Steel Scrap Processing: Sustainable Recycling as a Significant
Contributor to the Transition to Green Steel
Wareerath Akkalatham, Kasetsart University, Thailand, Wareerath
Omar Della Gaspera, Sales Director, ZATO Shredder,
Amirhossein Taghipour, King Mongkut’s Institute of Technology Ladkrabang, Thailand
The decarbonization process of the steel industry lies in the implementation of steel production
methods based on the transformation of scrap (EAF/IF) rather than other technologies based on
the use of iron ore and coal as raw materials (BF/BOF). Although ferrous scrap will be incorporated
into future strategies for reducing greenhouse gas emissions, there are still limitations associated
with the accessibility of high-quality scrap. The presence of tramp elements, such as non-ferrous
metals, may restrict the use of ferrous scrap in the production of certain grades of steel. Therefore,
scrap treatments, processing, and cleaning will be an opportunity associated with the recovery of
non-ferrous fractions. Simultaneously, scrap processing will be the key process for maximizing the
value of the lowest-grade scrap and reducing the operating costs of the melting processes. This
paper is an integrated case study in which garbage, scrap, junk, and reused materials are
employed from beginning to end by leveraging scientific knowledge, technological progress, and
creativity to create value. Scholars can utilize a range of innovative and economically effective
strategies to address environmental issues. This study gives an integration case study. Utilizing
scientific knowledge, technological advancement, and ingenuity, waste, trash, junk, and recycled
materials are utilized from start to finish to generate value.
Keywords: Scrap Processing, Shredder, Shearing, EAF Optimization, Green Steel, HMS,
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1. Background
The global response to the threat of climate change took a step forward in 2015 when 190 nations adopted
the Paris Agreement. In 2019, the United Nations announced that over 60 countries including the United
Kingdom and the European Union had committed to carbon neutrality by 2050. Moreover, some nations have
pledged to work toward earlier dates. Together, these agreements have led to growing pressure to pursue
decarbonization across all industrial sectors.
Iron and steel production is therefore an energy and carbon dioxide (CO2) intensive manufacturing process
which can be substantially carried out into two main dominant different routes: Blast Furnace/Basic Oxygen
Furnace (BF/BOF) and Electric Arc Furnace (EAF) production.
BF/BOF production uses iron ore to produce steel. The reduction of iron ore to iron in a BF is the most
energy-intensive process within the steel industry. Due to that, the steel sector is currently the largest
industrial consumer of coal, which provides around 75% of its energy demand. Coal is used to generate heat
and to make coke, which is instrumental in the chemical reactions necessary to produce steel from iron ore
in BF/BOF Route.
The alternative route is based on Electric Arc Furnace Technology where scrap is remelted to produce steel.
BF/BOF production is more energy intensive and emits more CO2 than EAF production (Aichinger and
Steffen 2006). In terms of environmental impact, the BF-BOF method is about 2.5 times more carbon
intensive than the EAF method (Li et al., 2012).
Currently blast furnace-based production, using coal and iron ore, accounts for around 70% of steel
production worldwide, with steel scrap-based EAF production accounting for around 30% and inching up
thus, according to IEA (International Energy Agency - Iron and Steel Technology Roadmap) among heavy
industries, the iron and steel sector ranks first when it comes to CO2 emissions, and second when it comes
energy consumption. The iron and steel sector directly accounts for 2.6 gigatonnes of carbon dioxide
(Gt CO2) emissions annually, 7% of the global total from the energy system and more than the emissions
from all road freight.
Each production route, BF/BOF rather than Scrap/EAF, offers different mitigation options to move towards
the CO2 emission challenges however, only those that can be entirely electrified has the potential to achieve
full decarbonisation, i.e. the scrap-EAF route using clean power. The scrap-EAF route is fully commercialised
and practiced extensively across the globe. Even so, it could be further improved by recycling more steel and
enhancing its quality at sustainable cost.
2. Scrap based Electric Arc Furnace - Overview
The steel markets are highly competitive, and cost-efficiency is one of the top priorities for all the
steelmakers and every meltshop must play with the opportunity offered by recycled steel scrap to increase
their profitability in the market on the basis of all the possible benefits that a proficient scrap management
program can provide. It has also to be considered that steel is usually considered as a commodity complying
with common global standards. Therefore, analogous steel products of different companies are almost
perfect substitutes even if produced by different raw materials.
The optimization, in term of Operating Cost of an EAF, is an extremely complex evaluation dependent on the
Mass Balance as well as the Energy Balance. Many studies investigated into the possibility of modelling the
entire transformation process (T. Hay, [Link], M. Aula et al., 2020). In the following figures are enumerated
all the different inputs and output necessaries to evaluate EAF performances and, consequently, the relevant
Operating Expenditure.
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Figure 1- EAF Mass Balance Figure 2- EAF Energy Balance
The Electric Arc Furnace real Operating Expenditure is defined by a matrix where all the parameters defined
in the mass and energy balance are coupled with relevant Cost and Prices. It shall anyhow be considered
that a reduction in any of the cost parameters doesn’t imply automatically a reduction of the whole
Opearating Cost.
Such a matrix has been realized by data collected by TransitionZero and Global Efficiency Intelligence
(2022) and in Figure 3 is visible the impact of the different contribution in the construction of the EAF
Production Cost.
Steel Scrap, which is the highest Cost in the Breakdown reported, could be sourced at different proces,
depending of its Phisical and Chemical Characteristics: feeding EAF with cheaper scrap doesn’t necessarly
imply a saving in the melting process. It could generates lower yields, higher consumption of Energy and
Time or generates breakages to the electrodes mitigating the savings achived by purchasing cheaper infeed
materials. Under some circumstances (unavailbaility of processed scrap) the entire melting process might
result nor sutaibanble under the economical point of view.
3. Scrap Type and Characteristics
Steel Scrap shall not be considered as a unique and unambiguous product and its characteristics in term of
size, density, purity, affect not only its price but also its yield in the Furnace and the Operating Cost of the
whole melting process.
Many entities such as ISRI (Institute of Scrap Recycling Industries) and EFR (European Ferrous Recovery &
Recycling Branch) define the steel scrap characteristics as a function of the chemical and physical
characteristics and it is not uncommon that the steelmaker itself defines its own scrap specifications.
3
Universal knowns categories of scrap that are HMS1 and HMS2 (Heavy Melting Steel – ISRI Code 200-206),
shredded scrap (ISRI Code 210-212), bundles divided into No.1 and No2. (ISRI Code 208, 209) are widely
used.
One way of classifying scrap according to its source is to distinguish scrap from steel plants and rolling mills,
scrap from the steel processing (new scrap), and scrap from products after their use (old scrap). New scrap
is generated during the initial manufacturing processes and its composition is well known and it does not
need any pre-treatment process before it is re-melted, although densification might be necessary. Old scrap,
which is the most available material on the market, is collected after a use cycle and it is extremely variable
in terms of physics and chemical characteristics depending on the source (Infrastructure and Building
Demolition, End-Life-Vehicles, House Appliances etc.) and it can be provided either separately or mixed,
often contaminated to a certain degree, depending highly on its origin and the collection systems used.
Scrap is a scarce resource, given that steel products have an average life cycle of about 40 years. Scarcity
of uncontaminated good quality scrap is exacerbated by the exports of scrap materials – especially HMS1
and HMS2 towards High-Demanding countries (Turkey, South Korea, where scrap is widely used in Steel
Production).
A large amount of scrap is available in South East Asia. This local scrap is typically a low-cost material
characterized by an extremely low density (0,15-0,20 t/m3), high level of impurities such as concrete, dust
and soil, plastic, glass, and other impurities.
4. Scrap Use and implication in EAF Steelmaking
To define the characteristics of the ideal raw material for electric steelmaking it is necessary to identify the
basic working principles and how the real standard operations differ to the ideal ones in electric based
furnaces.
The actual energy used in the EAFs depends on the quality and conditions of the charged materials (scrap,
DRI etc.), the amount of slag, the total time of the heat, the configuration and geometry of the EAF, the
refining processes to produce the kind of steel desired.
The practical minimum total energy needed in the EAF estimated by Fruehan et al. is 438 kWh/ton of liquid
steel even if the prediction of the final results is hardly predictable even by the plant designers which
observed and compared the performances of a set of reasonably similar EAFs around the world and noticed
a wide variability in terms of performances based upon the charged materials and the equipment
availability.
All these facts underline that worldwide there is wide margin of improvement in the EAF resource efficiency
field.
a) Reducing Number of Bucket Charge (for Bucket Charging)
In a batch EAF process, the scrap density affects the number of charges required to produce a heat but also
impacts the electrical and chemical energy profiles. Dense scrap can slower the melting process and if
aggressive burners and the oxygen lancing profiles are employed, the dense scrap may deflect the jet back
onto the furnace walls causing a damage. If large quantities of dense scrap are charged, it may be
necessary to operate at lower arc voltage and higher current during refining in order to ensure that the dense
material is fully melted before the tapping.
The furnace charging is typically done by a clam-shell designed buckets which are moved on the top of the
furnace itself when the roof and the electrodes are raised and swung to the side of the furnace. After
charging the first bucket, the roof and the electrodes move back into place on the furnace so that the first
melting cycle can start. For every additional charging bucket the roof is opened again and this implies the
thermal losses related to off-gas and the radiation without considering that in the dead time power is off and
the plant is not actively melting.
The thermal losses related to the charging phase represent a combination of the off-gas losses and radiation
losses and are of the order of about 12–20 kWh/m2·min referred to the surface area of the melt and
the time between the roof being lifted and being closed again. The simplest way to reduce them is to
reduce the number of the bucket charges. For each charging procedure at least 23kWh/t are usually lost.
4
By processing “local”, low price scrap, bulk density will drastically increase and, considering that the charging
bucket volume is unchangeable due to the geometrical characteristics of furnace, it means that a lower
number of buckets are necessary to charge the same amount of scrap into the furnace.
b) Promote Scrap Pre-Heating (for Consteel® or Shaft Furnace Type)
The best preheating results are achieved through a scrap characterized by a high surface to volume ratio. In
the preheating phase the heat is mainly transfer to convection of the hot combustion gases. The efficiency of
the heat transfer process is influenced by the residence time of the gas and by the temperature gradient
(cold scrap = high heat transfer). The radiation intensity and the residence time of the gas (or the
temperature gradient between the gas and scrap), is the intensity of the heat exchange, which depends
mainly on the surface area of the scrap pieces. Not only the heat exchange is strongly dependent on the
geometry of the scrap, but the geometry also has a strong influence on the heat conduction within the scrap
piece itself.
c) Increase Yield Liquid Steel/Scrap
By cleaning the densified scrap, most of the free impurities are removed and are easily separated from scrap
by common equipment such as magnetic drums. It has been reported that a rough amount of 6-12%
impurities including soil, polymers and non-ferrous metals have been removed by the scrap mix of an EAF by
an effective scrap shredding & sorting plant. By eliminating such impurities from the scrap, the metallic yield
of the EAF charge increased and halved the amount of slag generated.
A further effect of the removal of such impurities (soil to be considered as 75-85% SiO2 & Al2O3) is the
decreased amount of limestone for correcting the slag basicity parameter.
Even in a very basic scrap management system the cash back on the scrap purchased depends on the
amount of inert and non-ferrous detected and segregated to optimize the raw material purchasing strategies
and the related costs.
d) Optimization of Power On and TTT Time
The use of the shredded low-grade scrap compared to heavy HMS/bundles allows also to optimize the
melting time in EAF: the late or non-uniform melting of the scrap is a significant problem for operating the
EAF. When melting large and compacted scrap pieces, such as bundles, crop-ends, ingots, ladle or tundish
skulls etc, extended superheating times are needed but they are directly pointed out by higher energy
consumption due to the losses in the water-cooled panels as well as in a reduction of the productivity. The
problem of the non-uniform scrap melting decreases as the superheat of liquid bath increases and it can also
be reduced by increasing the efficiency of the scrap preheating and of the proper set-up of the available
melting tools.
A further advantage of the use of shredded low-grade scrap is represented by the absence of the large
heavy scrap that can cause a blow-back of the flame onto the water cooled panels at the burner doors.
e) Reducing Electrical Energy Consumption
The decrease of the electrical energy consumption can be obtained by the charge of small size that allows to
decrease the tap to tap time. The decrease of the whole tap to tap cycle the specific consumption in terms of
kWh/tLS decrease for a single heat. Furthermore, a more efficient use of the electric energy will take place
since the amount of energy used to melt impurities such as soil and non-ferrous decreased after the removal
of the non-metallic residues.
It has been estimated in 20 years’ experience on the field that a typical saving of 7-9 kWh/t is achieved by
increasing the metallurgical yield of 1%.
f) Increase the Lifetime of Dust Suppression Plant
By removing dust and soil in the bucket charge the amount of the dust carried over by off gas is drastically
removed enhancing the life time of the dust suppression system (Bag House) in the fume treatment plant.
g) Saving in Electrode Consumption
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Industrial experience demonstrates that also scrap movement in the Furnace affects the EAF operations.
After the scrap bucket is positioned over the furnace, the electrodes ‘‘bore’’ into the scrap melting the pieces
near the electrodes as they are lowered. In the case of low grade scrap processed by low speed shredder, it
gradually slides towards the arc area and the electric power supply can be maintained at a high level, without
interruption or drastic electrode adjustment.
If the charge moves down unevenly, i.e. in large surges, usually called cave-ins, the electrodes must be
drastically raised and power supply frequently is interrupted implying a high level of harmonics induced in the
power network, deteriorating the quality of the electricity supplied to other users.
It is not infrequent that a movement of a big scrap piece or bundle cave-in causes the electrode breakages
during the melting period, further resulting in downtime (the furnace power-off) for replacement.
5. SCRAP PROCESSING: TECHNOGIES IN USE
A wide range of equipment is used to decrease the size of bulky scrap into pieces small enough to enable
combination, delivery, and subsequent feeding into furnaces.
The recyclable steel scrap may be prepared for charging in different ways;
- by cutting through the oxygen or by Diamond Wire Saw
- by pressing, forming bales
- by shearing (Excavators’ Attachments or Guillotine Shear or Blue Devil Rotary Shear)
- by fragmentation in an Hammer Mill
Size Reduction by Guillotine Shear (Source Zato) Size Reduction by Hammer Mill (Source Zato)
In Europe, US, South Korea and Japan these equipment are usually managed by Scrap processors who
handle and process the scrap and sell it to steel mills.
a) Shear:
The hydraulic guillotine shear slices heavy pieces of steel including I-beams, columns and railroad car sides.
Shears vary in size and cutting force from 300 tons to more than 2000 tons of head force. It can be equipped
with a compression chamber which might allow creation of Bales. Since the size of the cutting pieces can be
varied, the capacity of such a machine is not fixed and decreases with the decreasing of the output material
size. It can be equipped with a compression system which allows the generation of bales (or bundles) of
scrap which are used for long ways transportation. Itis optimized for high scrap thicknesses thanks to the
cutting force.
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Figure 3. Head of the shear equipped with the blade
b) Hammer Mill Shredding
Hammer mill operating principle is straightforward. It is basically a closed chamber containing a horizontal
rotating shaft on which hammers are mounted. The hammers are free to swing on the ends of the cross. The
rotor is spun at a high speed inside the chamber while material is fed into a feeding hopper. The material is
impacted by the hammers and is thereby shredded and expelled through screens grids and it is soon i
comminuted into a size smaller than the grid mesh. Since it requires some time to reach the desired
dimension(the so called resident time) the hammers hit several time each piece into the chamber allowing an
effective removing effect of the material having different nature. A typical sketch of an hammer mill body is
shown in Figure 4. Usually, they also include a dedusting system for extracting and treating dust generated
during the process.
After being processed into an hammer mill shredder, depending on the design, the whole stream might pass
through an aeraulic separation unit (the so called Z-Box) for removing light material such as light polymers,
organic foams etc. “Shredder fluff” is the term given to the light materials, which are collected during the
shredding process by cyclone air separation. Heavy part of the shredded stream is then addressed to a
magnetic drum where an effective sorting of ferrous fraction (Magnetic) takes place. The material not
recovered by the magnet (the so-called heavy shredder residue) might be processed by a further equipment
to separate non-ferrous metals, copper wires, heavy polymers which can be sold as by-products.
7
Figure 4 Hammer Mill Shredding Chamber with Rotor inside (Source Zato)
The whole equipment installed downstream the hammermill are generally identified as “Downstream Plant”
and might be installed online with the Shredder Unit or Off-Line impacting on the operating cost, flexibility
and recovery parameter of the whole installation. The main downstream equipment are eddy current
separators for the sorting of the non-ferrous metals (ZORBA), the induction sensor sorting machines for the
separation of stainless steel (ZURIK) and insulated copper wires (ICW), X-Ray and colour sorters for the
separation of different metals based on chemical or physical characteristics.
8
Figure 5: Hammer Mill equipped with Ferrous Recovery System – courtesy of Tata Steel UK
Figure 6 Downstream Plant of an Hammer Mill incl. Sieving and NonFerrous Metal Recovery – (Source Zato)
6. SUATINABILITY OF SCRAP PROCESSING
A proper scrap treatment is necessarily different for every steel melsthop (production capacity) and for every
geographical area (availability of raw materials and logistics). It is therefore necessary to guarantee smooth
performances and decrease the furnace operating costs.
All the benefit in steelmaking listed at the point above can be easily achieved by frag material, i.e. processed
by hammer mill shredder but this implies a higher cost for the material purchasing or, in case of direct
installation in the steel melsthop, an high operating cost which affect its sustainability.
On the other hand, the guillotine shear is perfectly suitable for thick scrap but it does not add a significant
value to light scrap due to the inability to remove the entrapped non-metallic material. Furthermore, its
9
capacity with such a low grade material is limited, since thicknesses are often low and the density increase is
not so effective.
The size, shape, density and composition of shredded ferrous scrap brings cost benefits to steelmakers and
foundries owing to savings in time and in resource and energy use, and through a reduction in CO2
emissions as compared to the sheared or baled scrap.
An important limitation in the use of the hammer mill shredder is the preparation of the scrap which shall be
deprived of any combustible item (dust, gas or vapour) or pressurized tank and any thick material which
deteriorate easily the movable parts of the main body. Several severe accidents had been reported
worldwide due to inappropriate depollution of hazardous materials in the hammer mill.
In some countries and organization installation of hammer mill shredder have been limited by environmental
regulation permits (since stack emission to atmosphere are always involved), space requirements, civil works
related to its installation.
7. THAILAND CASE STUDY – TITAN METAL
An important amount of local scrap is typically a low-cost material characterized by an average low density
(0,2 t/m3), low thickness, high level of impurities such as concrete, dust and soil, glass and other impurities
(Figure 7). This low-grade scrap might be directly fed into EAF but enormous benefits will rise from a basic
treatment into the twin shaft shredder.
Figure 7: Light Scrap after Densification – courtesy of TITAN METALS - Thailand
The twin shaft shredder technology has been developed, in the latest nineties, as an alternative technology
able to comminute low grade scrap into smaller pieces removing the entrapped non-ferrous materials.
This type of machine might be called as Low Speed Shredder or Rotating Shear and merges most of the
advantages of the hammer mill and the guillotine shear in an unique piece of equipment. It basically consists
in two shafts equipped with cutting blades enclosed into a robust casing. The hydraulic motors guarantee a
torque able to continuously cut the material on the blade side.
A typical installation is shown below in Figure 8.
10
Figure 8 Example of Low Speed Shredder at Titan Metal - Thailand
From the cost point of view the guillotine shear can be considered a low operation-expenditure machine,
while the hammer mill requires a lot of energy to produce a well fragmentized product.
The twin shaft shredder operating costs, as well as capital expenditure, are comparable to the guillotine
shear but it is considerably lower than a hammer mill shredder.
The performances of the twin shaft shredder ensure a good removal effect which is particularly evident when
the baled material (bundles) are processed: a large amount of unexpected non-ferrous material visibly flow
out from the machine.
The twin shaft shredder might be equipped with a scrap cleaning line able to segregate the non-ferrous
impurities (such as dust and soil) as shown in Figure 9 as well as further equipment for recovery of
non-ferrous metals (Aluminium, Brass, Zamak, etc).
11
Figure 9: Impurities Segregated by Scrap Cleaning Line
8. CONCLUSION
In order to take advantage of the availability of low cost, low grade local scrap, several equipment have been
considered.
It is the market economy that imposes the criterion of the production optimisation and in most cases, it can
be the variable cost of the manufactured products. Striving to solve such optimisation tasks, as e.g. attaining
the maximum yield of crude steel from metal scrap on minimum steel scrap costs, it is reasonable to find a
compromising solution.
The hammer mill is undoubtedly the best machine to separate at the maximum extent scrap and the obtained
final bulk density is not achievable by other machines which unfortunately requires high operational
expenditures and investment costs. Moreover, such a technology requires a pre-treated scrap in order to
avoid explosions and fires and to avoid un-shreddable objects are fed into the machine.
The twin shaft shredder is the most reliable equipment which enable to reduce significantly the volume of low
grade scrap as well as standard and lightweight scrap, but also cars, sheets and pantographs. It can process
most of the material available at a competitive transformation cost increasing its density to generate a more
desirable purchase for the steelworks, due to the significant economic advantage in terms of the furnace
charging (decrease in the number of basket loads with the consequent reduced energy consumption)
and reduced volume of scrap stored in the scrap yard.
The coupling with a simple magnetic separation system dedicated enables any Scrap Processor to clean the
processed scrap more thoroughly, further increasing its value and enabling to recover the considerable
quantities of non-ferrous metals found within the processable scrap.
The machine works at slow speeds and with very high torque, to create a cutting force capable of processing
the large amounts and different types of light scrap in complete safety.
The added value of this kind of machine grants huge benefits in electrical arc furnaces as well as induction
furnaces plant, but it’s also applied in BOF, to act as an effective and convenient coolant scrap.
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