Research Methodology in Engineering
Research Methodology in Engineering
MODULE – 1
➢ Practical Problem: The process starts with identifying a practical problem that needs a
solution.
➢ Research Question: This problem motivates a research question, which narrows down the
focus of the investigation.
➢ Research Project: The research question defines the scope of the research project, which
is a set of activities designed to find answers.
➢ Result or Answer: The project leads to results or answers, which help solve the original
problem.
Purpose of Research:
The purpose of research is not just to accumulate information but to connect different areas of
knowledge, solve real-world problems, and gain new insights. A well-conducted research project
strikes a balance between what is achievable and the value of its contribution.
Research in engineering often involves moving from a broad area (e.g., control systems) to a
specific topic (e.g., control of microbial fuel cells) and then to a focused problem (e.g., adaptive
control of single-chamber microbial fuel cells). This journey can also happen in reverse, where
solving one problem leads to exploring related areas.
Key Objectives:
➢ Problem Solving: Engineering research aims to address new and important challenges.
These could range from improving existing technologies to creating innovative solutions
for emerging issues.
➢ Discovery: Research involves discovering new knowledge or insights. The conclusion or
result is unknown at the beginning, making the research process exploratory.
➢ Targeting Unknowns: When starting a research project, the initial guess or hypothesis acts
as a target. This guess, though based on intuition, circumstantial evidence, and
imagination, helps to focus the research efforts. However, the initial hypothesis might be
incorrect, leading to new avenues of investigation.
➢ Adaptation and Serendipity: During the research process, initial targets may need to be
adjusted, new techniques may be required, or unexpected results (serendipity) may lead
to valuable discoveries. The ability to adapt and explore new directions is a crucial
objective in engineering research.
➢ Thorough Investigation: Successful engineering research relies on thorough investigation
into guidelines, standards, and best practices. This ensures that the research is robust and
can prevent failures with significant consequences. The ability to conduct accurate
research and clearly communicate the findings is essential for informed decision-making
in both academic and professional settings.
➢ Application of Scientific Methods: The main aim is to apply scientific approaches to
answer open questions. Research methods may vary depending on the nature of the study
but generally include:
o Exploratory or Formulative Research: Investigating a new area to generate ideas
or hypotheses.
o Descriptive Research: Describing characteristics or functions of a phenomenon.
o Diagnostic Research: Determining the cause of a problem.
o Hypothesis-Testing Research: Testing a hypothesis through experimentation and
observation.
➢ Theoretical and Applied Knowledge: The objective of engineering research is not just
about achieving a desired result but also about expanding both theoretical and practical
knowledge. Even if a desired outcome is not achieved, understanding the reasons behind
the failure is also valuable. This understanding can contribute to ongoing research and
pave the way for others to find alternative solutions.
In essence, the objectives of engineering research involve solving problems, discovering new
knowledge, adapting to unexpected outcomes, and expanding both theoretical and practical
knowledge. The process of research is not linear but requires flexibility, persistence, and the
ability to learn from both successes and failures.
The importance of ethics in research has been recognized globally, with international norms
established as early as the adoption of the Nuremberg Code in 1947. These norms serve as a
foundation for ensuring that research is conducted in a manner that respects the rights and
dignity of individuals and communities involved. In engineering research, ethics not only address
issues related to the conduct of research but also examine the responsible application of research
outcomes, ensuring that technological advancements benefit society without causing harm.
Moreover, ethical considerations in research are not limited to individual conduct but extend to
the broader research community. Issues such as authorship, coauthorship, and the fair attribution
of credit are critical in maintaining the integrity of collaborative research efforts. As the research
landscape becomes increasingly interconnected, addressing these ethical challenges is crucial for
fostering a culture of respect, responsibility, and fairness in engineering research.
Overall, ethics in engineering research play a vital role in guiding researchers to make informed
and morally sound decisions, ensuring that their work contributes positively to society while
upholding the highest standards of integrity.
o Falsification occurs when data or results are altered to fit a desired hypothesis,
even when the real data suggests otherwise.
o This manipulation can significantly harm the credibility of research, leading to
incorrect conclusions and hindering the progress of engineering advancements.
➢ Plagiarism (Taking others’ work without attribution):
o Plagiarism involves using someone else’s work—whether it be text, data, figures,
or ideas-without proper acknowledgment. This also includes self-plagiarism,
where a researcher reuses their own previously published work without citation.
o With the widespread availability of content online, plagiarism has become easier
to commit, but it is also easier to detect using software tools. However, these tools
can only provide similarity scores, and human judgment is still needed to
determine actual plagiarism.
o Simple practices like paraphrasing and summarizing while properly citing sources
can help avoid plagiarism. It’s important to differentiate between one’s own ideas
and those borrowed from others.
➢ Other Aspects of Research Misconduct:
o Serious deviations from accepted research practices, such as fraudulent behavior
that involves both deception and harm, also constitute misconduct.
o Ethical violations, such as submitting the same article to multiple journals
simultaneously, violate publication policies and can lead to retractions or other
consequences.
o Mistakes found in published work are often not publicly reported unless corrected
by a diligent researcher, which can result in misinformation persisting in the
literature.
➢ Guest and Gift Authorship: Including individuals as coauthors who have made little or no
contribution (guest or gift authorship) dilutes the efforts of those who actually worked on
the research and is considered unethical.
➢ Career-Boost Authorship: Dubiously granting coauthorship to junior faculty or students
to help their career prospects, without their significant contribution, is another form of
unethical authorship.
➢ Career-Preservation Authorship: Adding administrators or superiors as coauthors to
maintain good relations (quid pro quo) without their actual involvement in the research is
also unethical.
➢ Ghost Authorship: Failing to list a significant contributor as an author due to undisclosed
conflicts of interest or other reasons leads to ghost authorship, which is unethical and
misrepresents the true contributors.
➢ Reciprocal Authorship: Listing individuals as coauthors without genuine collaboration,
merely as a reciprocal gesture, undermines the integrity of authorship.
➢ Sole-Authored Work with Unacknowledged Contributions: When a sole author
acknowledges significant contributions from others without granting coauthorship, it
misrepresents the true effort involved.
➢ Coauthor Consent: All coauthors must be fully aware of and agree to the content and
submission of the paper. Ethical authorship requires transparency and mutual consent
among all contributors.
➢ Double Submission: Submitting the same paper to multiple forums simultaneously is
unethical and violates the principle of originality that reputable journals uphold.
Ethical authorship practices ensure that credit is appropriately assigned, accountability is
maintained, and the integrity of the research process is preserved.
To generate new knowledge, one must first thoroughly review the existing literature, which
includes both long-established knowledge often found in textbooks and more recent findings
typically published in research papers. Textbooks provide a solid foundation by covering the
basics, while research papers push the boundaries of what is known by introducing new ideas
and discoveries. Understanding both is crucial for creating a strong basis for new research,
making it more resistant to challenge.
The process of conducting a literature review is essential for connecting new research with
existing knowledge. A good literature review explains how new research builds upon what has
been done before, providing context and justification for further investigation. It helps identify
inconsistencies, gaps, and areas for potential growth, ensuring that the new research makes a
meaningful contribution to the field.
A literature review should summarize what is already known, detail key concepts, and describe
the relationships between them. It should also point out any shortcomings or contradictions in the
existing literature, providing a clear rationale for why further work is necessary. A well-executed
literature review not only establishes a strong foundation for new research but also opens new
avenues for exploration.
➢ Make Connections: Establish connections between different sources and identify how
they relate or differ from each other.
➢ Compare and Contrast: Highlight the similarities and differences between the findings of
various sources.
➢ Identify Strengths and Loopholes: Assess the strong points of each study and identify any
gaps or weaknesses in the research.
Using a literature survey grid allows the researcher to organize their findings effectively, making
it easier to synthesize the information and draw meaningful conclusions.
By utilizing various bibliographic databases, researchers can gather a wide range of relevant
information and quickly identify the resources that are most applicable to their research topic or
problem. While there are many bibliographic databases available, here we will focus on a few
that are particularly popular and widely used by engineering researchers. This list is not
exhaustive but provides a starting point for effective literature searching in the field of
engineering.
research. It requires an institutional license and allows researchers to search for materials within
specific fields, such as title, topic, author, and address, using a drop-down menu.
The platform offers various features to refine search results, including sorting by the number of
citations or publication date. Researchers can narrow their search by using quotes around
phrases, adding keywords, or utilizing the "Refine Results" panel to filter by material type, date,
language, and more. Expanding the search can be achieved by exploring alternate word endings,
breaking down search concepts, using alternate search terms, and employing the database’s
features to find additional references.
One of the most powerful tools within Web of Science is the "Cited Reference Search" option,
which allows researchers to trace articles that have cited a previously published paper. This
feature helps in identifying how a familiar idea has been applied, improved, or extended in
subsequent research.
Overall, Web of Science provides a structured and flexible search environment that enables
researchers to effectively find relevant sources, optimize their time, and gather comprehensive
information. The platform's built-in fields and detailed search results-including title, authors,
journal type, volume, issue number, year of publication, abstract, and keywords-assist
researchers in deciding whether to acquire the full version of a paper.
Google Scholar offers a more focused search by limiting results to scholarly literature, but it also
has its limitations:
➢ Inconsistent Scholarly Quality: Some results may appear scholarly but might not hold up
upon further inspection.
➢ Incomplete Coverage: Not all publishers make their content available to Google Scholar,
so it may not provide comprehensive search results.
➢ Limited Search Functionality: Similar to Google, Google Scholar has basic search
refinement options.
To improve search results in Google and Google Scholar, you can use search operators. These
operators help refine your searches, making them more relevant:
➢ OR: Broadens your search by including synonyms or variations of a term. Example:
Synchronous OR asynchronous.
➢ Brackets/Parentheses (): Group synonyms together while combining them with another
concept. Example: RAM (synchronous OR asynchronous).
➢ Quotation Marks "": Narrows the search by treating words as a phrase. Example: "Texas
Instruments".
➢ Site: Limits the search to a specific domain or website. Example: site:[Link].
➢ Filetype: Limits the search to a specific file type, like PDFs. Example: filetype:pdf.
Additionally, Google’s "Search Tools" button allows for further refinement, such as filtering
results by date. However, while Google and Google Scholar are useful, they should not be the
only tools used for scholarly research. Academic databases often provide more focused and
higher-quality results due to better quality control and advanced search functionality.
For more effective and reliable research, it's recommended to use academic databases alongside
Google Scholar. Each database offers different coverage based on subject areas, publication
types, and date ranges, but the search techniques remain largely the same.
To conduct a comprehensive search, researchers must utilize all available search tools. No single
source will provide all the necessary information, so it is crucial to explore various resources.
Additionally, not all information is available online, and it can take time for scholarly
information to be published. In cases where specific studies are unavailable, researchers should
seek out related studies or broader information that could apply to their topic.
After completing the search, critical reading and summarizing of the findings are essential.
Comparing and contrasting the information is necessary to identify missing links and challenges
in study. This process is continuous and cyclical, often requiring revisiting sources as the
research progresses.
Developing the skill to efficiently parse complex, math-heavy articles is crucial for success in
engineering research. This skill is built over time through extensive reading, seeking clarification
on confusing parts, and relevant coursework.
The goal when reading an engineering research paper is to understand the technical contributions
the authors are making. Given the abundance of journal articles, adopting a quick, purposeful,
and efficient reading strategy is necessary. Unlike reading a newspaper, technical reading may
require multiple readings and significant time investment.
➢ Results and Discussion: These sections are the core of the paper. Delve into them to grasp
the main contributions and findings.
➢ Methods/ Experimental Setup: Only read these sections if you need a deeper
understanding of the methodologies or are specifically interested in how the experiments
or models were conducted.
Throughout this process, consider not only the knowledge presented but also the reputation of
the authors who produced it. Continuously searching for and staying up-to-date with relevant
literature is crucial, especially as new work is constantly emerging. For smaller projects, a single
important paper may suffice, but for larger ones, a comprehensive literature search strategy is
necessary to manage the sheer volume of available work.
Developing a solid research objective is challenging and requires a deep understanding of the
current state of knowledge in the field. By the time a researcher formulates a strong research
objective, they are likely already an expert on the topic. This level of expertise is crucial for
confidently defining a research objective that contributes meaningfully to the field. For Ph.D.-
level research, this process of conceptualizing research is often done independently, requiring
continuous engagement with the literature to identify a significant problem, the knowledge that
can address it, and a potential method to create that knowledge.
However, for research projects with a smaller scope, such as a master's thesis, conceptualizing
research can be more difficult due to time constraints and a lack of deep expertise. In these cases,
the guidance of a supervisor, who is already an expert in the field, becomes essential. A
knowledgeable supervisor can direct the researcher to key literature and help refine the research
objective.
For engineers, while building things is a natural inclination, it’s essential to ensure that the
research focus remains on generating new knowledge. Even if a project involves creating
something new, it should go beyond what any competent engineer could design. The goal is to
avoid having the work dismissed as obvious or unworthy of being considered true research.
A critical reader must exercise judgment and be bold in making assessments, while also being
flexible enough to discard previous erroneous conclusions. It's important to determine whether
the data presented in the paper effectively supports the argument and whether it was collected
and interpreted correctly. Additionally, consider whether a different dataset might have been
more compelling.
While critical reading focuses on identifying mistakes, creative reading is more challenging and
requires a positive, open-minded approach. Creative reading involves looking for other potential
applications, interesting generalizations, or extensions of the work that the authors might have
missed. It encourages exploring plausible modifications that could present important practical
challenges. Through creative reading, one can determine if there are opportunities to expand on
the work and identify the next steps for further research.
In summary, critical reading helps uncover flaws and limitations, while creative reading seeks to
find new opportunities and directions for future research. Both approaches are essential for a
comprehensive understanding of a research paper.
References
1. Deb D, Dey R, Balas VE. Engineering research methodology. A Practical Insight for
Researchers. 2019;153.
2. Thiel DV. Research methods for engineers. Cambridge University Press; 2014 Sep 11.
3. [Link]