Comprehensive Life Cycle Assessment Guide
Comprehensive Life Cycle Assessment Guide
An introduction
by David Churcher
BG 52/2013
1
Acknowledgements
BSRIA’s technical author was David Churcher and the text was also
reviewed by Hannes Krieg from University of Stuttgart ([Link]).
It was designed and produced by Joanna Smith of BSRIA.
The guidance given in this publication is correct to the best of BSRIA’s knowledge. However
BSRIA cannot guarantee that it is free of errors. Material in this publication does not constitute
any warranty, endorsement or guarantee by BSRIA. Risk associated with the use of material from
this publication is assumed entirely by the user.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system,
or transmitted in any form or by any means electronic or mechanical including photocopying,
recording or otherwise without prior written permission of the publisher.
© BSRIA October 2013 ISBN 978-0-86022-725-0 Printed by Lavenham Press
1 INTRODUCTION 3
Reference flow The amount of each process required to achieve the functional
unit
Representativeness A measure of how closely the data in a life cycle inventory
matches the actual requirements of the product system.
Representativeness is assessed in a number of different ways,
including the technologies represented in the inventory data,
the geographical origins of the inventory data and the age of the
inventory datasets
Technosphere The man-made world, where all man-made processes are
modelled
TRACI Tool for the Reduction and Assessment of Chemical and other
environmental Impacts
1 INTRODUCTION
Recent studies have shown that in conventional buildings only about 10%
to 20% of the life cycle energy is used in extracting the raw materials and
constructing the building, whereas 80% to 90% of the life cycle energy
is used during the operational phase of the building. Therefore, the full
life cycle of buildings is relevant, not only the construction phase. LCA
can help to systematically assess the entire life cycle. Current government
policy, directed through changes to Building Regulations, is to reduce
the operational energy used in buildings by making them more energy
efficient and this is expected also to affect this balance between upfront
energy consumption and in-use energy consumption.
*In the context of this guide, environmental impacts include primary energy demand throughout the
defined life cycle stages.
Life Cycle assessment 3
© BSRIA BG 52/2013
As the dashed arrows in Figure 1 show, each of Steps 1, 2 and 3 can also
be subject to interpretation and reporting. Part of this is because the
work done in each of these steps is fundamentally different and should be
evaluated in its own right. There is also the consideration that the scope
of an LCA study might be to end at Step 2 (Processes and Inventories)
or to continue through to Step 3 (Impact Assessment). Depending on the
scope of the study, the nature of the report produced from Step 4 will vary
accordingly.
Step 1
Goal and Scope
Step 4
Step 2 Interpretation
Processes and Inventories and Reporting
Step 3
Impact Assessment
Note: ISO 14040[1] breaks the LCA process into five phases, with Goal and Scope as two
separate phases.
Many of the concepts involved in life cycle assessment are challenging to understand
or to visualise in the abstract. To help explain the ideas, a single worked example is
used throughout the guide. This is split into 12 parts, each in a red box. The example
concerns a design decision between using a split air-conditioning system or a
heavyweight concrete slab with embedded ducts to cool an office space.
Existing standards
Life cycle assessment is standardised through a range of ISO documents.
These include:
• ISO 14040: 2006 Environmental management - Life cycle assessment -
Principles and framework[1]. This standard sets out the major steps in
the LCA process but does not describe the LCA technique in detail.
• ISO 14044: 2006 Environmental management - Life cycle assessment -
Requirements and guidelines[2]. This standard supports ISO 14040 with
more detail about each of the LCA steps.
As well as the above standards, this guide also draws on material from the
ILCD Handbook[5].
The application of LCA will also affect the type of report that is produced
at the end of the assessment.
Origin Design
of option Assessment
requirements Comparisons
Requirements
Environmental
assessment (Life Cycle
Design Assessment)
Regulation option X
2.1 Defining the The Goal answers the fundamental questions about the assessment – who
goal
has commissioned it and who the target audience is, why the assessment is
being carried out, how the results can be used and whether any deliberate
limitations have been imposed.
It helps if the Goal is set out in a structured way and the ILCD Handbook[5]
suggests the following six sub-sections:
1. Intended application – this explains how the results are intended
to be used and may also include some of the limitations of the
assessment (for example, if it only applies to a particular country or
region).
2. Method, assumption and impact limitations – this explains in full the
limitations that have been imposed. Life cycle assessment studies can
answer a wide range of questions. Practical issues, such as cost or time,
may place restrictions on the way the work is to be done.
3. Reasons for carrying out the study – this explains the drivers and
motivations behind the study and the type of decision it is designed
to support (some possibilities are listed in the Introduction to this
guide).
4. Target audience – this identifies the recipients of the assessment. The
type of audience (internal, third party, general public) determines the
type of report that will need to be produced.
5. Comparisons intended for public disclosure – this explicitly states
whether the assessment has been designed to compare alternatives
and whether the results are to be made public. If this is the case then
ISO 14040[1] and ISO 14044[2] require that certain additional steps are
included in the work.
6. Commissioner of the assessment – this explains which individuals or
organisations have commissioned, funded or otherwise influenced the
study. This is important for transparency and so that the results can be
understood in their proper context.
Setting limitations for the study can also be a useful way of simplifying the
amount of work involved in carrying out an LCA.
Another limitation is to exclude all mass and energy flows that contribute
less than 1% of the total inputs or less than 1% of the environmental
impacts. This can simplify the study dramatically, since this means that a
large number of small inputs can be ignored. This is discussed further in
Sections 3.4 and 5.2.
Limitations can also arise through the general nature of the LCA
methodologies – an assessment using general inventory information such
as a European or global average impact for electricity production would
not be reasonable if it were to be used in a region where most electricity is
generated from renewable sources.
ISO 14044[2] defines three main decision situations where LCA studies can
be used:
• Situation A – decision support at product or single-process level
(typically used for product analysis, product benchmarking or
comparisons, greening the supply chain)
• Situation B – decision support at strategic level (typically used for
developing and informing policy)
• Situation C – retrospective accounting of past decisions, i.e. not
providing support for future decision-making. Situation C is
subdivided into C1, which accounts for interactions between the
selected process and other systems, and C2, which does not account
for such interactions.
Some common types of life cycle deliverable for different applications are
shown in Table 1.
Table 1: Life cycle deliverables for different applications (Based on ILCD Handbook[5] – Provisions and action steps, Table 3.)
Purpose LCA application LCI results LCA study, LCA study, Detailed Decision
data set non- comparative LCI model situation
comparative of system
Product Weak point analysis A
improvement
Detailed eco-design / design for recycling A
Product Comparison of specific goods or services A
comparisons
Benchmarking of specific products against A
group average
Communication Development of life cycle based Type III A
environmental declaration (e.g. EPD)
Calculation of indirect effects in C1
Environmental Management System
Greening the supply chain A
Across several Development of specific, average or generic A, B, C1
areas LCI results data sets for different applications or C2
Strategic Policy development – forecasting/analysing B
decision the impact of pervasive technologies or raw
support materials strategies
Policy information – identifying product B
groups with greatest potential for
environmental improvement
Accounting Monitoring environmental impacts of an C1
industry sector, product group or product
Corporate or site environmental reporting C1
As part of the Goal definition, the correct decision situation for the
study (A, B, C1 or C2) should be selected as this affects how later steps
in the process are defined – particularly the rules for life cycle inventory
modelling and the identification of appropriate processes to be included in
the product system. See Section 3.3.
Identifying the target audience helps define the type of critical review
required for the assessment, the way in which the findings should be
presented, and the need for confidentiality.
Defining whether or not the assessment has been designed for public
disclosure helps to make sure that the results of the study cannot be quoted
out of context.
This example comes within decision situation A. The interpretation and report should
indicate the environmental impacts of each alternative design.
Audience
This example assessment is intended for internal use only and to be circulated only to
the building design team and the client.
Commissioner
The study has been commissioned by the Lead Designer on behalf of the project
client. The study is based on technical design information provided by the building
services consultant and the project architect.
2.2 Defining the The Scope sets out in more detail what is to be analysed and how. The
scope
ILCD Handbook[5] lists 10 aspects of the scope that are to be described. For
this introductory guide, however, these have been condensed into three
areas of definition.
The Scope should also state whether or not a critical review of the study is
required. This is recommended for all studies, but not formally required for
internal deliverables and reports. Whenever it is included in the Scope, the
critical review must be independent of the study itself, and it is also good
The Scope also sets out the data quality standard that the study is expected
to meet. Again, this is important so that the collection of data can be
designed to meet the requirements in terms of precision, uncertainty and
representativeness.
Finally, this part of the Scope sets out how the study results should be
reported.
The functional units listed above could be used to compare the design
solutions listed in Table 2.
For example, taking the lighting example above, the reference flow for a
ceiling-mounted luminaire system with fluorescent lamps might include:
• Two thirds of a 3-tube 1200 mm x 600 mm luminaire (if 10
luminaires are used to light 15 desks then only two thirds of a
luminaire is required per desk)
• 2/3 × 3 × 20/5 = 8 fluorescent tubes (if 3 tubes are fitted in each
luminaire and each tube lasts 5 years)
• 2/3 × 60 W × 10 × 5 × 52 × 20 / 1000 = 2080 kWh of
electricity (if the luminaire has a power rating of 60 W and is
switched on for 10 hours per day, 5 days per week, 52 weeks per
year for 20 years).
The unit for the reference flow and the functional unit should be selected
to make the information easy to reuse – this means that the functional unit
may not agree exactly with the quantities specified in the problem being
assessed. For example, where a problem concerns providing lighting to an
office space containing 35 desks then the functional unit may be defined
as lighting a single desk. A multiplier will then be needed to relate the
functional unit to the actual problem.
Notice that some capital items have been deliberately excluded from the
system – this has been done to simplify the assessment. In theory, the
production of a single bolt will use a minute fraction of each item of
machinery used to extract or harvest the raw materials. But at a practical
level, the fractions are so small that the impacts they represent can be
ignored. See also Section 3.4.
Figure 3: Example of a system boundary
cultivation
equipment
production
manufacture
of screwdriver
energy water
transport
to client
transport
to plant
transport
to plant
carbon steel
wire production
waste transport
reuse/recycle/landfill
waste transport
However, if the LCA is being done on the use of a particular product, then
the system boundary needs to be extended to include all of the supporting
processes and products that contribute to the costs and benefits of using
the target product. For example, an LCA of a high-specification insulation
system in use being compared with a low-specification insulation in
use would need to include the heating systems and the primary energy
required to heat a building with each type of insulation to a particular
temperature.
Cut-off criteria for the data collection are defined and have to be
documented. Good practice for LCA is a 1% limit; therefore all energy
and material flows that contribute less than 1% of the overall mass and
energy consumptions can be neglected. This 1% rule is also applied
to environmental impacts, meaning that if materials and processes are
expected to contribute more than 1% to the overall environmental
impacts, they have to be included in the assessment, even if their
contribution to overall mass and energy consumption is smaller than 1%.
Cutting off can drastically reduce the effort for data collection and
modelling, while it still gives an acceptable overview of environmental
impacts.
Eco-indicator 99 (European)
Eco-indicator 99 is the successor of Eco-indicator 95. Both methods use
the damage-oriented approach. The development of the Eco-indicator 99
methodology started with the design of the weighting procedure, with the
emphasis being on the different types of damage that are caused by the
impact categories. The three damage categories are:
1. Damage to Human Health, expressed as the number of years of life
lost and the number of years lived disabled. These are combined as
Disability Adjusted Life Years (DALYs), an index that is also used by
the World Bank and WHO.
2. Damage to Ecosystem Quality, expressed as the loss of species over a
certain area, during a certain time
3. Damage to Resources, expressed as the surplus energy needed for
future extractions of minerals and fossil fuels.
EPD (European)
This is the method used for the creation of Environmental Product
Declarations or (EPDs), as published on the website of the Swedish
Environmental Management Council (SEMCo).
ReCiPe (European)
ReCiPe is the successor of the methods Eco-indicator 99 and CML-IA.
The purpose at the start of the development was to integrate the ‘problem
oriented approach’ of CML-IA and the ‘damage oriented approach’ of
IPCC includes characterisation factors for the direct (except CH4) global
warming potential of air emissions.
BEES (American)
BEES (Building for Environmental and Economic Sustainability) is
a software tool developed by the National Institute of Standards and
Technology (NIST). BEES combines a partial life cycle assessment and
life cycle cost for building and construction materials into one tool.
Results are presented in terms of life cycle assessment impacts, costs, or a
combination of both.
TRACI 2 (American)
The Tool for the Reduction and Assessment of Chemical and other
environmental Impacts (TRACI), is a stand-alone computer program
developed by the U.S. Environmental Protection Agency specifically
for the US using input parameters consistent with US locations. Site
specificity is available for many of the impact categories, but in all cases a
US average value exists when the location is undetermined.
Superseded methodologies
It is important when selecting a methodology for a new Impact Assessment
to avoid methods which have been superseded, unless the Scope of the
assessment specifically indicates otherwise.
3.1 Product The content of the system boundary is often called the “product system”.
system and unit
process flows
The product system consists of sub-processes – see Figure 4. Each sub-
process may itself be broken down into more and more sub-processes until
the level of the unit process is reached. Unit processes are the smallest
sub-division of activity within life cycle assessment. For example, in Figure
4, “transport” might be broken down into road, rail and air transport
sub-processes. These may they be sub-divided into different unit processes
according to the types of van or lorry, types of locomotive and types of
aeroplane used. These are separate unit processes because they each have
different sets of inputs and outputs.
Each unit process has input flows and output flows – the outputs from
one process may be the inputs to the next process in which case these
are intermediate flows – see Figure 5. Figure 4 also shows the input and
output flows for the whole system – these are classed as either product
flows if they represent other product systems, or elementary flows if they
represent inputs from or outputs to the environment without previous or
subsequent human transformation.
Because life cycle inventories are often compiled from existing datasets,
each unit process is defined in terms of a unit of production or supply.
Where the product system requires more or less of a process then the
inventory for the contributing unit process is multiplied accordingly.
The product flows feeding into the product system can themselves be
broken down into their own unit processes, their own product and
elementary inputs and outputs. Extending this idea, then ultimately every
product system can be broken down into just elementary input and output
flows. If the environmental impacts of every elementary input and output
can be assessed, then the overall environmental impact of the product
system can be calculated.
raw materials
acquisition
product flows
Analysed product system
products entering from or leaving
to another product system
The functional unit can be modelled for each of the design alternatives. High level process maps to illustrate the
principles are shown below.
Technosphere
8 removals
Refrigerant 5m
pipework Waste
disposal
Lightweight 7.5m3
concrete floor
Ventilation 10m
ductwork
Technosphere
Nil
Waste
disposal
3.2 Different ways 3.2.1 Process levels within the system boundary
of categorising Processes within the system boundary can be organised according to their
the product
system relationship to the physical product or service being delivered. The ILCD
Handbook[5] defines four distinct levels which are used iteratively to break
down the product system into all its constituent processes.
• Level 0 - The product or system being broken down
• Level 1 - The goods that end up physically incorporated in the
product being analysed (this does not apply to services)
• Level 2 - The goods and services that come into contact with or
provide a supporting function for the analysed product or system
• Level 3 - Processes that do not touch the analysed product system
but instead run in the background providing services to the system.
Installation
L2: Monitoring
L2: Gas, servicing L2: Installation L2: Installation equipment needed for L2:
the commissioning
Installation
L0: Plastic casing L0: LED L0: Metal connector L0: L0:
L1: Glass,
L1: Plastic semi-conductor, L1: Brass L1: L1:
wire
Foreground systems are those found in Level 1 and Level 2 (see Section
3.2.1) whereas background systems are those found in Level 3.
Figure 8: Foreground and background systems within the technosphere and ecosphere
ECOSPHERE
TECHNOSPHERE
analysed product system (e.g. product)
background systems foreground systems Process
product or
waste flow
Elementary
flow
cut off
(excluded
product or
waste flow
cut off
(excluded
elementary
flow)
In this example, the Foreground systems are those concerned with the manufacture,
installation and use of the split air-conditioning system (Design A), and the
manufacture, installation and use of the concrete slab with embedded ducts (Design
B).
All other processes could be considered as part of the background system. These are
the installation of the lightweight floor slab and the ventilation ductwork from Design
A, and the electricity and transport processes used in both designs.
3.3 Product The definition of the scope of the LCA study and the functional unit may
processes and
system processes
mean that the analysis includes more than just the direct product being
used. It is often the case that more complex scenarios also need to take
account of the wider system and the consequences of the product system’s
performance.
3.4 Completeness Figure 8 also shows that some flows are marked as excluded, or cut off.
This is a pragmatic response to the complexity that soon develops as a
product system is broken down into its unit processes each with its own
product and elementary flows.
Excluding certain flows means that products that only contribute very
small impacts to the overall model are taken out of the calculations,
simplifying the analysis. The LCA term for this is Completeness. In LCA
software, completeness is defined in percentage terms. For example, setting
the completeness of an assessment to be 99% means that all those flows or
processes that together contribute less than 1% of the total environmental
impact are omitted from the analysis. The way in which this figure
simplifies the Impact Assessment calculations can be seen in LCA software
where the complexity of the process map increases dramatically as the level
of completeness approaches 100%.
The required completeness for the study is 90%, consistent with level of precision of
7% to 10% (see Table 5 in Section 4.2).
3.5 Multi- Many processes actually deliver multiple outputs. For example, a waste
functionality incineration plant produces three outputs – heat, electricity and steam – as
well as emissions (ash, CO2 etc). If the product system is only interested
in one of these outputs, say the electricity, then a hierarchy of strategies is
suggested so that only the appropriate impacts are counted in the analysis.
The first choice method is to split the multifunctional process into two or
more separate processes and then just select the sub-processes that produce
the desired output. For example, modelling the production of copper
tubing in a factory that produces copper and steel tubing can be done by
isolating the inputs and outputs just for the copper tubing production line.
50% 80%
This example includes a number of multifunctional processes. The method for dealing with the multifunctionality is
explained in the following table:
3.6 Allocation at Allocation is also used to account for end-of-life reuse or recycling. In
end of life
this case, the product system is divided between a waste stream and a
reuse/recycle stream. Closed loops are where the non-waste output is
reintroduced as an input to the same product system, and open loops are
where the non-waste output is used as an input to another product system.
See Figure 10.
50% 50%
Virgin material Waste
Product system life cycle
50% 50%
The allocation of all end-of-life products is to the waste stream, with a default
position that all materials will be sent to landfill.
It could be argued that the waste from the concrete slab could be crushed and used
as aggregate in low-grade concrete or as hard-core. But, in order to model this,
both system processes would need to be expanded to include a follow-on process
using the crushed concrete. In the context of this example, expansion of the system
process was felt to be too complex.
3.7 Collate Once the inputs, outputs and emissions related to the functional unit
existing
inventories for
have been identified, any existing life cycle inventories for those inputs,
unit processes outputs and emissions can be looked up in databases or selected within the
software being used for LCA. These must be consistent with the quality
and other criteria laid down for the inventory analysis. Where an inventory
does not already exist, or an appropriate substitute inventory cannot
be found then a new inventory will need to be created – see also the
discussion regarding primary and secondary data in Section 3.9.
The LCA software being used to analyse this worked example has been examined, and the following unit processes have
been identified from the existing datasets to be used in the product system inventory. The unit processes have been
given reference numbers so that they can be easily referenced from other parts of the worked example.
Split air-conditioning system + Lightweight Concrete Heavyweight Concrete Floor with Embedded Ductwork
Floor + Ventilation Ductwork
A.1 Concrete floor (7.5 m3) B.1 Heavyweight concrete slab (18 m3)
A.2 Refrigerant pipework (5 m) B.2 Cast-in ductwork (40 m)
A.3 Ventilation ductwork (10 m) B.3 Electricity, UK mix, medium voltage (20 kWh)
A.4 Electricity, UK mix, medium voltage (150 kWh) B.4 Transport, 7.5-16t lorry EURO3 (800.2 tkm)
A.5 Transport, 7.5-16 t lorry EURO3 (301 tkm)
Processes not included in the software dataset Processes not included in the software dataset
A.6 Split system indoor unit B.5 Installation of concrete floor (18 m3 & 40 m duct)
A.7 Split system outdoor unit
A.8 Installation of concrete floor (7.5 m3)
A.9 Installation of ventilation system (8 instances)
A.10 Removal of ventilation system (8 instances)
3.8 Quality of life Life cycle inventories have been built up over a number of years from
cycle inventory
data
a wide range of different studies and research activities. One of the
important decisions to be made in connection with LCA is about the
quality of the life cycle inventory data available. This can be judged in a
number of different ways, but if the data is judged not to be of the quality
required for the overall study then new or improved life cycle inventories
will need to be developed – see Section 3.10.
It would also be worth noting the date when the inventory was compiled
– it is better if inventories for the highest contributing processes are as
recent as possible as these will take account of changes in technology and
standards.
3.9 Primary and 3.9.1 The difference between primary and secondary data
secondary data
Primary data is data that is collected specifically for the analysis that is
being undertaken. In the case of life cycle assessment, this would be a life
cycle inventory that has been drawn up from first principles and relates
directly to the product system being assessed.
Secondary data is data that has been collected for other purposes. In the
case of life cycle assessment, this would be a life cycle inventory of a
component or material that is not necessarily the same as the one specified,
but where the assumptions and limitations built into the life cycle
assessment mean that the inventory is good enough to be used. Secondary
data may also relate to generic products or materials, where the inventory
is an average of different actual products or an analysis of a hypothetical
product that represents the range of actual products on the market.
Table 3: Preference and acceptability for primary and secondary inventory data
System
Data
Foreground Background
Intended use
Good contacts with the people who will be supplying the data will also
help – finding the right person to talk to, and explaining in enough detail
exactly what data is needed and why, are two of the reasons that the
collection of primary data is so expensive.
The table shows the breakdown between secondary data from existing data sets and
primary data that has been collected specifically for this assessment.
As we can see from this table, all the processes that could be found within the
existing software data sets have been accepted as secondary data that is good enough
for the purposes of the assessment. Five processes that are not found in the existing
data sets have been noted as needing new primary data, or have been substituted
with other processes where secondary data is available and deemed to be suitable. In
this assessment, this substitution is limited to background processes.
3.10 Building a A new life cycle inventory is usually only developed when the secondary
new life cycle
inventory
data in available databases does not include a product, material or process
needed for the product system, or when the data in the database is not
sufficiently precise (for example, where the database includes a product
made in USA when the LCA really needs the inventory for a product
made in UK).
This exercise is illustrated by thinking about the life cycle inventory for a
product that is not in the standard EcoInvent database, such as the indoor
unit for an air conditioning split system rated at 10 kW. The inventory will
be for the product at the factory, so this will be a cradle-to-gate inventory.
This section explains the process of creating a new inventory for a process
that is not already contained in the data set. This is a partial creation
of new primary data, as some information is coming directly from the
production process of the AC Split System Indoor Unit, but it still relies
on some secondary data particularly in connection with processing raw
materials. The work involved in creating a new inventory should not be
underestimated. A useful reference to indicate the extent of work that can
be required is the report written on the development of a partial life cycle
inventory for a new model of VW Golf[7].
Figure 11: High level Technosphere process map for life cycle inventory
TECHNOSPHERE
1 unit (new)
For this product system, many of the components are bought in from
suppliers with only the plastic casing of the unit being manufactured
alongside the assembly line.
The figure for transport by 38-tonne lorry includes all the transport of
the bought-in components from their own manufacturers’ factories to
the assembly factory plus the raw plastic that is bought in to mould the
unit casing plus the waste material that is sent to a waste disposal facility
– a total of 35.5 kg which has to travel an average of 200 km, making
7.1 tonne-kilometres. In addition, the raw materials for the bought-in
components also have to travel to their places of manufacture. This is
assumed to be all the material and waste except for the plastic – a total of
10.5 kg which has to travel an average of 100 km, making an additional
1.05 tonne-kilometres.
TECHNOSPHERE
20 kWh
Aluminium 10% 2 kg Electricity
primary (UK mix)
Production
265 MJ
Aluminium 90% Natural gas
Secondary
0.3 kg Aluminium
20 kg Waste
Plastic
0.5 kg
1.2 kg Copper waste
Refrigerant R134a Lorry 38 t,
diesel engine
8.15 tkm
5 kg
1.5 kg Plastic waste
Steel
However, if the assessment can legitimately use existing inventories for the
component parts then this simplifies the process map - see Figure 14.
Figure 14: Component part Technosphere process map
TECHNOSPHERE
8 kWh
1 Electricity
Fan motor
Indoor unit (UK mix)
assembly
76 MJ
1 Natural gas
Fan rotor
20 kg
Plastic
1.2 kg Lorry 38 t,
Refrigerant R134a
diesel engine
7.1 tkm
5 kg
1 Plastic waste
Cooling coil
board and cooling coil being used to make one indoor unit. The waste
streams have been simplified to remove the waste associated with the
bought-in components, since their waste will be allowed for in their own
inventories. The quantities of electricity and natural gas have also been
reduced so that the quantities given are just those associated with the
assembly line for the indoor units. The transport process and diesel fuel
are reduced to 7.1 tonne-kilometres and 0.09 kg. These cover just the
transport of the components and the plastic.
For complex system products, it may not be possible to show all the detail
on a single process map, in which case a series of Technosphere process
maps may be created. In these situations, the directory created in Step 2
provides a means of cross-reference between all the process maps.
It is also good practice to index all processes (index numbers have not
been shown on the process maps in Figures 13 and 14) so that processes
can be easily referenced in reports and also so that process flows that cross
from one process map to another can be easily followed.
However, for other inputs such as energy or water use, or the use of tools
or equipment, then special metering or other measurement activities may
need to be introduced. Where direct measurement of a widely used input
is not possible, then one of the methods for dealing with multifunctionality
as described in Section 3.5 will need to be adopted.
Data collection for a new life cycle inventory is not a trivial exercise
and it can be seen how even quite simple product systems can involve a
significant amount of time, effort and expense.
Sub-steps within life cycle impact assessment (LCIA) are shown in Figure
15:
Figure 15: Sub-steps within life cycle impact assessment
LCIA results
Dimensionless, normalised
LCIA results
Data quality
analysis
Group impact categories into sets
The first three sub-steps are necessary to carry out any form of impact
assessment. The subsequent steps are optional and may be used to report
the results in different ways that may be easier for the target audience
to understand or may simplify comparison between competing product
systems.
4.1 Select impact Impact categories come in two types – midpoint categories and endpoint
categories and
assign LCI
categories. Midpoints are concerned with environmental problems whereas
results endpoints are concerned with the damage that those environmental
problems then cause. This is illustrated in Table 4, which shows the
midpoints and endpoints in relation to two different emissions.
Some of the most commonly-used impact categories, the models that have
been used to categorise them, the inventory results that contribute and the
way the resulting environmental impacts are measured are shown in
Table 5.
Difluoromethane (CH2F2) 625 Refrigerant (R-32) with zero Ozone Depletion Potential
Tetrafluoromethane / carbon 7,390 Low temperature refrigerant, used in electronics fabrication, zero
tetrafluoride (CF4) ODP
Hexafluoroethane 12,200 Semiconductor etching, solar panel fabrication, zero ODP
(C2F6)
Fluoroform / Trifluoromethane 14,800 Refrigerant (R-23), semiconductor etching, fire suppressant,
(CHF3)
by-product of Teflon manufacture
Sulfur hexafluoride (SF6) 22,800 Used in gas-insulated electrical switchgear. Prior use as
tracer gas in magnesium casting, in double glazed units
Note: A more comprehensive table of Global Warming Potentials can be found in Annex A of PAS 2050[9].
The use of relative Global Warming Potentials means that the impact
category can now be expressed in terms of a single unit – carbon dioxide
equivalent (kg CO2 eq).
Common units have been defined for other impact categories in a similar
way:
• Ecotoxicity, which may be sub-divided for human, marine,
freshwater, terrestrial ecotoxicity – measured in 1,4 dichlorobenzene
equivalent (kg 1,4-DB eq)
• Ozone layer depletion – measured in CFC-11 equivalent (kg CFC-
11 eq), representing the relative damage of other ozone depleting
materials
• Acidification – measured in kg SO2 eq
• Waste disposal – measured in tonnes of solid waste
As per the Scope (see Section 2.2.3, worked example Part 2), the impact categories
for this assessment are:
• Abiotic depletion
• Acidification
• Eutrophication
• Global warming potential
• Ozone layer depletion
• Human toxicity
• Freshwater aquatic ecotoxicity
• Marine aquatic ecotoxicity
• Terrestrial ecotoxicity
• Photochemical oxidation.
The LCI results are assigned to these categories using the rules of the CML 2001
framework.
4.2 Apply the The results of the life cycle inventory show the long list of environmental
characterisation
factors to
emissions and outcomes that most product systems generate, and gives
inventory results the quantity of each emission or outcome for a single unit of the product
system.
This impact assessment has only been calculated using the data for the processes that are available in the software
dataset. These processes are those in the upper half of Worked example Part 8 (processes A1 to A5 and B1 to B4 only).
This is therefore just an illustration of the results that come from the impact assessment calculation.
Impact category Unit Total Aluminium Copper tube, Acrylonitrile- Refrigerant Ferrite, at Electricity, Heat, Articulated
© BSRIA BG 52/2013
at plant RER thickness, payload RER
EU-15
Acidification kg SO2 eq 0.539 0.0287 0.0284 0.26 0.152 0.0116 0.0419 0.0143 0.00182
Eutrophication kg PO4 eq 0.0812 0.00134 0.00223 0.0405 0.0153 0.00493 0.014 0.00245 0.000415
STEP 3 - IMPACT ASSESSMENT
Global warming
kg CO2 eq 251 6.35 4.9 86.9 119 2.26 12.3 18.9 0.406
(GWP 100)
Ozone layer depletion (ODP) kg CFC-11 eq 0.0113 6.69 × 10-7 9.04 × 10-7 5.19 × 10-7 0.0113 1.43 × 10-7 2.78 × 10-7 2.31 × 10-6 7.71 × 10-10
Human toxicity kg 1,4-DB eq 32.7 2.96 0.284 6.74 5.17 11.4 3.47 2.7 0.0127
Freshwater aquatic ecotoxicity kg 1,4-DB eq 11.5 0.0179 0.00418 5.07 2.28 1.71 2.2 0.203 0.000337
Marine aquatic ecotoxicity kg 1,4-DB eq 19400 259 54.5 5740 4890 1590 5660 1230 4.9
Terrestrial ecotoxicity kg 1,4-DB eq 0.165 0.0147 0.00429 0.0347 0.0583 0.00762 0.0391 0.00644 0.000115
Photochemical oxidation kg C2H4 eq 0.0271 0.00126 0.00114 0.0149 0.00589 0.000856 0.00167 0.00129 4.18 × 10-5
Note: The aluminium sheet in this table is a manufactured product that takes both primary and secondary (recycled) aluminium as its raw materials, so the impact assessment figures
will be related to but not the same as the environmental impacts for primary aluminium shown in table 7.
23/10/2013 09:57:45
STEP 3 - IMPACT ASSESSMENT 4
4.3 Normalising the Normalising the impact assessment is a way of showing which category has
impact assessment
the greatest environmental impact relative to some pre-set benchmark –
this is the calculation of the dimensionless results referred to in Figure 15.
One commonly used benchmark is the annual environmental impact of
the average citizen. This is quantified across the range of impact categories,
and then the results of the impact assessment are expressed as the relevant
percentage for each category.
For example, three different product systems that each deliver the
functional unit being analysed can be compared to see which of them has
the greatest or least impact in particular categories. A hypothetical case is
shown in Figure 16. This shows that, dependent on the product system
chosen, the most damage is done in the areas of ozone layer depletion,
resource depletion and human toxicity. The least impact is in the area of
land use, and in this instance all three alternatives are similar.
30
Percentage of citizen-year impact
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4.4 Grouping impact Grouping is an optional step according to ISO 14040[1] and ISO 14044[2].
categories
4.5 Weighting One of the most obvious complexities with LCA is that environmental
impact
categories
impacts in different impact categories cannot simply be added together to
arrive at a total environmental impact – they use different units so have to
be presented separately.
One of the best known single end-point definitions is the Eco-point. This
takes the environmental impact of the average western European citizen as
its baseline. The impact of this average citizen during 1 year is defined as
100 Eco-points (according to BRE) or as 1000 Eco-points (according to
other sources). All the separate impact categories are weighted in relation
to this single indicator using their standard units. In the UK, Eco-points
are defined from 13 environmental impact categories according to the
weightings given in Table 9, which are given in descending order.
Fossil fuel depletion and extraction 11% toe (tonnes of oil equivalent)
The environmental impacts shown in part 11of the worked example have also been calculated in terms of endpoints
using the ReCiPe methodology, and the results expressed in Eco-points. The combined result for the Ducted Floor
System is 425 Eco-points and the result for the Split System is 180 Eco-points.
440
420
400
380
360
340
320
300
280
260
Eco-points
240
220
200
180
160
140
120
100
80
60
40
20
0
Sample heavyweight Sample split system
ducted floor system
4.6 Data quality The final step in any impact assessment should be a review of the quality
analysis
of the data used in the assessment.
90%
2001
80%
H
GLO 2004
70% G
EU 2005
60% F
Impact
A 2006
50% E
US 2007
40% D
DE 2008
30% C
FR 2010
20% B
UK 2011
10% A
2013
0%
True Data True Data True Data
mix used mix used mix used
4.6.4 Completeness
This is explained in Sections 3.4 and 5.2.
Precision reflects how close together the results are to each other, reflecting
a degree of reproducibility in the method. This means that different people
applying the same method will obtain similar results.
Accuracy reflects how close the results are to the true value, reflecting
a lack of bias or gross error in the method. The opposite of accuracy is
uncertainty.
Figure 19 illustrates the difference. The left hand image shows results that
are precise but not accurate, whereas the right hand image shows results
that are accurate but not precise.
Precise Accurate
Once quality ratings have been assigned to each of the 6 indicators of data
quality, the Data Quality Rating can be calculated as follows:
TeR + GR + TiR + C + P + M + 4 × X w
DQR =
i+4
Based on the figure obtained for the DQR the data is assigned an overall
quality level as follows:
DQR ≤ 1.6 Overall data is defined as “High quality”
1.6 < DQR ≤ 3 Overall data is defined as “Basic quality”
3 < DQR ≤ 4 Overall data is defined as “Data estimate”
DQR > 4 Data quality is not defined.
Sub-steps within the interpretation and reporting step are shown in Figure
20.
Figure 20: Interpretation and reporting step
5.1 Significant As with many analytical techniques, it is often the case that a large
issues
proportion of the overall result, in this case environmental impact, is
derived from a relatively small number of data items. This is helpful to the
analyst, as it makes most sense to make sure that these major contributors
are as robust as they can be.
However, if the study has been restricted just to developing the Life Cycle
Inventory, then the gravity or Pareto analysis will show which processes
contribute most to each output or emission.
5.2 Completeness The completeness is the first stage of the step 4 evaluation.
For example, in the split system indoor unit described in Figure 13, the
net mass of all the elementary flows is 29.7 kg of raw materials in and
5.8 kg of waste materials out, making a net mass of 23.9 kg. If the actual
mass of each finished product is 25.4 kg then this implies a completeness
of 94.1%. If the cut-off for the assessment was fixed at 90% in the Goal
and Scope, then this assessment would be classed as sufficiently complete,
but if the cut-off had been fixed at 95% then this assessment would not
be classed as complete. In this latter case, more work would be needed to
identify further materials/elementary flows by including some of the small
components that had originally been omitted from the inventory analysis.
Then the inventory analysis and the impact assessment would need to be
repeated, and the completeness reassessed.
The completeness check can also be used to confirm that the correct
negligible items have been left out of the inventory analysis. There is a rule
of thumb that is applied as follows:
5.3 Sensitivity The sensitivity is the second stage of the step 4 evaluation, but is also
expected to be used during step 1 (Goal and Scope), step 2 (Processes and
Inventories) and step 3 (Impact Assessment).
During step 1 (Goal and Scope), sensitivity analysis is used to check that
the appropriate system, functional unit, modelling framework, system
boundary, impact categories, normalisation and weighting categories have
been selected. Because this step precedes the detailed inventory analysis
and impact assessment, the sensitivity to changes in any of the above
selections cannot be quantified. Instead, the sensitivity analysis has to be
done primarily through qualitative means, including the judgement of
experts and comparison with past experience.
Sensitivity analysis here is either carried out using scenario analysis, where
differences in the inventory data are represented by parallel scenarios, or
using Monte Carlo analysis where the variability in the inventory data is
represented by probability distributions.
Sensitivity analysis here is usually carried out using scenario analysis across
a series of permissible LCIA methodologies.
5.4 Consistency The consistency is the third stage of the step 4 evaluation and looks at
three different aspects of the assessment.
Firstly, the consistency of the data quality is checked. This assesses whether
any differences in quality within the data are consistent with the Goal
and Scope of the study. For example, the Data Quality Rating combines
six different perspectives on data quality, but there may be one which
is significantly lower quality than the others. The consistency check
would assess whether this outlier was important in the context of the
overall assessment. This check is especially important when the LCA is a
comparative study.
5.5 Conclusions, The next stage of Step 4 is to turn the analysis and evaluation into
limitations and
recommendations
conclusions and recommendations. The conclusions compare the results
obtained from the study with the initial objective(s) stated in the Goal and
Scope.
For example, if the study has been set up to determine the environmental
impact differences between two different cooling systems, then the
conclusion will be based on a comparison of the two impact assessments.
Alternatively, if the study has been set up to report the environmental
impact of a particular manufactured component, then the conclusion will
summarise the impact assessment findings.
With most LCA studies there are still going to be limitations which have
not been eliminated through the analysis or the choice of methodology.
This may relate to the level of completeness that it was possible to achieve
or the level of uncertainty in the calculated results. The conclusions must
make these remaining limitations clear.
Thirdly, if it is the case that the goal or scope of the study have been
altered because of feedback from any of the different steps in the study,
then this must be reflected in the report.
Requirements Document the goals and Document the goals and scope of the Document the goals and scope of the study
scope of the study study Enclose or refer to LCI data sets used in the
Enclose or refer to LCI Enclose or refer to LCI data sets used in analysis
data sets used in the the analysis Include a Summary (Executive Summary for
analysis Include a Summary (Executive Summary non-technical audiences, Technical Summary
for non-technical audiences, Technical for technical audiences)
Summary for technical audiences) Document the life cycle inventory analysis
Document the life cycle inventory (data collection procedures, description of
analysis (data collection procedures, unit processes, outcome of data validation
description of unit processes, outcome check, outcome of sensitivity analysis,
of data validation check, outcome description of allocation/substitution for key
of sensitivity analysis, description multifunctional processes)
of allocation/substitution for key Document the life cycle impact assessment
multifunctional processes) (LCIA procedures and methodology
Document the life cycle impact including normalisation and weighting
assessment (LCIA procedures and standards, limitations of the assessment,
methodology including normalisation results of sensitivity or uncertainty analysis)
and weighting standards, limitations of Document the remaining evaluation,
the assessment, results of sensitivity or interpretation and results (report the data
uncertainty analysis) quality assessment, report the conclusions,
Document the remaining evaluation, list any recommendations)
interpretation and results (report the Document the critical review process (name
data quality assessment, report the the reviewers, the review findings and the
conclusions, list any recommendations) responses)
Document the critical review process Describe the equivalence of the systems
(name the reviewers, the review findings being compared
and the responses)
Analyse material and energy flows
Assess precision, completeness and
representativeness of the data used
Assess the completeness of the LCIA
Evaluate the significance of the differences
found
References
1. ISO 14040: 2006 Environmental management - Life cycle assessment - Principles and framework.
2. ISO 14044: 2006 Environmental management - Life cycle assessment - Requirements and guidelines.
3. ISO/TR 14047: 2012 Environmental management - Life cycle assessment - Illustrative examples on how to
apply ISO 14044 to impact assessment situations.
4. ISO/TR 14049: 2012 Environmental management - Life cycle assessment - Illustrative examples on how to
apply ISO 14044 to goal and scope definition and inventory analysis.
5. European Commission Joint Research Commission , 2010, ILCD handbook. General guide for Life
Cycle Assessment – Detailed guidance.
Can be downloaded for free from [Link]
7. Schweimer G, Levin M, 2000, Life Cycle Inventory for the Golf A4.
Downloaded from [Link]
publications/2007/01/Golf_A4__Life_Cycle_Inventory.[Link]/binarystorageitem/file/golfa4_
[Link] on 30th July 2013.
8. Effects of payload on the fuel consumption of trucks, research report by Imise Ltd for Department for
Transport, 2007.
Downloaded from [Link] on
30th July 2013.
9. PAS 2050: 2011 Specification for the assessment of the life cycle greenhouse gas emissions of goods and services
Can be downloaded for free from [Link]
10. BRE Digest 446, 2000, Assessing environmental impacts of construction. Industry consensus, BREEAM
and UK Ecopoints
BIBLIOGRAPHY
This BSRIA guide has only introduced the subject of life cycle assessment. Much more detailed
guidance and information is available in many different publications. As well as the specific sources
referenced in this guide, some useful titles are listed below.
Life Cycle Assessment and the Environmental Impact of Buildings: A Review in Sustainability vol 1, (2009).
Khasreen M.M, Banfill P. F. G, Menzies G. F. pp674-701
BSRIA BG 10/2011 Embodied Carbon – The Inventory of Carbon and Energy (ICE)
Testing Troubleshooting
Modelling Information
Research Training
Consultancy Publications