Evolution of Human Communication
Evolution of Human Communication
Chapter 1
Introduction to Communication
How did humans develop the ability to communicate? Are humans the only creatures on earth
that communicate? What purpose does communication serve in our lives? Answers to these
historical, anthropological, and social-scientific questions provide part of the diversity of
knowledge that makes up the field of communication studies. As a student of communication,
you will learn that there is much more to the field than speaking, even though the origins of
communication studies are traced back thousands of years to ancient Greek philosophers and
teachers like Plato and Aristotle who were the first to systematically study and write about
speech. Communication students and scholars also study basic communication processes like
nonverbal communication, perception, and listening, as well as communication in various
contexts, including interpersonal, group, intercultural, and media communication.
Communication has been called the most practical of the academic disciplines. Even the most
theoretical and philosophical communication scholars are also practitioners of communication,
and even though you have likely never taken another communication studies class, you have a
lifetime of experience communicating. This experiential knowledge provides a useful foundation
and a starting point from which you can build the knowledge and practice the skills necessary to
become a more competent and ethical communicator.
Whether you stay on this path for a semester or for much longer, studying communication has
the potential to enrich your life in many ways. I want this book to be a dialogue, so I encourage
you to contact me with any questions, comments, or suggestions you may have as you read.
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While there are rich areas of study in animal communication and interspecies communication,
our focus in this book is on human communication. Even though all animals communicate, as
human beings we have a special capacity to use symbols to communicate about things outside
our immediate temporal and spatial reality. For example, we have the capacity to use abstract
symbols, like the word education, to discuss a concept that encapsulates many aspects of
teaching and learning. We can also reflect on the past and imagine our future. The ability to
think outside our immediate reality is what allows us to create elaborate belief systems, art,
philosophy, and academic theories. It’s true that you can teach a gorilla to sign words like food
and baby, but its ability to use symbols doesn’t extend to the same level of abstraction as ours.
However, humans haven’t always had the sophisticated communication systems that we do
today.
Some scholars speculate that humans’ first words were onomatopoetic. You may remember from
your English classes that onomatopoeia refers to words that sound like that to which they
refer—words like boing, drip, gurgle, swoosh, and whack. Just think about how a prehistoric
human could have communicated a lot using these words and hand gestures. He or she could use
gurgle to alert others to the presence of water or swoosh and whack to recount what happened
on a hunt. In any case, this primitive ability to communicate provided an evolutionary
advantage. Those humans who could talk were able to cooperate, share information, make better
tools, impress mates, or warn others of danger, which led them to have more offspring who were
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also more predisposed to communicate. This eventually led to the development of a “Talking
Culture” during the “Oral Era.” During this 150,000-year period of human existence, ranging
from 180,000 BCE to 3500 BCE, talking was the only medium of communication that humans
had, aside from gestures.
The beginning of the “Manuscript Era,” around 3500 BCE, marked the turn from oral to
written culture. This evolution in communication corresponded with a shift to a more settled,
agrarian way of life. As hunter-gatherers settled into small villages and began to plan ahead for
how to plant, store, protect, and trade or sell their food, they needed accounting systems to keep
track of their materials and record transactions. While such transactions were initially tracked
with actual objects that symbolized an amount—for example, three pebbles represented three
measures of grain—symbols, likely carved into clay, later served as the primary method of record
keeping. In this case, three dots might equal three measures of grain.
During this period, villages also developed class systems as more successful farmers turned
businessmen prospered and took leadership positions. Religion also became more complex, and
a new class of spiritual leaders emerged. Soon, armies were needed to protect the stockpiled
resources from others who might want to steal it. The emergence of elite classes and the rise of
armies required records and bookkeeping, which furthered the spread of written symbols. As
clergy, the ruling elite, and philosophers began to take up writing, the systems became more
complex. The turn to writing didn’t threaten the influential place of oral communication,
however. During the near 5,000-year period of the “Manuscript Era,” literacy, or the ability to
read and write, didn’t spread far beyond the most privileged in society. In fact, it wasn’t until the
1800s that widespread literacy existed in the world.
The end of the “Manuscript Era” marked a shift toward a rapid increase in
communication technologies. The “Print Era” extended from 1450 to 1850 and
was marked by the invention of the printing press and the ability to mass-
produce written texts. This 400-year period gave way to the “Audiovisual
Era,” which only lasted 140 years, from 1850 to 1990, and was marked by the
invention of radio, telegraph, telephone, and television. Our current period, the “Internet Era,”
has only lasted from 1990 until the present. This period has featured the most rapid dispersion
of a new method of communication, as the spread of the Internet and the expansion of digital
and personal media signaled the beginning of the digital age.
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The evolution of communication media, from speaking to digital technology, has also influenced
the field of communication studies. To better understand how this field of study developed, we
must return to the “Manuscript Era,” which saw the production of the earliest writings about
communication. In fact, the oldest essay and book ever found were written about
communication. Ancient Greek philosophers and scholars such as Aristotle theorized about the
art of rhetoric, which refers to speaking well and persuasively. The study of rhetoric focused
on public communication, primarily oratory used in discussions or debates regarding laws and
policy, speeches delivered in courts, and speeches intended to praise or blame another person.
The connections among rhetoric, policy making, and legal proceedings show that
communication and citizenship have been connected since the study of communication began.
Ancient Greek rhetoricians like Aristotle contributed to the field of rhetoric by introducing
theories of persuasion, which include Ethos, Pathos,
and Logos. Ethos (from which we get the word ethics)
relates to the speaker’s credibility, trustworthiness, and
good intentions. Pathos (from which we get the word
pathetic) is the art of appealing to the listener’s emotions,
and Logos (from which we get the word logic) is
Aristotle 384 - 322 BCE Cicero 106 BCE
1 persuasion based on logic and sound reasoning. Let’s take
the example of an ad for a new car:
Pathos – appeals to your Logos – appeals to reason – the Ethos – reliable car, built to
emotions (keeping your logical choice. last.
kids safe).
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Forms of Communication
Forms of communication vary in terms of participants, channels used, and contexts. The five
main forms of communication, all of which will be explored in much more detail in this book, are
intrapersonal, interpersonal, group, public, and mass communication. This book is designed to
introduce you to all these forms of communication. If you find one of these forms particularly
interesting, you may be able to take additional courses that focus specifically on it. You may even
be able to devise a course of study around one of these forms as a communication major. In the
following we will discuss the similarities and differences among each form of communication,
including its definition, level of intentionality, goals, and contexts.
Intrapersonal Communication
Intrapersonal communication is communication with oneself
using internal vocalization or reflective thinking. Like other forms
of communication, intrapersonal communication is triggered by
some internal or external stimulus. We may, for example,
communicate with our self about what we want to eat due to the
internal stimulus of hunger, or we may react intrapersonally to an event we witness. Unlike other
forms of communication, intrapersonal communication takes place only inside our heads. The
other forms of communication must be perceived by someone else to count as communication.
So, what is the point of intrapersonal communication if no one else even sees it?
Sometimes we communicate intrapersonally for the fun of it. I’m sure we have all had the
experience of laughing aloud because we thought of something funny. We also communicate
intrapersonally to pass time. I bet there is a lot of intrapersonal communication going on in
waiting rooms all over the world right now. In both of these cases, intrapersonal communication
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is usually unplanned and doesn’t include a clearly defined goal. We can, however, engage in
more intentional intrapersonal communication. In fact, deliberate self-reflection can help us
become more competent communicators as we become more mindful of our own behaviors. For
example, your internal voice may praise or scold you based on a thought or action.
Interpersonal Communication
Group Communication
Group communication is communication among three
or more people interacting to achieve a shared goal. You
have likely worked in groups in high school and college,
and if you’re like most students, you didn’t enjoy it. Even
though it can be frustrating, group work in an academic
setting provides useful experience and preparation for
group work in professional settings. Organizations have been moving toward more team-based
work models, and whether we like it or not, groups are an integral part of people’s lives.
Therefore, the study of group communication is valuable in many contexts.
You know from previous experience working in groups that having more communicators usually
leads to more complicated interactions. Some of the challenges of group communication relate to
task-oriented interactions, such as deciding who will complete each part of a larger project. But
many challenges stem from interpersonal conflict or misunderstandings among group members.
Public Communication
Public communication, at least in Western societies, is also more sender focused than
interpersonal or group communication. It is precisely this formality and focus on the sender that
makes many new and experienced public speakers anxious at the thought of facing an audience.
One way to begin to manage anxiety toward public speaking is to begin to see connections
between public speaking and other forms of communication with which we are more familiar
and comfortable. Despite being formal, public speaking is very similar to the conversations that
we have in our daily interactions. For example, although public speakers don’t necessarily
develop individual relationships with audience members, they still have the benefit of being face-
to-face with them so they can receive verbal and nonverbal feedback.
Mass Communication
transmitted through technology, the intentionality and goals of the person actually creating the
message, such as the writer, television host, or talk show guest, vary greatly. The president’s
State of the Union address is a mass communication message that is very formal, goal oriented,
and intentional, but a president’s verbal gaffe during a news interview is not. Mass
communication differs from other forms of communication in terms of the personal connection
between participants. Even though creating the illusion of a personal connection is often a goal
of those who create mass communication messages, the relational aspect of interpersonal and
group communication isn’t inherent within this form of communication. Unlike interpersonal,
group, and public communication, there is no immediate verbal and nonverbal feedback loop in
mass communication. Of course you could write a letter to the editor of a newspaper or send an
e-mail to a television or radio broadcaster in response to a story, but the immediate feedback
available in face-to-face interactions is not present. With new media technologies like Twitter,
blogs, and Facebook, feedback is becoming more immediate. Individuals can now tweet directly
“at” (@) someone and use hashtags (#) to direct feedback to mass communication sources. Many
radio and television hosts and news organizations specifically invite feedback from
viewers/listeners via social media and may even share the feedback on the air.
The technology to mass-produce and distribute communication messages brings with it the
power for one voice or a series of voices to reach and affect many people. This power makes mass
communication different from the other levels of communication. While there is potential for
unethical communication at all the other levels, the potential consequences of unethical mass
communication are important to consider. Communication scholars who focus on mass
communication and media often take a critical approach in order to examine how media shapes
our culture and who is included and excluded in various mediated messages.
specific concepts and steps within the process of communication, define communication, and
apply communication concepts. When you become aware of how communication functions, you
can think more deliberately through your communication encounters, which can help you better
prepare for future communication and learn from your previous communication. The three
models of communication we will discuss are the linear, interactive, and transactional
models.
Since this model is sender and message focused, responsibility is put on the sender to help
ensure the message is successfully conveyed. This model emphasizes clarity and effectiveness,
but it also acknowledges that there are barriers to effective communication. Noise is anything
that interferes with a message being sent between participants in a communication encounter.
Even if a speaker sends a clear message, noise may interfere with a message being accurately
received and decoded. Environmental noise is any physical noise present in a communication
encounter. Other people talking in a crowded diner could interfere with your ability to transmit a
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message and have it successfully decoded. While environmental noise interferes with the
transmission of the message, semantic noise refers to noise that occurs in the encoding and
decoding process when participants do not understand a symbol. To use a technical example, FM
antennae can’t decode AM radio signals and vice versa.
Likewise, most French speakers can’t decode Swedish and vice versa. Semantic noise can also
interfere in communication between people speaking the same language because many words
have multiple or unfamiliar meanings.
Although the linear model may seem simple or even underdeveloped to us today, the creation of
this model allowed scholars to examine the communication process in new ways, which
eventually led to more complex models and theories of communication that we will discuss more
later.
The interactive model is also less message focused and more interaction focused. While the
transmission model focused on how a message was transmitted and whether or not it was
received, the interactive model is more concerned with the communication process itself. In fact,
this model acknowledges that there are so many messages being sent at one time that many of
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them may not even be received. Some messages are also unintentionally sent. Therefore,
communication isn’t judged effective or ineffective in this model based on whether or not a
single message was successfully transmitted and received.
The roles of sender and receiver in the transactional model of communication differ significantly
from the other models. Instead of labeling participants as senders and receivers, the people in a
communication encounter are referred to as communicators. Unlike the interactive model,
which suggests that participants alternate positions as sender and receiver, the transactional
model suggests that we are simultaneously senders and receivers. For example, on a first date, as
you send verbal messages about your interests and background, your date reacts nonverbally.
You don’t wait until you are done sending your verbal message to start receiving and decoding
the nonverbal messages of your date. Instead, you are simultaneously sending your verbal
message and receiving your date’s nonverbal messages. This is an important addition to the
model because it allows us to understand how we are able to adapt our communication—for
example, a verbal message—in the middle of sending it based on the communication we are
simultaneously receiving from our communication partner.
Communication Principles
Taking this course will change how you view communication. Most people admit that
communication is important, but it’s often in the back of our minds or viewed as something that
“just happens.” Putting communication at the front of your mind and becoming more aware of
how you communicate can be informative and have many positive effects. When I first started
studying communication as an undergraduate, I began seeing the concepts we learned in class in
my everyday life. When I worked in groups, I was able to apply what I had learned about group
communication to improve my performance and overall experience. I also noticed interpersonal
concepts and theories as I communicated within various relationships. Whether I was analyzing
mediated messages or considering the ethical implications of a decision before I made it,
studying communication allowed me to see more of what was going on around me, which
allowed me to more actively and competently participate in various communication contexts. In
this section, as we learn the principles of communication, I encourage you to take note of aspects
of communication that you haven’t thought about before and begin to apply the principles of
communication to various parts of your life.
Communication Is a Process
Communication is a process that involves an interchange of verbal and/or nonverbal messages
within a continuous and dynamic sequence of events. When we refer to communication as a
process, we imply that it doesn’t have a distinct beginning and end or follow a predetermined
sequence of events. It can be difficult to trace the origin of a communication encounter, since
communication doesn’t always follow a neat and discernible format, which makes studying
communication interactions or phenomena difficult. Any time we pull one part of the process out
for study or closer examination, we artificially “freeze” the process in order to examine it, which
is not something that is possible when communicating in real life. But sometimes scholars want
to isolate a particular stage in the process in order to gain insight by studying, for example,
feedback or eye contact. Doing that changes the very process itself, and by the time you have
examined a particular stage or component of the process, the entire process may have changed.
These snapshots are useful for scholarly interrogation of the communication process, and they
can also help us evaluate our own communication practices, troubleshoot a problematic
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encounter we had, or slow things down to account for various contexts before we engage in
communication.
Communicators cannot avoid responsibility for the effects of what they say by claiming they
didn’t “intend” for their communication to cause an undesired effect. Communication has short-
and long-term effects, which illustrates the next principle we will discuss—communication is
irreversible.
The dynamic nature of the communication process also means that communication is
irreversible. After an initial interaction has gone wrong, characters in sitcoms and romantic
comedies often use the line “Can we just start over?” As handy as it would be to be able to turn
the clock back and “redo” a failed or embarrassing communication encounter, it is impossible.
Miscommunication can occur regardless of the degree of conscious thought and intention put
into a message. For example, if David tells a joke that offends his coworker Beth, then he can’t
just say, “Oh, forget I said that,” or “I didn’t intend for it to be offensive.” The message has been
sent and it can’t be taken back. I’m sure we have all wished we could take something back that
we have said. Conversely, when communication goes well, we often wish we could recreate it.
However, in addition to communication being irreversible, it is also unrepeatable.
If you try to recreate a good job interview experience by asking the same questions and telling
the same stories about yourself, you can’t expect the same results. Even trying to repeat a
communication encounter with the same person won’t feel the same or lead to the same results.
We have already learned the influence that contexts have on communication, and those contexts
change frequently. Even if the words and actions stay the same, the physical, psychological,
social, relational, and cultural contexts will vary and ultimately change the communication
encounter. Have you ever tried to recount a funny or interesting experience to a friend who
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doesn’t really seem that impressed? These “I guess you had to be there” moments illustrate the
fact that communication is unrepeatable.
Earlier we learned about the transactional model of communication and the powerful influence
that social context and the roles and norms associated with social context have on our
communication. Whether verbal or nonverbal, mediated or interpersonal, our communication is
guided by rules and norms. Rules are systems of interaction that are codified, or established by
someone. An example of a communication rule is raising your hand when you want to speak
(established by your professor). Norms, by contrast, are systems of interaction that are
established by convention. An example is saying “Excuse me” when you bump into someone.
Our communication is often guided by considerations other than conveying an explicit message.
For example, we greet a friend by saying, “Hi, how are you?” The response is usually, “Fine,
thanks. How are you?” We are not really asking after the person’s health (it would be silly for
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them to answer by telling you all about their recent toothache). What we are doing is obeying
the norm of greeting by asking how they are when what we are really communicating is a “glad to
see you.” If we meet a new friend we might say, “Want to go get a coffee?” Again, we don’t really
want a coffee, we want to communicate that we would like to get to know them better. These two
forms of communication are described as content level and relationship level meaning. Content
level is actually what is being said in the message (Want to get a coffee?). Relationship level
meaning is what is intended by the content level meaning (I would like to get to know you
better).
Communication is an integral part of our lives. Whether we are talking to ourselves, to someone
else, or listening to the radio, we are communicating. Someone once said, “We cannot not
communicate.” Very true. The more we learn about good communication, the better
communicators we can become. The better communicators we become, the better we know
ourselves and the better we can get along with our fellow humans.