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Understanding Vector Spaces in Linear Algebra

The document outlines the fundamental concepts of vector spaces, including their axioms, subspaces, linear combinations, and the notions of linear dependence and independence. It provides definitions, theorems, and examples to illustrate these concepts, emphasizing the properties and operations that define vector spaces. Key topics include the closure under addition and scalar multiplication, the existence of bases and dimensions, and the conditions for subspaces and linear combinations.

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0% found this document useful (0 votes)
9 views28 pages

Understanding Vector Spaces in Linear Algebra

The document outlines the fundamental concepts of vector spaces, including their axioms, subspaces, linear combinations, and the notions of linear dependence and independence. It provides definitions, theorems, and examples to illustrate these concepts, emphasizing the properties and operations that define vector spaces. Key topics include the closure under addition and scalar multiplication, the existence of bases and dimensions, and the conditions for subspaces and linear combinations.

Uploaded by

fekadudejene59
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Linear Algebra I (Math3025)

College of Natural and Computational Science

Department of Mathematics

March, 2023
Chapter 2: Vectors Spaces
Outlines
❶Axioms of a vector space

❷Subspaces, linear combinations and generators

❸Linear dependence and independence of vectors

❹Basis and dimension of a vector space

❺Direct sum and direct product of subspaces

2
1. Axioms of a vector space
Definition: Let V be a non- empty set and F be a field. Define
two operation + and ∙ on V. Then V is called a vector space over
a field F if it satisfies the following axioms:

A1: V is closed under addition.


That is, for all u, v ∈ V, u + v ∈ V.
A2: Associative property.
(u + v) + w = u + (v + w).
A3: Commutative property.
u + v = v + u.

3
Cont’d

A4: Existence of identity element for + in V.


That is, u + 0 = 0 + u = u.
A5: Existence of inverse for + in V.
That is, u + (−u) = (−u) + u = 0.
A6: Closure under scalar multiplication.
For a scalar 𝛼, 𝛼u ∈ V.
A7: Scalar multiplication is distributive over vector
addition.
For any scalar 𝛼, 𝛼(u + v) = αu+α v.
A8: For any scalars 𝛼 and 𝛽, (𝛼 + 𝛽)u = αu+𝛽u.
4
Cont’d…
A9: For any scalars 𝛼 and 𝛽, (𝛼𝛽)u = α(𝛽u).
A10: For the unit scalar 1, 1u = u.
Notice that the elements (or objects) of a vector space can be
vectors or matrices or polynomial functions or other continuous
functions defined on the real number line.
Example: Let V = 𝑎, 𝑏 : 𝑎, 𝑏 ∈ ℝ . Define addition and scalar
multiplication on V by:
𝑎, 𝑏 + 𝑥, 𝑦 = 𝑎 + 𝑥, 𝑏 + 𝑦 and α 𝑎, 𝑏 = 𝛼𝑎, 𝛼𝑏 ,
respectively. Show that V is vector space.

5
Cont’d
Example: Let V = 𝑀𝑚×𝑛 be the set of all 𝑚 × 𝑛 matrices whose
entries are in ℝ. Define addition and scalar multiplication of
matrices respectively by:
For A = 𝑎𝑖𝑗 , 𝐵 = 𝑏𝑖𝑗 . 𝐴 + 𝐵 = 𝑎𝑖𝑗 + 𝑏𝑖𝑗 and α𝐴 = 𝛼𝑎𝑖𝑗 .
Show that V is vector space.
Solution:
Example: Let V be the set of all real valued functions. Define
addition and scalar multiplication on V by:
𝑓 + 𝑔 𝑥 = 𝑓 𝑥 + 𝑔 𝑥 and α𝑓 𝑥 = 𝛼𝑓 𝑥 , for all
scalar α ∈ 𝑅 respectively. Show that V is vector space over 𝑅.
Solution: Let 𝑓, 𝑔, 𝑕 ∈ 𝑉 and 𝑎, 𝑏 ∈ 𝑅. Then
1.( 𝑓 + 𝑔) 𝑥 = 𝑓 𝑥 + 𝑔 𝑥 ∈ 𝑉.
2. ( 𝑓 + 𝑔) 𝑥 = 𝑓 𝑥 + 𝑔 𝑥 = 𝑔 + 𝑓 𝑥 .
6
Cont..
3. 𝑓 + 𝑔 + 𝑕 𝑥 = 𝑓 + 𝑔 𝑥 + 𝑕(𝑥)
= 𝑓 𝑥 +𝑔 𝑥 +𝑕 𝑥
=𝑓 𝑥 + 𝑔 𝑥 +𝑕 𝑥
= 𝑓+ 𝑔+𝑕 𝑥 .
4. The zero function 0 𝑥 = 0 𝑓𝑜𝑟 𝑎𝑙𝑙, 𝑡𝑕𝑒𝑛
𝑓+0 𝑥 =𝑓 𝑥 +0 𝑥
= 𝑓 𝑥 + 0 = 𝑓(𝑥).
Thus the zero function is the identity element for addition.
5. 𝑓 + −𝑓 𝑥 = 𝑓 𝑥 + −𝑓 𝑥
=𝑓 𝑥 −𝑓 𝑥
= 0 𝑥 , 𝑓𝑜𝑟 𝑎𝑙𝑙 𝑥.
Hence -𝑓 the additive inverse of 𝑓 𝑖𝑛 𝑉.
6. Since f is defined for all x, then 𝑎𝑓 is also defined for all x. Hence 𝑎𝑓 ∈ 𝑉.
7. 𝑎 𝑓 + 𝑔 𝑥 = 𝑎 𝑓 + 𝑔 𝑥 = 𝑎 𝑓 𝑥 + 𝑔 𝑥 = 𝑎𝑓 𝑥 + 𝑎𝑔 𝑥
= 𝑎𝑓 + 𝑏𝑔 𝑥 .
8. 𝑎𝑏 𝑓 𝑥 = 𝑎𝑏 𝑓 𝑥 = 𝑎 𝑏 𝑓 𝑥 = 𝑎 𝑏𝑓 𝑥 For all x.
7
Cont’d…
9. 𝑎 + 𝑏 𝑓 x = a + b f x = af x + bf x = af + bf x .
Hence 𝑎 + 𝑏 𝑓 𝑥 = 𝑎𝑓 + 𝑏𝑓 𝑥 .
10. 1. 𝑓 𝑥 = 1. 𝑓 𝑥 = 𝑓 𝑥 , 𝑓𝑜𝑟 𝑎𝑙𝑙 𝑥.
Therefore, we conclude that 𝑉 is a vector space.
Theorem: Let V be a vector space over a field F. Let u, v ∈ V and
𝛼, 𝛽 ∈ F be arbitrary scalars. Then
1. 0𝑢 = 0.
2. −𝛼 𝑢 = − 𝛼𝑢 = 𝛼 −𝑢 .
3. 𝛼𝑢 = 0 ⇒ 𝛼 = 0 or 𝑢 = 0.
4. 𝛼𝑢 = 𝛼𝑣 and 𝛼 ≠ 0 ⇒ 𝑢 = 𝑣.
5. 𝛼𝑢 = 𝛽𝑢 and 𝑢 ≠ 0 ⇒ 𝛼 = 𝛽.
6. − 𝑢 + 𝑣 = −𝑢 + −𝑣 = −𝑢 − 𝑣.
7. 𝑢 + 𝑢 + ⋯ + 𝑢 = 𝑛𝑢 = 𝑛1 𝑢.
8
2. Subspaces, linear combinations and generators
Definition: A non-empty subset W of a vector space V over a
field F is said to be subspace of V if W is also a vector space
over F under the operations addition and scalar multiplication
defined on V.
Theorem: Let V be a vector space over a field F and W be a non-
empty subset of V. Then W is said to be a subspace of V if and
only if the following conditions are satisfied:
1. 0 ∈W.
2. W is closed under vector addition, that is:
for every 𝑢, 𝑣 ∈W, 𝑢 + 𝑣 ∈W.
3. W is closed under scalar multiplication, that is:
for every 𝑢 ∈W and 𝑘 ∈F, 𝑘𝑢 ∈W.
9
Cont’d…
Example : a) Let V= ℝ3 and
W= 𝑥, 𝑦, 𝑧 : 𝑥 − 𝑦 + 𝑧 = 0, 𝑥, 𝑦, 𝑧 ∈ ℝ .
Then show that W is a subspace of V.
b) Let V = 𝑃𝑛 be the set of all polynomials of degree less than or
equal to 𝑛. Consider W= *𝑝 𝑥 : 𝑝 1 = 0. Show that W is a
subspace of 𝑃𝑛 .
Solution:
i. Clearly the zero polynomial lies in 𝑊.
ii. Let 𝑝 𝑥 , 𝑞(𝑥) ∈ 𝑊. Then 𝑝 1 = 𝑞 1 = 0
⇒ 𝑝 + 𝑞 1 = 𝑝 1 + 𝑞 1 = 0 + 0 = 0 and
iii. 𝛼𝑝 1 = 𝛼𝑝 1 = 𝛼 0 = 0 𝑓𝑜𝑟 𝑎𝑛𝑦 𝑠𝑐𝑎𝑙𝑎𝑟 𝛼.
Hence, 𝑊 is a subspace of 𝑃𝑛 .

10
Cont…
Theorem:
i. The intersection of any number of subspaces
of a vector space V is a subspace of V.
ii. If U and W be two subspaces of a vector
space V over a field F, then the union U∪W
is a subspace of V if and only if either U⊆W
or W⊆U.

11
Cont’d…
Definition: Let V be a vector space over a field F and v1, v2, v3,
…,vn be vectors in V. Any vector of the form v =
𝛼1 v1+𝛼2 v2+𝛼3 v3 + ⋯ + 𝛼𝑛 vn is called a linear combination of
the vectors v1, v2, v3, …, vn, for some 𝛼𝑖 ’s in F.

Example: Determine whether 1, 1, 4 or 1, 5, 1 is a linear


combination of the vectors 𝑣 = 1, 2, −1 & 𝑤 = 3, 5, 2 in ℝ3 .
Solution: 1, 1, 4 = 𝛼1 1, 2, −1 + 𝛼2 3, 5, 2 , for 𝛼1 = −2
and 𝛼2 = 1. Hence, it is a linear combination of 𝑣 and 𝑤.
1, 5, 1 = 𝛼1 1, 2, −1 + 𝛼2 3, 5, 2 .
Equating components gives an equation which has no solution.
Hence, 1, 5, 1 is not a linear combination of 𝑣 and 𝑤

12
Cont’d…
Definition: Let V be a vector space and 𝒗1, 𝒗2, 𝒗3, … , 𝒗𝑛 be
vectors in 𝑽. The set {"v1, v2, v3, …, vn" } is said to generate (
span) V if and only if every vector in V can be expressed as a
linear combination of the vectors 𝒗1, 𝒗2, 𝒗3, … , 𝒗𝑛 . The set
v1, v2, v3, …, vn is called the generator of the vector space V.

Theorem: Let S be a subset of a vector space V. Then


i. If S is empty subset of V, then 𝑠𝑝𝑎𝑛S= 0 .
ii. 𝑠𝑝𝑎𝑛 S is a subset of V which contains S.
iii. If W is a subspace of V containing S, then 𝑠𝑝𝑎𝑛 S⊆W.

13
Cont’d…
Example: Show that the vectors
𝑒1 = 1, 0, 0 , 𝑒2 = 0, 1, 0 and 𝑒3 = 0, 0, 1
in ℝ3 form a spanning set for ℝ3 .
Solution: For any vector
v = v1, v2, v3 .

= v1 1, 0, 0 + v2 0, 1, 0 + v3 0, 0, 1

= v1𝑒1 + v2𝑒2 + v3𝑒3 .


Hence,
ℝ3 = 𝑠𝑝𝑎𝑛 𝑒1 , 𝑒2 , 𝑒3 .
Example: Show that 𝑠𝑝𝑎𝑛* 1, 1, 1 , 1, 1, 0 , (0, 1, 1)+

14
3. Linear dependence & independence of vectors
Definition: Let V be a vector space over a field F and
𝒗1, 𝒗2, 𝒗3, … , 𝒗𝑛 be vectors in 𝑽. The set v1, v2, v3, …, vn is said
to be linearly dependent over F if and only if there are scalars
𝛼1 , 𝛼2 , 𝛼3 , … , 𝛼𝑛 in F, not all zero, such that 𝛼1 v1+𝛼2 v2+𝛼3 v3
+ ⋯ + 𝛼𝑛 vn = 0. Otherwise we say that the set is linearly
independent over F.
Theorem:
a) A set of vectors containing a zero vector in vector space V is
linearly independent.
b) A subset of a linearly independent set of vectors in a vector
space V over a field F is linearly independent.

15
Cont’d…
c) A set v1, v2, v3, …, vn of vectors in a vector space V is
linearly independent if and only if some v1 is a linear
combination of the others.
d) Let v1, v2, v3, …, vn be a linearly independent set of vectors
in a vector space V. If a vector v has two representations:
v= 𝛼1 v1+𝛼2 v2+𝛼3 v3 + ⋯ + 𝛼𝑛 vn and v= 𝛽1 v1+𝛽2 v2+𝛽3 v3
+ ⋯ + 𝛽𝑛 vn as linear combinations of these vectors, then
𝛼1 = 𝛽1 , 𝛼2 = 𝛽2 , 𝛼3 = 𝛽3 , …, 𝛼𝑛 = 𝛽𝑛 .

Example: a) Show that 1, −1 , 1, 1 , 2, 1 is linearly


dependent?
Solution: 1, −1 + 3 1, 1 − 2 2, 1 = 0, 0 .
Hence, the given set is linearly dependent.
16
Cont’d…

b) Show that 1, 0, −1 , 2, 1, 2 , 3, −2, 0 is linearly


independent
Soliution: 𝛼1 1, 0, −1 + 𝛼2 2, 1, 2 + 𝛼3 3, −2, 0
= 0, 0, 0 if and only if 𝛼1 = 𝛼2 = 𝛼3 = 0.

c) Show that 1 + 𝑥, 3𝑥 + 𝑥 2 , 2 + 𝑥 − 𝑥 2 is linearly independent


because 𝛼1 1 + 𝑥 + 𝛼2 3𝑥 + 𝑥 2 + 𝛼3 2 + 𝑥 − 𝑥 2 = 0, 0, 0
if and only if 𝛼1 = 𝛼2 = 𝛼3 = 0.
Exercise: Determine the set
1, 0, 1, 1 , 2, 1, 3, 1 , −1, 0, −1, −1 , 3, 2, 5, 1
is linearly dependent or linearly independent in ℝ4 .
17
4. Basis and dimension of a vector space
Definition: A set S= v1, v2, v3, …, vn of vectors in a vector
space V is called a basis of V if it satisfies the following two
conditions:

1. v1, v2, v3, …, vn is linearly independent.

2. V= 𝑠𝑝𝑎𝑛 v1, v2, v3, …, vn .

A set S= v1, v2, v3, …, vn of vectors is a basis of V if every


vector 𝑣 ∈V can be written uniquely as a linear combination of
the basis vectors.

18
Cont’d…
Example: Show that the following are basis of the space V
indicated.
a. S = −1, 1 , 1 , 1, −1, 1 , 1, 1, −1 ; V= ℝ3 .
b. S = 1 + 𝑥, 𝑥 + 𝑥 2 , 𝑥 2 + 𝑥 3 , 𝑥 3 ; V=Set of polynomials of
degree 3.

Solution: a) 𝛼1 −1, 1 , 1 + 𝛼2 1, −1, 1 + 𝛼3 1, 1, −1 =


0, 0, 0 if and only if 𝛼1 = 𝛼2 = 𝛼3 = 0. To prove that S span 𝑉,
1
observe that 0, 0, 1 = −1, 1 , 1 + 1, −1, 1 . So, 0, 0, 1
2
lies in span −1, 1 , 1 , 1, −1, 1 , 1, 1, −1 .
This proof is similar for 0, 1, 0 and 1, 0, 0 .

19
Cont’d…
b) 𝛼1 1 + 𝑥 + 𝛼2 𝑥 + 𝑥 2 + 𝛼3 𝑥 2 + 𝑥 3 + 𝛼4 𝑥 3 = 0 if and
only if 𝛼1 = 𝛼2 = 𝛼3 = 0. This proves independence.
To prove that S span 𝑉, observe that
𝑥 2 = 𝑥 2 + 𝑥 3 − 𝑥 3 , 𝑥 = 𝑥 + 𝑥 2 − 𝑥 2 and 1 = 1 + 𝑥 − 𝑥.

So, 𝑠𝑝𝑎𝑛 1, 𝑥, 𝑥 2 , 𝑥 3 ⊆ 1 + 𝑥, 𝑥 + 𝑥 2 , 𝑥 2 + 𝑥 3 , 𝑥 3 .

Definition:
The number of vectors in a basis of a vector space V is said to be
the dimension (or rank) of V and is denoted by dim V.

20
Cont’d…
Definition: Let V be a vector space over a field F. V is said to be
finite dimensional, or finitely generated if there exists a finite set
of vectors in V generating V. Otherwise, V is said to be infinite
dimensional.
Remark: The zero vector space S= 0 is finite dimensional,
since it is generated by the empty set ∅. That is, dim 0 = 0 .

Theorem: Let V be a finite dimensional vector space. Then every


basis of V has the same number of elements.

Theorem: Let W be a subspace of an 𝑛 dimensional vector space


V. Then dim 𝐖 ≤ 𝑛. In particular, if dim 𝐖 = 𝑛, then W=V.

21
Cont’d…

Example: Let W be a subspace of the real space ℝ3 . Now,


dim ℝ3 = 3; hence by the above theorem the dimension of W
can only be 0, 1, 2, or 3. The following cases apply:

(i) dim 𝐖 = 0, then W= *+,

(ii) dim 𝐖 = 1, then W a line through the origin;

(iii) dim 𝐖 = 2, then W is a plane through the origin;

(iv) dim 𝐖 = 3, then W is the entire space ℝ3 .

22
5. Direct sum and direct product of subspaces
Definition: Let U and W be two subspaces of a vector space V
over a field F. Then the sum of U and W, written by U+W, is
defined to be the set consisting of all sums 𝑢 + 𝑤 , where
𝑢 ∈ U, w ∈ W. That is,
U+W= 𝑢 + 𝑤: 𝑢 ∈ U, w ∈ W .

Example: Suppose U = 𝑥, 0, 0 ∈ ℝ3 : 𝑥 ∈ ℝ and W =


0, 𝑦, 0 ∈ ℝ3 : 𝑦 ∈ ℝ . Then U+W= 𝑥, 𝑦, 0 : 𝑥, 𝑦 ∈ ℝ .

Theorem: The sum U+W of the subspaces U and W of V is also


a subspace of V.

23
Cont’d…
Theorem: Let U and W be finite dimensional subspaces of a
vector space V. Then U + W has finite dimensional and
dim U + W = dim U + dim W − dim U ∩ W .

Exercise: Let U and W be two subspaces of a vector space V.


Show that
a) U and W are each contained in U+V.
b) W+W=W.
Definition: The vector space V is said to be the direct sum of its
subspaces U and W, denoted by V= U⊕W, if every vector 𝑣𝜖V
can be written in one and only one way as 𝑣 = 𝑢 + 𝑤 where
𝑢 ∈ U, w ∈ W.

24
Cont’d…

 When a vector space is the direct sum of two of its subspaces,


then they are said to be complements.

Theorem: The vector space V is the direct sum of its subspaces


U and W if and only if
(i) V=U+W. and (ii) U ∩ W={0}.

Theorem: Suppose V= W1 ⊕ W2 ⊕ W3 ⊕ ⋯ ⊕ Wr . Also, for


each 𝑖, suppose S𝑖 is a linearly independent subset of W𝑖 . Then

(a) The union S= ⋃𝑖 S𝑖 is linearly independent in V.


(b) If S𝑖 is a basis of W𝑖 , then S= ⋃𝑖 S𝑖 is a basis of V.
(c) dim 𝑉 = dim W1 + dim W2 + dim W3 + ⋯ + dim W𝑟 .
25
Cont’d…

Example: In the vector space ℝ3 , U = 𝑎, 𝑏, 0 : 𝑎, 𝑏 ∈ ℝ and


W = 0, 𝑏, 𝑐 : 𝑏, 𝑐 ∈ ℝ . Then ℝ3 =U+W since every vector in
ℝ3 is the sum of a vector in U and in W. However, ℝ3 is not the
direct sum of U and W since such sums are not unique. i.e.,
3,5,7 = 3,1,0 + 0,4,7 and 3,5,7 = 3, −4,0 + 0,9,7 .
ℝ3 is the direct sum of U = 𝑎, 𝑏, 0 : 𝑎, 𝑏 ∈ ℝ and W =
0, 0, 𝑐 : 𝑐 ∈ ℝ . Alternatively, ℝ3 = U ⊕ W since ℝ3 =U+W
and U⋂W={0}.
Definition: Let U and W be two vector spaces over a field F. The
direct product of U and W, denoted U × W, is defined as
U×W= 𝑢, 𝑤 : 𝑢 ∈ U, w ∈ W .

26
Cont’d…

Example: If ℝ is the real vector space, then the direct product


ℝ × ℝ is precisely just the Cartesian product, 𝑥, 𝑦 : 𝑥, 𝑦 ∈ ℝ .
Theorem: If U and W are finite dimensional, then
dim U × W = dim U + dim W.
Note:
i. We define addition on U×W as if 𝑢1 , 𝑤1 , 𝑢2 , 𝑤2 ∈U×W,
then
𝑢1 , 𝑤1 + 𝑢2 , 𝑤2 = 𝑢1 + 𝑢2 , 𝑤1 +𝑤2 .
ii. Also, the scalar multiplication on U×W is defined as:
𝛼 𝑢1 , 𝑤1 = 𝛼𝑢1 , 𝛼𝑤1 .

27
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