M y M Builders S.R.L.

HAZARD IDENTIFICATION PROCESS

Y RISK ASSESSMENT MINING UNIT
Code: E. E. 0-0-7-PRO-03 Versión:V-03 SAN RAFAEL
Fecha de Elaboración:10/07/2011 Page: 1 of 3
(1) MANAGEMENT: OPERATIONS (1)AREA: WALLATA CORPORATION SAC SUBAREA:
INTEGRATED MANAGEMENT MANUAL

1. OBJECTIVE

Establish a standard process for hazard identification, risk assessment, and

implementation of controls related to conditions that could cause injury, damage or
loss of the person, materials, equipment, or processes.

2. SCOPE

It applies to the technical staff of the company who will carry out the identification of
Dangers and risk assessment at the beginning of each project executed by M and Mc SRL.
This staff will necessarily have to be in charge of the project, in this case the
Site resident, Safety Engineer and all the technical staff that the Engineer
Resident sees fit.

3. RESPONSABILIDADES (PERSONAL)

3.1. Resident: Is responsible for carrying out the identification of hazards and assessment of
risks before the start of the project, as well as the risk matrix of
project.

3.2. Safety Engineer or Preventionist: He/She is responsible for supporting the Engineer.
Resident in the entire process of hazard identification, risk assessment,
complying with the specifications presented in this document.

4. DEFINITIONS

[Link]: Identification of Hazards, Risk Assessment.

[Link].- Anything with the potential to cause harm or injury to people, equipment,
materials and processes in general.

[Link].-Combination of the probability and severity that a hazard may cause

damage to people, equipment, materials or processes.

5. PROCEDURE (PROCESS)
Reviewed: Approved:
Generated: Reviewed:

Mario Velarde Huamán Javier O. Santos Ames

Luz M. Chambilla Acero Javier O. Santos Ames
Area Supervisor and Worker Site Resident Project Resident
Head of Security
 M y M Constructores S.R.L.
HAZARD IDENTIFICATION PROCESS
RISK ASSESSMENT MINING UNIT
Code: E. E. 0-0-7-PRO-03 Versión:V-03 SAN RAFAEL
Fecha de Elaboración:10/07/2011 Page: 1 of 3
MANAGEMENT: OPERATIONS (1) AREA: WALLATA CORP SAC (1)SUBAREA:
INTEGRATED MANAGEMENT MANUAL

5.1. Classification of work activities.

As a preliminary step to the risk assessment, a list of activities will be prepared.

work, grouped in a rational and manageable way. Classifying them by stages of
construction process.

For each work activity that is carried out, it will be essential to obtain information.
that covers the following aspects:

a) Tareas a realizar. Su duración y frecuencia

b) Places where the work will be carried out

c) Who will carry out the work, both permanent and occasional

d) Other individuals who may be affected by work activities (due to)

example: visitors, subcontractors, public.)

e) Facilities, machinery and equipment

f) Motor-driven hand tools

g) Instructions from manufacturers and suppliers for operation and

maintenance of plant, machinery, and equipment

h) Energies used (for example: compressed air).

i) Substances and products used and generated in the work

j) Requirements of the current legislation regarding the way to carry out the work,
installations, machinery and substances used

k) Existing control measures

l) Data on existing risk assessments related to the activity carried out

m) Organization of work

5.2. Hazard identification.

Reviewed: Approved:
Generated: Reviewed:

Mario Velarde Huamán Javier O. Santos Ames

Luz M. Chambilla Acero Javier O. Santos Ames
Area Supervisor and Worker Site Resident Site Resident
Head of Security
 M y M Constructores S.R.L.
HAZARD IDENTIFICATION PROCESS
Y RISK ASSESSMENT MINING UNIT
Code: E. E. 0-0-7-PRO-03 Versión:V-03 SAN RAFAEL
Fecha de Elaboración:10/07/2011 Page: 1 of 3
MANAGEMENT: OPERATIONS (1) AREA: WALLATA CORPORATION SAC (1)SUBAREA:
INTEGRATED MANAGEMENT MANUAL

The project manager and the safety engineer or preventionist are

responsible for identifying the hazards for each activity that is going to be carried out in the
project. The method for identifying hazards must consider:

Analysis of each activity.

Historical analysis of accidents and/or incidents.

Safety inspections.

Above all, experience and a lot of judgment.

The identified dangers will be classified within the security approach.

Physicists.

Chemicals.

Biological.

Ergonomic.

Psychosomatic.

With these criteria, hazards will be identified, creating a list of hazards, which will be
present in the ANNEX.. and then carrying out the hazard identification matrix and
risk assessment. In the FORMAT.. the formats for execution are presented.

5.3. Risk assessment.

Risk assessment will be carried out during the design phase, as a tool.
proactive planning to reduce the risk of incidents that occur in the
organization.

The risk assessment must be structured in a way that all are studied
risks for each detected hazard, determining the potential severity of the damage and the
probability of occurrence according to the IPER format of the company M y Mc S.R.L.

Revised: Approved:
Generated: Reviewed:

Mario Velarde Huamán Javier O. Santos Ames

Luz M. Chambilla Acero Javier O. Santos Ames
Area Supervisor and Worker Site Resident Site Resident
Head of Security
 M y M Constructores S.R.L.
HAZARD IDENTIFICATION PROCESS
AND RISK EVALUATION MINING UNIT
Code: E. E. 0-0-7-PRO-03 Version: V-03 SAN RAFAEL
Fecha de Elaboración:10/07/2011 Page: 1 of 3
MANAGEMENT: OPERATIONS (1)ÁREA:CORPORACION WALLATA SAC (1)SUBAREA:
INTEGRATED MANAGEMENT MANUAL

When the existence of a risk is determined, the evaluation must first examine
that nothing, if the risk can be eliminated or controlled, that is, if it can be dispensed with
danger causing the risk.

5.4. Risk assessment.

For risk assessment, it is important to have a clear understanding of the concept of risk, which is
the combination of the probability of the severity that a hazard may cause
injury, damage or loss. Having this concept clear, the matrix that we will handle for
the risk assessment is as follows:

SEVERI EVALUATION MATRIX

DAD OF RISKS
Fatality 1 1 2 3
Permanent
e 2 4 5 6
Minor 3 7 8 9
A B C
Could Impossible
Common
happen what happens
FREQUENCY

So to assess our risk we go to the matrix and taking into account the
related danger and with certain criteria, the assessed risk will be the intersection between the
severity column and frequency row.

Then the classification of our risks is as follows:

VALUE DESCRIPTION

Intolerable risk, requires immediate controls. If not

HIGH DANGER can be controlled, work is halted.
operational in the work.

Start measures to eliminate/reduce risk. Evaluate

MEDIUM if the action can be executed immediately

LOW This risk may be tolerable.

Reviewed: Approved:
Generated: Reviewed:

Mario Velarde Huamán Javier O. Santos Ames

Luz M. Chambilla Acero Javier O. Santos Ames
Area Supervisor and Worker Construction Resident Site Resident
Head of Security
 M y M Constructores S.R.L.
HAZARD IDENTIFICATION PROCESS
AND RISK ASSESSMENT MINING UNIT
Code: E. E. 0-0-7-PRO-03 Versión:V-03 SAN RAFAEL
Date of Preparation: 07/10/2011 Page: 1 of 3
(1) MANAGEMENT: OPERATIONS AREA: WALLATA SAC CORPORATION (1)SUBAREA:
INTEGRATED MANAGEMENT MANUAL

The risk assessment matrix format is the one we present in the

FORMAT....

The results of the assessment of our risks are presented in the matrix in the
ANNEX.

5.5. Risk Control.

Finally, actions will be taken to control these risks.

prevent the risks by describing the control actions to be taken for each hazard and
consequently, risk that we may have encountered.

In order to carry out this stage of the IPER in the best way, the FORMAT will be used...
of Operational Control Matrix in Security.

Finally, in the ANNEX ... the Operational Control Matrix for our is observed.
project.

6. RESTRICTIONS.
This management tool is the baseline IPER, meaning it is carried out at the beginning of
each project executed by M and M Constructores SRL, where the responsible parties have already been specified.

to carry it out. Therefore, the results of that tool will serve as support for us.
to see from the beginning and a global level how security should be carried out in the
project and how risky our project will be in general.
When conducting the baseline IPER, a broader view of the risks will be obtained.
it involves the execution of the project, as well as helping us to see how much
Our staff must be prepared to face these activities.

Reviewed: Approved:
Generated: Reviewed:

Mario Velarde Huamán Javier O. Santos Ames

Luz M. Chambilla Acero Javier O. Santos Ames
Area Supervisor and Worker Site Resident Site Resident
Head of Security