Module 1 Basic Comm Principles FIN
Module 1 Basic Comm Principles FIN
Basic Communication
Principles
General aim
On completion of this module, the student should be familiar with the theoretical
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Module 1.
model.
4. List and explain the categories and the influencing factors of communication.
7. Define and explain the purposes and advantages of effective listening skills.
situations.
studies.
5. Role play, excursions, film clips and interviews could all contribute
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1. Table of Contents
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6.2 The types of verbal communication .............................................................. 36
communication........................................................................................................... 49
7. Phatic Communication............................................................................................... 55
10. References:.............................................................................................................. 63
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1. The Importance of Effective Communication
Learning Outcomes:
1.1 Introduction
To make sense of something and the environment around us, we need to be able to
communicate. This does not only mean to speak and say what you think, but also -
second of the day. To make sense of this, and to be understood, means that we need
communication skills.
Communication skills are one of the top skills that employers need when interviewing
candidates for roles in their companies. Communication skills are generally accepted
Reflect on this:
• How do you feel when you start speaking, and your group of friends stop
paying attention?
• How does it make you feel if someone interrupts you with a totally different
• What are your thoughts when you walk away from a conversation but can’t
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Although communication is a natural skill for humans, there
Communication is important for all of us. We feel happy when people listen to us,
when people share their ideas and experiences with us. We also feel sad and
rejected when we are ignored and not included when communication takes place.
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In the workplace, it is equally important to be a good and effective communicator. To
In this chapter we will learn more about the importance of effective communication -
For instance - did you know that listening is a highly important communication skill?
Thabo is a supervisor in the receiving department of a logistics company where they receive
and distribute pharmaceutical products. They receive consignments every day from
pharmaceutical manufacturers. His team’s responsibility is to make sure all products are
One day, he discovered that a pallet with medicines that should be kept refrigerated, was
not properly cared for. The temperature rose above the regulations and that could tarnish
the effectiveness of the medicines. Sadly - they had to report these damages and destroy
the products. If used - it may cost human lives. The company suffered damages and costs
He called his team together. They were trained and supposedly prepared to look out for all
What happened? How did they miss all the messages on the delivery consignment? What
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From the example above (a true story!) there are clearly various ways how
communication. There is a huge difference between when your friend tells you a
story and when your manager at work tells you to do something. It is still
communication, but the importance and desired result is even more important.
That means the sender of the message has an equal important role to play as the
receiver.
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Fig 1.2 Communication empowers people (Source: Microsoft)
install a sense of pride, loyalty and provides security to all who work there. It is also
extremely important to remove cultural barriers and promote team building and
cooperation.
Effective communication improves and builds trust with others. With effective
communication skills, you are able to deliver clear expectations and objectives for
your team. With improved communication, team members will be better able to rely
on each other.
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Advantages of good communication in the workplace:
• Building trust.
• Increases engagement.
• Improves productivity.
Confusing instructions and unclear guidelines are bad for everyone. When
communicating with employees, managers have to be clear about what they want
smoothly.
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When companies struggle, and if communication is broken, employees get nervous.
Will they have a paycheck in six months? How long should they wait before jumping
ship? Is the boss open and straightforward with them about how bad things are?
Employees’ faith quickly turns if they do not know the truth and if communication is
not clear.
When employees are encouraged to be open with their ideas and opinions this
can create the perfect environment for innovation to thrive. Being free to provide
feedback, ideas means workers feel comfortable thinking outside the box and voicing
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2. The Communication Process.
Learning Outcomes:
thoughts, feelings, opinions is transmitted between two or more persons with the
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2.2 Elements of the Communication process
the sender who then transmits the message through a channel to the receiver, who
in turn gives the feedback in the form of some message or signal within the given
time frame.
1. Sender: (The initiator) The sender or the communicator is the person who
smile. The sender is therefore the initiator of the message that need to be
transmitted.
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2. Encoding: (The way we do it) The sender begins with the encoding process
body gestures, etc. to translate the information into a message. The sender’s
process as wrong and inappropriate encoding may defeat the true intent of
3. Message: (The information). Once the encoding is finished, the sender gets
the message that he intends to convey. The message can be written, oral,
any other signal that triggers the response of a receiver. The message is the
heart of communication.
chooses the medium through which he wants to convey his message to the
the interpersonal relationships between the sender and the receiver and also
on the urgency of the message being sent. Oral, virtual, written, sound,
5. Receiver: (Target) The receiver is the person for whom the message is
such that the communication objective is attained. The degree to which the
7. Feedback: (Result) The Feedback is the final step of the process that ensures
the receiver has received the message and interpreted it correctly as it was
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intended by the sender. It is the final step of the communication process and
establishes that the receiver has received the message accurately and
([Link])
[Link]
There are chances when the message sent by the sender is not received by the
recipient. Noise can be any distractions or effects that may influence the accurate
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Fig 1.7 Noise (Source Google images)
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3. The Communication Model: Jakobson Interactive Model.
Learning Outcomes:
situations.
The communication process has several components that enable the transmission of
• Message: This refers to the information that the sender is relaying to the
receiver.
the message.
the receiver.
• Receiver: The receiver is the person who is getting or receiving the message.
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Fig 1.8 The Elements of the
Communication Process (Source: Microsoft)
successfully sent.
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Fig 1.9 Decoding determines the success of communication (Source: [Link])
The context refers to the situation during which the message is generated. Channel
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Look at this image. Would you say it is a successful conversation? Why?
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4. The Categories of Communication
Learning Outcomes:
communication.
situation.
that may include self-talk, acts of imagination and visualization, and even recall and
You have been invited to join the IT team in a meeting to discuss a project
you are working on. The previous meeting did not go very well. What comes
to mind? Discussions you had, objections, suggestions? You recall specific
comments that affected your contributions. Your thoughts range from “not
going” to “going with a master plan”.
Until the moment you hit the “Accept meeting request”-button, you are
communicating with yourself.
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From planning to problem solving, internal conflict resolution, and evaluations and
communication. ([Link]).
Video: [Link]
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• Perceptions: (feelings and attitudes - the focus is outwards),
o emotions
o how a specific situation affected me;
o fears and stresses
• Self-awareness: (the way we look at ourselves).
o How you see yourself in relation to other people.
o Reflections
o Confidence or lack thereof;
o Self-esteem
These three aspects are used in your intrapersonal communication as you reflect,
world and the expectations you have. These three aspects form a framework to
bounce your thoughts on as well as your own rules for how to process things.
([Link]).
Because intra-personal communication is centred in the self, you are the only
sender-receiver. The channel is your own brain, which processes what you are
thinking and feeling. There is feedback in the sense that you talk to yourself, or
If you are skilled at intrapersonal communication, you can reap the following
benefits:
• Understanding yourself and your emotions
To be aware of your own emotional state you can consider what impact it
engage in. If you are in a positive or negative state, it will affect your
thoughts and interpretation of events and the acts of others and vice versa
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for positive emotions. Knowing how your emotional state affects your
a valued emotional quotient (EQ). You will be able to ask questions to the
other person, and to put yourself in his or her shoes is an act of effective
how to move forward and judge the outcome and likelihood of those
If you have the capacity to think things through and weigh aspects and Commented [i1]:
consequences back and forth it will be easier for you to make good
communication. ([Link])
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4.2 Interpersonal communication
communication.
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4.2.2 Interpersonal vs. Intrapersonal: What is the difference?
In a nutshell, your interpersonal skills help you collaborate and work with others,
while your intrapersonal skills help you recognize your own strengths and
weaknesses. Both are soft skills that contribute to your personal growth. It adds to
the ability to set and achieve your goals, and your overall success in both your
Communication is important for human beings in their everyday life. We use verbal
and non-verbal communication to speak and interact with others. For interpersonal
communication, the ability to converse in verbal and non-verbal activities are very
important.
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1. Communication between individuals
or informal. Informal
be in the workplace
during meetings or
interviews, business
transactions, etc.
Informal or social groups are usually family, friends meeting and socialising
with each other. There is a common, shared interests that gets them
together and where information is shared. No formal reason why they meet
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This can be either employees that are selected to participate in a project or a
It is natural that smaller groups are formed at the workplace where people
work together and share specific interests. Messages are conveyed from one
first group.
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4.4 Mass Communication
The receivers can respond individually by using different channels. These responses
message to a large number of people, meaning that feedback will take longer to get
back to the source. It contains a mass medium, which is the way the message is sent
to others.
It is very important that the correct medium is chosen to get a specific message
across. This is where culture comes into play. For example, if a rock singer wanted to
advertise his/her new music, it would not make as much sense to do so through a
magazine.
Mass communication also shares the same communication elements. Let’s take a
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Fig 1.13 Mass vs Interpersonal Communication
Mass communication (think social media) does not exist for a single purpose. As it is
designed, more and more uses have developed and the role it plays in our lives has
• Surveillance
• Social media
• Sensationalization
• Entertainment
• Transmission
• Mobilization
• Validation.
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Factors that have an influence on mass communication
all people. Some may respond positively, others negatively and some does
• The receivers are unknown to the sender, and do not feel obliged to
respond. This means the message can easily be rejected. (For example: A
• The sender needs to know the target audience (receivers). Aspects like age,
gender, habits, beliefs, etc are important.
• Message must be simple and clear and affects the receiver in one way or
another.
• The most appropriate channel should be used, i.e social media, TV, radio, etc.
This refers to the communication with animals, plants and other things. Examples of
these are:
It starts with building relationships with animals - usually pets, even plants and
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5. Factors that may influence communication
Learning Outcomes:
During our daily communication, we often experience that our messages are not
accurately understood. Sometimes this can be due to natural causes such as a loud
noise during the conversation or a breakdown of our communication channel, i.e the
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But in many instances it is also due to other factors. Some of these factors are:
Personality We work with many differing personalities in our work.
Some people are naturally more aggressive than
others, some more shy etc. Differing personalities
often causes breakdowns in communication. It takes
special skills to build relationships with most people, to
ensure communication is accurately transferred and
understood.
Frame of Reference In South Africa we have eleven languages and many
other cultures to accommodate. It is a mistake to
assume everyone will encode the messages in the
same way. We e-learn to respect and value each other
and accept that we need to adapt to each other’s
cultures to communicate effectively.
Reasoning This refers to the ability to order your message in a
logical order. Incoherent messages often get lost in
translation.
Emotions An angry or sad person sends and receives messages
differently than a calm and organised person. As
humans we are emotional and this can affect our
communication.
Meaning (Semantics) Semantics refer to the meaning of words. We often
find ourselves in environments where words may
suddenly have differing meanings. A man sitting in
front of a computer can say “I am caught up in the
web” while a man standing in a small study room
mentioning “the web” can refer to a spider’s web.
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6. Interpersonal Communication
Learning Outcomes:
situations.
14. Identify and briefly explain examples of colour as (non-verbal) code in everyday/
workplace contexts.
15. Recognise signs and symbols plus their meaning from various contexts.
messages.
20. deduce the content of different messages conveyed by means of either silence
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21. Discuss communication by means of touch (tacesics)
communication.
such situations.
verbal message.
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6.2 The types of verbal communication
Verbal communication skills are especially important in the workplace, where the
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Verbal communication in leadership positions:
Can you imagine a leader without good communication skills? Maybe you have met
one?
People in leadership positions need to have good communication skills from the
outset. Their core task is to motivate the team to do the best possible work, to avoid
their skills
employee
Good communication skills build team spirit and cohesion. When working with
misunderstandings.
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• Work on solutions together instead of single-handedly pushing through your
idea.
• Verbal Presentations
• Meeting Communication
of communication where you communicate your thoughts, present ideas and share
information.
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• friends,
• family
• colleagues,
• presentations and
• speeches
o Benefits:
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• Indirect – when the sender does not know the receivers, e.g. a sales letter to
o Benefits:
Non-verbal communication includes facial expressions, the tone and pitch of the
voice, gestures displayed through body language (kinesics) and the physical distance
language.
This includes eye contact, facial expressions, gestures and more. For example, smiling
when you meet someone conveys friendliness, acceptance, and openness. Everyone
uses nonverbal communication all the time whether they know it or not.
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We use non-verbal communication all the time to support our verbal communication.
Visual semiology refers to the communication that relies on the receiver’s sense of
sight. Any non-verbal communication utilizing the sense of sight is, therefore, known
as visual communication.
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Fig 1.20 Visual Semiology (Source: [Link])
Visual communication skills require the use of visual aids which are read or viewed
for ideas and information to be communicated. For instance, graphs, charts, maps,
books, posters, packaging design, screen-based media etc. are all types of visual aids.
The body gestures, facial expressions, and eye contact of an individual can also help
Bar charts:
Bar graphs offer a simple way to compare
numeric values of any kind, including
inventories, group sizes and financial
predictions.
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Pictocharts:
A story or facts illustrated with words and
images.
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6.8 Acoustic Semiology (Hearing as non-verbal communicator)
Acoustic semiology refers to the study of signs that can be heard. These signs include:
• Paralinguistics
• Sounds
• Music
• Silence
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Accent:
Our accent places us in the region where we
grew up and were educated. In South
Africa, the northern regions have a slightly
different accent than the southern regions
(English speakers), and it differs from culture
to culture. Some regions pronounce vowels
“Flatter” and others more “rounding”.
Sounds Filler sounds are often used Filler sounds to agree:
over the telephone - Sounds like “mm, mm” means you are
especially when listening. actively listening and agreeing to the
message you receive. “Wow’ or other
exclamations add to the conversation.
Music Music can create an effect IN the workplace, soft relaxing music can
create a productive and calming
environment. Harder, rhythmic music can
create an atmosphere of production. When
watching a movie, certain sounds are added
to create suspense and apprehension.
Silence Silence is equally an effective Silence during conversations may mean you
communicator than loud need to reflect and respond. Silence can be
noises. positive, neutral or negative - depending on
the situation. When the feeling is
“uncomfortable” - that may indicate a
negative situation, and vice versa.
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6.10 Cultural relativity in non-verbal communication
Our culture teaches us how we do things that we value. In South Africa we have
Cultural relativism is the idea that a person's beliefs, values, and practices should be
understood based on that person's own culture, and not be judged against the
criteria of another.
People in the Far East (China, Japan, etc.), European and Western world (America
Germany, England, etc) and African cultures do things differently. It is a very useful
skill to know how each of these cultures give meaning to non-verbal communication.
The following diagram illustrates the non-verbal communication as seen from the
Kinesics – • Take off your • Don’t cross your Eat with your right
body sunglasses when arms – you will look hand; accept things
your feet.
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• Point with an open • Not standing up In the presence of a
interested. legs.
hands in your
pockets.
Eye Contact • Brief only – long eye • Direct and longer • Avoiding eye
contact is too intense eye contact shows contact is
or implies a attention and respectful
challenge.
interest
them.
jewellery.
Instead of thinking, “Fried crickets are disgusting!” one should instead ask,
“Why do some cultures eat fried insects?”.
You may learn that fried crickets or grasshoppers are full of protein and in
Mexico, it is famous. Oaxaca regional cuisine have been eaten for thousands
of years as a healthy food source!
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6.11 Non-verbal communication in support or in conflict with the
verbal communication
Body language is one of the most important ways that we communicate with others,
either on its own or to augment a verbal message. Imagine being introduced to a new
person, who enthusiastically extends his hand, makes eye contact, and smiles at you.
Without saying a word, he has conveyed to you that he is friendly or polite and
Adding verbal communication to the mix, that person could enthusiastically shake
your hand while telling you how happy he is to meet you. The verbal message (such
as, ''pleased to meet you'') matches his enthusiastic body language, which suggests
Easily recognizable expressions like a broad smile are known as macro expressions,
emotion. Conversely, had he told you that he was pleased to meet you, but kept his
arms crossed while looking away, the verbal communication doesn't match the
less control over it than over verbal communication. Good communications skills
mean we have the ability to pick up non-verbal signals that either support or
Our facial expressions automatically signal our feelings to the world whether we
realize it or not. You may be reaching out with good intentions, but if you are also
frowning, the message may lose a lot of its power. If you are smirking, a serious
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message won’t fly. Whatever you are saying, your eyes, mouth and brows will all say
Fig 1.22 Facial Expressions should match the verbal message (Source: Google images)
Think about what you do when you talk with someone. As you listen to their words,
you automatically scan their face and watch their movements. You also listen to the
tone of their voice, and pick up clues from their appearance. If everything fits
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If the facial expressions and words do not match, you may begin to question what
6. “Shrinking”.
7. Fidgeting.
Think about these following aspects of positive body language and their effects.
• Uncross your arms: A crossed arms posture can show contempt, act as a barrier
or show disinterest.
• Relax, but not too much: Keeping a straight back but relaxing the shoulders
shows attentiveness and stifles the raised shoulders of feeling tense. Relaxing too
• Maintain eye-contact: This shows interest and is a sign of respect. Blink and look
away momentarily (to prevent staring) but look at the person speaking as much
often make fast and jerky movements with our hands and body. If we are relaxed
our body tends to relax. Try to keep your body relaxed even though you might
aggression. By standing slightly side on and using open hand gestures you are
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signaling non-aggression. Just because you might not be an aggressive person
• Get the distance right: Whether sitting or standing it’s important to be close
enough to show a willingness to engage, but not so far that you become out of
touch. A position of around four feet or so from the other person shouldn’t
occupy their personal space and should feel comfortable for both.
• Smile and nod: The occasional smile shows an air of warmth but it should not be
(Source: [Link])
situations.
Communication has a big role to play in conflict management. It has been observed
conflicts.
Our communication has to be clear and precise to avoid conflicts. First yourself to be
very clear what you intend to convey to the other individual. The thoughts must be
carefully put into sensible and relevant words for the others to understand well.
Never use words which might hurt the sentiments of others and avoid using
derogatory sentences. Don’t use too complicated terminologies as the other person
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Fig 1.23 Stopping conflict (Source: Google images)
• Know your audience: It's also important to consider the audience that will receive
your message as well as their needs and interests.
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• Ask questions: It's also important to ask good questions to keep the
communication flowing. Make sure your questions are insightful and engaging.
• Take the time to respond: When communicating, it's important to consider how
you might reply to a person to ensure you know what you want to say.
• Maintain eye contact: It's also important to make contact with the person or group
you're communicating with. This will show that you're actively listening to who
you're communicating with.
• Clarify your message if needed: If the recipient of your message is unclear about
what you're trying to say, it's important to clarify your message. This will help them
to better understand you.
• [Link]
process
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7. Phatic Communication
Learning Outcomes:
often refer to the weather (“Nice day again, isn't it?”) or an enquiry about health at the
Leg better?”). When writing a letter, the conventions for opening or closing a letter
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Fig 1.24 Phatic Communion (Source: TVET N4)
Chit-chat, gossiping, social talk… all these concepts are often related to `non-serious´
such exchanges are a common part of our lives and appear several times in our
and for social purposes, but also in environments such as the workplace where
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8. Listening Skills
Learning Outcomes:
The key to all effective communication, is listening. Without this, messages may be
Listening is not only hearing, but listening with the intent to understand. The receiver
accurately. Like other communication skills, the listening skill can be learned,
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8.1 Develop effective listening skills
To develop effective listening skills, you can practice the following:
• Do not interrupt
Try this: If you want to improve your listening skills extensively, summarize the
conversations you are involved in – for a few days. If it feels awkward you can explain
that you are trying to improve your skills. Your listener will definitely not mind as it
will make him/her feel good as well.
each other.
consensus
others’)
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6. Collaboration: to enable the effective production of some shared work-
product
build relationships
them
actions
(Source: [Link])
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This is a technique of careful listening for facts and information, and may include
Critical/analytical listening:
Analytical Listening is about the ability and the capacity to properly analyse what is
being said. This not only means understanding what the other person is saying and
what they mean to say, but also being able to divide difficult questions into separate
parts in order to get to the core. This type of listening is where we do not simply
accept what has been said, for eg religion, advertisements, and political ideas.
Appreciative listening:
You listen with appreciation when you are listening with enjoyment. Think about the
music you listen to. You usually listen to music because you enjoy it. The same can be
said for appreciative listening when someone is speaking. This may be found from
is funny.
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Fig 1.26 Appreciative listening (Source: Google images)
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9. Knowledge Check
Questions:
1. What is extra-personal communication?
2. True or False: Communication is an inborn skill. People do not need to
practise to communicate effectively.
3. True or False: Listening is a highly important communication skill.
4. Identify THREE reasons why effective communication is important in the
workplace.
5. Name TWO advantages of good communication in the workplace?
6. True or False: Good communication encourages innovation.
7. What are the elements of good communication?
8. Complete the sentence: When we refer to "noise" in the communication
process, it can be seen as…
9. What is intrapersonal communication?
10. Name the factors that influences communication.
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10. References:
[Link]
[Link]
matters
[Link]
[Link]
professional-settings
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
advantages/
[Link]
succeed/
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
[Link]
powerpoint-ppt-presentation
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[Link]
[Link]
[Link]
relativism-
[Link]
communication/#:~:text=When%20your%20nonverbal%20cues%20don,to%20a%20situation%
20or%20statement.
[Link]
[Link]
maps/phatic-communion
[Link]
_TEACHERS_THINK_OF_TEACHING_INTERACTION_AT_PUBLIC_SECONDARY_SCHOOLS
[Link]
speaking/[Link]
[Link]
listening/?sh=614d3b9f3891
[Link]
[Link]
communication/
[Link]
[Link]
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A lack of effective communication skills can severely affect a company's ability to compete in global marketplaces as it can lead to misunderstandings and misinterpretations that are particularly costly in diverse cultural environments . Companies that invest in preparing their employees with strong verbal and nonverbal communication skills find it easier to establish trust and effectively engage in international business dealings . Without these skills, entering and sustaining a position in global markets becomes a significant challenge .
The seven elements of the communication process include the sender, message, channel of communication, receiver, feedback, context, and noise . These elements interact as the sender encodes and transmits a message through a chosen channel to a receiver who decodes it and provides feedback, completing the communication loop . Successful communication requires clear encoding and decoding, minimal noise interference, and an appropriate context to ensure the message is understood as intended .
Cultural noise refers to barriers in communication arising from cultural differences that affect message interpretation, such as language nuances, nonverbal signals, or context expectations . In a diverse work environment, strategies to overcome cultural noise include promoting cultural awareness, providing language support, encouraging open dialogue to clarify misunderstandings, and fostering an inclusive environment that respects diverse communication styles .
Non-verbal communication can support verbal communication by reinforcing the message through gestures, facial expressions, and body language that align with the spoken words, enhancing clarity and understanding between parties . Conversely, non-verbal cues can contradict verbal communication, such as a spoken agreement paired with crossed arms or lack of eye contact, which may indicate resistance or discomfort, thus causing a dissonance that could lead to misunderstanding and questioning of credibility .
Visual semiology is crucial in non-verbal communication as it utilizes visual cues like gestures, facial expressions, and posture to convey messages . These visual elements can reinforce or contradict spoken words, affecting how a message is interpreted by the recipient . Effective use of visual semiology ensures that the non-verbal communication aligns with and supports the verbal message, promoting a complete and coherent understanding .
Intrapersonal communication significantly influences personal decision-making and problem-solving by facilitating internal dialogue, reflection, and self-evaluation . It enables individuals to weigh options, assess outcomes, and consider personal values and experiences in decision-making processes . Through self-talk and introspection, individuals can clarify their thoughts and emotions, leading to more informed and confident problem-solving .
Effective communication in the workplace builds trust by providing clarity, setting clear expectations, and offering a transparent environment where team members can rely on each other . It improves productivity as team members understand their roles better, which prevents confusion and ensures smoother workflow . When communication is clear, especially from leaders, employees feel secure, which promotes loyalty and a sense of engagement .
The communication process fosters innovation by encouraging an open environment where employees feel comfortable sharing ideas and feedback . This openness promotes 'thinking outside the box', as individuals are motivated to voice novel strategies and concepts that can lead to innovation . Effective communication also establishes trust, which is crucial for team members to safely express creative ideas and collaborate effectively towards innovative solutions .
Feedback is essential in the communication process as it completes the communication loop and ensures the message was interpreted correctly by the receiver . It allows the sender to adjust the message or follow-up if needed, thereby refining the communication for clarity and effectiveness . This interaction strengthens the sender-receiver relationship by building trust and demonstrating that the sender values the receiver's understanding and input .
Noise in the communication process refers to any barriers that interfere with the accurate transmission or reception of a message, such as environmental noise, cultural differences, or psychological barriers . Noise can lead to misinterpretations if the receiver does not accurately decode the message as intended by the sender, thus affecting the outcome by potentially causing misunderstandings or errors in communication .