Question 1

10 out of 10 points

A non-conformity is a difference between an approved written document and a

company and the actual daily actions that are carried out, reported in an impartial manner and
technique?
Selected response: True
Answers: True
False
Question 2
10 out of 10 points

If a nonconformity is found in an audit without objective evidence, the auditor must

not to take it into account in the report?..
Selected response: True
Answers: True
False
Question 3
0 out of 10 points

The members of the audit team can be employees of the company from different areas.
to provide the opportunity to have a multidisciplinary team.
Selected response: False
Respuestas: True
False
Question 4
10 out of 10 points

Audits are characterized by being:

Response
selected Be systematic, objective, and seek improvement.
Respuestas: Evaluate solely the compliance with the objectives and policy of the
organization

Be systematic, objective, and aim for improvement.

An evaluation from the auditor's point of view
Partial and limited

Question 5
0 out of 10 points
 auditors must have the general knowledge and skills of all areas of the
company with the purpose of being able to audit any person or area without any restrictions.
Selected answer: True
Answers: True
False
Question 6
10 out of 10 points

They correspond to some of the characteristics of an auditor:

Selected answer:
All of the above.
Answers: Versatile
Diplomatic
Perceptive
Open-mindedness

All of the above.

Question 7
10 out of 10 points

Match the presented terms with their corresponding definitions

Question Correct correspondence Selected correspondence

Evidence of C. C.
audit The tests obtained by the The tests that the obtains
auditor during the execution of the audit during the execution of the
audit, which makes evident and audit, which makes evident and
manifest the certainty or conviction manifest the certainty or conviction
about the facts or findings that about the facts or findings that
they test and demonstrate they test and demonstrate
clearly these clearly these
Audited F. F.
Organization or person that Organization or person that
request an audit. request an audit.
Conclusions A. A.
of audit Result of an audit, after Result of an audit, after
consider the objectives of the consider the objectives of the
audit and all audit findings and all findings of
the audit. the audit.
Expert D. D.
technical
 Person who contributes Person who contributes
knowledge or experience knowledge or experience
specific to the audit team. specific to the audit team.
Observer B. B.
Person who accompanies the team Person who accompanies the team
auditor auditor

Findings of E. G.
audit They are the result of a process Systematic process,
of collection and synthesis of independent and documented
information: the sum and the to obtain evidence of the
logical organization of audit them and evaluate them in a way
information related to the objective in order to determine
entity, activity, situation or the extension that are fulfilled
matter that has been reviewed or audit criteria.
evaluated to reach
conclusions
Audit G. E.
Systematic process, They are the result of a process
independent and documented of collection and synthesis of
to obtain evidence of the information: the sum and the
audit and evaluate them in a logical organizational manner of
objective in order to determine information related to the
the extension that is fulfilled the entity, activity, situation or
audit criteria. issue that has been reviewed or
evaluated to reach
conclusions

All response options

A.
Result of an audit, after considering the objectives of the audit and all the
audit findings.
B.
Person accompanying the audit team

C.
The evidence that the auditor obtains during the execution of the audit, what does it do
clearly and manifestly demonstrates certainty or conviction about the facts or findings that
they test and clearly demonstrate these
D.
Person who provides specific knowledge or experience to the audit team.
E.
They are the result of a process of collection and synthesis of information: the sum and
the logical organization of information related to the entity, activity, situation
the subject that has been reviewed or evaluated to reach conclusions
 F.
Organization or person requesting an audit.
G.
Systematic, independent, and documented process to obtain evidence of the
audit and evaluate them objectively in order to determine the extent to which it is
meet the audit requirements.

Question 8
10 out of 10 points

These can affect the achievement of an audit program's objectives.

Selected response:
The risks.
Answers: The auditors.

The risks.
Checklists
All of the above.
Question 9
10 out of 10 points

Relate the concepts of audit execution with the corresponding definition.

each one

Question Correct correspondence Selected correspondence

Planning A. A.
It is translated in a document It is translated into a document
in which it is mentioned what in which it is mentioned what
It will be executed. it will be executed.

Execution C. C.
Collection and classification of Collection and classification of
non-conformities, issuance and non-conformities, issuance and
distribution of the results of distribution of the results of
the audit in the format of the audit in the format of
final audit report. final audit report.
Report B. B.
Written expression by the Written expression by the
auditor regarding the auditor regarding the
 results of the results of the
verifications carried out verifications carried out
during the execution of the during the execution of the
audit. audit.
Follow-up D. D.
of actions Evaluation of the application of Assessment of the application of
corrective corrective actions and of the corrective actions and of the
removal of the no elimination of the no
compliance and/or compliances and/or
observations. Closure of the no observations. Closing of the no
compliance and/or conformities and/or
observations observations

All response options

A.
It is translated into a document that mentions what will be executed.
B.
Written expression by the auditor regarding the results of the
verifications carried out during the execution of the audit.
C.
Collection and classification of non-conformities, issuance and distribution of the
audit results in the format of the final audit report.
D.
Evaluation of the application of corrective actions and the elimination of those that are not.
conformities and/or observations. Closure of non-conformities and/or observations

Question 10
0 out of 10 points

To evaluate an auditor, quantitative criteria such as skills can be established.

developed in the previous employment?
Selected answer: True
Respuestas: True
False