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Client Risk Profile Questionnaire

The Client Risk Profile Questionnaire is designed to assess an individual's investment preferences and risk tolerance through a series of questions regarding age, employment status, investment time horizon, income, liquid net worth, risk attitude, past investment instruments, reactions to market downturns, and family members' risk profiles. Participants are required to select options that best describe their financial situation and attitudes towards investment risks. The questionnaire concludes with a space for the date and signature.

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ANJANA INVESTMENTS
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9 views2 pages

Client Risk Profile Questionnaire

The Client Risk Profile Questionnaire is designed to assess an individual's investment preferences and risk tolerance through a series of questions regarding age, employment status, investment time horizon, income, liquid net worth, risk attitude, past investment instruments, reactions to market downturns, and family members' risk profiles. Participants are required to select options that best describe their financial situation and attitudes towards investment risks. The questionnaire concludes with a space for the date and signature.

Uploaded by

ANJANA INVESTMENTS
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Client Risk Profile Questionaire

NAME

1) Please select your Age Group.

20-30 31-40 41-50 51+

2) What is your employment status?

Self employed Employee Retired

Student Home maker Others

3) What is the overall time horizon that you have in mind for your investment ?

Less than 3 years

More than 3 years

No definable time horizon

4) What is your annual household income?

Less than Rs.10 Lacs

Rs.10 Lacs - Rs.20 Lacs

Rs.20Lacs - Rs.50 Lacs

More than Rs.50 Lacs

5) What is your Liquid Net Worth?


Your liquid net worth is defined as the sum of (a) your investment assets (including balances
with bank and investments but exclude your home and businesses that you own) minus
(b) your total of any loans that you have.

Upto Rs. 5 Lacs Rs. 5 Lacs - Rs. 25 Lacs

Rs. 25 Lacs - Rs. 1 Crore Rs. 1 Crore and above

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6) Which of the following best describes your attitude towards investment risk?

Conservative: I do not want to risk any capital or have any negative return,
even if it is temporary;

Moderate: Over short-term investment horizon, I can only risk upto 10% of my capital;

Situational: I don't want risk on my short term investments. However, I am willing to take
higher risk for my long term investments.

Aggressive: I can risk more than 20% of my capital for potentially higher returns.

7) What kind of instruments have you invested in before or are currently invested in?

Bank Fixed Deposits/ Bonds

Life / General Insurance

Mutual Funds

Equity / PMS

Structured Products

8) Which of the following statement best describes your attitude if there is an erosion of over
20% in capital invested due to unfavourable market movement?

I will sell the investments immediately.

I will remain invested till the markets turn favourable.

I will invest more during such period.

9) What would be the risk profile of other family members?

Should be treated the same as me.

If any difference, I will discus with you at the time of investment.

Will be different for every member.

Date: Signature:

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