These include the following platforms:
•HP-UX running on a PA-RISC system
•Linux® running on an Intel® Itanium® system (IA64)
•Linux running on a 32-bit x86 system
•Microsoft® Windows® running on an Intel Itanium system (IA64)
•Solaris SPARC 9
Refer to the Server Upgrade Guide for more details.

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Upgrade options
� There are four scenarios for performing an
upgrade:
�Scenario 1: Same system, media method
�Scenario 2: Same system, network method
�Scenario 3: New system, media method
�Scenario 4: New system, network method

� There are two processes for upgrading the

database:
�Upgrade utilities (manual)
�Upgrade wizard

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There are four scenarios for performing an upgrade:

•Scenario 1: Same system, media method
•Scenario 2: Same system, network method
•Scenario 3: New system, media method
•Scenario 4: New system, network method
There are two processes for upgrading the database:
•Upgrade utilities (manual)
•Upgrade wizard
The time required to complete the upgrade depends on the following factors:
•The size of the database being upgraded
•The number and speed of system processors
•The storage device configuration
•The method chosen for moving the data from the version 5 database to the version 6 database
If your environment includes multiple servers and storage agents, evaluate the compatibility of the versions
being run with an upgraded version 6.1 server. Plan to upgrade one server first in a test environment. Then
stage the upgrade of additional servers and storage agents.
After you install the version 6.1 server program, upgrade the database for each server instance separately.
If you use the upgrade wizard, run the wizard once for each server instance. You can upgrade multiple
servers at the same time.
If you use the upgrade utilities from a command-line interface, repeat the procedure for upgrading each
server instance.
You can begin production-level operations with one upgraded server instance while other server instances
are still being upgraded.
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Scenario 1: Same system, media method

Tivoli Storage Tivoli Storage
Manager 5.5 Manager 6.1
database tasks database tasks

1. Back up version 5 database.

2. Install Tivoli Storage Manager 6.1
server code.
3. Install DSMUPGRD utilities.
4. Prepare the version 5 database.
5. Format an empty database to
receive data.
6. Start the insertion for the new
server.
7. Start the extraction process.

All upgrade tasks are performed on the same system. The database
is extracted to media and later inserted into the version 6.1 database.

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With scenario 1, all upgrade tasks are performed on the same system. The database is
extracted to media and later inserted into the version 6.1 database.
Follow these steps to perform the upgrade:
1. Back up the version 5 database to media.
2. Install Tivoli Storage Manager 6.1 server code.
3. Install DSMUPGRD utilities for the version 5 database.
4. Prepare the version 5 database.
5. Format an empty database for version 6.1 to receive the data.
6. Start the database insertion from media for the new server.
7. Start the database extraction from media for the version 5 database.

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Scenario 2: Same system, network method

Tivoli Storage Tivoli Storage

Manager 5.5 Manager 6.1
database tasks database tasks

1. Back up the version 5 database.

2. Install Tivoli Storage Manager 6.1
server code.
3. Install DSMUPGRD utilities.
4. Prepare the version 5 database.
5. Format an empty database to
receive data.
6. Start the insertion for the new server.
7. Start the extraction process.

All upgrade tasks are performed on the same system. The data is
extracted from the original server database and inserted into the new server
database at the same time.
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The process for upgrading with scenario 2 is similar to scenario 1. The data is extracted
from the original server database and inserted into the new server database at the same
time over the network..
Follow these steps to perform the upgrade:
1. Back up the version 5 database.
2. Install Tivoli Storage Manager 6.1 server code.
3. Install DSMUPGRD utilities for the version 5 database.
4. Prepare the version 5 database.
5. Format an empty database for version 6.1 to receive the data.
6. Start the database insertion process for the new server.
7. Start the database extraction process of the version 5 database.

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Scenario 3: New system, media method

Tivoli Storage Tivoli Storage
Manager 5.5 Manager 6.1
server server

1. Back up the version 5 database.

2. Install Tivoli Storage Manager 6.1
3. Install DSMUPGRD utilities on the server code.
version 5 system.
4. Prepare the version 5 database.
5. Format an empty database to
receive data.
6. Start the insertion for the new server.
7. Start the extraction process.

Some upgrade tasks are performed on the original system and some are
performed on the new system. The database is extracted to media and later
inserted into the version 6.1 database.
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With scenario 3, some upgrade tasks are performed on the original system and some are
performed on the new system. The database is extracted to media and later inserted into
the version 6.1 database.
Follow these steps to perform the upgrade:
1. Back up the version 5 database to media.
2. Install Tivoli Storage Manager 6.1 server code on the new system.
3. Install DSMUPGRD utilities for the database on the version 5 system.
4. Prepare the database on the version 5 system.
5. Format an empty database on the new system for version 6.1 to receive the
data.
6. Start the database insertion from media on the new server.
7. Start the database extraction from media on the version 5 system.

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Scenario 4: New system, network method

Tivoli Storage Tivoli Storage
Manager 5.5 Manager 6.1
server server

1. Back up the version 5 database.

2. Install Tivoli Storage Manager 6.1
3. Install DSMUPGRD utilities on the server code.
version 5 system.
4. Prepare the version 5 database.
5. Format an empty database to
receive data.
6. Start the insertion for the new server.
7. Start the extraction process.

Some upgrade tasks are performed on the original system and some are
performed on the new system. The data is extracted from the original
server database and sent over the network connection to be inserted into
the new server database.
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The process for upgrading with scenario 4 is similar to scenario 3. The data is extracted
from the original server database and sent over the network connection to be inserted into
the new server database.
Follow these steps to perform the upgrade:
1. Back up the version 5 database.
2. Install Tivoli Storage Manager 6.1 server code.
3. Install DSMUPGRD utilities for the version 5 database.
4. Prepare the version 5 database.
5. Format an empty database for version 6.1 to receive the data.
6. Start the database insertion process for the new server.
7. Start the database extraction process of the version 5 database.

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Upgrading the database to a new system

� If you are moving the server to a new system, ensure that

the new system can access the storage devices that are
used on the original system. These storage devices include
disk and tape devices that are used to store client data.
� If you are moving the database using the media method,
you might need to leave a storage device attached to the
original system.

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If you are moving the server to a new system, ensure that the new system can access the
storage devices that are used on the original system. These storage devices include disk
and tape devices that are used to store client data.
If you are moving the database using the media method, you might need to leave a
storage device attached to the original system.

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Upgrading the database on the same system

If you plan to upgrade the server on the same system, you can
take one of two approaches:
1. Ensure that the system has enough disk storage for storing
database and recovery logs for both the original server and the new
version 6.1 server.
Both will be stored on disk storage during the upgrade process.
2. After you back up the version 5 database and extract the data in the
database to media, reconfigure the disk subsystem used for the
database storage. Then load the data into the new database from
the media.
You must take this approach if you do not have enough disk space
for both the original server and the new server.

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If you plan to upgrade the server on the same system, you can take one of two
approaches:
[Link] that the system has enough disk storage for storing database and
recovery logs for both the original server and the new version 6.1 server. Both will
be stored on disk storage during the upgrade process.
[Link] you back up the version 5 database and extract the data in the database to
media, reconfigure the disk subsystem used for the database storage. Then insert
the data to the new database from the media.
You must take this approach if you do not have enough disk space for both the
original server and the new server.
If you plan to upgrade the server on the same system and use the network method for
moving the database, ensure that the system memory is sufficient to run two servers
simultaneously.
When you run the process that extracts the database from the existing server and inserts
the database for the new server, the net effect is that two servers are running at the same
time on the system. System memory must be large enough to handle these processes.

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Moving the database using media

� You can extract data from the original database to media,
and later load the data into the new database.
� The new database can be located on either the same
system or a different system.
� Use this method if you are upgrading to a new physical
system for the server and:
�You cannot have both your old and new machines available at the
same time.
�You cannot connect the systems with a high-speed network.
� Use this method if you want the version 6.1 server to use the
same disk storage space that is used by the version 5 server
on the same system.

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You can extract data from the original database to media, and later load the data into the
new database.
The new database can be located on either the same system or a different system.
Use this method if you are upgrading to a new physical system and you cannot have both
your old and new machines available at the same time or you cannot connect the systems
with a high-speed network.
Use this method if you want the version 6.1 server to use the same disk storage space
that is used by the version 5 server on the same system.
If you plan to extract the original server’s database to media to load into the new database
later, ensure that you have space available for storing the database and the manifest file
that the extraction process creates.

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Moving the database using the network

� You can simultaneously extract data from the original

database and load the data into the new database.
� The new database can be located on either the same system
or a system connected on the network.
� This method provides maximum performance from the
upgrade utility, particularly if:
�You are migrating from one physical system to a new system.
�The systems are connected by a high-speed network.

� The network method reduces the amount of storage that is

required because there are no requirements for disk or tapes
to hold the data unloaded from the version 5 database.

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The network method for the data movement overlaps the extraction time with the insertion
time. Using the network method for the database extraction and insertion and database
directories that are spread across different physical devices, you can attain a rate of 5 –
10 GB per hour.

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Basic steps to upgrade from version 5 to

version 6.1

1. Prepare for the upgrade.

2. Uninstall the version 5 program.
3. Install the version 6.1 server.
4. Install the upgrade utilities on the original server.
5. Upgrade the server by using one of the following
methods:
�Upgrade the server using the upgrade wizard.
�Upgrade the server manually using utilities.
6. Complete the upgrade by taking important first steps.

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Follow these basic steps to perform the upgrade:

[Link] for the upgrade.
[Link] the version 5 program.
[Link] the version 6.1 server.
[Link] the upgrade utilities on the original server.
[Link] the server by using one of the following methods:
•Upgrade the server using the upgrade wizard.
•Upgrade the server manually using utilities.
[Link] the upgrade by taking important first steps.

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Access the upgrade utilities package

The upgrade utilities package is available to download from
an IBM FTP site.
1. Go to [Link]
management/maintenance/server-upgrade.
2. Navigate to the directory that names the platform that your version 5
server runs on.
3. In that directory, open the [Link] directory.
4. Download the .tar or .exe file to a convenient location on the server
system.
5. Use the upgrade utilities to prepare and extract the database from
the original server.
Install the upgrade utilities package even if
you use the upgrade wizard.

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The upgrade utilities package is available to download from an IBM FTP site.
[Link] to the IBM FTP site listed on the slide.
[Link] to the directory that names the platform that your version 5 server
runs on.
[Link] that directory, open the [Link] directory.
[Link] the .tar or .exe file to a convenient location on the server system.
Use the upgrade utilities to prepare and extract the database from the original server. The
upgrade utilities package is required even if you use the upgrade wizard.

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Upgrade manually with the upgrade utilities

1. Prepare the version 5 database.
Use the utility DSMUPGRD PREPAREDB.
2. Extract the version 5 database to external media.
Use the utility DSMUPGRD EXTRACTDB.
3. Format an empty database to receive the data.
Use the utility DSMSERV LOADFORMAT.
4. Insert the data from the media to which it was extracted.
You must have the manifest file.
Use the utility DSMSERV INSERTDB.

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If you are going to upgrade the database manually, follow these steps:
[Link] the version 5 database.
Use the utility DSMUPGRD PREPAREDB.
[Link] the version 5 database to external media.
Use the utility DSMUPGRD EXTRACTDB.
[Link] an empty database to receive the data.
Use the utility DSMSERV LOADFORMAT.
[Link] the data from the media to which it was extracted. You must have the
manifest file.
Use the utility DSMSERV INSERTDB.
Detailed instructions for the supported platforms are in the IBM Tivoli Storage Manager
Version 6.1 Server Upgrade Guide.

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Upgrade with the upgrade wizard

1. Install the upgrade utilities package on the version 5
system.
2. Run the [Link] file in the Tivoli Storage Manager
version 6.1 server directory.
3. Log on as administrator.
4. Run the executable package for the upgrade utilities.
5. Install the utilities package in its own directory.

Do not install the utilities in the installation directory for the

original server that is to be upgraded.

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If you are going to upgrade the database with the wizard, follow these steps:
[Link] the upgrade utilities package on the version 5 system.
[Link] the [Link] file in the Tivoli Storage Manager version 6.1 server
directory.
[Link] on as administrator.
[Link] the executable package for the upgrade utilities.
[Link] the utilities package in its own directory.
Do not install the utilities in the installation directory for the original server that is
to be upgraded.
Detailed instructions for the supported platforms are in the IBM Tivoli Storage Manager
Version 6.1 Server Upgrade Guide.

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Starting the upgrade wizard

C:\Program Files\Tivoli\TSM\server\[Link]
/opt/tivoli/tsm/server/bin/dsmupgdx

Before upgrading, create

empty directories for the
version 6.1 database and
recovery logs.

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This is an example of using the upgrade wizard on a Microsoft Windows system.

Before upgrading, create empty directories for the version 6.1 database and recovery logs.
Start the wizard by clicking the [Link] file in the directory for your version 6.1
server.
Click Next to continue.

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Welcome screen

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Review the Welcome screen and click Next.

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Target system authentication

Scenarios 1 and 2
Scenarios 3 and 4

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Select the type of upgrade, either on this system or on a remote system.

If you select an upgrade on a remote system, enter the host name of the version 5 system.
Enter the system root or administrator user ID and password.

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Select upgrade

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Select Begin a new upgrade process for an existing server database and click Next.
If you are restarting the upgrade after correcting an error, select Continue the upgrade
process for an existing server database and click Next.

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Select upgrade phase

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The five steps are shown in this screen. The steps are selected by the wizard. Click Next
to continue.

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Select server

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Ensure that the version 5 server to be upgraded is correct and click Next.

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Verify server selection

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Verify that the version 5 database and log files are listed. Click Next to continue.

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Prepare database

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The status of PREPAREDB is displayed.

Return code 0 indicates success.
Click Next to continue.

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Select upgrade phase

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Select the upgrade method to use (media or network) is selected. Click Next to
continue.

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Select upgrade method

Scenarios 1 and 3
Scenarios 2 and 4

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Select Use media if you are using scenario 1 or 3. Select Use the network if you are
using scenario 2 or 4. Scenario 2 is used in this example. Click Next to continue.

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Select upgrade phase

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Because this example is for scenario 2, the Extract the existing database to media step
is skipped. The Configure the new server instance step is selected. Click Next to
continue.

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Modify disk configuration

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The extraction is complete. Click Next to begin the creation of the new server instance.

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Instance user ID

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Enter the system root or administrator user ID and password. Click Next to continue.

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Instance directory

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Verify the instance directory. Click Next to continue.

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Database directories

c:\dbdir was already created

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Specify the database directory for version 6.1.

Each instance requires its own directory. Consider using separate disks.
Click Next to continue.

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Recovery log directories

The log directories were already created

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Specify the names of the new log files you previously created:
• Active log
• Primary archive log
• Active log mirror
• Secondary archive log
Click Next to continue.

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Configuration summary

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Review the summary and click Next to continue.

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Configure instance

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Configuring the instance will take a few minutes.

When it is completed with return code 0, click Next to continue.

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Select upgrade phase

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Click Next to insert the data into the new server instance.

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Load new database

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The size of the database determines the amount of time it takes to load the new database.
Click Next to finish.
If the insertion process return code is 0, the upgrade was successful and you are done. If
the load failed, you can restart the wizard.

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After the upgrade

� Verify access to storage pools on disk.
� Start the server instance after the upgrade.
� Register licenses.
� Back up the database after upgrading the server.
� Verify the upgraded server.
� Update automation.

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Verify access to storage pools on disk

For all disk space that was used for storage pools (device types of FILE or DISK) by the
version 5 server, verify that the user ID that owns the upgraded Tivoli Storage Manager
server instance has ownership or read/write permission.
Start the server instance after the upgrade
Verify that the server instance is correctly set up by starting the server instance.
Register licenses
Immediately register any Tivoli Storage Manager licensed functions that you have
purchased so that you do not lose any data after you begin using the server. Use the
REGISTER LICENSE command for this task.
Back up the database after upgrading the server
After successfully upgrading the server, perform a full backup of its database as soon as
possible. Before performing the backup, you must first select the device class that the
database manager will use for automatic backups of the database.
Verify the upgraded server
Verify the operation of the server. If the server was installed on a new system as part of
the upgrade, check and update connections to storage devices and other components.
Update automation
Implement and verify changes to any automation or scripts that were identified in the
planning process.

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Summary
You should now be able to:
�Prepare the Tivoli Storage Manager version 5 database
for upgrade
�Upgrade the version 5 database to Tivoli Storage
Manager 6.1

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This concludes the IBM Education Assistant training module for Tivoli Storage Manager
6.1 upgrade from a version 5 database.
You should now be able to prepare the Tivoli Storage Manager version 5 database for
upgrade and upgrade the version 5 database to Tivoli Storage Manager 6.1.

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Feedback
Your feedback is valuable
You can help improve the quality of IBM Education Assistant content to better
meet your needs by providing feedback.
� Did you find this module useful?
� Did it help you solve a problem or answer a question?
� Do you have suggestions for improvements?

Click to send e-mail feedback:

[Link]

This module is also available in PDF format at: ../upgrade_database.pdf

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You can help improve the quality of IBM Education Assistant content by providing
feedback.

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Performance is based on measurements and projections using standard IBM benchmarks in a controlled environment. All customer examples described are presented as illustrations of
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