Module 04-HRM
Module 04-HRM
Introduction to Training
PROGRAM: MBA SEMESTER: II
COURSE CODE: 1T4 COURSE TYPE: CORE
COURSE: HUMAN NAME OF THE FACULTY: Ms. Deepika Soni
RESOURCE MANAGEMENT
CO4 Students should be able to justify the applicability of various
techniques of Training.
1. Introduction to Training
1.1 What are KSAs (Knowledge, Skills, and Abilities)?
KSA refer to the knowledge, skills, and abilities that an employee must have to perform their
responsibilities within their roles. They’re listed in the job description and guide candidates and
employers to assess the person’s chance to succeed.
Knowledge
Topics and subjects that can be used when performing work functions when the person is hired.
Examples:
Knowledge of accounting principles and practices
Knowledge of budget control policies and procedures
Skills
Technical or manual proficiencies are usually gained or learned through training. They are observable
and measurable.
Examples:
Skills in analysis and problem-solving
Skills in using Microsoft Excel and accounting software
Abilities
Capacity to apply knowledge and skills to perform a task. It also includes personal and social traits
which are innate or acquired without formal training.
Examples:
Ability to process large amounts of numerical data
Ability to prioritize work and meet deadlines
1.2 Definition & concept of Training: Employee training aims to educate the workforce on specific
knowledge and skills to improve work performance. It also prepares individuals for career
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dale S. Beach
1.1.1 Importance and Objectives of Training
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Online or e-Learning Digital platforms or learning management systems for remote access.
Training needs analysis (TNA) is a process to identify the gap between the actual and the
desired knowledge, skills, and abilities (KSAs) in a job.
The need for such analysis usually arises due to an organizational problem. It can be a lower-
than-expected quarter for the sales team, changing technology threatening to impact the
continuity of train operators, or constantly low customer satisfaction scores forcing the
product team to be more agile and customer-focused. In all these instances, the problems can
potentially be resolved through training.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Conversely, training needs analysis won’t be effective if it’s broader organizational issues
that cause the problems. This may mean that instead of a lack of knowledge, skills, or
abilities, our diagnosis may point out that sales are low because of a mismatch between the
work and the rewards. Or that customer satisfaction is low because the top-down driven
product strategy is not in line with what customers are looking for.
An
example we’ve run into is assertiveness training that a large county hospital was looking to purchase
from a respected vendor. The problems were increased harassment incidents and medical errors
caused by nurses not speaking up. The organization was looking to train these nurses on
assertiveness.
During the intake, the trainer realized that the organizational culture was highly hierarchical and that
it was common for people who did speak up to be fired or otherwise punished. The trainer refused to
participate, explaining that the hospital first had to work on a culture where it was safe to speak up
before training its staff. Doing it the other way around could have devastating consequences for the
nurses.
Organizational level TNA – It determines training needs related to performance metrics, new
employee knowledge at the company-wide level, and continuous training to optimize company
performance and productivity to achieve its goals. It’s designed to address problems and
weaknesses of the organization as well as to further improve the company’s current competencies
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
1.3.3
The purpose of training needs analysis is to identify and bridge the knowledge and skills gaps in the
workforce to achieve optimal performance. TNA also uncovers the reasons for the gaps and helps
determine the different approaches to removing those gaps.
Moreover, training needs analysis helps in:
Aligning training with business goals – Alignment ensures that you’re investing in training that
will help your organization achieve its business goals. Identifying the short and long-term
objectives for your organization and the skills needed to achieve them helps L&D professionals to
focus on the scope of the training.
Uncovering skills and performance gaps early on – Performance gaps occur, for instance, when
a business is undergoing change or new technologies emerge. As such, employees need to
constantly upskill to acclimate to these changes. TNA allows organizations to resolve these gaps
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Behaviors Description
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Prof. Deepika Soni (For internal circulation only)
Required knowledge
K1. Client relationship management system/database
K2. Client’s social style (e.g., analytical, driver, expressive,
amiable)
K3. Emotional intelligence
K4. Importance of customer experience to build loyalty
K5. Question techniques and how to use them to extract
client needs and build opportunities
K6. Sales conversation techniques
Required knowledge
K1. Closing techniques (e.g., assume close, close on minor
points, overcome objection as a barrier to sale, offer an
incentive to close, use last chance, ask for business
directly)
K2. Difference between closing with sale vs. securing the
next steps in the sales process
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
As you can see, we have combined three behaviors into two behavioral groups and defined
the required skills and knowledge for each.
The last step is to assess the current skills in the organization. Not everyone will need the
same training. For example, the partners in the consulting firm already have extensive sales
experience – they will not benefit from this training. A senior staff member will require
different training than an associate or a junior. All these details must be considered before
moving to the next stage. For individual jobs, you can define the required knowledge &
skills. This can be based on the task inventory and supplemented by other information
sources.
Step 4. Develop training
The final step in the process is the training design. Here, you’ll communicate the needed
learning outcomes you defined in step 3 to the training provider(s). You also determine a
budget, scope the time investment of the training, and decide if you will work with internal or
external trainers.
Remember to consider non-training alternatives that can help develop the required knowledge
and skills. It can be the inclusion of these core competencies in the performance management
review and praising and rewarding the defined behavior. Or you can also add them as
selection criteria in the hiring process. All these interventions will help build and reinforce
the knowledge and skills.
The training phase is where you can apply the ADDIE model. The ADDIE model is arguably
the best-known model of training design. ADDIE is an acronym for Analyze, Design,
Develop, Implement, and Evaluate. Good training design involves going through all five
stages.
The first stage, Analyze, is where the training needs analysis comes in. In this phase, you:
Define instructional goals and their alignment with organizational goals
Determine the target audience
Recognize behavioral outcomes, and
Identify learning constraints.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
You can apply different training needs analysis techniques to map the required and available
skills. Some common techniques include:
Observations: Directly watching employees perform their duties to identify skills they
possess, as well as gaps and areas for improvement.
Questionnaires: Distributing structured surveys to employees to gather insights about
their skills, perceived training needs and areas of interest.
Interviews: Conducting one-on-one or group discussions with employees to explore their
training needs, challenges, and suggestions for development opportunities.
Assessments: Utilizing tests or simulations to evaluate employees’ current skill levels and
identify specific areas where training is needed.
Skills audits and skills inventories: Conducting comprehensive reviews of the skills and
qualifications currently available within the organization to identify strengths, gaps, and
areas for development, and inventorizing the data.
Employee development plans: Identifying groups of employees with similar KSA.
HRIS data mining and text mining CVs: Applying data and text mining techniques to
HRIS data, resumes and CVs to uncover patterns, trends, and gaps in the workforce’s
skills and qualifications.
Text mining of job descriptions or job vacancy texts: Determining required competency
levels per function.
Job analysis: Breaking down jobs into their component tasks and determining the
necessary skills and knowledge for each task.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
HR conducts performance evaluations for employees, which involves assessing the performance and
competencies of individuals against the expectations of their roles and responsibilities. HR compares
the targeted skills and competencies for each role with employees’ actual skills. This comparison
helps identify skill gaps or areas where employees may need further development to meet their roles’
requirements or improve their performance. Needs assessment occurs at two levels: group and
individual. An individual obviously needs training when his or her performance falls short of
expectations. Performance deficiency may be due to KSA deficiency, incongruence between
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Assessment of training needs occurs at the group level too. Any change in the organisation’s
strategy necessitates training of groups of employees. For example, when the organisation
decides to introduce a new line of products, sales personnel and production workers have to
be trained to produce, sell and service the new products. Training can also be used when high
scrap or accident rates, low morale and motivation, or other problems are diagnosed.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Below are some sample instructional objectives for a training programme with sales people.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
• After training, the employee will be able to accurately calculate mark down on all sales
merchandise (e.g., 30 per cent mark down).
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
The last stage in the training and development process is the evaluation of results. Evaluation
helps determine the results of the training and development programme. Training evaluation
is a systematic process to analyze the effects of a training program and to assess its
effectiveness. It is also used to gain feedback on how to improve a training program.
Furthermore, it measures whether a training program meets the objectives as to why it was
created.
Here’s an example of how you might use a training evaluation at your workplace. Consider
you’re a software company and released version 2.0 of your product. In order to ensure that
all engineers and IT employees understand the new product, you deploy a training program.
A training evaluation would look at this program holistically, and evaluate it based on the
business needs, performance, learning needs, impact of training, and finally, the return on
investment. The outcome of an evaluation of training should give management all the
information they need as to what worked, what did not work, and improvements for the
future. It should also provide a clear indication if the money spent on the training program
produced the desired results.
1.5.1 Need of Training Evaluation
to determine if they are accomplishing specific training objectives, that is, correcting
performance deficiencies.
to ensure that any changes in trainee capabilities are due to the training programme and
not due to any other conditions.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Finally, credibility of training and development is greatly enhanced when it is proved that
the firm has benefited tangibly from it.
1.5.2 Training evaluation model
A good and practical method of evaluating training is to follow the Phillips V-model, also
known as Phillips ROI model. The model, which was developed by Jack Phillips. The
Phillips model has five levels, compared to Kirkpatricks’ four levels of evaluation. Phillips
added a fifth level, which is return on investment (ROI) – a metric that is incredibly valuable
for HR leaders to demonstrate to decision-makers the importance of training. The ROI
Institute (Canada) provides a good graphic to illustrate this model:
Level 1: Reaction The model begins with evaluating participants’ experience of the training
program they’ve gone through. The most common technique is to use a post-training survey.
However, as employees tend to feel ‘over surveyed’, other techniques include pulse surveys
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Level 2: Learning This is to assess if learning actually took place. To put it another way, it’s
a great way to measure if the training program’s learning objectives have been met and if
there was attendance and attentiveness. A way of doing this is to do a pre and post-test. For
example, if the training objective was to teach a group of coders a new coding language,
Python, for instance, it would be good to test the learners before they start their python skills
before and after the program with an assessment.
Level 3: Application and Implementation At this stage, the Phillips V-model tries to
distinguish if the problem is with the application of learning or if it is in implementation.
Let’s, for example, say that the information collected in level 2 confirmed that the training
was not successful; then level 3 would be able to determine what the issue is as to why there
is no application or implementation. For instance, if the employees understood Python, but
were unable to apply it because of software requirements, then the issue to be resolved is for
the organization to invest in better software.
Level 4: Impact At the fourth level, the Phillips V-model looks at the total impact the
training has had on the organization. It not only attributes impact to the training effectiveness
but also considers organizational factors that might hinder the successful implementation of
the skills gained during training. It takes into consideration external factors as well, and
whether that has any impact on the performance of training.
As an example, let’s say you ran a training program for sales agents on the skill of door-to-
door sales training. Due to COVID-19, your sales agents are unable to approach customers at
their doorstep. Therefore, it can be surmised that applying the new skills gained during the
training is hindered due to not being able to use them.
Level 5: Return on investment (ROI) This is where the Phillips V-model distinguishes
itself from the Kirkpatrick model. It measures the return on investment of the training.
Although there is no direct way to attribute training to business performance, the Phillips V-
model uses specific metrics and measures to give as close a viewpoint as possible.
For example, using cost-benefit analysis for a training program can determine if the money
invested in training has had any impact. Are there any measurable results? In other words, if
the training cost $50,000 to train sales agents to sell an organization’s products online, and
the net profit from this is $500,000, then that would be considered a good investment. The
benefits of training are clear in this case. Of course, it would be important to take other
considerations in place specific to your organization and program.
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Return on
Reaction (level Learning (level Application Impact
investment
1) 2) (level 3) (level 4)
(level 5)
6-12
During or 2-6 months 12-24
Moment During or months
directly after the after the months after
of directly after the after the
learning learning the learning
evaluation learning program learning
program program program
program
As an example, let’s say you were to measure a training program up until level 4. The
examples of tangible and intangible outcomes of learning would look something like this
(Phillips 2008):
Output Service
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Prof. Deepika Soni (For internal circulation only)
Quality Innovation
Time Reputation
– Availability – Sustainability
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Prof. Deepika Soni (For internal circulation only)
– A relatively
inexpensive option
– It can be analyzed
with statistical tools
– Asking questions
allows the interviewer – Lack of anonymity
to dig deeper
– Can cause bias because the presence of an
– Useful for complex interviewer
Interviews
answers
– Time-consuming
– Can lead to new
pathways of answers – It can be a subjective process
and solutions.
– Multiple points of
feedback – Time-consuming
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Prof. Deepika Soni (For internal circulation only)
– Discussions among
– Requires a skilled moderator
peers lead to valuable
feedback
You may use one of these tools or a combination of them, depending on the level of
evaluation, your budget, and needs.
3. Analyze the collected data
You need to combine and analyze the data from different sources, which will help you come
to meaningful conclusions and determine the effects of a training program. In order to give
the data meaning, you need to represent it in a meaningful way. This may be through
developing a report which includes charts and comments. It could also mean compiling video
analysis and texts.
It’s essential that when collecting data, it is cleaned and analyzed objectively without any
bias in mind. You need to ensure it is checked for accuracy and produced without any
preconceived objective in mind. You need to think about how you will visualize the data
because it will be necessary for decision-making, after all.
4. Report the findings
You can report the results to key stakeholders (management as well as employees). You
should always strive to connect your findings to business objectives to show what impact the
training had (or didn’t have) on the performance of the organization. This is where level 5 of
the Phillips V-model becomes so important to show ROI on the training that was invested in.
1.6 Management Development Programme
1.6.1 Concept:
Management development is a process in which companies develop leaders and managers.
This process is usually systematic and rigorous.
Management development is also typically done with existing employees.
Programs that develop managers help close skills gaps at an organizational level. But they
also help to close that gap on a personal level for new and up-and-coming managers.
When employees distinguish themselves in a company, they become candidates for
management positions. But simply promoting these candidates without further training can
lead to several issues.
For instance, it creates a lack of consistency in managers and management styles across an
organization.
Management development helps upskill these candidates. And, it also establishes consistency
for how management is done.
1.6.2 Definition:
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Executive training programs are designed for employees in the highest tier of an
organization. Management development programs help groom entry-level managers
and people in middle management.
1.6.8 Management Education & Training:
Management education and training forms the core component of the management
development programmes. Many of those involved in management education and
training appear to have broadly welcomed the moves to a competence approach which is
practical and work-based and encourage employers to increase investment in
management education and training. Management education and training comes in a
variety of forms. A great deal of it is formalised, planned and structured. It can take place
‘on-the-job’ or ‘off-the-job’. Within these and other programmes, we find a diverse range
of formalised learning methods. These methods have tended to evolve through a
pragmatic process of trial and error. Research by Burgoyne and Stuart (1991) reveals the
following methods to be used as learning methods.
Lectures
Games and simulations
Projects
Case studies
Experiential (analysis of experience)
Guided reading
Role playing
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Prof. Deepika Soni (For internal circulation only)
References:
[Link]
[Link]
[Link]
development-programme
[Link]
[Link]
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)
Dr. Ambedkar Institute of Management Studies and Research, Deekshabhoomi, Nagpur – Notes by-
Prof. Deepika Soni (For internal circulation only)