Data Mining

Classification: Basic Concepts and

Techniques

Lecture Notes for Chapter 3

Introduction to Data Mining, 2nd Edition

by
Tan, Steinbach, Karpatne, Kumar

09/21/2020 Introduction to Data Mining, 2nd Edition 1

Classification: Definition

Given a collection of records (training set )

– Each record is by characterized by a tuple
(x,y), where x is the attribute set and y is the
class label
 x: attribute, predictor, independent variable, input
 y: class, response, dependent variable, output

Task:
– Learn a model that maps each attribute set x
into one of the predefined class labels y

09/21/2020 Introduction to Data Mining, 2nd Edition 2

Examples of Classification Task

Task Attribute set, x Class label, y

Categorizing Features extracted from spam or non-spam

email email message header
messages and content
Identifying Features extracted from malignant or benign
tumor cells x-rays or MRI scans cells

Cataloging Features extracted from Elliptical, spiral, or

galaxies telescope images irregular-shaped
galaxies

09/21/2020 Introduction to Data Mining, 2nd Edition 3

General Approach for Building
Classification Model
Tid Attrib1 Attrib2 Attrib3 Class Learning
1 Yes Large 125K No
algorithm
2 No Medium 100K No

3 No Small 70K No

4 Yes Medium 120K No

Induction
5 No Large 95K Yes

6 No Medium 60K No

7 Yes Large 220K No Learn

8 No Small 85K Yes Model
9 No Medium 75K No

10 No Small 90K Yes

Model
10

Training Set
Apply
Tid Attrib1 Attrib2 Attrib3 Class Model
11 No Small 55K ?

12 Yes Medium 80K ?

13 Yes Large 110K ? Deduction

14 No Small 95K ?

15 No Large 67K ?
10

Test Set

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Classification Techniques

Base Classifiers
– Decision Tree based Methods
– Rule-based Methods
– Nearest-neighbor
– Neural Networks, Deep Neural Nets
– Naïve Bayes and Bayesian Belief Networks
– Support Vector Machines

Ensemble Classifiers
– Boosting, Bagging, Random Forests

09/21/2020 Introduction to Data Mining, 2nd Edition 5

 Example of a Decision Tree

Splitting Attributes
Home Marital Annual Defaulted
ID
Owner Status Income Borrower
1 Yes Single 125K No Home
2 No Married 100K No Owner
Yes No
3 No Single 70K No
4 Yes Married 120K No NO MarSt
5 No Divorced 95K Yes Single, Divorced Married
6 No Married 60K No
Income NO
7 Yes Divorced 220K No
< 80K > 80K
8 No Single 85K Yes
9 No Married 75K No NO YES
10 No Single 90K Yes
10

Training Data Model: Decision Tree

09/21/2020 Introduction to Data Mining, 2nd Edition 6

 Another Example of Decision Tree

MarSt Single,
Married Divorced
Home Marital Annual Defaulted
ID
Owner Status Income Borrower
NO Home
1 Yes Single 125K No
Yes Owner No
2 No Married 100K No
3 No Single 70K No NO Income
4 Yes Married 120K No < 80K > 80K
5 No Divorced 95K Yes
NO YES
6 No Married 60K No
7 Yes Divorced 220K No
8 No Single 85K Yes
9 No Married 75K No There could be more than one tree that
fits the same data!
10 No Single 90K Yes
10

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Apply Model to Test Data

Test Data
Start from the root of tree.
Home Marital Annual Defaulted
Owner Status Income Borrower
No Married 80K ?
Home 10

Yes Owner No

NO MarSt
Single, Divorced Married

Income NO
< 80K > 80K

NO YES

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Apply Model to Test Data

Test Data
Home Marital Annual Defaulted
Owner Status Income Borrower
No Married 80K ?
Home 10

Yes Owner No

NO MarSt
Single, Divorced Married

Income NO
< 80K > 80K

NO YES

09/21/2020 Introduction to Data Mining, 2nd Edition 9

Apply Model to Test Data

Test Data
Home Marital Annual Defaulted
Owner Status Income Borrower
No Married 80K ?
Home 10

Yes Owner No

NO MarSt
Single, Divorced Married

Income NO
< 80K > 80K

NO YES

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Apply Model to Test Data

Test Data
Home Marital Annual Defaulted
Owner Status Income Borrower
No Married 80K ?
Home 10

Yes Owner No

NO MarSt
Single, Divorced Married

Income NO
< 80K > 80K

NO YES

09/21/2020 Introduction to Data Mining, 2nd Edition 11

Apply Model to Test Data

Test Data
Home Marital Annual Defaulted
Owner Status Income Borrower
No Married 80K ?
Home 10

Yes Owner No

NO MarSt
Single, Divorced Married

Income NO
< 80K > 80K

NO YES

09/21/2020 Introduction to Data Mining, 2nd Edition 12

Apply Model to Test Data

Test Data
Home Marital Annual Defaulted
Owner Status Income Borrower
No Married 80K ?
Home 10

Yes Owner No

NO MarSt
Single, Divorced Married Assign Defaulted to
“No”
Income NO
< 80K > 80K

NO YES

09/21/2020 Introduction to Data Mining, 2nd Edition 13

Decision Tree Classification Task

Tid Attrib1 Attrib2 Attrib3 Class

Tree
1 Yes Large 125K No Induction
2 No Medium 100K No algorithm
3 No Small 70K No

4 Yes Medium 120K No

Induction
5 No Large 95K Yes

6 No Medium 60K No

7 Yes Large 220K No Learn

8 No Small 85K Yes Model
9 No Medium 75K No

10 No Small 90K Yes

Model
10

Training Set
Apply Decision
Tid Attrib1 Attrib2 Attrib3 Class
Model Tree
11 No Small 55K ?

12 Yes Medium 80K ?

13 Yes Large 110K ?

Deduction
14 No Small 95K ?

15 No Large 67K ?
10

Test Set

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Decision Tree Induction

Many Algorithms:
– Hunt’s Algorithm (one of the earliest)
– CART
– ID3, C4.5
– SLIQ,SPRINT

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General Structure of Hunt’s Algorithm
Home Marital Annual Defaulted
Let Dt be the set of training ID
Owner Status Income Borrower
records that reach a node t 1 Yes Single 125K No
2 No Married 100K No
3 No Single 70K No
General Procedure:
4 Yes Married 120K No
– If Dt contains records that 5 No Divorced 95K Yes

belong the same class yt, 6 No Married 60K No

then t is a leaf node 7 Yes Divorced 220K No

8 No Single 85K Yes
labeled as yt
9 No Married 75K No
– If Dt contains records that 10
10 No Single 90K Yes

belong to more than one

Dt
class, use an attribute test
to split the data into smaller
subsets. Recursively apply ?
the procedure to each
subset.

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 Hunt’s Algorithm
Home Marital Annual Defaulted
Home ID
Owner Status Income Borrower
Owner
1 Yes Single 125K No
Yes No
Defaulted = No 2 No Married 100K No
Defaulted = No Defaulted = No 3 No Single 70K No
(7,3)
(3,0) (4,3) 4 Yes Married 120K No

(a) (b) 5 No Divorced 95K Yes

6 No Married 60K No
7 Yes Divorced 220K No
Home
8 No Single 85K Yes
Owner
Home Yes No 9 No Married 75K No
Owner 10 No Single 90K Yes
Defaulted = No Marital 10

Yes No
Status
(3,0) Single,
Married
Defaulted = No Marital Divorced
Status
Defaulted = No
(3,0) Single,
Married
Annual
Divorced Income
(3,0)
Defaulted = Yes Defaulted = No < 80K >= 80K

Defaulted = No Defaulted = Yes

(1,3) (3,0)
(1,0) (0,3)
(c) (d)
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 Hunt’s Algorithm
Home Marital Annual Defaulted
Home ID
Owner Status Income Borrower
Owner
1 Yes Single 125K No
Yes No
Defaulted = No 2 No Married 100K No
Defaulted = No Defaulted = No 3 No Single 70K No
(7,3)
(3,0) (4,3) 4 Yes Married 120K No

(a) (b) 5 No Divorced 95K Yes

6 No Married 60K No
7 Yes Divorced 220K No
Home
8 No Single 85K Yes
Owner
Home Yes No 9 No Married 75K No
Owner 10 No Single 90K Yes
Defaulted = No Marital 10

Yes No
Status
(3,0) Single,
Married
Defaulted = No Marital Divorced
Status
Defaulted = No
(3,0) Single,
Married
Annual
Divorced Income
(3,0)
Defaulted = Yes Defaulted = No < 80K >= 80K

Defaulted = No Defaulted = Yes

(1,3) (3,0)
(1,0) (0,3)
(c) (d)
09/21/2020 Introduction to Data Mining, 2nd Edition 18
 Hunt’s Algorithm
Home Marital Annual Defaulted
Home ID
Owner Status Income Borrower
Owner
1 Yes Single 125K No
Yes No
Defaulted = No 2 No Married 100K No
Defaulted = No Defaulted = No 3 No Single 70K No
(7,3)
(3,0) (4,3) 4 Yes Married 120K No

(a) (b) 5 No Divorced 95K Yes

6 No Married 60K No
7 Yes Divorced 220K No
Home
8 No Single 85K Yes
Owner
Home Yes No 9 No Married 75K No
Owner 10 No Single 90K Yes
Defaulted = No Marital 10

Yes No
Status
(3,0) Single,
Married
Defaulted = No Marital Divorced
Status
Defaulted = No
(3,0) Single,
Married
Annual
Divorced Income
(3,0)
Defaulted = Yes Defaulted = No < 80K >= 80K

Defaulted = No Defaulted = Yes

(1,3) (3,0)
(1,0) (0,3)
(c) (d)
09/21/2020 Introduction to Data Mining, 2nd Edition 19
 Hunt’s Algorithm
Home Marital Annual Defaulted
Home ID
Owner Status Income Borrower
Owner
1 Yes Single 125K No
Yes No
Defaulted = No 2 No Married 100K No
Defaulted = No Defaulted = No 3 No Single 70K No
(7,3)
(3,0) (4,3) 4 Yes Married 120K No

(a) (b) 5 No Divorced 95K Yes

6 No Married 60K No
7 Yes Divorced 220K No
Home
8 No Single 85K Yes
Owner
Home Yes No 9 No Married 75K No
Owner 10 No Single 90K Yes
Defaulted = No Marital 10

Yes No
Status
(3,0) Single,
Married
Defaulted = No Marital Divorced
Status
Defaulted = No
(3,0) Single,
Married
Annual
Divorced Income
(3,0)
Defaulted = Yes Defaulted = No < 80K >= 80K

Defaulted = No Defaulted = Yes

(1,3) (3,0)
(1,0) (0,3)
(c) (d)
09/21/2020 Introduction to Data Mining, 2nd Edition 20
Design Issues of Decision Tree Induction

How should training records be split?

– Method for specifying test condition
 depending on attribute types
– Measure for evaluating the goodness of a test
condition

How should the splitting procedure stop?

– Stop splitting if all the records belong to the
same class or have identical attribute values
– Early termination
09/21/2020 Introduction to Data Mining, 2nd Edition 21
Methods for Expressing Test Conditions

Depends on attribute types

– Binary
– Nominal
– Ordinal
– Continuous

Depends on number of ways to split

– 2-way split
– Multi-way split

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Test Condition for Nominal Attributes

Multi-way split:
Marital
– Use as many partitions as Status
distinct values.

Single Divorced Married

Binary split:
– Divides values into two subsets

Marital Marital Marital

Status Status Status
OR OR

{Married} {Single, {Single} {Married, {Single, {Divorced}

Divorced} Divorced} Married}

09/21/2020 Introduction to Data Mining, 2nd Edition 23

Test Condition for Ordinal Attributes

Multi-way split: Shirt

Size
– Use as many partitions
as distinct values
Small
Medium Large Extra Large

Shirt Shirt
Binary split: Size Size

– Divides values into two

subsets
– Preserve order {Small,
Medium}
{Large,
Extra Large}
{Small} {Medium, Large,
Extra Large}

property among Shirt

attribute values Size
This grouping
violates order
property

{Small, {Medium,
Large} Extra Large}
09/21/2020 Introduction to Data Mining, 2nd Edition 24
Test Condition for Continuous Attributes

Annual Annual
Income Income?
> 80K?
< 10K > 80K
Yes No

[10K,25K) [25K,50K) [50K,80K)

(i) Binary split (ii) Multi-way split

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Splitting Based on Continuous Attributes

Different ways of handling

– Discretization to form an ordinal categorical
attribute
Ranges can be found by equal interval bucketing,
equal frequency bucketing (percentiles), or
clustering.
 Static – discretize once at the beginning

 Dynamic – repeat at each node

– Binary Decision: (A < v) or (A  v)

 consider all possible splits and finds the best cut
 can be more compute intensive
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How to determine the Best Split

Before Splitting: 10 records of class 0,

10 records of class 1

Gender Car Customer

Type ID

Yes No Family Luxury c1 c20

c10 c11
Sports
C0: 6 C0: 4 C0: 1 C0: 8 C0: 1 C0: 1 ... C0: 1 C0: 0 ... C0: 0
C1: 4 C1: 6 C1: 3 C1: 0 C1: 7 C1: 0 C1: 0 C1: 1 C1: 1

Which test condition is the best?

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How to determine the Best Split

Greedy approach:
– Nodes with purer class distribution are
preferred

Need a measure of node impurity:

C0: 5 C0: 9
C1: 5 C1: 1

High degree of impurity Low degree of impurity

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Measures of Node Impurity

Gini Index 𝑐−1 Where 𝒑𝒊 𝒕 is the frequency

2 of class 𝒊 at node t, and 𝒄 is
𝐺𝑖𝑛𝑖 𝐼𝑛𝑑𝑒𝑥 = 1 − 𝑝𝑖 𝑡
the total number of classes
𝑖=0

Entropy 𝑐−1

𝐸𝑛𝑡𝑟𝑜𝑝𝑦 = − 𝑝𝑖 𝑡 𝑙𝑜𝑔2 𝑝𝑖 (𝑡)

𝑖=0

Misclassification error
𝐶𝑙𝑎𝑠𝑠𝑖𝑓𝑖𝑐𝑎𝑡𝑖𝑜𝑛 𝑒𝑟𝑟𝑜𝑟 = 1 − max[𝑝𝑖 (𝑡)]

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Finding the Best Split

1. Compute impurity measure (P) before splitting

2. Compute impurity measure (M) after splitting
Compute impurity measure of each child node
M is the weighted impurity of child nodes
3. Choose the attribute test condition that
produces the highest gain

Gain = P - M

or equivalently, lowest impurity measure after splitting

(M)

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Finding the Best Split
Before Splitting: C0 N00
P
C1 N01

A? B?
Yes No Yes No

Node N1 Node N2 Node N3 Node N4

C0 N10 C0 N20 C0 N30 C0 N40

C1 N11 C1 N21 C1 N31 C1 N41

M11 M12 M21 M22

M1 M2
Gain = P – M1 vs P – M2
09/21/2020 Introduction to Data Mining, 2nd Edition 31
Measure of Impurity: GINI

Gini Index for a given node 𝒕

𝑐−1
2
𝐺𝑖𝑛𝑖 𝐼𝑛𝑑𝑒𝑥 = 1 − 𝑝𝑖 𝑡
𝑖=0
Where 𝒑𝒊 𝒕 is the frequency of class 𝒊 at node 𝒕, and 𝒄 is the total
number of classes

– Maximum of 1 − 1/𝑐 when records are equally

distributed among all classes, implying the least
beneficial situation for classification
– Minimum of 0 when all records belong to one class,
implying the most beneficial situation for classification
– Gini index is used in decision tree algorithms such as
CART, SLIQ, SPRINT

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Measure of Impurity: GINI

Gini Index for a given node t :

𝑐−1

𝐺𝑖𝑛𝑖 𝐼𝑛𝑑𝑒𝑥 = 1 − 𝑝𝑖 𝑡 2

𝑖=0

– For 2-class problem (p, 1 – p):

 GINI = 1 – p2 – (1 – p)2 = 2p (1-p)

C1 0 C1 1 C1 2 C1 3
C2 6 C2 5 C2 4 C2 3
Gini=0.000 Gini=0.278 Gini=0.444 Gini=0.500

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Computing Gini Index of a Single Node
𝑐−1

𝐺𝑖𝑛𝑖 𝐼𝑛𝑑𝑒𝑥 = 1 − 𝑝𝑖 𝑡 2

𝑖=0

C1 0 P(C1) = 0/6 = 0 P(C2) = 6/6 = 1

C2 6 Gini = 1 – P(C1)2 – P(C2)2 = 1 – 0 – 1 = 0

C1 1 P(C1) = 1/6 P(C2) = 5/6

C2 5 Gini = 1 – (1/6)2 – (5/6)2 = 0.278

C1 2 P(C1) = 2/6 P(C2) = 4/6

C2 4 Gini = 1 – (2/6)2 – (4/6)2 = 0.444

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Computing Gini Index for a Collection of
Nodes
When a node 𝑝 is split into 𝑘 partitions (children)
𝑘
𝑛𝑖
𝐺𝐼𝑁𝐼𝑠𝑝𝑙𝑖𝑡 = 𝐺𝐼𝑁𝐼(𝑖)
𝑛
𝑖=1

where, 𝑛𝑖 = number of records at child 𝑖,

𝑛 = number of records at parent node 𝑝.

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Binary Attributes: Computing GINI Index

Splits into two partitions (child nodes)

Effect of Weighing partitions:
– Larger and purer partitions are sought
Parent
B? C1 7
Yes No C2 5
Gini = 0.486
Node N1 Node N2
Gini(N1)
= 1 – (5/6)2 – (1/6)2 N1 N2 Weighted Gini of N1 N2
= 0.278
C1 5 2 = 6/12 * 0.278 +
Gini(N2) C2 1 4 6/12 * 0.444
= 1 – (2/6)2 – (4/6)2 = 0.361
Gini=0.361
= 0.444 Gain = 0.486 – 0.361 = 0.125

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Categorical Attributes: Computing Gini Index

For each distinct value, gather counts for each class in

the dataset
Use the count matrix to make decisions

Multi-way split Two-way split

(find best partition of values)

CarType CarType CarType

{Sports, {Family,
Family Sports Luxury {Family} {Sports}
Luxury} Luxury}
C1 1 8 1 C1 9 1 C1 8 2
C2 3 0 7 C2 7 3 C2 0 10
Gini 0.163 Gini 0.468 Gini 0.167

Which of these is the best?

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Continuous Attributes: Computing Gini Index

Use Binary Decisions based on one ID

Home
Owner
Marital
Status
Annual
Income
Defaulted
value
1 Yes Single 125K No
Several Choices for the splitting value 2 No Married 100K No

– Number of possible splitting values 3 No Single 70K No

= Number of distinct values 4 Yes Married 120K No
5 No Divorced 95K Yes
Each splitting value has a count matrix
6 No Married 60K No
associated with it
7 Yes Divorced 220K No
– Class counts in each of the 8 No Single 85K Yes
partitions, A ≤ v and A > v
9 No Married 75K No
Simple method to choose best v 10 No Single 90K Yes

– For each v, scan the database to

10

Annual Income ?
gather count matrix and compute
its Gini index
≤ 80 > 80
– Computationally Inefficient!
Repetition of work. Defaulted Yes 0 3
Defaulted No 3 4

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 Continuous Attributes: Computing Gini Index...

For efficient computation: for each attribute,

– Sort the attribute on values
– Linearly scan these values, each time updating the count matrix
and computing gini index
– Choose the split position that has the least gini index

Cheat No No No Yes Yes Yes No No No No

Annual Income
Sorted Values 60 70 75 85 90 95 100 120 125 220
55 65 72 80 87 92 97 110 122 172 230
<= > <= > <= > <= > <= > <= > <= > <= > <= > <= > <= >
Yes 0 3 0 3 0 3 0 3 1 2 2 1 3 0 3 0 3 0 3 0 3 0

No 0 7 1 6 2 5 3 4 3 4 3 4 3 4 4 3 5 2 6 1 7 0

Gini 0.420 0.400 0.375 0.343 0.417 0.400 0.300 0.343 0.375 0.400 0.420

09/21/2020 Introduction to Data Mining, 2nd Edition 39

 Continuous Attributes: Computing Gini Index...

For efficient computation: for each attribute,

– Sort the attribute on values
– Linearly scan these values, each time updating the count matrix
and computing gini index
– Choose the split position that has the least gini index

Cheat No No No Yes Yes Yes No No No No

Annual Income
Sorted Values 60 70 75 85 90 95 100 120 125 220
Split Positions 55 65 72 80 87 92 97 110 122 172 230
<= > <= > <= > <= > <= > <= > <= > <= > <= > <= > <= >
Yes 0 3 0 3 0 3 0 3 1 2 2 1 3 0 3 0 3 0 3 0 3 0

No 0 7 1 6 2 5 3 4 3 4 3 4 3 4 4 3 5 2 6 1 7 0

Gini 0.420 0.400 0.375 0.343 0.417 0.400 0.300 0.343 0.375 0.400 0.420

09/21/2020 Introduction to Data Mining, 2nd Edition 40

 Continuous Attributes: Computing Gini Index...

For efficient computation: for each attribute,

– Sort the attribute on values
– Linearly scan these values, each time updating the count matrix
and computing gini index
– Choose the split position that has the least gini index

Cheat No No No Yes Yes Yes No No No No

Annual Income
Sorted Values 60 70 75 85 90 95 100 120 125 220
Split Positions 55 65 72 80 87 92 97 110 122 172 230
<= > <= > <= > <= > <= > <= > <= > <= > <= > <= > <= >
Yes 0 3 0 3 0 3 0 3 1 2 2 1 3 0 3 0 3 0 3 0 3 0

No 0 7 1 6 2 5 3 4 3 4 3 4 3 4 4 3 5 2 6 1 7 0

Gini 0.420 0.400 0.375 0.343 0.417 0.400 0.300 0.343 0.375 0.400 0.420

09/21/2020 Introduction to Data Mining, 2nd Edition 41

 Continuous Attributes: Computing Gini Index...

For efficient computation: for each attribute,

– Sort the attribute on values
– Linearly scan these values, each time updating the count matrix
and computing gini index
– Choose the split position that has the least gini index

Cheat No No No Yes Yes Yes No No No No

Annual Income
Sorted Values 60 70 75 85 90 95 100 120 125 220
Split Positions 55 65 72 80 87 92 97 110 122 172 230
<= > <= > <= > <= > <= > <= > <= > <= > <= > <= > <= >
Yes 0 3 0 3 0 3 0 3 1 2 2 1 3 0 3 0 3 0 3 0 3 0

No 0 7 1 6 2 5 3 4 3 4 3 4 3 4 4 3 5 2 6 1 7 0

Gini 0.420 0.400 0.375 0.343 0.417 0.400 0.300 0.343 0.375 0.400 0.420

09/21/2020 Introduction to Data Mining, 2nd Edition 42

 Continuous Attributes: Computing Gini Index...

For efficient computation: for each attribute,

– Sort the attribute on values
– Linearly scan these values, each time updating the count matrix
and computing gini index
– Choose the split position that has the least gini index

Cheat No No No Yes Yes Yes No No No No

Annual Income
Sorted Values 60 70 75 85 90 95 100 120 125 220
Split Positions 55 65 72 80 87 92 97 110 122 172 230
<= > <= > <= > <= > <= > <= > <= > <= > <= > <= > <= >
Yes 0 3 0 3 0 3 0 3 1 2 2 1 3 0 3 0 3 0 3 0 3 0

No 0 7 1 6 2 5 3 4 3 4 3 4 3 4 4 3 5 2 6 1 7 0

Gini 0.420 0.400 0.375 0.343 0.417 0.400 0.300 0.343 0.375 0.400 0.420

09/21/2020 Introduction to Data Mining, 2nd Edition 43

Measure of Impurity: Entropy

Entropy at a given node 𝒕

𝑐−1

𝐸𝑛𝑡𝑟𝑜𝑝𝑦 = − 𝑝𝑖 𝑡 𝑙𝑜𝑔2 𝑝𝑖 (𝑡)

𝑖=0
Where 𝒑𝒊 𝒕 is the frequency of class 𝒊 at node 𝒕, and 𝒄 is the total number
of classes

 Maximum of log 2 𝑐 when records are equally distributed

among all classes, implying the least beneficial situation for
classification
 Minimum of 0 when all records belong to one class,
implying most beneficial situation for classification

– Entropy based computations are quite similar to the GINI

index computations
09/21/2020 Introduction to Data Mining, 2nd Edition 44
Computing Entropy of a Single Node
𝑐−1

𝐸𝑛𝑡𝑟𝑜𝑝𝑦 = − 𝑝𝑖 𝑡 𝑙𝑜𝑔2 𝑝𝑖 (𝑡)

𝑖=0

C1 0 P(C1) = 0/6 = 0 P(C2) = 6/6 = 1

C2 6 Entropy = – 0 log 0 – 1 log 1 = – 0 – 0 = 0

C1 1 P(C1) = 1/6 P(C2) = 5/6

C2 5 Entropy = – (1/6) log2 (1/6) – (5/6) log2 (1/6) = 0.65

C1 2 P(C1) = 2/6 P(C2) = 4/6

C2 4 Entropy = – (2/6) log2 (2/6) – (4/6) log2 (4/6) = 0.92

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Computing Information Gain After Splitting

Information Gain:
𝑘
𝑛𝑖
𝐺𝑎𝑖𝑛𝑠𝑝𝑙𝑖𝑡 = 𝐸𝑛𝑡𝑟𝑜𝑝𝑦 𝑝 − 𝐸𝑛𝑡𝑟𝑜𝑝𝑦(𝑖)
𝑛
𝑖=1

Parent Node, 𝑝 is split into 𝑘 partitions (children)

𝑛𝑖 is number of records in child node 𝑖

– Choose the split that achieves most reduction (maximizes

GAIN)

– Used in the ID3 and C4.5 decision tree algorithms

– Information gain is the mutual information between the class

variable and the splitting variable

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Problem with large number of partitions

Node impurity measures tend to prefer splits that

result in large number of partitions, each being
small but pure
Gender Car Customer
Type ID

Yes No Family Luxury c1 c20

c10 c11
Sports
C0: 6 C0: 4 C0: 1 C0: 8 C0: 1 C0: 1 ... C0: 1 C0: 0 ... C0: 0
C1: 4 C1: 6 C1: 3 C1: 0 C1: 7 C1: 0 C1: 0 C1: 1 C1: 1

– Customer ID has highest information gain

because entropy for all the children is zero
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Gain Ratio

Gain Ratio:
𝑘
𝐺𝑎𝑖𝑛𝑠𝑝𝑙𝑖𝑡 𝑛𝑖 𝑛𝑖
𝐺𝑎𝑖𝑛 𝑅𝑎𝑡𝑖𝑜 = 𝑆𝑝𝑙𝑖𝑡 𝐼𝑛𝑓𝑜 = − 𝑙𝑜𝑔2
𝑆𝑝𝑙𝑖𝑡 𝐼𝑛𝑓𝑜 𝑛 𝑛
𝑖=1

Parent Node, 𝑝 is split into 𝑘 partitions (children)

𝑛𝑖 is number of records in child node 𝑖

– Adjusts Information Gain by the entropy of the partitioning

(𝑆𝑝𝑙𝑖𝑡 𝐼𝑛𝑓𝑜).
 Higher entropy partitioning (large number of small partitions) is
penalized!
– Used in C4.5 algorithm
– Designed to overcome the disadvantage of Information Gain

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Gain Ratio

Gain Ratio:
𝑘
𝐺𝑎𝑖𝑛𝑠𝑝𝑙𝑖𝑡 𝑛𝑖 𝑛𝑖
𝐺𝑎𝑖𝑛 𝑅𝑎𝑡𝑖𝑜 = 𝑆𝑝𝑙𝑖𝑡 𝐼𝑛𝑓𝑜 = 𝑙𝑜𝑔2
𝑆𝑝𝑙𝑖𝑡 𝐼𝑛𝑓𝑜 𝑛 𝑛
𝑖=1

Parent Node, 𝑝 is split into 𝑘 partitions (children)

𝑛𝑖 is number of records in child node 𝑖

CarType CarType CarType

{Sports, {Family,
Family Sports Luxury {Family} {Sports}
Luxury} Luxury}
C1 1 8 1 C1 9 1 C1 8 2
C2 3 0 7 C2 7 3 C2 0 10
Gini 0.163 Gini 0.468 Gini 0.167

SplitINFO = 1.52 SplitINFO = 0.72 SplitINFO = 0.97

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Measure of Impurity: Classification Error

Classification error at a node 𝑡

𝐸𝑟𝑟𝑜𝑟 𝑡 = 1 − max[𝑝𝑖 𝑡 ]
𝑖

– Maximum of 1 − 1/𝑐 when records are equally

distributed among all classes, implying the least
interesting situation
– Minimum of 0 when all records belong to one class,
implying the most interesting situation

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Computing Error of a Single Node

𝐸𝑟𝑟𝑜𝑟 𝑡 = 1 − max[𝑝𝑖 𝑡 ]
𝑖

C1 0 P(C1) = 0/6 = 0 P(C2) = 6/6 = 1

C2 6 Error = 1 – max (0, 1) = 1 – 1 = 0

C1 1 P(C1) = 1/6 P(C2) = 5/6

C2 5 Error = 1 – max (1/6, 5/6) = 1 – 5/6 = 1/6

C1 2 P(C1) = 2/6 P(C2) = 4/6

C2 4 Error = 1 – max (2/6, 4/6) = 1 – 4/6 = 1/3

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Comparison among Impurity Measures

For a 2-class problem:

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Misclassification Error vs Gini Index

A? Parent
C1 7
Yes No
C2 3
Node N1 Node N2 Gini = 0.42

Gini(N1) N1 N2
= 1 – (3/3)2 – (0/3)2 Gini(Children)
C1 3 4 = 3/10 * 0
=0
C2 0 3 + 7/10 * 0.489
Gini(N2) Gini=0.342 = 0.342
= 1 – (4/7)2 – (3/7)2
= 0.489 Gini improves but
error remains the
same!!

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Misclassification Error vs Gini Index

A? Parent
C1 7
Yes No
C2 3
Node N1 Node N2 Gini = 0.42

N1 N2 N1 N2
C1 3 4 C1 3 4
C2 0 3 C2 1 2
Gini=0.342 Gini=0.416

Misclassification error for all three cases = 0.3 !

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Decision Tree Based Classification
Advantages:
– Relatively inexpensive to construct
– Extremely fast at classifying unknown records
– Easy to interpret for small-sized trees
– Robust to noise (especially when methods to avoid overfitting are
employed)
– Can easily handle redundant or irrelevant attributes (unless the
attributes are interacting)
Disadvantages: .
– Due to the greedy nature of splitting criterion, interacting
attributes (that can distinguish between classes together but not
individually) may be passed over in favor of other attributed that
are less discriminating.
– Each decision boundary involves only a single attribute

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