Module 10- Sleep
Video #1: Circadian Rhythms and Zeitgebers
- natural cyclical changes that unfold over other periods of time.
As examples of cycles that take longer than 24-hours to unfold, there is the lunar cycle,
which is about 29.5 days and which influences the ocean tides, and there are the cyclical
changes of the seasons in a year
- many organisms on the earth experience internal biological rhythms that closely match
the physical cycles of nature.
internal cycles of organisms:
- driven by exogenous changes in the environment (i.e., those that are external to the
organism), and endogenous biological clocks (that are internal to the organism) that
operate in a cyclical pattern even if the organism is not exposed to the external changes in
the environment.
- biological rhythms are vast, and endogenous cycles that repeat roughly every 24-hours,
Circadian Rhythms
● Circadian Rhythms: Biological cycles occurring roughly every 24 hours.
○ Derived from Latin: "circa" (about) and "dies" (day).
○ Affect various internal physiological processes.
Hormonal Changes
● Graphs: Show circadian changes in hormone levels.
○ Gray rectangle: Common sleep time (nocturnal period).
1. Cortisol (Stress Hormone)
○ Prepares body and mind for action, especially under stress.
○ Pattern:
■ Low after sleep onset.
■ Spike just before waking.
○ Effect:
■ Morning alertness, readiness to start the day.
2. Melatonin (Sleep Hormone)
○ Triggers and maintains sleep.
○ Pattern:
■ Low during wakefulness.
■ Sharp increase before sleep onset.
■ High during sleep, decrease before waking.
○ Synchronization:
■ Opposite to cortisol pattern.
3. Human Growth Hormone (HGH)
○ Promotes growth and cellular regeneration.
○ Pattern:
■ Significant increase shortly after sleep onset.
Other Physiological Changes
● Heart Rate and Body Temperature
○ Both decrease during sleep compared to wakefulness.
● Skin Cell DNA Replication
○ Increased during night, indicative of skin regeneration.
○ Correlates with growth hormone surge.
Variations in Performance
● Chronotype: Individual preference for sleep timing.
○ Two general types:
1. Early Chronotype ("Larks")
■ Prefer early mornings, energetic in the morning.
■ Peak performance: Morning.
2. Late Chronotype ("Night Owls")
■ Prefer late mornings/nights, energetic in the evening.
■ Peak performance: Evening.
○ Study Reference: Facer-Childs, Boiling & Balanos (2018).
Cognitive and Physical Performance
● Self-Assessment of Optimal Time
○ Graph 1: Average ratings of "feeling at one's best" throughout the day.
■ Slightly bimodal: Peaks in morning and evening.
● Chronotype-Specific Performance
○ Graph 2: Separated data for "morning people" and "evening people."
■ Masked by overall average data.
○ Results:
■ Morning people peak in the morning.
■ Evening people peak in the evening.
Sleepiness Levels and Chronotype
● Graph 3: Sleepiness during workday by chronotype.
○ Measurement: Karolinska Sleepiness Scale (KSS).
○ Pattern:
■ Early chronotypes: Less sleepy in the morning, more sleepy as day
progresses.
■ Late chronotypes: More sleepy in the morning, less sleepy in the evening.
Hormonal Surges and Chronotype
● Melatonin and Cortisol: Delayed surges in late chronotypes.
○ Study Reference: Facer-Childs et al. (2018).
Cognitive and Physical Task Performance
● Psychomotor Vigilance Task
○ Early chronotypes outperform late chronotypes in the morning.
○ Late chronotypes perform better in the evening.
● Executive Function and Grip Strength
○ Early chronotypes excel in the morning.
○ Late chronotypes excel in the evening.
Changes with Age
● Chronotype Shifts
○ Study Reference: Roenneberg et al. (2004).
○ Pattern:
■ Early chronotypes in childhood.
■ Shift to late chronotypes in late teens/early 20s.
■ Return to early chronotypes with aging.
Implications for School Start Times
● Delayed Start Times
○ Study shows benefits of later start times for teens.
○ Results:
■ Reduced illness-related absences.
■ Improved academic performance.
○ Study Reference: Kelley, Lockley, Kelley & Evans (2017).
Gender Differences in Chronotype
● Findings
○ Males are more likely to be night owls in early adulthood.
○ Gender difference disappears later in life.
Free Running Rhythms and Zeitgebers
Endogenous Biological Rhythms
● Normal Circumstances: Endogenous biological rhythms follow a 24-hour cycle.
● Isolation from External Cues: Biological cycles tend to be slightly longer than 24 hours.
○ Example of Isolation: Submariners, individuals in caves.
Free-Running Rhythms
● Decoupling from Environmental Cues: When biological cycles proceed on their own
timing without external cues.
● Desynchronization:
○ Over Time: Individuals with free-running rhythms will begin to desynchronize
from those exposed to natural cues.
○ Illustration:
■ Exposed to Natural Light: Routine sleep at 10:00 pm, wake at 6:00 am.
■ Free-Running: Sleep/wake times shift progressively later each day.
Study on Free-Running Rhythms
● Older Study Example (1980s):
○ Participants: Prevented from sun exposure.
○ Data Representation: Horizontal bars depict active/awake times.
○ Observation: Sleep/wake periods shifted progressively; in some cases, completely
reversed by Day 15.
Entrainment and Zeitgebers
● Entrainment: Cyclical environmental cues reset circadian cycles to a 24-hour cycle.
○ Key Term: Zeitgebers - "Time Givers" in German.
○ Primary Zeitgeber: Light.
Impact of Light on Circadian Rhythms
● Blindness and Free-Running Rhythms:
○ Blind Individuals: Free-running rhythms due to lack of light perception.
○ Symptoms: Insomnia, daytime sleepiness as rhythms drift out of phase.
○ Melatonin as a Zeitgeber: Small doses (0.5 to 10 mg) can help entrain blind
individuals to a 24-hour cycle.
Artificial Light and Circadian Disruption
● Comparison of Natural and Electric Light:
○ Natural Light: Intense during the day, absent at night.
○ Electric Light: Less intense during the day, present after sunset.
○ Effect: Shifts biological cycles forward, promoting night owl tendencies.
● Study on Natural Light Exposure:
○ Result: Camping shifts circadian rhythms to align with natural day-night cycle.
○ Melatonin: Shifted release onset, midpoint, and offset to earlier times.
Sensitivity to Blue Light
● Blue Light Wavelength: 446-483 nm.
○ Effect: Suppresses melatonin production.
○ Disruption: Delays sleep when exposed to blue light in the evening.
● Studies:
○ Exposure to Blue-Enriched Light: Disrupts sleep regulation (Chellappa et al.,
2013).
○ LED Screens: Suppress melatonin after just two hours of exposure (Wood et al.,
2012).
○ Phototoxicity: Potential retinal damage from blue light ("blue light hazard").
Mitigating Blue Light Effects
● Smart Devices: Features to reduce blue light emission.
○ Adaptive Settings: Screen color shifts to red as evening progresses.
○ Recommendation: Use these features to minimize disruption.
Other Factors Influencing Circadian Rhythms
● Exercise:
○ High-Intensity Evening Exercise: Delays circadian cycle the next day (Buxton et
al., 2003).
● Temperature Changes:
○ External Temperature: Fluctuations between 36°C and 38.5°C affect internal
clocks (Buhr et al., 2010).
● Mealtimes:
○ Routine: Consistent mealtimes can entrain circadian systems (Stephan, 2002).
Social Influences on Circadian Rhythms
● Impact: Social activities (e.g., staying up late) can influence circadian rhythms.
○ Mechanism: Likely through altering exposure to zeitgebers (light, feeding,
temperature, etc.).
Jet Lag
Circadian Rhythms and Air Travel
● Impact of Crossing Time Zones:
○ Modern Air Travel: Enables rapid crossing of multiple time zones.
○ Internal Clock Misalignment: Temporary misalignment with the light-dark cycle
at the destination (Eastman & Burgess, 2009).
Jet Lag Symptoms
● Symptoms of Jet Lag:
○ Sleep Issues: Difficulty initiating or maintaining nighttime sleep.
○ Daytime Symptoms: Daytime sleepiness, decreased alertness, loss of
concentration.
○ Performance Impairment: Impaired performance, fatigue.
○ Mood and Cognition: Irritability, disorientation, depressed mood.
○ Physical Symptoms: Gastrointestinal disturbance (Eastman & Burgess, 2009, p.
1).
Eastward vs. Westward Travel
● Greater Jet Lag When Traveling Eastward:
○ Reason: Difficulty in phase advancing the internal clock.
● Example:
○ Eastward Travel (Vancouver to Toronto):
■ Time Change: Adjust watch 3 hours forward.
■ Internal Clock: Still on Vancouver time (3 hours behind).
■ Mismatch: Toronto bedtime at 10:00 p.m. is only 7:00 p.m. internal time.
■ Difficulty: Phase advancing is hard, leading to staying up later and feeling
tired the next day.
○ Westward Travel (Toronto to Vancouver):
■ Time Change: Turn back the clock 3 hours.
■ Internal Clock: Still on Toronto time (3 hours ahead).
■ Mismatch: Vancouver time at 7:00 p.m. is actually 10:00 p.m. internal
time.
■ Easier Adjustment: Phase delay is easier due to the natural
longer-than-24-hour free-running clock.
Strategies to Reduce Jet Lag
● Combining Approaches:
○ Light Exposure: Adjust exposure to light at the destination to help reset the
internal clock.
○ Melatonin Use: Taking melatonin supplements at specific times can help entrain
the internal clock.
○ Exercise: Engaging in physical activity at appropriate times can aid in adjusting
the circadian rhythm.
Additional Points
● Natural Tendency of the Free-Running Clock: Slightly longer than 24 hours, making
phase delays (westward travel) less disruptive than phase advances (eastward travel).
● Practical Applications:
○ Plan Light Exposure: Use natural light strategically to help adjust to the new time
zone.
○ Melatonin Timing: Take melatonin before bedtime in the new time zone to
promote sleep onset.
○ Exercise Routine: Exercise in the morning or late afternoon at the destination to
help reset the internal clock.
Video #2: Internal Clocks, Wakefulness and Sleep
Internal Clocks: Detailed Notes
Suprachiasmatic Nucleus (SCN)
● Location and Name:
○ Located in the hypothalamus, above the optic chiasm (hence "supra" meaning
above and "chiasmatic" meaning optic chiasm).
○ Known as the master internal clock.
○ Each SCN consists of approximately 20,000 cells.
● Function:
○ Cells in the SCN contain a genetic mechanism that acts as a biological pacemaker
with an oscillation of roughly 24 hours (slightly longer in reality).
Circadian Oscillator Mechanism in SCN Cells
● Feedback Loop:
○ Involves genes being transcribed to mRNA, translated into proteins, which then
inhibit the transcription of those genes.
○ CLOCK-BMAL1 protein dimers in the nucleus transcribe DNA for cryptochrome
proteins (Cry) and period proteins (Per).
○ Transcribed Cry and Per mRNA are translated into CRY and PER proteins in the
cytoplasm.
○ CRY and PER proteins form complexes and move back into the nucleus to inhibit
CLOCK-BMAL1, completing the feedback loop.
○ This cycle unfolds systematically, forming the core internal clock mechanism.
Relation to the Natural Day-Night Cycle
● Protein and mRNA Concentration Over 24-Hour Cycle:
○ Night: High BMAL1 concentrations trigger Per and Cry mRNA production.
○ Day: Per and Cry mRNA and proteins increase, forming CRY-PER complexes
that inhibit CLOCK-BMAL1, reducing BMAL1 protein levels.
○ As PER-CRY levels fall, CLOCK-BMAL1 levels rise, restarting the cycle.
Light Influence on SCN Oscillators
● Retinohypothalamic Tract:
○ Main input of light information from the retina to the SCN.
○ Composed of axons from retinal ganglion cells, including intrinsically
photosensitive retinal ganglion cells (ipRGCs) that transduce light using
melanopsin.
● Intrinsically Photosensitive Retinal Ganglion Cells (ipRGCs):
○ Less than 5% of retinal ganglion cells.
○ Transduce light independently using melanopsin.
○ Types: At least five types (M1-M5), each projecting to various brain regions.
○ M1 cells project to the SCN, influencing circadian regulation by conveying
ambient light information.
● Photoentrainment:
○ ipRGCs receive input from rods and cones; conventional photoreceptors and
ipRGCs both contribute to circadian photoentrainment.
○ Rods are crucial at low light levels, while melanopsin-mediated responses
dominate at high light levels.
SCN's Influence on Physiological Functions
● Targets:
○ Affects various physiological functions including the heart, kidneys, liver,
pancreas, spleen, adrenal glands, and pineal gland.
● Melatonin Regulation:
○ SCN controls melatonin release from the pineal gland.
○ Communicates through the paraventricular nucleus, intermediolateral nucleus of
the spinal cord, and superior cervical ganglion.
○ Melatonin release increases before bedtime and during the night, influencing the
circadian clock and other central nervous system areas like the hippocampus,
prefrontal cortex, and cerebellum.
○ Involved in sleep regulation and possibly memory.
Wakefulness and Sleep
Phases of Circadian Rhythms
● Wakefulness:
○ Involves high responsiveness to external stimuli, increased motor activity, and
conscious experience.
● Sleep:
○ Characterized by reduced responsiveness to external stimuli, reduced motor
activity, and absence of conscious experience.
○ Dreaming involves reduced coherent thought and decoupling of conscious
thought from external events.
Brain Areas Involved in Wakefulness and Sleep
● Ascending Arousal System:
○ Governs wakefulness via increasing arousal through ascending fibers.
○ Basal Forebrain:
■ Releases acetylcholine (excites cortical cells) and GABA (inhibits
inhibitory interneurons, net excitatory effect).
○ Pedunculopontine (PPT) and Laterodorsal Tegmental (LDT) Nuclei:
■ Located in the brainstem, release acetylcholine to activate the thalamus,
lateral hypothalamus, basal forebrain, and prefrontal cortex.
○ Tuberomammillary Nucleus (Hypothalamus):
■ Releases histamine, projecting to and exciting the thalamus, lateral
hypothalamus, basal forebrain, and cortex.
○ Brainstem Nuclei:
■ Locus Coeruleus: Releases norepinephrine.
■ Dorsal and Medial Raphe Nuclei: Release serotonin.
■ Ventral Periaqueductal Grey (vPAG): Uses dopamine.
○ Lateral Hypothalamus:
■ Releases orexin (hypocretin) and melanin-concentrating hormone (MCH),
projecting to other excitatory regions and the cortex.
● Descending Arousal System:
○ Ventrolateral Preoptic Nucleus (VLPO):
■ Releases GABA and galanin, inhibiting the ascending arousal system
primarily during sleep.
Flip-Flop Switch Mechanism
● Mutual Antagonism:
○ Ascending arousal system and VLPO inhibit each other.
○ Creates a flip-flop switch allowing rapid shifts between wakefulness and sleep.
○ Wakefulness State:
■ Arousal system active, inhibiting VLPO.
○ Sleep State:
■ VLPO active, inhibiting arousal system.
Regulatory Systems of Wakefulness and Sleep
● Two-Process Model of Sleep Regulation:
○ Circadian System:
■ SCN oscillators cyclically produce wakefulness and sleep.
■ SCN controls the flip-flop switch indirectly by inhibiting VLPO and
activating excitatory orexin neurons in the lateral hypothalamus.
■ At night, reduced SCN influence allows the switch to flip to sleep mode.
○ Homeostatic System:
■ Progressive buildup of sleep pressure during wakefulness, reduction
during sleep.
■ Key component: Adenosine:
■ Produced by ATP metabolism during wakefulness.
■ Acts on presynaptic A1 and postsynaptic A2A receptors, reducing
activity in wakefulness-maintaining areas and disinhibiting
sleep-promoting VLPO neurons.
■ Increases sleep pressure, flipping the switch towards sleep.
Interaction of Circadian and Homeostatic Systems
● Combined Influence:
○ Homeostatic system mainly triggers sleep onset.
○ Circadian system maintains sleep later in the night as homeostatic sleep pressure
decreases.
Video #3: Stages of Sleep
Techniques for Studying Sleep
● Electroencephalogram (EEG):
○ Measures brain activity via electrodes placed on the scalp.
○ Captures electrical activity from the surface of the skull during sleep.
● Complementary Techniques:
○ Electromyography (EMG): Measures muscle activity.
○ Electro-oculography (EOG): Measures eye movements.
○ Electrocardiogram (ECG): Measures heart activity.
○ Air Flow and Breathing Indices: Assess respiratory function.
● Polysomnography:
○ Combines EEG, EMG, EOG, ECG, and respiratory measures.
○ Provides a comprehensive assessment of physiological functioning during sleep.
○ Term derives from "poly" (multiple), "somnus" (sleep), and "graph" (readout),
meaning "multiple-sleep-readouts".
Observations of Sleep Stages
● Rapid Eye Movement (REM) Sleep:
○ Characterized by rapid side-to-side eye movements.
○ Identified by observing the corneal bulge moving under closed eyelids.
● Non-Rapid Eye Movement (NREM) Sleep:
○ Eyes remain stationary.
○ Divided into four stages: NREM Stages 1, 2, 3, and 4.
EEG Characteristics of Sleep Stages
● Wakeful Relaxation:
○ Alpha Waves: 8-13 cycles per second (Hz).
○ Beta Waves: Greater than 13 Hz.
○ Desynchronized brain activity due to various tasks.
● NREM Stage 1:
○ Theta Waves: 4-8 Hz, low amplitude.
○ Muscles less active, eyes stop moving.
○ Shallow sleep, easily awakened.
● NREM Stage 2:
○ Sleep Spindles: Bursts of synchronized activity, 12-14 Hz, lasting 0.5-2 seconds.
■ Originate from the thalamus.
○ K Complexes: High-amplitude fluctuations associated with sleep spindles.
■ May respond to external stimuli, originate from the anterior cingulate
cortex.
○ Prevents awakening from irrelevant distractions, aids memory consolidation,
linked to fluid intelligence.
○ Eyes still, muscles more relaxed, deeper sleep.
● NREM Stages 3 and 4 (Slow Wave Sleep, SWS):
○ Delta Waves: Large amplitude, low frequency (<4.5 Hz).
○ Brain activity synchronized.
○ Reduced cerebral blood flow (~10% less than wakefulness).
○ Slowed respiration and heart rate, muscles relaxed, resistant to disruption.
● REM Sleep:
○ EEG shows low amplitude, high-frequency oscillations (desynchronized brain
activity).
○ Increased heart rate, breathing rate, and blood pressure.
○ Associated with dreaming.
○ Increased cortical blood flow (up to 8%).
○ Activation in ventral visual association areas, reduced in prefrontal areas and
primary visual areas.
○ Muscle tone lowest, only ocular muscles active.
Mechanism of Sleep Stage Transitions
● Brainstem Nuclei Activity:
○ Aminergic Neurons: Release norepinephrine and serotonin.
○ Cholinergic Neurons: Release acetylcholine.
○ During wakefulness: Aminergic > Cholinergic.
○ During NREM: Decreased aminergic activity.
○ During REM: Cholinergic > Aminergic.
○ Governed by a flip-flop switch mechanism.
Sleep Cycle and Hypnogram
● Hypnogram:
○ Represents time spent in different sleep stages over a night.
○ Cycles through stages, descending into deep sleep, returning to early stages, and
entering REM.
○ Cycles repeat approximately every 90 minutes, around 5 cycles per night.
○ Deep sleep more common early in the night, REM sleep more common later.
Individual and Age-Related Differences in Sleep Patterns
● Consistency:
○ Individual sleep patterns are consistent across nights, with high heritability.
○ Considerable individual differences in sleep patterns.
● Age-Related Changes:
○ Increase in wakefulness with age.
○ Stages 1 and 2 peak in middle age.
○ Decrease in slow wave sleep (SWS) and REM sleep with age.
○ Comparisons between young and older adults show more wakefulness, less deep
sleep, and less REM sleep in older adults.
● Developmental Changes:
○ Babies sleep more, with a larger proportion of REM sleep.
Video #4: Sleep Deprivation and Sleep Functions
Introduction
● Common Occurrence: Many individuals have experienced sleep deprivation, either by
pulling all-nighters for exams or staying up late for social activities.
● Significance: Emerging research underscores that both acute and chronic sleep
deprivation can profoundly impact cognition, performance, and emotional regulation.
● Gradual Impact: The adverse effects of sleep deprivation tend to exacerbate with
prolonged deprivation.
Cognitive Impairments
Attention
● Impact on Attention: Sleep deprivation is linked with reduced performance on tasks
requiring sustained attention.
● Empirical Evidence: A study showed a positive correlation between cumulative sleep
debt over two weeks and the number of attention lapses on a psychomotor vigilance task.
The more sleep-deprived participants were, the more attention lapses they experienced.
● Brain Regions Involved: The dorso-lateral prefrontal cortex (DLPFC), crucial for
attention control, shows decreased activity during sleep deprivation.
Memory
● Interference with Memory Formation: Sleep deprivation hampers the formation of new
memories.
● Mechanisms: In animal models, sleep deprivation leads to an accumulation of adenosine
in the brain, suppressing learning mechanisms in the hippocampus.
● Human Studies:
○ One study indicated that a single night of sleep deprivation significantly reduced
performance on learning tasks.
○ Sleep deprivation also resulted in decreased hippocampal activation during
memory recall.
○ The study concluded that sleep is crucial both after learning for memory
consolidation and before learning for preparing the brain for new memory
formation (Yoo et al., 2007).
● Importance of Non-REM Slow Wave Sleep: Disrupting slow wave sleep (SWS)
particularly harms memory consolidation (Krause et al., 2017).
● Connectivity Alterations: Sleep deprivation alters the connectivity between the
hippocampus and other learning-related brain areas, such as the DLPFC.
● Neurogenesis: Animal studies show that sleep deprivation reduces neurogenesis in the
hippocampus (Muller et al., 2008).
Academic Performance
● Link to Poor School Performance: Sleep deprivation correlates with poorer academic
outcomes, particularly in younger children and boys (Dewald et al., 2010).
● Factors Influencing Sleep Patterns: Early school start times and increased media use
before bedtime contribute to poor sleep quality in young people (Li et al., 2007;
Exelmans & Van den Bulck, 2017).
Physical Performance
● Athletic Performance: Less sleep is associated with a higher likelihood of injuries in
adolescent athletes. The risk of injury increases as average sleep per night decreases.
Emotional Regulation
● Emotional Volatility: Sleep deprivation heightens negative emotional responses,
including irritability, anxiety, aggression, and even suicidal thoughts (Krause et al.,
2017).
● Amygdala Activation:
○ Sleep-deprived individuals show increased amygdala activity when exposed to
aversive stimuli.
○ This heightened activity suggests an enhanced sensitivity to negative information.
○ Connectivity between the amygdala and medial prefrontal cortex (responsible for
emotion regulation) is reduced during sleep deprivation, exacerbating emotional
reactivity.
Summary
● Wide-Ranging Effects: Sleep deprivation affects attention, memory, academic
performance, physical performance, and emotional regulation.
● Brain Areas: Key brain regions impacted include the DLPFC, hippocampus, and
amygdala.
● Broader Implications: The adverse effects extend beyond those discussed, potentially
increasing impulsivity, risk-taking, and susceptibility to illnesses (Krause et al., 2017
Functions of Sleep
Restoration and Replenishment
● Growth Hormone: During sleep, there's a significant spike in growth hormone, which is
crucial for tissue growth and repair.
● Cell Replication: Increased cell replication occurs at night, contributing to the body’s
restoration processes.
● Adenosine Triphosphate (ATP):
○ Energy Source: ATP is essential for neural function.
○ Sleep-Related Spike: Animal studies show a surge in ATP levels immediately
after sleep onset, particularly in brain regions active during wakefulness (Dworak
et al., 2010).
○ Restorative Processes: This ATP increase facilitates restorative biosynthetic
processes during sleep.
Clearance of Undesirable Substances
● Adenosine Clearance:
○ Sleep Pressure: Adenosine, a byproduct of ATP usage, builds up during
wakefulness and induces sleep pressure.
○ Sleep Function: Sleep helps clear excess adenosine. Insufficient sleep prevents
this clearance, leading to increased adenosine load (Krause et al., 2017, p. 413).
● Beta-Amyloid Clearance:
○ Neurodegenerative Disease: High levels of beta-amyloid protein are associated
with neurodegenerative diseases like Alzheimer's.
○ Mechanism of Clearance:
■ Interstitial Space: During sleep, the interstitial space between cortical cells
increases, enhancing the movement and removal of substances.
■ Research Findings:
■ Tracer Study: Researchers injected tracers into the cerebrospinal
fluid of mice and observed the spread of these tracers in awake and
asleep states.
■ Efficiency During Sleep: Tracers spread more effectively during
sleep, indicating efficient clearance of substances.
■ Beta-Amyloid Clearance: The rate of beta-amyloid protein
clearance was higher during sleep than wakefulness.
■ Conclusion: Increased interstitial space during sleep facilitates the
efficient convective clearance of beta-amyloid and other
compounds (Xie, Kang, Chen et al., 2013, p. 377).
Learning and Memory
● Sleep Deprivation: Lack of sleep impairs memory formation.
● Sleep and Memory Enhancement:
○ Experimental Findings:
■ Motor Sequence Learning Task: Participants trained on a simple motor
task showed better performance improvements when sleep was inserted
between learning and test sessions compared to wakefulness.
■ Improvement with Sleep: The group that slept between the post-training
test and the first retest showed significant performance improvements.
This improvement was not observed in the group that remained awake
during the same period.
■ Stage 2 Non-REM Sleep: The amount of improvement correlated with the
percentage of Non-REM Stage 2 sleep experienced.
○ Memory Consolidation: Memory consolidation involves both Non-REM and
REM sleep (Boyce, Williams, & Admantidis, 2017).
○ Molecular Studies: During sleep, there's increased production of proteins involved
in memory and learning (Stickgold, 2005, p. 1276).
Practical Implications
● Optimal Learning Strategy: To maximize learning and performance, it is essential to get a
good night's sleep between study sessions and tests.
● Cramming: Staying up late to cram for exams is not an effective learning strategy.
Adequate sleep is crucial for memory consolidation and overall cognitive performance.
Summary
● Restorative Functions: Sleep is vital for restoring and replenishing substances needed for
brain health and function, such as growth hormone and ATP.
● Clearing Waste Products: Sleep facilitates the clearance of adenosine and beta-amyloid
protein, preventing their accumulation and potential adverse effects on neural function.
● Enhancing Learning and Memory: Sleep is essential for memory consolidation, with
different stages of sleep contributing to various memory processes. Adequate sleep before
learning and testing significantly enhances performance.
● Overall Importance: Maintaining good sleep hygiene is crucial for cognitive, physical and
emotional well being. Adequate sleep is essential for effective learning, memory,
consolidation and overall brain health
Video #5: Dreaming and Sleep Disorders
Consciousness During Sleep
● Unique Quality: Sleep is distinguished from wakefulness by its unique quality of
consciousness, characterized by the presence of dreams.
● Study on Conscious Experience:
○ Portable System: Participants used a portable system to detect wakefulness,
Non-REM sleep, and REM sleep (Fosse, Stickgold & Hobson, 2000).
○ Interruption and Reporting: Participants were interrupted periodically and asked
to report their conscious experiences just before the interruption.
○ Definitions:
■ Thoughts: Any mental effort without clear images, such as contemplating,
brooding, and evaluating.
■ Hallucinations: Endogenous sensations experienced as realistic
perceptions.
○ Results:
■ Thoughts: Decreased from wakefulness to Non-REM sleep, with the
lowest levels during REM sleep.
■ Hallucinations: Almost non-existent during wakefulness, increased in
Non-REM sleep, and peaked during REM sleep.
○ Conclusion: Dreaming occurs in both Non-REM and REM sleep, but is most
common during REM sleep.
Characteristics of Dreams
● Bizarre Content: Dreams often contain bizarre, incoherent content that feels real and
compelling, including:
○ Distortions: E.g., a tiny car.
○ Unusual Combinations: E.g., a bear in the bedroom.
○ Impossible Events: E.g., flying like a bird.
○ Vague Content: E.g., unclear locations.
○ Discontinuous Timeline: E.g., sudden shifts in scenes (Revonsuo & Salmivalli,
1995, p. 174-175).
Activation-Synthesis Model of Dreaming
● Hypothesis: Dreams are triggered by neurons in the pons, which activate various brain
areas.
● Activated Areas:
○ Sensory Processing: Leading to sensory hallucinations.
○ Motor Areas: Involving the basal ganglia and cerebellum, leading to motor
hallucinations.
○ Emotional Processing: Including the amygdala, leading to emotional content in
dreams.
○ Memory Areas: Such as the hippocampus, leading to dream content related to past
experiences.
● Synthesis: The cortex synthesizes information from these areas into a narrative.
● Prefrontal Cortex: Relatively inactive, leading to less rational thought and allowing
incoherent content to pass as real.
● External Input: Attenuated during dreaming, making dreams less constrained by external
events.
● Motor System: Generally immobilized, preventing the dreamer from acting out the
dream.
Lucid Dreaming
● Definition: A state where the dreamer becomes aware they are dreaming and continues
the dream with this awareness.
● Enhancement: People can become better lucid dreamers through practice, using
techniques like pre-sleep autosuggestion.
● Pre-Sleep Autosuggestion: Setting a goal before sleep to recognize bizarre content as a
signal that one is dreaming.
● Laboratory Techniques: Researchers use pre-sleep autosuggestion to increase the
likelihood of participants entering a lucid dream state.
Brain Activity During Lucid Dreaming
● Signaling Lucid Dreams:
○ Eye Movements: Participants signal lucid dreaming by making a systematic
pattern of eye movements.
○ Electrooculogram (EOG): Detects eye movements.
○ Electromyogram (EMG): Measures muscle activity.
○ Electroencephalogram (EEG): Measures brain activity, focusing on the 40 Hz
frequency range.
● States of Brain Activity:
○ Awake State:
■ EOG: Shows systematic eye movements.
■ EMG: Indicates muscle activity.
■ EEG: Shows high power in the 40 Hz range across the frontal, temporal,
and occipital regions.
○ REM Sleep:
■ EOG: Shows tiny perturbations indicating standard eye movements.
■ EMG: Shows minimal muscle activity.
■ EEG: Shows reduced power in the 40 Hz range compared to wakefulness.
○ Lucid Dreaming:
■ EOG: Shows the specific side-to-side eye movement pattern.
■ EEG: Shows greater power in the 40 Hz range in frontal regions compared
to REM sleep, but less than wakefulness.
Conclusion
● Composite State: Lucid dreaming is a hybrid state of wakefulness and dreaming, with
distinct brain activity patterns.
● Research Implications: Understanding lucid dreaming can provide insights into the
mechanisms of consciousness and the functions of sleep.
Sleep Disorders
Sleep Paralysis
● Definition: Sleep paralysis is a state where an individual feels completely paralyzed while
being cognitively awake.
● Mechanism: Muscle immobilization characteristic of REM sleep continues even though
the person is no longer sleeping.
● Symptoms:
○ Paralysis: Inability to move.
○ Hypnagogic Hallucinations: Hallucinations occurring while falling asleep.
○ Hypnopompic Hallucinations: Hallucinations occurring while waking up.
○ Common Hallucinations: Sensation of someone in the room, an entity sitting on
the chest, or a presence nearby.
● Cause: Likely due to REM sleep intruding into wakefulness.
● Impact: Can be a frightening experience due to the combination of paralysis and
hallucinations.
Narcolepsy
● Definition: A chronic sleep disorder characterized by overwhelming daytime drowsiness
and sudden attacks of sleep.
● Symptoms:
○ Sleep Attacks: Sudden onset of sleep during the day.
○ Cataplexy: Sudden loss of muscle strength during the day.
○ Hypnagogic Hallucinations: Vivid, often frightening, hallucinations during the
transition to sleep.
○ Sleep Paralysis: Temporary inability to move or speak while falling asleep or
upon waking.
● Causes:
○ REM Sleep Intrusion: REM states entering into wakefulness.
○ Orexin Deficiency: A lack of orexin (hypocretin), a neurotransmitter that
regulates arousal, wakefulness, and appetite.
○ Triggers: Head injury, toxins, infection, inflammation.
● Diagnosis: Not all symptoms are required for diagnosis (Akintomide & Richards, 2011).
Obstructive Sleep Apnea (OSA)
● Definition: A common sleep disorder where breathing repeatedly stops and starts during
sleep due to airway obstruction.
● Symptoms:
○ Snoring: Often loud and chronic.
○ Gasping for Air: Intermittent gasping or choking during sleep.
○ Sleep Disruption: Frequent arousals leading to poor sleep quality.
○ Daytime Symptoms: Tiredness, morning headaches, difficulty concentrating.
● Prevalence:
○ General Population: 9% to 38% in European and North American populations.
○ Elderly Men: Up to 90% of men over 60 experience five or more apneic episodes
per hour.
○ Risk Factors: High body-mass index, large volumes of upper airway tissue,
tongue fat (Senaratna et al., 2016; Wang et al., 2020).
● Treatment:
○ CPAP Machine: Continuous Positive Airway Pressure machine to keep airways
open.
○ Health Risks of Untreated OSA: Cardiovascular disease, depression, increased
risk of motor vehicle accidents (Shahar, Whitney et al., 2001; Harris et al., 2009;
Tregear et al., 2010).
Parasomnias
Non-REM Parasomnias
● Definition: Unusual behaviors and experiences occurring during Non-REM sleep.
● Types:
○ Confusional Arousals: Momentary arousals where the person appears confused
and disoriented.
○ Sleep Terrors: Sudden arousals from sleep with intense fear, screaming, and
agitation. Difficult to console and often no memory of the event.
○ Somnambulism (Sleepwalking): Walking or performing complex behaviors while
asleep. Can include dangerous activities like driving or handling firearms
(Howell, 2012).
○ Sexsomnia: Engaging in sexual activities while asleep (Rosenfeld & Elhajjar,
1998).
○ Sleep-Related Eating Disorder: Eating during sleep without memory of the event.
○ Sleep Texting: Sending texts while asleep, often nonsensical (Dowdell & Clayton,
2019).
REM Parasomnias
● Definition: Disorders characterized by a reduction in the muscle paralysis that typically
occurs during REM sleep.
● Types:
○ REM Behavior Disorder (RBD): Acting out dreams, potentially leading to injury.
Can include aggressive behaviors.
● Causes: Failure of brainstem areas to suppress motor activity during REM sleep.
● Triggers: Can be a side-effect of antidepressant drugs in young people (Howell, 2012).
Insomnia
● Definition: Difficulty in falling asleep (onset insomnia) or staying asleep (maintenance
insomnia) despite the desire to sleep.
● Distinguishing Factor: Unlike sleep deprivation, insomnia involves an inability to sleep
despite the opportunity.
● Prevalence:
○ General: Roughly 1 in 10 people experience insomnia.
○ Increasing Rates: In Canada, prevalence increased by 42% from 2007 to 2015,
reaching 23.8% in 2015 (Chaput, Yau, Rao & Morin, 2018).
● Causes:
○ Primary Cause: Stress and emotional distress leading to increased levels of
cortisol, epinephrine, and norepinephrine.
○ Environmental Factors: High levels of light, high room temperature, late-night
exercise and eating.
○ Substance Use: Caffeine and alcohol.
○ Irregular Sleep Schedule: Lack of consistent sleep cues.
● Health Impact: Linked to reduced size of parts of the amygdala (Gong, Liao, Liu et al.,
2019).
Conclusion
Understanding and addressing sleep disorders is crucial for overall health and well-being.
Awareness of the symptoms, causes, and treatments can help manage these conditions and
improve sleep quality.
Textbook Notes
Module 8.1: Rhythms of Waking and Sleeping (pp. 257-267)
Module 8.2: Stages of Sleep and Brain Mechanisms (pp. 268-279).