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CHAPTER VI
THE PAROLE AND PROBATION ADMINISTRATION
B. FUNCTIONS
To carry out these goals, the Agency through its network of regional and field parole and probation
officers performs the following functions:
a. To administer the parole and probation system
b. To exercise supervision over parolees, pardonees and probationers
c. To promote the correction and rehabilitation of criminal offenders.
In 1972, House Bill No. 393 was filed in Congress, which would establish a probation system in the
Philippines. This bill avoided the objectionable features of Act 4221 that struck down the 1935 law
as unconstitutional. The bill was passed by the House of Representatives, but was pending in the
Senate when Martial Law was declared and Congress was abolished.
In 1975, the National Police Commission Interdisciplinary drafted a Probation Law. After 18
technical hearings over a period of six months, the draft decree was presented to a selected group of
369 jurists, penologists, civic leaders and social and behavioral scientists and practitioners. The
group overwhelmingly endorsed the establishment of an Adult Probation System in the country.
On July 24, 1976, Presidential Decree No. 968, also known as Adult Probation Law of 1976, was
signed into Law by the President of the Philippines.
The startup of the probation system in 1976-1977 was a massive undertaking during which all
judges and prosecutors nationwide were trained in probation methods and procedures;
administrative and procedural manuals were developed; probation officers recruited and trained,
and the central agency and probation field offices organized throughout the country. Fifteen
selected probation officers were sent to United States for orientation and training in probation
administration. Upon their return, they were assigned to train the newly recruited probation
officers.
The probation system started to operate on January 3, 1978. As more probation officers were
recruited and trained, more field offices were opened. There are at present 204 field offices spread
all over the country, supervised by 15 regional offices.
PAROLE AND PROBATION
ADMINISTRATION
PANGASIWAAN NG PAROL AT PROBASYON
Abbreviation PPA-DOJ
NOTA BENE: Under Executive Order no. 292, entitled “the Administrative Code of 1987”,
promulgated on November 23, 1989, the probation Administration was renamed as “Parole and
Probation Administration”. It was given the added function of supervising prisoners who, after
serving part of their sentence in jails are released on parole or are granted pardon with parole
conditions.
The following are the powers and Duties of Probation Administration under Section 19 of PD 968:
(a) Act as the executive officer of the Administration;
(b) Exercise supervision and control over all probation officers;
(c) Make annual reports to the Secretary of Justice, in such form as the latter may prescribe,
concerning the operation, administration and improvement of the probation system;
(d) Promulgate, subject to the approval of the Secretary of Justice, the necessary rules relative to
the methods and procedures of the probation process;
(e) Recommend to the Secretary of Justice the appointment of the subordinate personnel of his
Administration and other offices established in this Decree; and
(f) Generally, perform such duties and exercise such powers as may be necessary or incidental to
achieve the objectives of this Decree.
B. ASSISTANT PROBATION ADMINISTRATOR
Under Section 20 of PD 968 there shall be an Assistant Probation Administrator who shall assist
the
Administrator perform such duties as may be assigned to him by the latter and as may be provided
by law. In the absence of the Administrator, he shall act as head of the Administration.
He shall be appointed by the President of the Philippines and shall receive an annual salary of
at
least thirty-six thousand pesos.
QUALIFICATIONS:
Under Section 21 of PD 968 to be eligible for Appointment as Administrator or Assistant
Probation
Administrator one must be:
1. At least 35 years old
2. Holder of a master degree in criminology, social work correction, penology, psychology,
sociology, public administration , laws, police science, police administration or relation field.
3. 5 years supervisory experience
4. Member of BAR with 7 years supervisory
Whenever practicable, the Provincial or City Probation Officer shall be appointed from among
qualified residents of the province or city where he will be assigned to work.
A. CENTRAL OFFICE
1. OFFICE OF THE ADMINISTRATOR – It acts as the head and the executive officer of
the
PPA.
a. Planning staff – Develops plans, programs and conducts, research towards economical,
efficient and effective operation and implementation of PD no. 968 as amended.
b. Technical services - It acts as service arm of the Board of Pardons and Parole in the
supervision of parolees and pardoness.
3. STAFF DIVISION
1. ADMINISTRATIVE DIVISION (AD) – It provides the administration with well-
planned,
directed and coordinated services relating to personnel, records, supplies and equipment,
disbursement, security and janitor/messengerial services and public information dissemination.
1. Personnel Section
2. Public Information Section
3. Records and Mailing Section
4. Cash Section
5. Property Section
6. General Services Section
B. REGIONAL OFFICES - Regional Probation and Parole Offices (Dir. II/ Regional Dir.)
- It exercise supervision and control over all provincial/city Parole and Probation offices within the
jurisdiction and performs such duties as may be assigned by the administrator.
- One Deputy (Dir. I/ Asst. Reg. Dir.)
- 15 Regional Office
C. PROVINCE/CITY OFFICE – It undertakes the investigation of petitioners for probation
referred by the courts for PSIRs; supervise probationers/parolees/pardoness and perform such
other duties as may be assigned by the administrator. CHIEF PPO ASSISTED BY:
- Senior Probation and Parole Officer (Sr. PPO)
- Probation and Parole Officer II (PPO II)
- Parole and Probation Officer I (PPO I)
- Clerk II
Regional Probation Office- appointed by the President upon recommendation Secretary of DOJ.
It IS Assisted by Assistant Regional Probation Office
Provincial or City Probation and Parole Officer- at least one in each province or City
appointed by secretary of DOJ, upon recommendation of Probation Administration.
PPA TITL
FORM E
NO.
1 Post-Sentence Investigation Work Sheet
2 Waiver-Cum-Authorization
3 Post-Sentence Investigation Report
5 Monthly Caseload Summary Reports
7 Request for Outside Travel
8 Violation Report
9 Probation Officers Final Report
10 Office Order
11 Payment Plan
14 General Inter-Office Referral
15 Case Classification
16 Supervision Treatment Plan
17 Supervision Case Notes
18 Attendance Monitoring Form of Clients
19 Termination Form
22 Arrival Report
23 Certificate of undertaking
24 Change of Residence
25 Pre-Parole/Pre-Executive Clemency Investigation
Report
26 Certificate of No Pending Case
30 Psychological/Clinical evaluation referral
32 Follow-up letter
33 Standard Cover Letter
42 Certificate of No Appeal
F. VISION, MISSION, MANDATE, GOALS AND ORGANIZATIONAL VALUES
I. VISION
A model component of the Philippine Correctional System that shall enhance the quality of life of its
clients through multi-disciplinary programs and resources, and efficient organization, and highly
professional and committed workforce in order to promote social justice and development.
II. MISSION
To rehabilitate probationers, parolees and pardonees and promote their development as integral
persons by utilizing innovative interventions and techniques which respect the dignity of man and
recognize his divine destiny.
III. MANDATE
The Parole and Probation Administration is mandated to conserve and/or redeem convicted
offenders and prisoners who are under the probation or parole system.
IV. GOALS
The Administration's programs sets to achieve the following goals:
a. Promote the reformation of criminal offenders and reduce the incidence of recidivism, and
b. Provide a cheaper alternative to the institutional confinement of first-time offenders who
are likely to respond to individualized, community-based treatment programs.
3. On what date the PD 968 was signed into law by the President of the Philippines.
1. It is an agency of the Philippine government under the Department of Justice responsible for
providing a less costly alternative to imprisonment of first-time offenders who are likely to respond
to individualized community-based treatment programs.
4. False
5. False
Information Sheet 3.7-1
CHAPTER
VII PAROLE
A. WHAT IS PAROLE?
It is the provisional release of a prisoner who agrees to certain conditions prior to the completion of
the maximum sentence period. Originating from the French parole ("voice", "spoken words"),
the term became associated during the Middle Ages with the release of prisoners who gave their
word.
It is the process of suspending the sentence of a convict after having served the minimum of his
sentence without granting him pardon, and the prescribing term upon which the sentence shall be
suspended.
It is the release from imprisonment, but without full restoration of liberty, as parolee is in custody of
the law although not in confinement.
PRE-PAROLE
INVESTIGATION
The Administration has been authorized by the Board to conduct pre-parole investigation
of deserving city, provincial and national prisoner confined in the city and provincial jails,
the national penitentiary and penal colonies, whenever their best interests and that of
justice will be served thereby, and to submit reports of said investigation at least 60 days
before the expiration of the minimum sentences of the prisoners concerned.
B. HISTORY OF PAROLE
Parole comes from the French word parole, referring to "word" as in giving one's word of
honor or
promise. It has come to mean an inmate's promise to conduct him or herself in a law-abiding
manner and according to certain rules in exchange for release. In penal philosophy, parole is part of
the general 19th-century trend in criminology from punishment to reformation. Chief credit for
developing the early parole system is usually given to Alexander Maconochie, who was in charge of
the English penal colony at Norfolk Island, 1,000 miles off the coast of Australia, and to Sir Walter
Crofton, who directed Ireland's prisons (Cromwell and del Carmen 1999).
Alexander Maconochie, a Scottish geographer and captain in the Royal Navy, introduced
the
modern idea of parole when, in 1840, he was appointed superintendent of the British penal colonies
in Norfolk Island, Australia. He developed a plan to prepare them for eventual return to society that
involved three grades. The first two consisted of promotions earned through good behaviour, labour,
and study. The third grade in the system involved conditional liberty outside of prison while obeying
rules. A violation would return them to prison and starting all over again through the ranks of the
three grade process
Maconochie criticized definite prison terms and developed a system of rewards for good conduct,
labor and study. Through a classification procedure he called the mark system, prisoners could
progress through stages of increasing responsibility and ultimately gain freedom. In 1840, he was
given an opportunity to apply these principles as superintendent of the Norfolk Island penal
settlement in the South Pacific. Under his direction, task accomplishment, not time served, was the
criterion for release. Marks of commendation were given to prisoners who performed their tasks
well, and they were released from the penal colony as they demonstrated willingness to accept
society's rules. Returning to England in 1844 to campaign for penal reform, Maconochie tried to
implement his reforms when he was appointed governor of the new Birmingham Prison in 1849.
However, he was unable to institute his reforms there because he was dismissed from his position in
1851 on the grounds that his methods were too lenient (Clear and Cole 1997).
Alexander Maconochie
He is the Superintendent of the penal colony at Norfolk Island in Australia (1840) who
introduced the Mark System that became the blueprint of modern day parole. He is
considered as the father of modern penology.
Mark System
A progressive humane system in which a prisoner is required to earn a number of marks
based on proper department, labor and study in order to entitle him for ticket for leave or
conditional release which is similar to parole.
Walter Crofton attempted to implement Maconichie's mark system when he became the
administrator of the Irish Prison System in 1854. Crofton felt that prison programs should be directed
more toward reformation, and that "tickets-of-leave" should be awarded to prisoners who had shown
definitive achievement and positive attitude change. After a period of strict imprisonment, Crofton
began transferring offenders to "intermediate prisons" where they could accumulate marks based on
work performance, behavior and educational improvement. Eventually they would be given tickets- of-
leave and released on parole supervision. Parolees were required to submit monthly reports to the
police, and a police inspector helped them find jobs and generally oversaw their activities. The
concepts of intermediate prisons, assistance and supervision after release were Crofton's
contributions to the modern system of parole (Clear and Cole 1997).
By 1865, American penal reformers were well aware of the reforms achieved in the European prison
systems, particularly in the Irish system. At the Cincinnati meeting of the National Prison
Association in 1870, a paper by Crofton was read, and specific references to the Irish system were
incorporated into the Declaration of Principles, along with other such reforms as indeterminate
sentencing and classification for release based on a mark system. Because of Crofton's experiment,
many Americans referred to parole as the Irish system (Walker 1998).
Walter Crofton
He is the director of the Irish Prison in 1854 who introduced the Irish system that was
modified from the Macanochie’s mark system.
Zebulon Brockway, a Michigan penologist, is given credit for implementing the first parole
system in the U.S. He proposed a two-pronged strategy for managing prison populations and
preparing inmates for release: indeterminate sentencing coupled with parole supervision. He was
given a chance to put his proposal into practice in 1876 when he was appointed superintendent at a
new youth reformatory, the Elmira Reformatory in New York. He instituted a system of
indeterminacy and parole release, and is commonly credited as the father of both in the United
States. His ideas reflected the tenor of the times - a belief that criminals could be reformed, and that
every prisoner's treatment should be individualized.
Zebulon Brockway
First Superintendent of Elmira Reformatory in New York
He introduced training school type, education for prisoners, solitary confinement for night
and congregate workshop were adopted, extensive use of parole and indeterminate
sentence.
Indeterminate sentencing and parole spread rapidly through the United States. In 1907, New York
became the first state to formally adopt all the components of a parole system: indeterminate
sentences, a system for granting release, post-release supervision and specific criteria for parole
violation. By 1927, only three states (Florida, Mississippi and Virginia) were without a parole system,
and by 1942, all states and the federal government had such systems (Clear and Cole 1997).
This differs from amnesty or commutation of sentence in that parolees are still considered to be
serving their sentences, and may be returned to prison if they violate the conditions of their parole. A
specific type of parole is medical parole or compassionate release which is the release of prisoners
on medical or humanitarian grounds. Conditions of parole often include things such as obeying the law,
refraining from drug and alcohol use, avoiding contact with the parolee's victims, obtaining
employment, and maintaining required contacts with a parole officer. Some justice systems, such as
the United States federal system, place defendants on supervised release after serving their entire
prison sentence; this is not the same as parole. In Colorado, parole is an additional punishment after
the entire prison sentence is served - it is called 'mandatory parole'.
PAROLE PROBATION
Administrative function exercised by the It is a judicial function exercise by the
executive branch of the government courts.
(executive function)
A. ADVANTAGES OF PAROLE
Parole is the release of a prisoner who agrees to certain conditions upon being released. An
advantage of parole is that it can be used to award prisoners for good behavior during their
sentence.
One of the other advantages is the economy factors. Releasing prisoners on parole can force
them to get a job and no longer be a ward of the state. The money from the prisoner’s job will then
pay for state taxes and further help out the government.
Another advantage is the thought of parole can cause prisoners to serve their sentence peacefully
until they reach the point where they can be granted parole. This may lessen the amount of prison
fights and altercations with the guards.
Parole is the early release of convicts from prison, prior to the completion of their given sentence.
Parole is issued based on good behavior or the parole board's determination that the convict has been
sufficiently reformed to re-enter society. Therein lies its foremost advantage: the provision of
fresh opportunity and the chance to start anew for criminals. It is also advantageous
to the public to reduce the number of people incarcerated, which can cost tens of thousands prisoner
per year. Furthermore, reducing incarceration rates is conducive to a free, democratic society.
B. DISADVANTAGE OF PAROLE
Parole involves the risk that the parolee may become a repeat offender (known as recidivism in the
criminal justice field). It also involves the risk that he won't, in fact, be able to survive on his own
upon release, and will fall victim to chronic unemployment, homelessness, social maladjustment or
substance abuse. Another disadvantage of parole is that it frequently involves the continuation of
involvement by the criminal justice system (at a financial cost to the public and to the detriment of
individual liberty) in the parolee's life, because parole is often accompanied by monitoring for a
certain period thereafter.
A. PRISONERS QUALIFIED
Unless otherwise disqualified under Sec. 15 of the rules, a prisoner shall be eligible for the grant of
parole upon showing that –
a. He is confined in a jail or prison to serve an indeterminate prison sentence, the maximum
period of which exceeds one year, pursuant to a final judgment of conviction; and that
b. He has served the minimum period of said sentence less the good conduct time allowances
(GCTA) earned.
c. There is a reasonable probability that if released, he will become law-abiding; and
d. His release will not be incompatible with the interests and welfare of society.
1. Inmate is serving an indeterminate sentence the maximum period of which exceeds one (1)
year;
2. Inmate has served the minimum period of the indeterminate sentence;
3. Inmate's conviction is final and executor;
4. In case the inmate has one or more co-accused who had been convicted, the
director/warden concerned shall forward their prison records and carpetas/jackets at the same time.
5. Inmate has no pending criminal case; and
6. Inmate is serving sentence in the national penitentiary, unless the confinement of
said inmate in a municipal, city, district or provincial jail is justified.
The Board of Pardons and Parole administers the Parole system of the country.
CHAPTER 6
Board of Pardons and
Parole
SECTION 17. Board of Pardons and Parole.—The Board of Pardons and Parole shall continue to
discharge the powers and functions as provided in existing law and such additional functions as may
be provided by law.
SECTION 18. Board Composition.—The Board shall be composed of the Secretary as Chairman
and six (6) members consisting of: The Administrator of the Parole and Probation Administration as
ex- officio member, a sociologist, a clergyman, an educator, a person with training and experience in
correction work, and a member of the Philippine Bar; Provided, that one of them is a woman. The
members of the Board shall be appointed by the President upon the recommendation of the
Secretary and shall hold office for a term of six (6) years, without prejudice to reappointment.
In case of vacancy by reason of death, incapacity, resignation or removal of any of the Board
members, the Secretary shall have the authority to designate a temporary member possessing the
qualifications of his predecessor and to serve out his unexpired term or until the President shall
have appointed a regular member to fill the vacancy.
SECTION 19. Executive Director and Board Secretary; Support Staff.—In the performance of his
duties as Chairman of the Board of Pardons and Parole, the Secretary shall be assisted by a staff
headed by the Executive Director who is at the same time the Secretary of the Board. The Executive
Director shall be appointed by the President upon the recommendation of the Secretary. The
Executive Director shall receive a monthly salary of thirteen thousand five hundred pesos.
The Board Secretary shall prepare and keep the minutes of all the board sessions in a book of
records kept for the purpose, as well as all the resolutions and recommendations of the Board on all
actions involving parole, pardons and executive clemency to the President; authenticate and/or
attest all minutes, resolutions and recommendations of the Board; prepare and serve all notices of
board meetings or sessions to the members of the Board; prepare an annual report of all resolutions
and recommendations for parole or executive clemency and other reports that the Department may
require. He shall also perform such other functions as the Board may from time to time assign to
him.
SECTION 20. Board Meetings.—The Board shall meet regularly every week, or as the Board
may direct, or upon call by the Chairman/Secretary. The members shall act only as a Board, and
every decision of the majority shall be valid as an act of the Board provided, that the Board may
direct a Board member to prepare and submit a report involving any application for parole, pardon
or any request for executive clemency for appropriate action by the Board.
SECTION 21. Board Rules and Regulations.—The Board is hereby authorized to establish and
prescribe, subject to the approval of the Secretary, rules and regulations to govern the proceedings
of the Board.
SECTION 22. Indeterminate Sentence Law.—The provisions of Act No. 4103, otherwise known as the
Indeterminate Sentence Law, as amended, shall continue to apply except as otherwise amended,
modified or repealed by this Code.
SECTION 1. Hereafter, in imposing a prison sentence for an offense punished by the Revised Penal
Code, or its amendments, the court shall sentence the accused to an indeterminate sentence the
maximum term of which shall be that which, in view of the attending circumstances, could be
properly imposed under the rules of the said Code, and the minimum which shall be within the
range of the penalty next lower to that prescribed by the Code for the offense; and if the offense is
punished by any other law, the court shall sentence the accused to an indeterminate sentence, the
maximum term of which shall not exceed the maximum fixed by said law and the minimum shall not
be less than the minimum term prescribed by the same. (As amended by Act No. 4225.)
SECTION 2. This Act shall not apply to persons convicted of offenses punished with death penalty or
life-imprisonment; to those convicted of treason, conspiracy or proposal to commit treason; to those
convicted of misprision of treason, rebellion, sedition or espionage; to those convicted of piracy; to
those who are habitual delinquents; to those who have escaped from confinement or evaded
sentence; to those who having been granted conditional pardon by the Chief Executive shall have
violated the terms thereof; to those whose maximum term of imprisonment does not exceed one
year, not to those already sentenced by final judgment at the time of approval of this Act, except as
provided in Section 5 hereof. (As amended by Act No. 4225.)
SECTION 3. There is hereby created a Board of Pardons and Parole to be composed of the Secretary
of Justice who shall be its Chairman, and four members to be appointed by the President, with the
consent of the Commission on Appointments who shall hold office for a term of SIX
YEARS:
Provided, That one member of the board shall be a trained SOCIOLOGIST, one
a CLERGYMAN or EDUCATOR, one PSYCHIATRIST unless a trained psychiatrist
be employed by the board, and the other members shall be PERSONS
QUALIFIED FOR SUCH WORK BY TRAINING AND EXPERIENCE. At least one
member of the board shall be a WOMAN. Of the members of the
present board, two shall be designated by the President to continue until December thirty, nineteen
hundred and sixty-six and the other two shall continue until December thirty, nineteen hundred and
sixty-nine. In case of any vacancy in the membership of the Board, a successor may be appointed to
serve only for the unexpired portion of the term of the respective members. (As amended by
Republic Act No. 4203, June 19, 1965.)
SECTION 5. It shall be the duty of the Board of Indeterminate Sentence to look into the physical,
mental and moral record of the prisoners who shall be eligible to parole and to determine the
proper time of release of such prisoners. Whenever any prisoner shall have served the minimum
penalty imposed on him, and it shall appear to the Board of Indeterminate Sentence, from the
reports of the prisoner’s work and conduct which may be received in accordance with the rules and
regulations prescribed, and from the study and investigation made by the Board itself, that such
prisoner is fitted by his training for release, that there is a reasonable probability that such prisoner
will live and remain at liberty without violating the law, and that such release will not be
incompatible with the welfare of society, said Board of Indeterminate Sentence may, in its
discretion, and in accordance with the rules and regulations adopted hereunder, authorize the
release of such prisoner on parole, upon such terms and conditions as are herein prescribed and as
may be prescribed by the Board. The said Board of Indeterminate Sentence shall also examine the
records and status of prisoners who shall have been convicted of any offense other than those
named in Section 2 hereof, and have been sentenced for more than one year by final judgment prior
to the date on which this Act shall take effect, and shall make recommendation in all such cases to
the Governor-General with regard to the parole of such prisoners as they shall deem qualified for
parole as herein provided, after they shall have served a period of imprisonment not less than the
minimum period for which they might have been sentenced under this Act for the same offense.
SECTION 6. Every prisoner released from confinement on parole by virtue of this Act shall, at such
times and in such manner as may be required by the conditions of his parole, as may be designated
by the said Board for such purpose, report personally to such government officials or other parole
officers hereafter appointed by the Board of Indeterminate Sentence for a period of surveillance
equivalent to the remaining portion of the maximum sentence imposed upon him or until final
release and discharge by the Board of Indeterminate Sentence as herein provided. The officials so
designated shall keep such records and make such reports and perform such other duties hereunder
as may be required by said Board. The limits of residence of such paroled prisoner during his parole
may be fixed and from time to time changed by the said Board in its discretion. If during the period
of surveillance such paroled prisoner shall show himself to be a law-abiding citizen and shall not
violate any of the laws of the Philippine Islands, the Board of Indeterminate Sentence may issue a
final certificate of release in his favor, which shall entitle him to final release and discharge.
SECTION 7. The Board shall file with the court which passed judgment on the case, and with the
Chief of Constabulary, a certified copy of each order of conditional or final release and discharge
issued in accordance with the provisions of the next preceding two sections.
SECTION 8. Whenever any prisoner released on parole by virtue of this Act shall, during the period
of surveillance, violate any of the conditions of his parole, the Board of Indeterminate Sentence may
issue an order for his re-arrest which may be served in any part of the Philippine Islands by any
police officer. In such case the prisoner so re-arrested shall serve the remaining unexpired portion of
the maximum sentence for which he was originally committed to prison, unless the Board of
Indeterminate Sentence shall, in its discretion, grant a new parole to the said prisoner. (As amended
by Act No. 4225.)
SECTION 9. Nothing in this Act shall be construed to impair or interfere with the powers of the
Governor-General as set forth in Section 64(i) of the Revised Administrative Code or the Act of
Congress approved August 29, 1916 entitled “An Act to declare the purpose of the people of the
United States as to the future political status of the people of the Philippine Islands, and to provide a
more autonomous government for those Islands.”
SECTION 10. Whenever any prisoner shall be released on parole hereunder he shall be entitled to
receive the benefits provided in Section 1751 of the Revised Administrative Code.
I. PURPOSE: To uplift and redeem valuable human material, and prevent unnecessary and
excessive deprivation of liberty and economic usefulness. Penalties shall not be standardized but
fitted as far as is possible to the individual, with due regard to the imperative necessity of protecting
the social order (People v. Ducosin, 59 Phil 109).
II. COVERAGE
A. GENERAL RULE: All persons convicted of certain crimes under Philippine courts
B. EXCEPTIONS (Sec. 2): Law will NOT apply to persons
1. Convicted of offense punishable with death penalty or life imprisonment
2. Whose maximum term of imprisonment (imposed) does not exceed one year
3. Convicted of treason, conspiracy or proposal to commit treason, misprision of treason
4. Convicted of rebellion, sedition, espionage,
5. Convicted of piracy
6. Who are habitual delinquents
7. Who escaped confinement or evaded sentence or violated the terms of a conditional pardon
8. Persons already sentenced by final judgment at the time this Act was approved (Dec. 5, 1933)
III. APPLICATION
A. RPC: MIN (NEXT LOWER TO PRESCRIBED) TO MAX (IMPOSABLE)
1. Derive MAXIMUM term imposable by applying rules for aggravating (AC) and ordinary
mitigating circumstances (MC) under Art. 64 and for complex crimes under Art. 48
a. No AC or MC: Penalty PRESCRIBED medium period
b. 1 AC, no MC: Penalty PRESCRIBED maximum period
c. No AC, 1 MC: Penalty PRESCRIBED minimum period
d. Several ACs and MCs: OFFSET then apply rules to remainder
e. No AC, 2 or more MCs: Penalty NEXT LOWER IN DEGREE TO THAT PRESCRIBED
f. If COMPLEX CRIME (2 or more grave or less grave felonies OR one offense is a necessary
means for committing the other): Penalty for the MOST SERIOUS CRIME maximum period
2. Derive MINIMUM term by getting the penalty one degree lower than the penalty prescribed
by the RPC, without regard to its three periods. The court has discretion to fix as the minimum term
any period of imprisonment within that penalty next lower to the penalty prescribed.
B. SPL: Min (at least that prescribed) to Max (not exceed prescribed)
1. MAXIMUM TERM: Court may fix any as long as it does not exceed the penalty prescribed by
the special law
2. MINIMUM TERM: Court has discretion so long as it does not exceed the minimum prescribed
by the special law
2.
Pursuant to the provisions of Section 4 of Act No. 4103, "The Indeterminate Sentence Law", as
amended, the following Rules and Regulations are hereby promulgated to govern the actions and
proceedings of the Board of Pardons and Parole:
[Link] PROVISIONS
SEC. 1. Policy Objectives - Under the provisions of Act No. 4103, as amended, otherwise known
as
the "Indeterminate Sentence Law", which was approved on December 5, 1933, it is the function of the
Board of Pardons and Parole to uplift and redeem valuable human material to economic usefulness
and to prevent unnecessary and excessive deprivation of personal liberty by way of parole or
through executive clemency. Towards this end, the Board undertakes the following:
1. Looks into the physical, mental and moral records of prisoners who are eligible for parole or
any form of executive clemency and determines the proper time of release of such prisoners on
parole;
2. Assists in the full rehabilitation of individuals on parole or those under conditional pardon
with parole conditions, by way of parole supervision; and,
3. Recommends to the President of the Philippines the grant of any form of executive clemency
to prisoners other than those entitled to parole.
SEC. 2. Definition of Terms - As used in these Rules, unless the context indicates otherwise-
e. "Board" refers to the Board of Pardons and Parole;
f. "Executive Director" refers to the Executive Director/Secretary of the Board;
g. "Administration" refers to the Parole and Probation Administration;
a. "Administrator" refers to the Administrator of the Parole and Probation Administration;
b. "Regional Director" refers to the Head of the Parole and Probation Administration
in the region;
c. "Probation and Parole Officer" refers to the Probation and Parole Officer
undertaking the supervision of the client;
d. "Director" refers to the Director of the Bureau of Corrections;
e. "Penal Superintendent" refers to the Officer-In-Charge of the New Bilibid Prison, the
Correctional Institution for Women and the prison and penal farms of the Bureau of Corrections;
f. "Warden"refers to the Officer-In-Charge of the Provincial, City, Municipal or District Jail;
g. "Carpeta" refers to the institutional record of an inmate which consists of his mittimus or
commitment order issued by the Court after conviction, the prosecutor's information and the
decisions of the trial court and the appellate court, if any; certificate of non-appeal, certificate of
detention and other pertinent documents of the case;
h. "Prison Record" refers to information concerning an inmate's personal circumstances, the
offense he committed, the sentence imposed, the criminal case number in the trial and appellate
courts, the date he commenced serving his sentence, the date he was received for confinement, the
place of confinement, the date of expiration of the sentence, the number of previous convictions, if
any, and his behavior or conduct while in prison;
i. "Parole" refers to the conditional release of an offender from a correctional institution after he
has served the minimum of his prison sentence;
j. "Executive Clemency" refers to Reprieve, Absolute Pardon, Conditional Pardon with or
without Parole Conditions and Commutation of Sentence as may be granted by the President of the
Philippines;
k. "Reprieve" refers to the deferment of the implementation of the sentence for an interval of
time; it does not annul the sentence but merely postpones or suspends its execution;
l. "Commutation of Sentence" refers to the reduction of the duration of a prison sentence of
a prisoner;
m. "Conditional Pardon" refers to the exemption of an individual, within certain limits or
conditions, from the punishment which the law inflicts for the offense he had committed resulting in
the partial extinction of his criminal liability;
n. "Absolute Pardon" refers to the total extinction of the criminal liability of the individual to
whom it is granted without any condition. It restores to the individual his civil and political rights
and remits the penalty imposed for the particular offense of which he was convicted;
o. "Petitioner" refers to the prisoner who applies for the grant of executive clemency or parole;
p. "Parolee" refers to a prisoner who is released on parole;
q. "Pardonee" refers to a prisoner who is released on conditional pardon;
r. "Client" refers to a parolee/pardonee who is placed under supervision of a Probation and
Parole Officer;
s. "Release Document" refers to the Conditional Pardon/Absolute Pardon issued by the
President of the Philippines to a prisoner or to the "Discharge on Parole" issued by the Board;
t. "Parole Supervision" refers to the supervision/surveillance by a Probation and Parole Officer
of a parolee/pardonee;
u. "Summary Report" refers to the final report submitted by the Probation and Parole Officer on
his supervision of a parolee/pardonee as basis for the latter's final release and discharge;
v. "Progress Report" refers to the report submitted by the Probation and Parole Officer on the
conduct of the parolee/pardonee while under supervision;
w. "Infraction Report" refers to the report submitted by the Probation and Parole Officer on
violations committed by a parolee/pardonee of the conditions of his release on parole or conditional
pardon while under supervision.
SEC. 3. National Prisoner Confined in a Local Jail - The Board may not consider the
release on pardon/parole of a national prisoner who is serving sentence in a municipal, city, district
or provincial jail unless the confinement in said jail is in good faith or due to circumstances beyond the
prisoner's control.
A national prisoner, for purposes of these rules, is one who is sentenced to a maximum term of
imprisonment of more than three (3) years or to a fine of more than five thousand pesos (Php.
5,000); or regardless of the length of sentence imposed by the court, to one sentenced for violation
of the customs law or other laws within the jurisdiction of the bureau of customs or enforceable by
it, or to
one sentenced to serve two (2) or more prison sentences in the aggregate exceeding the period of
three (3) years.
SEC. 4. Scope of Authority - The Board may consider the case of a prisoner for executive
clemency or parole only after his case has become final and executory. It will not take action on the
petition of a prisoner who has a pending criminal case in court or when his case is on appeal.
In case the prisoner has one or more co-accused who had been convicted, the Director/Warden
concerned shall forward their prison records and carpetas at the same time.
SEC. 5. Filing of Petition - A formal petition for executive clemency addressed as follows shall be
submitted to the Board before the question of said clemency will be considered:
"The President of the Philippines
Thru: The Chairman
Board of Pardons and Parole
DOJ Agencies Bldg., NIA Road cor. East Avenue
Diliman, Quezon City"
Petitions for parole shall be addressed to the Chairman or to the Executive Director of the Board.
However, the Board may, motu proprio , consider cases for parole, commutation of sentence or
conditional pardon of deserving prisoners whenever the interest of justice will be served thereby.
SEC. 6. Contents of Petition - A petition for parole/executive clemency shall state the name
of the prisoner, his age, previous criminal record, if any, whether a Filipino citizen or an alien and, if
a naturalized Filipino, his former nationality and date of naturalization, his previous occupation,
place of residence, present crime for which he was convicted, the trial/appellate court, his penalty of
imprisonment, fine, indemnity and the commencing date thereof, the jail or prison to which he was
committed and/or where he is presently confined, the date he was received for confinement, the
grounds upon which executive clemency is being asked and certification from the trial court that his
case is not on appeal.
In addition to the above-mentioned data, a petition for absolute pardon shall be under oath and shall
include the date the petitioner was released from prison after service of sentence or released on
parole/pardon or terminated from probation.
SEC. 7. Supporting Documents of Petition for Absolute Pardon - The petition for
absolute pardon shall be accompanied by -
a. the affidavits of at least two (2) responsible members of the community where the petitioner
resides. The affidavits shall, among others, state that the petitioner has conducted himself in a moral
and law-abiding manner since his release from prison and shall indicate the petitioner's occupation
and his social activities including religious involvement;
b. the clearances from the National Bureau of Investigation, the Philippine National Police, the
Prosecutor's Office, the Municipal Circuit Trial Court, the Municipal Trial Court, the Municipal Trial
Court in Cities, the Metropolitan Trial Court and the Regional Trial Court where petitioner resides;
c. proof of payment of indemnity and/or fine, or in lieu thereof, certification from the
City/Municipal Treasurer or Probation and Parole Officer on his financial condition; and,
d. proof of service of sentence or certificate of Final Release and Discharge or court's
Termination Order of probation.
SEC. 11. Prisoners not Eligible for Executive Clemency - Prisoners who escaped or
evaded service of sentence are not eligible for executive clemency for a period of one (1) year
from the date of their last recommitment to prison or conviction for evasion of service of sentence.
The Director or Warden concerned shall also furnish the Board and the Administration on or
before the fifth day of every month, a list of prisoners whose minimum sentences will expire
within ninety (90) days and those who may be considered for executive clemency.
IV. PAROLE
SEC. 13. Review of Cases for Parole - Unless otherwise disqualified under Section l5
of these
Rules, a case for parole of a prisoner shall be reviewed upon a showing that he is confined in
prison or jail to serve an indeterminate sentence, the maximum period of which exceeds one (1)
year, pursuant to a final judgment of conviction and that he has served the minimum period of
said sentence.
SEC. 14. Grant of Parole - A prisoner may be granted parole whenever the Board finds
that there is a reasonable probability that if released, he will be law-abiding and that his release
will not be incompatible with the interest and welfare of
society.
SEC. 15. Disqualification for Parole - The following prisoners shall not be granted parole:
a. Those convicted of an offense punished with Death penalty, Reclusion Perpetua or Life
imprisonment;
b. Those convicted of treason, conspiracy or proposal to commit treason or espionage;
c. Those convicted of misprision of treason, rebellion, sedition or coup d'etat;
d. Those convicted of piracy or mutiny on the high seas or Philippine waters;
e. Those who are habitual delinquents i.e. those who, within a period of ten (10) years from
the date of release from prison or last conviction of the crimes of serious or less serious physical
injuries, robbery, theft, estafa and falsification, are found guilty of any of said crimes a third time
or oftener;
f. Those who escaped from confinement or evaded sentence;
g. Those who were granted Conditional Pardon and violated any of the terms thereof;
h. Those whose maximum term of imprisonment does not exceed one (1) year or those with
definite sentence;
i. Those suffering from any mental disorder as certified by a government
psychiatrist/psychologist;
j. Those whose conviction is on appeal;
k. Those who have pending criminal case/s.
SEC. 17. Interview of Prisoners - Any Board member or government official authorized by
the Board may interview prisoners confined in prison or jail to determine whether or not they may
be released on parole or recommended for executive clemency.
The Board or its authorized representatives shall interview an inmate who was sentenced to
Reclusion Perpetua or Life imprisonment, or whose sentence had been commuted from Death to
Reclusion Perpetua.
Before an interview, the Board may require a prisoner convicted of a heinous crime as defined under
Republic Act No. 7659 and other special laws to undergo psychological/psychiatric examination if
the prisoner has a history of mental instability, or in any case, if the Board finds a need for such
examination in the light of the nature of the offense committed or manner of its commission.
SEC. 18. Publication of those Eligible for Executive Clemency/Parole - The Board
shall cause the publication in a newspaper of general circulation the names of prisoners convicted of
heinous crimes or those sentenced by final judgment to Reclusion Perpetua or Life imprisonment, who
may be considered for release on parole or for recommendation for absolute or conditional pardon.
SEC. 19. Objections to Petitions - When an objection is filed, the Board may consider the
same by requesting the person objecting to attach thereto evidence in support thereof. In no case,
however, shall an objection disqualify from executive clemency/parole the prisoner against whom
the objection is filed.
SEC. 20. Documents to be Considered - The carpeta and prison record of the prisoner and
other relevant documents, such as the mittimus or commitment order, prosecutor's information and
trial/appellate court's decision of the case of the prisoner shall be considered by the Board in
deciding whether or not to recommend executive clemency or to grant parole.
In case the prisoner has one or more co-accused who had been convicted, the Board shall consider at
the same time the prison records and carpetas of said co-accused.
a. the age of the petitioner, the gravity of the offense and the manner in which it was committed,
and the institutional behavior or conduct and previous criminal record, if any;
b. evidence that petitioner will be legitimately employed upon release;
c. a showing that the petitioner has a place where he will reside;
d. availability of after-care services for the petitioner who is old, seriously ill or suffering from a
physical disability;
e. attitude towards the offense and the degree of remorse; and,
f. the risk to other persons, including the victim, his witnesses, his family and friends, or the
community in general, the possibility of retaliation by the victim, his family and friends.
SEC. 22. Special Factors - The Board may give special consideration to the recommendation for
commutation of sentence or conditional pardon whenever any of the following circumstances are
present:
a. youthful offenders;
b. prisoners who are sixty (60) years old and above;
c. physical disability such as when the prisoner is bedridden, a deaf mute, a leper, a cripple or is
blind or similar disabilities;
d. serious illness and other life-threatening disease as certified by a government physician;
e. those prisoners recommended for the grant of executive clemency by the trial/appellate
court as stated in the decision;
f. alien prisoners where diplomatic considerations and amity between nations necessitate
review;
g. circumstances which show that his continued imprisonment will be inhuman or will pose a
grave danger to the life of the prisoner or his co-inmates; and,
h. such other similar or analogous circumstances whenever the interest of justice will be served
thereby.
SEC. 23. Meetings - The Board shall meet in executive session regularly or upon the call of the
Chairman.
SEC. 24. Quorum - A majority of all the members of the Board shall constitute a quorum.
SEC. 25. Board Action - A majority of the members of the Board, constituting a quorum, shall
be necessary to recommend the grant of executive clemency or to grant parole; to modify any of the
terms and conditions appearing in a Release Document; to order the arrest and recommitment of a
parolee/pardonee; and to issue certificate of Final Release and Discharge to a parolee/pardonee.
The minutes of the meeting of the Board shall show the votes of its individual members and the
reason or reasons for voting against any matter presented for the approval of the Board. Any dissent
from the majority opinion to grant or deny parole shall be reduced in writing and shall form part of
the records of the proceedings.
SEC. 26. Executive Clemency/Parole of An Alien - The Board may recommend the grant of
executive clemency or grant parole to a prisoner who is an alien. In such a case, the alien who is
released on parole or pardon shall be referred to the Bureau of Immigration for disposition,
documentation and appropriate action.
[Link] SUPERVISION
SEC. 27. Parole Supervision - After release from confinement, a client shall be placed under
the supervision of a Probation and Parole Officer so that the former may be guided and assisted
towards rehabilitation.
The period of parole supervision shall extend up to the expiration of the maximum sentence which
should appear in the Release Document, subject to the provisions of Section 6 of Act No. 4103 with
respect to the early grant of Final Release and Discharge.
SEC. 28. Form of Release Document - The form of the Release Document shall be prescribed
by the Board and shall contain the latest l"x1" photograph and right thumbprint of the prisoner.
SEC. 29. Transmittal of Release Document - The Board shall send a copy of the Release
Document to the prisoner named therein through the Director of Corrections or Warden of the jail where
he is confined who shall send a certification of the actual date of release of prisoner to the Probation and
Parole Officer.
SEC. 30. Initial Report - Within the period prescribed in his Release Document, the prisoner
shall present himself to the Probation and Parole Officer specified in the Release Document for
supervision.
If within forty five (45) days from the date of release from prison or jail, the parolee/pardonee
concerned still fails to report, the Probation and Parole Officer shall inform the Board of such failure,
for appropriate action.
SEC. 31. Arrival Report - The Probation and Parole Officer concerned shall inform the Board
thru the Technical Service, Parole and Probation Administration the date the client reported for
supervision not later than fifteen (15) working days therefrom.
SEC. 33. Review and Modification of Conditions - The Board may, upon the
recommendation of the Probation and Parole Officer, revise or modify the terms and conditions
appearing in the Release Document.
SEC. 34. Transfer of Residence - A client may not transfer from the place of residence
designated in his Release Document without the prior written approval of the Regional Director
subject to the confirmation by the Board.
SEC. 35. Outside Travel - A Chief Probation and Parole Officer may authorize a client to
travel
outside his area of operational jurisdiction for a period of not more than thirty (30) days. A travel for
more than 30 days shall be approved by the Regional Director.
SEC. 36. Travel Abroad and/or Work Abroad - Any parolee or pardonee under active
supervision/surveillance who has no pending criminal case in any court may apply for overseas
work or travel abroad. However, such application for travel abroad shall be approved by the
Administrator and confirmed by the Board.
SEC. 37. Death of Client - If a client dies during supervision, the Probation and Parole Officer
shall immediately transmit a certified true copy of the client's death certificate to the Board
recommending the closing of the case. However, in the absence of a death certificate, an affidavit
narrating the circumstances of the fact of death from the barangay chairman or any authorized
officer or any immediate relative where the client resided, shall suffice.
SEC. 38. Progress Report - When a parolee/pardonee commits another offense during the
period of his parole surveillance, and the case filed against him has not yet been decided by the
court, a Progress Report should be submitted by the Probation and Parole Officer to the Board.
SEC. 39. Report of Parole Infraction/Violation - Any violation of the terms and conditions
appearing in his Release Document or any serious deviation or non-observance of the obligations set
forth in the parole supervision program shall be immediately reported by his Probation and Parole
Officer to the Board. The report shall be called Infraction Report when the client has been
subsequently convicted of another crime.
SEC. 40. Arrest of Client - Upon receipt of an Infraction Report, the Board may order the arrest or
recommitment of the client.
SEC. 41. Effect of Recommitment of Client - The client who is recommitted to prison by the
Board shall be made to serve the remaining unexpired portion of the maximum sentence for which he
was originally committed to prison.
SEC. 42. Cancellation of Pardon/Parole - The Board may recommend the cancellation of the
pardon or cancel the grant of parole of a client if it finds that material information given by said client to
the Board, either before or after release, was false, or incomplete or that the client had willfully or
maliciously concealed material information from the Board.
SEC. 43. Review of Case of Recommitted Parolee - The Board may consider the case of a
recommitted parolee for the grant of a new parole after the latter shall have served one-fourth (1/4)
of the unserved portion of his maximum sentence.
SEC. 44. Certificate of Final Release and Discharge - After the expiration of the
maximum sentence of a client, the Board shall, upon the recommendation of the Chief Probation and
Parole Officer that the client has substantially complied with all the conditions of his parole/pardon,
issue a certificate of Final Release and Discharge to a parolee or pardonee. However, even before the
expiration of maximum sentence and upon the recommendation of the Chief Probation and
Parole Officer, the
Board may issue a certificate of Final Release and Discharge to a parolee/pardonee pursuant to the
provisions of Section 6 of Act No. 4103, as amended.
The clearances from the police, court, prosecutor's office and barangay officials shall be attached to
the Summary Report.
Sec. 45. Effect of Certificate of Final Release and Discharge - Upon the issuance of a
certificate of
Final Release and Discharge, the parolee/pardonee shall be finally released and discharged from the
conditions appearing in his release document. However, the accessory penalties of the law which
have not been expressly remitted therein shall subsist.
SEC. 46. Transmittal of Certificate of Final Release and Discharge - The Board
shall forward a certified true copy of the certificate of Final Release and Discharge to the Court
which sentenced the released client, the Probation and Parole Officer who has supervision over him,
the client, the Bureau of Corrections, the National Bureau of Investigation, the Philippine National
Police and the Office of the President.
SEC. 47. Repealing Clause - All existing rules, regulations and resolutions of the Board which are
inconsistent with these Rules are hereby repealed or amended accordingly.
SEC. 48. Effectivity Clause - These Rules shall take effect upon approval by the Secretary of
Justice and fifteen (l5) days after its publication in a newspaper of general circulation.
Self Check 3.7-1
4. He is the director of the Irish Prison in 1854 who introduced the Irish system that
was modified from the Macanochie’s mark system.
6. First reformatory and considered as the forerunner of modern penology because it had
all the elements of a modern system.
Answer Key 3.7-1
1. Alexander Maconochie
2. Alexander Maconochie
3. Mark system
4. Walter Crofton
5. Zebulon Brockway
6. Elmira Reformatory
Information Sheet 3.8.1
CHAPTER XIII
EXECUTIVE
CLEMENCY
CONSTITUTIONAL BASIS:
1. ART. VII, SEC. 19, 1987 PHILIPPINE CONSTITUTION
Except in cases of impeachment, or as otherwise provided in this Constitution, the President may
grant reprieves, commutations, and pardons, and remit fines and forfeitures, after conviction by
final judgment.
He shall also have the power to grant amnesty with the concurrence of a majority of all the Members
of the Congress.
WHY IT IS EXTENDED
In general, Executive Clemency is often extended for humanitarian reasons, such as to an aged and
ill inmate who needs specialized medical care. Inmates who suffer from serious, contagious, or life
threatening illness or disease and those prisoners with severe disability can now be recommended
for executive clemency.
The condition of the inmate should be certified “under oath” by a physician of the Bureau of
Corrections Hospital and likewise certified under oath by a physician designated by the Department
of Health (DOH
It is also extended in the following instances:
3. When there is real doubt about the guilt of the party.
4. When the sentence given is Apparently excessive
5. When the party is a political or personal friend of the President.
6. To clear the record of some who has demonstrated rehabilitation or public service.
FILING OF PETITION
A formal petition for executive clemency addressed as follows shall be submitted to the Board before
the question of said clemency will be considered:
Petitions for parole shall be addressed to the Chairman or to the Executive Director of the Board.
However, the Board may, motu proprio , consider cases for parole, commutation of sentence or
conditional pardon of deserving prisoners whenever the interest of justice will be served thereby.
CONTENTS OF PETITION
1. Name of the prisoner
2. Age
3. Previous criminal record
4. Whether a Filipino citizen or an alien and, if a naturalized Filipino, his former nationality and
date of naturalization,
5. Previous occupation
6. Place of residence
7. Present crime for which he was convicted,
8. Trial/Appellate court,
9. His penalty of imprisonment, fine, indemnity and the commencing date thereof
10. Jail or prison to which he was committed and/or where he is presently confined
11. Date he was received for confinement
12. Grounds upon which executive clemency is being asked and certification from the trial court
that his case is not on appeal.
NOTA BENE: A petition for absolute pardon shall be under oath and shall include the date the
petitioner was released from prison after service of sentence or released on parole/pardon or
terminated from probation.
SECTION 5. EXCEPTIONS
Even with the existence of any of the circumstances enumerated in Sections 3 and 4, the Board shall
not favorably recommend petitions for executive clemency of the following prisoners:
1. Those convicted of Evasion of Service of Sentence;
2. Those who violated the conditions of their Conditional Pardon;
3. Those who are habitual delinquents or recidivists;
4. Those convicted of Kidnapping for Ransom;
5. Those convicted of violation of Republic Act No. 6425, as amended, otherwise known as "The
Dangerous Drugs Act of 1972", or Republic Act 9165, also known as the Dangerous Durgs act of
2002", and other drug related offenses except those convicted only of use and/or possession of
prohibited or regulated drugs;
6. Those convicted of offenses committed under the influence of drugs;
7. Those whose release from prison would pose a threat to the public safety or would constitute a
danger to society; and
8. Those suffering from dementia or insanity.
Above notwithstanding, in view of diplomatic considerations and upon recommendation of the
Department of Foreign Affairs, the grant of executive clemency may be availed by a foreign prisoner
or alien serving a prison sentence in the Philippines, as an opportunity for securing the release of
Filipino convicts, if any in the country of the convicted foreigner or alien.
PARDON
WHAT IS PARDON?
It is a form of executive clemency granted by the President of the Philippines as a privilege to a
convict as a discretionary act of grace.
A pardon is the remission of a penalty. It is an act of grace or forgiveness that relieves the person
pardoned from some or all of the ramifications of lawful punishment. A pardon may be conditional
or unconditional. Pardons do not erase or seal a conviction; a pardon forgives guilt. It vested to the
Chief Executive (The President) as a matter of power.
Pardon is “an act of grace, proceeding from the power entrusted with the execution of the laws,
which exempts the individual, on whom it is bestowed, from the punishment the law inflicts for a
crime he has committed. It is the private, though official act of the executive magistrate, delivered to
the individual for whose benefit it is intended, and not communicated officially to the Court. A
pardon is a deed, to the validity of which delivery is essential, and delivery is not complete without
acceptance.”
Neither the legislative nor the judiciary branch of the government has the power to set conditions or
establish procedures for the exercise of this Presidential prerogative.
When a pardon is granted, the convicted offender is forgiven the crime and its penalty. A head of
state or government generally grants it when the convicted individual has fulfilled his or her debt to
society or is somehow otherwise worthy of being forgiven the crime. A pardon does not erase the
conviction, but it can in some jurisdictions remove some of the disqualifications caused by it.
ABOUT PARDON
1. It is the remission of a penalty.
2. It is an act of grace.
3. It is may be conditional or unconditional.
4. It does not erase or seal a conviction.
5. It forgives guilt either from the crime and its penalty.
6. It is vested to the Chief Executive.
7. It is the private act but official act of the president.
8. It is not communicated officially to the Court.
9. It is a deed, to the validity of which delivery is essential, and delivery is not complete
without acceptance.
10. Neither the legislative nor the judiciary branch of the government has the power to
set conditions or establish procedures for the exercise of this Presidential prerogative.
PURPOSE:
1. To right a wrong
2. To normalize a tumultuous political situation.
Absolute Pardon is also granted by a President to an imprisoned president the incumbent has
deposed.
Absolute Pardon is granted in order to restore full political and civil rights to convicted persons who
have already served their sentenced and have reached the prescribed period for the grant of
Absolute Pardon.
ISSUE:
Whether or not Monsanto should be reinstated to her former post.
HELD:
A pardon looks to the future. It is not retrospective. It makes no amends for the past. It affords no
relief for what has been suffered by the offender. It does not impose upon the government any
obligation to make reparation for what has been suffered. “Since the offense has been established by
judicial proceedings, that which has been done or suffered while they were in force is presumed to
have been rightfully done and justly suffered, and no satisfaction for it can be required.” This would
explain why petitioner, though pardoned, cannot be entitled to receive backpay for lost earnings and
benefits. On the other hand, civil liability arising from crime is governed by the RPC. It subsists
notwithstanding service of sentence, or for any reason the sentence is not served by pardon,
amnesty or commutation of sentence. Petitioner’s civil liability may only be extinguished by the
same causes recognized in the Civil Code, namely: payment, loss of the thing due, remission of the
debt, merger of the rights of creditor and debtor, compensation and novation.
FACTS:
Santos was convicted of the crime of estafa. He was given pardon by the president but even prior to
his pardon he was already holding the position as the municipality president of Malabon
notwithstanding his conviction. Cristobal, on the other hand, averred that Santos should be excluded
from the list of electors in Malabon because he was already convicted of final judgment “for any
crime against property”. This is pursuant to CA 357 of the New Election Code. The lower court
presided by Labrador ruled that Santos is exempt from the provision of the law by virtue of the
pardon restoring the respondent to his “full civil and political rights, except that with respect to the
right to hold public office or employment, he will be eligible for appointment only to positions which
are clerical or manual in nature and involving no money or property responsibility.”
ISSUE:
Whether or not Santos should not be excluded as an elector.
HELD:
It should be observed that there are two limitations upon the exercise of this constitutional
prerogative by the Chief Executive, namely: (a) that the power be exercised after conviction; and (b)
that such power does not extend cases of impeachment. Subject to the limitations imposed by the
Constitution, the pardoning power cannot be restricted or controlled by legislative action. It must
remain where the sovereign authority has placed it and must be exercised by the highest authority to
whom it is entrusted. An absolute pardon not only blots out the crime committed, but removes all
disabilities resulting from the conviction. In the present case, the disability is the result of conviction
without which there would be no basis for disqualification from voting. Imprisonment is not the
only punishment which the law imposes upon those who violate its command. There are accessory
and resultant disabilities, and the pardoning power likewise extends to such disabilities. When
granted after the term of imprisonment has expired, absolute pardon removes all that is left of the
consequences f conviction. In the present case, while the pardon extended to respondent Santos is
conditional in the sense that “he will be eligible for appointment only to positions which a e clerical
or manual in nature involving no money or property responsibility,” it is absolute insofar as it
“restores the respondent to full civil and political rights. Upon other hand, the suggestion that the
disqualification imposed in par (b) of sec 94 of CA 357, does not fall within the purview of the
pardoning power of the president, would lead to the impairment of the pardoning power of the
president, not contemplated in the Constitution, and would lead furthermore to the result that there
would be no way of restoring the political privilege in a case of this nature except through legislative
action.
NOTA BENE: The limitations provided under the Constitution are: (1) No pardon may be
granted in impeachment cases; (2) No pardon may be granted when otherwise provided under the
Constitution, specifically Sec. 5, Article IX-C, which provides that “No pardon, amnesty, parole or
suspension of sentence for violation of elections laws, rules, and regulations shall be granted by the
President without the favorable recommendation of the [COMELEC]“; and (3) It may only be granted
“after conviction by final judgment”.
PARDON – APPLICABLE TO
ADMINISTRATIVE CASES
FACTS:
Rodolfo Llamas is the incumbent Vice-governor of Tarlac, and on March 1, 1991, he assumed office
by virtue of a decision of the Office of the President, the governorship.
Mariano Ocampo III is the incumbent governor and was suspended from office due to having
been found guilty of having violated the Anti-Graft and Corrupt Practices Act. Oscar Orbos was the
Executive Secretary at the time of the petition, and is being impleaded herein in that official capacity
for having issued, by authority of the President, the assailed Resolution granting executive clemency
to Llamas thus, putting him back to his position as the governor of tarlac. Petitioner contends that
executive clemency could only be granted to criminal cases and not administrative cases; that there
has been no final judgement of the private respondent's motion for reconsideration; and that his
constitutional rights to due process were violated.
ISSUE:
1. WON the president has the power to grant executive clemency in administrative cases.
2. WON there has been a final judgment.
3. WON the petitioner's constitutional rights were violated.
HELD:
1. Yes. The president can grant executive clemency based in Art. VII sec. 19 of the constitution.
The petitioner's contention that the president may only grant executive clemency to criminal
cases based on said provision is untenable because the Constitution does not distinguish between
cases executive clemency may be exercised by the President, with the sole exclusion of impeachment
cases. Ubi lexnon distinguit, necnos distinguire debemos. If the law does not distinguish, we must
not distinguish. Also a number of laws impliedly or expressly recognize the exercise of executive
clemency in administrative cases. One example of which is Sec. 43 of PD 807 which provides that
in meritorious cases, the president may commute or remove administrative penalties or disabilities
issued upon officers and employees in disciplinary cases. Moreover, the intent of the constitutional
commission is to give the president the power to grant executive clemency and is not be limited in
terms of coverage, except as already provided in the constitution.
Therefore SC held that pardon is applicable to Administrative cases. The SC does not clearly see any
valid and convincing reason why the President cannot grant executive clemency in administrative
cases. It is a considered view that if the President can grant reprieves, commutations and pardons,
and remit fines and forfeitures in criminal cases, with much more reason can she grant executive
clemency in administrative cases, which are clearly less serious than criminal offenses.
2. Yes. There has been a final judgment because upon the acceptance of the presidential pardon,
the grantee is deemed to have waived any appeal which he may have filed.
3. No. the petitioner's constitutional rights to due process was not violated because his being not
notified of the subject of pardon is based on the fact that pardon is the private, though official, act of
the executive magistrate, delivered to the individual for whose benefit it is intended and not
communicated officially to the court. Thus, said notice is unnecessary
AMNESTY
WHAT IS AMNESTY
A general pardon extended to a group of persons, such a political offenders purposely to bring about
the return of dissidents to their home and to restore peace and order in the community. It Is generally
exercised by the Chief Executive with the concurrence of congress.
It is an act of sovereign power granting oblivion or general pardon for past offense and rarely, if
ever, exercised in favor of single individual is usually exerted in behalf of certain classes of person
who are subjected to trial but not have been convicted.
NOTA BENE: Amnesty can be availed of before, during and after the trial of the case, even after
conviction.
FACTS:
That on or about the 30th day of June, 1987 at about 10:00 o'clock in the evening in the Municipality
of Donsol, Province of Sorsogon, Philippines and within the jurisdiction of this Honorable Court, the
above-named accused conspiring, confederating and mutually helping one another, armed with
guns, forcibly took away ALFREDO AREVALO from his residence and brought him to Sitio Abre,
Mabini, Donsol, Sorsogon, and did then and there willfully, unlawfully and feloniously with intent to
kill, with treachery and evident premeditation, attack, assault and shoot ALFREDO AREVALO
thereby inflicting upon him mortal wounds, which directly caused his death to the damage and
prejudice of his legal heirs.
Accused-appellant Jose Patriarca, Jr. appeals the decision of the Regional Trial Court at
Sorsogon, Sorsogon, Branch 52, in Criminal Case No. 2773 convicting him of murder and
sentencing him to reclusion perpetua. He was also charged with Murder for the killing of one
Rudy de Borja and a certain Elmer Cadag under Information’s docketed as Criminal Cases Nos.
2665 and 2672, respectively.
Accused-appellant applied for amnesty under Proclamation No. 724 amending Proclamation No.
347, dated March 25, 1994, entitled "Granting Amnesty to Rebels, Insurgents, and All Other Persons
Who Have or May Have Committed Crimes Against Public Order, Other Crimes Committed in
Furtherance of Political Ends, and Violations of the Article of War, and Creating a National Amnesty
Commission." His application was favorably granted by the National Amnesty Board.
ISSUE:
WON accused be granted an amnesty.
HELD:
This Court takes judicial notice of the grant of amnesty upon accused-appellant Jose N. Patriarca, Jr.
Once granted, it is binding and effective. It serves to put an end to the appeal.
Pardon is granted by the Chief Executive. It is a private act, which must be pleaded and proved by
the person pardoned, because the courts take no notice thereof; while amnesty by Proclamation of
the Chief Executive with the concurrence of Congress is a public act of w/c the courts should take
judicial notice. Pardon is granted to one after conviction; while amnesty is granted to classes of
person or communities who may be guilty of political offenses, generally before or after the
institution of the criminal prosecution and sometimes after conviction. Pardon looks forward and
relieves the offender from the consequences of an offense of which he has been convicted, it
abolishes or forgives the punishment thus it does not work the restoration of the rights to hold
public office or right of suffrage unless such rights be expressly restored by the 10 terms of the
pardon and it in no case exempts the culprit from the payment of the civil indemnity imposed upon
him by the sentence (Article 36, Revised Penal Code). While amnesty looks backward and abolishes
and puts into oblivion the offense itself, it so overlooks and obliterates the offense with which he is
charged that the person released by amnesty stands before the law precisely as though he had
committed no offense."
7. As to the number of those who can avail: Pardon includes any crime and is
exercised individually by the Chief Executive, while amnesty is a blanket pardon granted to a group
of prisoners, generally political prisoners.
8. As to the Time to Avail: Pardon is exercised when the person is already convicted,
while
amnesty maybe given before trial or investigation is done.
9. As to the Consent of Congress: Pardon is granted by the Chief Executive and such
as private act, which must plead and proved by the person pardoned because the court takes no
choice thereof. While amnesty is by proclamation with concurrence of congress, and it is a public act,
which the court should take judicial notice.
10. As to the Effect: Pardon is an act of forgiveness, i.e. it relieves the offender from the
consequences of the offense, while amnesty is an act of forgetfulness. i.e. it puts into oblivion the
offense of which one is charged so that the person as if he had never committed the offense.
11. As to the Crime committed: Pardon is granted for infractions of the peace of the State
while
amnesty, for crimes against sovereignty of the state (ex. political offense)
Amnest Pardo
y n
Granted for political offenses Granted for any offense
Granted to classes of persons or Granted to individuals
communities
Requires the concurrence of congress Does not need the concurrence of congress
Public act which the court may take Private act which must be pleaded and
judicial notice proved by the person pardoned
Looks backward and puts the offense Looks forward and relieves the
into oblivion offender from the consequences of his
offense
ADMISSION OF GUILT
ISSUE:
Whether or not the accused can avail of amnesty sans admission of guilt.
HELD:
It is rank inconsistency for appellant to justify an act, or seek forgiveness for an act which, according
to him, he has not committed. Amnesty presupposes the commission of a crime, and when an
accused maintains that he has not committed a crime, he cannot have any use for amnesty. Where an
amnesty proclamation imposes certain conditions, as in this case, it is incumbent upon the accused
to prove the existence of such conditions. The invocation of amnesty is in the nature of a plea of
confession and avoidance, which means that the pleader admits the allegations against him but
disclaims liability therefore on account of intervening facts which, if proved, would bring the crime
charged within the scope of the amnesty proclamation. The present rule requires a previous
admission of guilt since a person would not need the benefit of amnesty unless he was, to begin with,
guilty of the offense covered by the proclamation.
LAW ON AMNESTY
WHEREAS, the peace process, as an anchor of political, economic and social stability and
development, has steadily moved forward with the overwhelming acceptance and support of the
Filipino people;
WHEREAS, to enhance and hasten the peace process, there is a need to reintegrate, as soon as
possible, all rebels and insurgents into the mainstream of society under the rule of law, including
those who may have committed unlawful acts in furtherance of their respective political beliefs;
WHEREAS, the grant of amnesty to those who may have committed unlawful acts in pursuit of their
political beliefs is one of the six paths to the attainment of a just and lasting peace as recommended
by the National Unification Commission;
WHEREAS, amnesty was proclaimed under Proclamation Nos. 10 and 10-A, which proclamations
however extended only to those who applied for amnesty under Executive Order No. 350, Series of
1989, and whose applications were processed and ready for action as of 28 July 1992, and who
applied for amnesty under Executive Order No. 350 from 28 July 1992 up to 31 December 1992;
WHEREAS, after the lapse of the period for application for the grant of amnesty under Proclamation
Nos. 10 and 10-A, many more rebels and insurgents, who may have committed unlawful acts in
pursuit of their political beliefs, have returned or expressed their desire and readiness to return to
the fold of the law and join the mainstream of Philippine society; and
WHEREAS, there is a need for government to act on rebel and insurgent returnees’ request for the
grant of amnesty so that they may live in peace in the pursuit of productive endeavors without
prejudice to any legal arrangement that may result from a negotiated settlement which the
government is pursuing with the various rebel and insurgent groups.
NOW, THEREFORE, I, FIDEL V. RAMOS, President of the Republic of the Philippines, by virtue of
the powers vested in me by Section 19, Article VII of the Constitution, do hereby declare and
proclaim:
Section 1. Grant of Amnesty. – Amnesty is hereby granted to all persons who shall apply
therefor and who have or may have committed crimes, on or before thirty (30) days following the
publication of this Proclamation in two (2) newspapers of general circulation, in pursuit of political
beliefs, whether punishable under the Revised Penal Code or special laws, including but not limited
to the following: rebellion or insurrection; coup d’etat; conspiracy and proposal to commit rebellion,
insurrection or coup d’etat; disloyalty of public officers or employees; inciting to rebellion or
insurrection; sedition; conspiracy to commit sedition; inciting to sedition; illegal assembly; illegal
association; direct assault; indirect assault; resistance and disobedience to a person in authority or
the agents of such person; tumults and other disturbances of public order; unlawful use of means of
publication and unlawful utterances; alarms and scandals; illegal possession of firearms,
ammunition or explosives, committed in furtherance of, incident to, or in connection with the crimes
of rebellion or insurrection and violations of Articles 59 (desertion), 62 (absence without leave), 67
(mutiny or sedition), 68 (failure to suppress mutiny or sedition), 94 (various crimes), 96 (conduct
unbecoming an officer and a gentlemen), and 97 (general article) of the Articles of War; Provided,
that the amnesty shall not cover crimes against chastity and other crimes committed for personal
ends.
Section 2. Effects. – (a) Amnesty under this Proclamation shall extinguish any criminal
liability for acts committed in pursuit of a political belief, without prejudice to the grantee’s civil
liability for injuries or damages caused to private persons. The grant of amnesty shall also effect the
restoration of civil or political rights suspended or lost by virtue of criminal conviction.
(b) The amnesty herein proclaimed shall not ipso facto result in the reintegration or reinstatement
into the service of former Armed Forces of the Philippines and Philippine National Police personnel.
Reintegration or reinstatement into the service shall continue to be governed by existing laws and
regulations; Provided, however, that the amnesty shall reinstate the right of AFP and PNP personnel
to retirement and separation benefits, if so qualified under existing laws, rules and regulations at the
time of the commission of the acts for which amnesty is extended, unless they have forfeited such
retirement and separation benefits for reasons other than the acts covered by this Proclamation.
Section 3. Firearms. – The surrender of firearms, ammunitions and explosives shall not be a
condition for amnesty. Applicants for amnesty may surrender their firearms within sixty (60) days
from the effectivity of this Proclamation without incurring liability for illegal possession thereof. The
Government shall continue to encourage rebels and insurgents to turn-in firearms, ammunition and
explosives which may be in their possession.
Section 5. Who May Apply. – All persons who have or may have committed the crimes
enumerated in Section 1, within the period prescribed therein, including those detained, charged, or
convicted for the commission of the same crimes, may apply with the Commission for the grant of
amnesty.
Section 6. Application Period. – Applications for the grant of amnesty shall be filed under
oath with the Commission within six (6) months from the effectivity of this Proclamation.
Section 7. Effectivity. – This Proclamation shall take effect upon concurrence by a majority of
all the Members of the Congress.
DONE in the City of Manila, this 25th day of March in the year of Our Lord, Nineteen Hundred and
Ninety-Four.
WHEREAS, on March 25, 1994, President Fidel V. Ramos issued Proclamation No. 347 entitled
“Granting Amnesty to Rebels, Insurgents, and All Other Persons Who Have or May Have Committed
Crimes Against Public Order, Other Crimes Committed in Furtherance of Political Ends, and
Violations of the Articles of War, and Creating a National Amnesty Commission,” which was
concurred in by both Houses of Congress on June 2, 1994 through Concurrent Resolution No. 12 as
provided for by the Constitution;
WHEREAS, when the prescribed period for filing of applications for amnesty lapsed on June 1, 1995,
7,166 applications were recorded to have been filed with the National Amnesty Commission and the
nineteen (19) Local Amnesty Boards nationwide;
WHEREAS, after June 1, 1995, the National Amnesty Commission and its nineteen (19) Local
Amnesty Boards throughout the country have reported that many other rebels and insurgents
voluntarily returned to the folds of the law and filed applications for amnesty or otherwise
expressed their desire to avail of amnesty;
WHEREAS, in the course of processing amnesty applications, the National Amnesty Commission has
been constrained to deny amnesty to persons who were found to have committed acts/crimes
clearly in pursuit of their political belief because their acts/crimes were committed after April 30,
1994 but before June 1, 1995, which is beyond the period of coverage of Proclamation No. 347; or
because they filed their applications beyond the deadline of June 1, 1995;
WHEREAS, the sincere desire of the foregoing rebels and insurgents to return to the folds of the law
cannot be ignored by the Government if it is to pursue a true, comprehensive, just, and lasting peace;
WHEREAS, by virtue of the General Agreement for Peace dated October 13, 1995 signed between the
Government and the RAM-SFP-YOU, Proclamation No. 723 was issued granting amnesty to
members and supporters of the RAM-SFP-YOU and allowing those inadvertently omitted from the
said list to apply individually for amnesty;
WHEREAS, in the interest of equity and justice, members of rebel groups other than the RAM-SFP-
YOU should also be entitled to file applications for amnesty after the lapse of the period for
application under Proclamation No. 347;
NOW, THEREFORE, I, FIDEL V. RAMOS, President of the Republic of the Philippines, by virtue of
the powers vested in me by Section 19, Article VII of the Constitution, do hereby declare and
proclaim:
SEC. 2. Re-opening of Application Period. Applications for the grant of amnesty under
Proclamation No. 347 dated March 25, 1994, as amended by this Proclamation, shall be filed with
the National Amnesty Commission within ninety (90) days from the effectivity of this Proclamation.
SEC. 3. Effectivity. This Proclamation shall take effect upon the concurrence by a majority of
all Members of Congress.
DONE in the City of Manila this 17th day of May in the year of Our Lord, Nineteen Hundred and
Ninety-Six.
COMMUTATION OF
SENTENCE
WHAT IS COMMUTATION OF SENTENCE?
The act of the president changing, reducing or mitigating a heavier sentence to a lighter one or a
longer term into a shorter term. It may alter death sentence to life sentence or life sentence to a term
of years.
It does not forgive the offender but merely to reduce the penalty pronounce by the court.
It is a change of the decision of the court made by the Chief Executive by reducing the degree of the
penalty inflicted upon the convict, or by decreasing the length of the imprisonment of the original
sentence.
A commutation of sentence takes place when the sentence, generally one of imprisonment, is
reduced to a lesser penalty or jail term. This type of clemency does not void the conviction.
In other cases, the degree of the penalty is reduced from death to reclusion perpetua.
In Commutation of Sentence consent of the offender is not necessary. The public welfare, not his
consent, determines what shall be done.
REPRIEVE
WHAT IS REPRIEVE
Reprieve, in criminal law, the temporary suspension of a sentence, such as a stay of execution,
granted a person convicted of a capital crime. A reprieve is usually granted by the sovereign or chief
executive and also, in the United States, by the governor of a state. In some cases it may be granted
by the court that tried the offender.
It is a postponement of sentence or temporary stay of the execution of sentence especially the
execution of the death sentence. Generally, Reprieve is extended to prisoners sentenced to death.
The date of execution of sentenced is set back several days to enable the Chief to study the petition
of the condemned man for commutation of sentenced or pardon.
A reprieve is given to suspend the execution of a sentence in order to give the prisoner time to find
ways to have it reduced. With respect to capital cases, a reprieve is given to suspend the execution of
the death penalty for a period of time to consider whether or not it should be imposed.
PURPOSE OF REPREIVE
The purpose of the reprieve is generally to allow an investigation into the legality of the conviction
or into alleged newly discovered evidence in favor of the convicted person. A reprieve delays an
execution but, unlike a pardon or a commuted sentence, does not negate a sentence unless the
reinvestigation shows that the prisoner has been unjustly tried or sentenced.
GCTA – is a privilege granted to a prisoner that shall entitle him to a deduction of his term of
imprisonment.
1. Pardon
2. Amnesty
3. .Conditional Pardon
4. Absolute Pardon
5. Absolute Pardon
6. Reprieve
7. Commutation of Sentence
APPENDICES
WHEREAS, one of the major goals of the government is to establish a more enlightened and humane
correctional systems that will promote the reformation of offenders and thereby reduce the
incidence of recidivism;.
.
WHEREAS, the confinement of all offenders prisons and other institutions with rehabilitation
programs constitutes an onerous drain on the financial resources of the country; and.
WHEREAS, there is a need to provide a less costly alternative to the imprisonment of offenders who
are likely to respond to individualized, community-based treatment programs;
NOW, THEREFORE, I, FERDINAND E. MARCOS, President of the Philippines, by virtue of the
powers vested in me by the Constitution, do hereby order and decree the following:
Section 1. Title and Scope of the Decree. — This Decree shall be known as the
Probation Law of
1976. It shall apply to all offenders except those entitled to the benefits under the provisions of
Presidential Decree numbered Six Hundred and three and similar laws.
Sec. 2. Purpose. — This Decree shall be interpreted so as to:
4. promote the correction and rehabilitation of an offender by providing him with
individualized treatment;
5. provide an opportunity for the reformation of a penitent offender which might be less
probable if he were to serve a prison sentence; and.
6. prevent the commission of offenses..
Sec. 3. Meaning of Terms. — As used in this Decree, the following shall, unless the context
otherwise requires, be construed thus:
(a) "Probation" is a disposition under which a defendant, after conviction and sentence, is
released subject to conditions imposed by the court and to the supervision of a probation officer..
(b) "Probationer" means a person placed on probation.
(c) "Probation Officer" means one who investigates for the court a referral for probation or
supervises a probationer or both.
Sec. 4. Grant of Probation. — Subject to the provisions of this Decree, the court may, after
it shall have convicted and sentenced a defendant and upon application at any time of said
defendant, suspend the execution of said sentence and place the defendant on probation for such
period and upon such terms and conditions as it may deem best.
Probation may be granted whether the sentence imposes a term of imprisonment or a fine only. An
application for probation shall be filed with the trial court, with notice to the appellate court if an
appeal has been taken from the sentence of conviction. The filing of the application shall be deemed
a waiver of the right to appeal, or the automatic withdrawal of a pending appeal.
An order granting or denying probation shall not be appealable.
Sec. 3. This Act shall take effect upon its approval. Approved: June 13, 1980
WHEREAS, the process of criminal investigation, prosecution, conviction and appeal entails too
much time and effort, not to mention the huge expenses of litigation, on the part of the State;.
WHEREAS, the time, effort and expenses of the Government in investigating and prosecuting
accused persons from the lower courts up to the Supreme Court, are oftentimes rendered nugatory
when, after the appellate Court finally affirms the judgment of conviction, the defendant applies for
and is granted probation; .
WHEREAS, probation was not intended as an escape hatch and should not be used to obstruct and
delay the administration of justice, but should be availed of at the first opportunity by offenders who
are willing to be reformed and rehabilitated; .
WHEREAS, it becomes imperative to remedy the problems abovementioned confronting our
probation system. .
NOW, THEREFORE, I, FERDINAND E. MARCOS, President of the Philippines, by virtue of the
powers vested in me by the Constitution, do hereby decree: .
Section 1. Section 4 of Presidential Decree No. 968 is hereby amended to read as follows:
"Sec. 4. Grant of Probation. — Subject to the provisions of this Decree, the trial court may,
after it shall have convicted and sentenced a defendant, and upon application by said defendant
within the period for perfecting an appeal, suspend the execution of the sentence and place the
defendant on probation for such period and upon such terms and conditions as it may deem best;
Provided, That no application for probation shall be entertained or granted if the defendant has
perfected the appeal from the judgment of conviction.
"Probation may be granted whether the sentence imposes a term of imprisonment or a fine only. An
application for probation shall be filed with the trial court. The filing of the application shall be
deemed a waiver of the right to appeal.
"An order granting or denying probation shall not be appealable." .
Sec. 2. Section 9 of Presidential Decree No. 968 is hereby amended to read as follows: .
"Sec. 9. Disqualified Offenders. — The benefits of this Decree shall not be extended to those:
d. sentenced to serve a maximum term of imprisonment of more than six years; .
e. convicted of subversion or any crime against the national security or the public order;
f. who have previously been convicted by final judgment of an offense punished by
imprisonment of not less than one month and one day and/or a fine of not less than Two Hundred
Pesos.
g. who have been once on probation under the provisions of this Decree; and
h. who are already serving sentence at the time the substantive provisions of this Decree became
applicable pursuant to Section 33 hereof." .
Sec. 3. The provisions of Section 4 of Presidential Decree No. 968, as above amended, shall not apply
to those who have already filed their respective applications for probation at the time of the
effectivity of this Decree. .
Sec. 4. All laws, decrees, executive or administrative orders, rules and regulations, or parts thereof,
inconsistent with this Decree, are hereby repealed, amended or modified accordingly. .
Sec. 5. This Decree shall take effect after fifteen (15) days following its publication in the Official
Gazette.
DONE in the City of Manila, this 5th day of October, in the year of Our Lord, nineteen hundred and
eighty-five..
CHAPTER 7
PAROLE AND PROBATION ADMINISTRATION
Section 23. Parole and Probation Administration. - The Parole and Probation Administration
hereinafter referred to as the Administration shall have the following functions:
a. Administer the parole and probation system;
b. Exercise general supervision over all parolees and probationers;
c. Promote the correction and rehabilitation of offenders; and
d. Such other functions as may hereafter be provided by law.
Section 24. Structural and Personnel Organization. -
a. The Administration shall be headed by an Administrator who shall be immediately assisted
by a Deputy Administrator. The Administrator and Deputy Administrator shall be appointed by the
President upon the recommendation of the Secretary.
The appointees to the positions of Administrator and Deputy Administrator must be holders of a
doctoral/masteral degree in public administration and/or lawyers with at least one year of
supervisory experience in probation work.
b. The Administration shall have a Technical Service under the Office of the Administrator
which shall serve as the service arm of the Board of Pardons and Parole in the supervision of
parolees and pardonees.
The Board and the Administration shall jointly determine the staff complement of the Technical
Service.
c. The Administration shall likewise continue to operate and maintain a Regional Office in each
of the administrative regions including the National Capital Region and also a probation and parole
office in every province and city of the country.
The Regional, Provincial and City Offices of the Administration shall each be headed by a Regional
Probation and Parole Officer, Provincial/City Probation and Parole Officer, respectively, all of whom
shall be appointed by the Secretary upon the recommendation of the Administrator.
The Provincial or City Probation and Parole Officer shall be assisted by such field assistants and
subordinate personnel as may be necessary to enable them to carry out their duties and functions.
For this purpose, the Administrator may appoint citizens of good repute and probity to act as
Probation and Parole Aides who shall not receive any regular compensation for their services except
reasonable travel allowance.
Section 25. Applicability of P.D. No. 968, as amended. - The Provisions of P.D. 968 otherwise
known as
the Probation Law of 1976 shall continue to govern the operation and management of the
Administration including the enumeration of functions and qualifications for appointment of the
Administrator, Deputy Administrators, Regional, Provincial and City Probation Officers and their
assistants and other subordinate personnel not inconsistent with this title.