CHAPTER 3
Wave energy converter
modelling, control, and
power take-off design
Leandro S.P. da Silva1, Boyin Ding1, Bingyong Guo2,
Nataliia Y. Sergiienko1
1 University of Adelaide, [Link]@[Link],
2 Northwestern Polytechnical University, [Link]@[Link]
3.1 MODELLING OF WAVE ENERGY CONVERTER DYNAMICS
Currently, several WECs exist with different absorption mechanisms and subsystems.
Hence, a general formulation to describe the dynamics of all possible devices is a non-
trivial task. This section provides practical, condensed information, and derivations
for the dynamics of oscillating bodies, as this category comprises most WECs, and
relevant literature is recommended for more technical information. The approaches
described here can be extended to the analysis of other WECs systems and examples
of these are given throughout the book.
3.1.1 Time domain
The dynamics of WECs are generally characterised by a set of nonlinear equations
from the hydrodynamic loads, mooring, structural behaviour, and PTO systems with
their respective control strategy. Nonlinearities are relevant in WEC dynamics be-
cause their natural frequency is usually set within the sea spectrum range, which
increases the energy transferred from waves to WECs, and leads to large displace-
ments. Based on that, the use of time-domain models is a common practice in the
wave energy field due to its capability to deal with nonlinearities. In such models, the
system dynamics are deterministically solved in time via numerical integration us-
ing a specific time series of wave elevation/forces. Strictly speaking, several of the
DOI: 10.1201/9781003198956-3 97
98 ■ Modelling and Optimization of Wave Energy Converters
aforementioned methods can be classified as time-domain models, such as lin-
ear/nonlinear potential flow models and CFD models. Hereafter, this subsection will
focus mainly on time-domain models based on the Cummins equation [146], which
relies on existing experiences from the offshore and ship industry. This type of model
has been proved to be effective after extensive application to WECs. In addition,
the foundation of the Cummins equation can be related straightforwardly to the
frequency-domain model, presented in the following subsection, which is based on
linear wave potential theory.
Let us consider general WECs dynamics, such as that shown in Eq. (2.46), in
which the main sources of loads are:
Mẍ(t) = Fe + Fr + Fs + Fv + Fadd , (3.1)
where the first four right-hand terms refer to the loads caused by wave-structure
interactions: Fe , Fr , Fs , and Fv refer to the wave excitation, wave radiation, hydro-
static, and viscous drag forces and moment terms respectively; the last term, Fadd ,
denotes additional forces, such the ones from the power take-off, mooring system,
control strategy, and motion constraint forces.
For most WECs, the first-order wave excitations are sufficient to have reliable
estimations of the body displacements because the natural frequency for the power
absorption mode generally sits within the sea spectrum range. However, analysis using
higher-order excitations is usually required during further stages of development.
Assuming an irregular sea state, the wave excitation may be represented as a linear
superposition of N sinusoidal load components, as:
"N #
(−iωi t+βη,i )
X
Fe (t) = ℜ ηi (ωi )HFe,i (ωi )e , (3.2)
i=1
where the subscript i denotes the ith frequency component, η denotes the ampli-
tude of wave elevation, which can be obtained from the sea spectrum as ηi (ωi ) =
q
2Sη (ωi )∆ω, as shown in Eqs. (2.36) to (2.38); HFe,i (ωi ) denotes the transfer func-
tion that relates the wave excitation loads and the wave elevation at frequency ωi ;
βη,i is the wave surface phase angle, which is assumed to be uniformly distributed
within [0, 2π] radians. Note that for a regular sea state, the wave is composed of a
single frequency.
The wave radiation loads may be represented by Cummins equation [146]:
Z t
Fr (t) = −A∞ ẍ(t) − Krad (t − τ )ẋ(t)dτ, (3.3)
−∞
where A∞ = limω→ − ∞ Am (ω) is the added mass matrix at infinite frequency, and Krad
denotes the radiation impulse response function matrix, also known as the memory
function matrix. This term is related to the presence of the free surface, where the
body motion generates propagating waves. The radiation load effects depend on any
previous motion, which is shown in the integral limits. In practice, the contribution
of the convolution integral is negligible after a relatively short time (approximately
Wave energy converter modelling, control, and power take-off design ■ 99
20–80 s for some devices). Hence, a common practice in offshore engineering is to com-
pute the convolution integral over a limited time when calculated by direct numerical
integration. Several approximations have been proposed to circumvent the require-
ment to compute the convolution integral in Eq. (3.3), such as system identification
based on frequency-domain, time-domain, and Prony’s method [667, 629, 214]. Chap-
ter 4 gives a more in-depth information regarding the radiation loads representation
in the time domain.
The hydrostatic forces (Fs ) are originated by the static-pressure (still water)
acting along the WEC’s wet surface, and their influence is important to the dynamics
and stability of the devices. As shown in Eq. (2.43), the hydrostatic force is expressed
as a function of the displacement; therefore, it is common to represent this load in
terms of hydrostatic stiffness and a constant force.
A common representation of the viscous drag loads can be formulated based on
Morison’s equation, which is characterised as a quadratic drag function. Initially,
Morison’s equation was applied to predict wave forces per unit of length, applied to
a vertical pile. Since its first derivation, several modifications have been applied to
the original formulation. In the wave energy field, the inclusion of viscous drag forces
usually considers the relative velocity between the structure and the wave (ẋrel,i =
ẋi −ui ) for translational modes of motion, and structure velocity for rotational modes.
For example, the viscous drag component for the translational modes can be expressed
as:
1
Fv,j (t) = − ρCD,j S⊥,j ẋrel,j (t)|ẋrel,j (t)|, for j = [1, 2, 3] (3.4)
2
where CD,j denotes the viscous drag coefficient in the j-th mode, and S⊥,j is the
cross-sectional area of the structure perpendicular to the j-th direction. An example
for the rotational modes can be seen in Eq. (5.15). The drag coefficient is usually
obtained via experimental results or CFD simulations; its magnitude is dependent on
the geometry, Reynolds number, roughness number, and Keulegan-Carpenter number
[309].
Additional forces act on the WEC dynamics, which are dependent on the char-
acteristics of the devices. For example, some WECs might be connected to moor-
ing systems composed of tethers connected to their PTO system, while others use
catenary lines to restrain their motion [160]. The PTO system can be composed of
hydraulic, pneumatic, mechanical, and electrical systems. Hence, different numerical
models can be employed to describe additional loads, based on the characteristics
of each device and assumptions. Although this topic is a broad field of knowledge,
some extra information regarding control and PTO systems is provided in Section
3.3 to cover the main aspects of the wave energy conversion, and some are presented
in subsequent chapters.
The main objective of a WEC and its PTO system is to extract power from ocean
waves. In this regard, the mean mechanical power absorbed from the PTO system
over a time T can be calculated as:
Z T
1
P pto = − Fpto (t)ẋ(t)dt, (3.5)
T 0
100 ■ Modelling and Optimization of Wave Energy Converters
where Fpto is the PTO force, which was included as an additional force in Eq. (3.1).
Assuming a mechanical PTO system, composed of a linear damper, the mean power
absorbed is given by:
1 T
Z
P pto = Bpto ẋ2 dt, (3.6)
T 0
where Bpto is the magnitude of the linear damping coefficient from the PTO system.
3.1.2 Frequency domain
Time-domain simulations are computationally expensive when compared with calcu-
lations in the frequency domain. Hence, they are generally employed after extensive
investigations in the frequency domain, once the main features of the WEC have
been defined, in order to demonstrate the validity of the device and control strat-
egy. Therefore, the WEC dynamics during the operational regime and preliminary
analysis are conducted in the frequency domain. In this regard, the wave-structure
interaction is described based on the linear potential theory. Additional forces, such
as the ones from PTO, mooring systems, and control, are linearised around an oper-
ating point by means of Taylor series up to first-order terms. Once the dynamics are
described by a linear system, the principles of superposition and linear combination
can be applied to the analysis of the WECs.
Considering harmonic excitation loads, the vector of response has also an har-
monic motion that oscillates at same frequency and can be represented as:
x(t) = ℜ{X(ω)e−iωt }, (3.7)
where X is the vector of complex amplitude of the body displacement. Based on
Eq. (3.7), the velocity and acceleration can be obtained as:
ẋ(t) = ℜ{−iωX(ω)e−iωt }, (3.8)
ẍ(t) = ℜ{−ω 2 X(ω)e−iωt }. (3.9)
Based on the above, the WEC linear dynamics can be expressed in the frequency
domain as:
h i
−ω 2 (M + Am (ω)) − iω(B + Brad (ω)) + K X = Fe (ω), (3.10)
where M, B, and K are the matrices of inertia, damping and stiffness, respectively;
the hydrodynamic coefficients of added mass, Am (ω), radiation damping, Brad (ω),
and excitation force, Fe (ω), are usually obtained through BEM codes or analytically
as per Section 2.2.2. In this formulation, additional forces from the PTO, mooring
and control system are assumed to be functions of the displacements and velocities;
hence, are described as a combination of linear stiffness and dampers that compose
matrices B and K. Note that some PTO systems present relevant inertial effects,
e.g., translators, and flywheels [706], hence, inertia terms from the PTO appear in
matrix M. It is also important to highlight that some sources of nonlinearities vanish
during the linearisation, such as the viscous drag loads under zero current speed.
Wave energy converter modelling, control, and power take-off design ■ 101
Based on Eq. (3.10), the transfer function of the linear system dynamics can be
established to relate the WEC response and excitation forces:
h i−1
Hx (ω) = −ω 2 (M + Am (ω)) − iω(B + Brad (ω)) + K . (3.11)
In the offshore engineering field, the response is also usually expressed based
on the response amplitude operator (RAO), which establishes a transfer function
between the body response amplitude and the wave amplitude. Once the transfer
function is derived, the dynamics can be obtained straightforwardly by solving the
system of algebraic linear equations. For irregular sea states, the stochastic response
can be expressed in terms of the power spectrum density (PSD) through the response
spectrum matrix as:
Sx (ω) = Hx Sf Hx T* , (3.12)
where T* denotes the transpose conjugate of the matrix, and Sf is the force spectrum
matrix given by:
Sf (ω) = HFe Sη HFe T* , (3.13)
where Sη denotes the wave spectrum.
In Eq.(3.10), the damping matrix (B) contains contributions from several sources
of loads that can exist in the WEC’s dynamics, such as those from the PTO system
(Bpto ). In this regard, the mean power absorbed by a linear PTO system in an
irregular sea state can be calculated in the frequency domain as:
Z
Ppto = Bpto ω 2 Sx dω. (3.14)
3.1.3 Statistical linearisation
Frequency-domain models have been used extensively for the initial stages of devel-
opment due to their low computational cost compared with time-domain simulations.
However, the application of such models is restricted to linear systems, which may
lead to unreliable predictions of the system dynamics and the mean power absorbed.
In this regard, and under certain assumptions, the linearisation in the frequency-
domain models can be performed statistically for a more realistic prediction of the
first-order motion of WECs, where the contribution of each source of nonlinearity
is considered over the operating region. In such an approach, the wave excitation is
described by a Gaussian distribution, as it is given by a linear transformation of the
sea elevation, which is assumed Gaussian. Since the dynamics are approximated to
a linear function, the WEC response is also assumed to be Gaussian. To date, the
contributions of several nonlinear loads have been estimated using statistical lineari-
sation for a variety of WECs [152, 247], such as oscillating wave surge converters
[250, 778, 153], point absorbers [251, 147, 738, 150], and oscillating water columns
[252, 737, 151].
Consider a general WEC described in the following form:
Mẍ + Bẋ + Kx + Θ(x, ẋ, ẍ) = Fe (t) + Fr , (3.15)
102 ■ Modelling and Optimization of Wave Energy Converters
where Θ is a nonlinear vector, which is a function of the generalised coordinate
vector and its first and second time derivative. Here, Θ comprises all sources of
nonlinearities, such as those from viscous drag, PTO, and mooring systems. Based
on Eq. (3.15), an equivalent linear system can be determined as:
(M + Meq )ẍ + (B + Beq )ẋ + (K + Keq )x = Fe (t) + Fr , (3.16)
where the subscript eq denotes the equivalent linear terms, which are determined by
minimising the difference between the nonlinear and equivalent linear systems, Eqs.
(3.15) and (3.16) respectively, in a mean squared sense as:
D E
min εdif f T εdif f , (3.17)
where ⟨ ⟩ denotes the mathematical expectation and the difference εdif f is given by:
εdif f = Θ(x, ẋ, ẍ) − Meq ẍ − Beq ẋ − Keq x. (3.18)
Under the assumption of a Gaussian response, it can be demonstrated that the min-
imisation condition is obtained systematically by setting the equivalent linear matri-
ces as [674]: * +
∂Θi
Meqi,j = , (3.19)
∂ ẍj
* +
∂Θi
Beqi,j = , (3.20)
∂ ẋj
* +
∂Θi
Keqi,j = , (3.21)
∂xj
where the subscript i,j denotes the matrix index.
The equivalent random zero mean WEC steady-state response may be represented
mathematically as: Z ∞
x̃(t) = hx,eq (τ )f˜e (t − τ )dτ, (3.22)
−∞
where hx,eq is the equivalent linear impulse response function matrix for the body
response, and f˜e is a zero-mean, Gaussian, random excitation, which is given by the
linear impulse response function of the incident wave elevation. Based on the above,
an equivalent transfer function of the nonlinear system dynamics can be established
to relate the WEC response and excitation forces, thus:
h i−1
Hx,eq = −ω 2 (M + Am (ω) + Meq ) − iω(Brad (ω) + B + Beq ) + (K + Keq ) .
(3.23)
Like Eq. (3.12), the stochastic response can be expressed in terms of PSD through
the response spectrum matrix as:
Sx = Hx,eq Sf Hx,eq T* . (3.24)
Wave energy converter modelling, control, and power take-off design ■ 103
Based on Eq. (3.6), the mean power absorbed by a linear damper can be calculated
as: D E
P pto = Bpto ẋ2 = Bpto σẋ2 , (3.25)
which is equivalent to the expression given in Eq. (3.14). Note that some PTO systems
might be described by nonlinear forces as in Eq. (3.5). In this case, the power is given
as:
P pto = ⟨Fpto ẋ⟩ . (3.26)
For nonlinear PTO systems, the mean power absorbed can be estimated using the
equivalent linear terms as shown in [152]:
P pto = Beq,pto σẋ2 , (3.27)
where Beq,pto is the equivalent damping coefficient from the nonlinear PTO.
[Link] Asymmetric non-linearities and constant loads
Note that in the case of asymmetric non-linearities or/and systems under constant
loads, the response can be described in terms of mean values (µx ) and random zero
mean components (x̃). For such conditions, Eq. (3.15) can be rewritten as:
¨ + Bx̃˙ + K(µx + x̃) + Θ(µx + x̃, x̃,
Mx̃ ˙ x̃)
¨ = µFe + F̃e (t) + F̃r , (3.28)
where µF denotes the vector of mean forces and moments. The mean response can
be obtained taking the expectation of Eq. (3.28):
D E
µx = K−1 µFe − Θ(µx + x̃, x̃,
˙ x̃)
¨ . (3.29)
Subtracting Eq. (3.29) from Eq. (3.28), an equivalent form of Eq. (3.15) is obtained:
¨ + Bx̃˙ + Kx̃ + G(x̃, x̃,
Mx̃ ˙ x̃)
¨ = F̃e (t) + F̃r , (3.30)
D E
˙ x̃)
where G(x̃, x̃, ¨ = Θ(µx + x̃, x̃,
˙ x̃)
¨ − Θ(µx + x̃, x̃,
˙ x̃)
¨ .
[Link] Multivariate normal probability density function
The mathematical expectations used to compute Eqs. (3.19) to (3.21) can be a func-
tion of several variables and their time derivatives. In this regard, multivariate normal
probability density functions (MVNPDF) are required to estimate the equivalent lin-
ear terms. Considering the case of a nonlinearity function of the displacement, the
MVNPDF to calculate the equivalent stiffness terms would have the following form:
1 1
T −1
f(x) = exp − (x̃ − µx ) V (x̃ − µx ) , (3.31)
(2π)n/2 |V|1/2 2
where V denotes the covariance matrix of the coordinate x, and |V| denotes the
determinant. The symmetrical covariance matrix is given by:
σx21
σx1 x2 . . . σx1 xn
σx22 . . . σx2 xn
V= .. .. , (3.32)
. .
sym σx2n
104 ■ Modelling and Optimization of Wave Energy Converters
where the diagonal terms of the covariance matrix are obtained based on the auto-
spectrum as: Z ∞
σx2k = Sxk xk (ω)dω, (3.33)
0
and the non-diagonal terms of the covariance matrix (j , k) are obtained based on
the cross-spectrum as: Z ∞
σxj xk = Sxj xk (ω)dω. (3.34)
0
Some sources of nonlinearities may be written as a function of the coordinate
x and their time derivatives. Considering the cases of nonlinearities with first time
derivatives, the following relationships can be used to compute the covariance matrix
and distributions: Z ∞
σẋ2k = ω 2 Sxk xk (ω)dω, (3.35)
0
Z ∞
σxj ẋk = i ωSxj xk (ω)dω, (3.36)
0
Z ∞
σxk ẋj = −i ωSxj xk (ω)dω, (3.37)
0
σxk ẋk = 0, (3.38)
Z ∞
σẋj ẋk = ω 2 Sxj xk (ω)dω. (3.39)
0
The same procedure can be extended for the nonlinearities functions of the coordi-
nate, and their first and second-time derivatives. For nonlinearities dependent on a
single variable, the Gaussian distribution can be used to calculate the mathematical
expectation. Depending on the source of the nonlinearity, analytical solutions are
available, as given in Table 3.1.
Table 3.1: Analytical solutions for the statistical linearisation coefficients of common
nonlinearities for WECs.
D E
dΦ
Φ(x) dx ⟨Φ(x)⟩
1
2
sgn(x) 2
π σx−1 0
1
8 2
x|x| π σx 0
x3 3σx2 0
[Link] Iterative procedure
As observed in Eqs. (3.20) and (3.21), the mathematical expectations to calculate
the equivalent linear terms require prior knowledge of the response distribution. The
solution to this problem is usually not available analytically. Hence, the statistical
linearisation is performed using an iterative procedure, wherein traditional frequency-
domain models with Taylor linearisations are used as an initial guess. The iterative
Wave energy converter modelling, control, and power take-off design ■ 105
procedure runs until the error between the previous and the new steps is within an
acceptable range.
3.1.4 Alternative numerical methods
Statistical linearisation provides reasonable estimates of the mean and mean-square
responses of WECs, which are restricted to first-order dynamics. In addition, the
equivalent linear solution leads to a Gaussian distribution, while the real response
might deviate to a non-Gaussian one. As a result, equivalent linear responses might
lose salient features of the actual nonlinear dynamics. It is well known that non-
linearities may lead to vibrations outside the excitation range frequency. Although
WECs have a dominant mode that extracts energy, which is usually set to operate
close to resonant conditions, higher-order responses can be relevant for other degrees
of freedom (DoFs) and the response may be given by a non-Gaussian distribution.
The limitations of the statistical linearisation method can be circumvented by
replacing nonlinear loads with an equivalent nonlinear one in a polynomial form,
known as the statistical nonlinearisation method [182, 736, 776, 777]. This approach
can be interpreted as an extension of statistical linearisation using high order Volterra
series to describe the response of nonlinear systems [182]. Generally, polynomials up
to the second or third-order are enough to describe nonlinear behaviour, known as
the statistical quadratisation [182] and statistical cubicisation methods, respectively
[776]. Like the SL (statistical linearization), the equivalent coefficients are obtained
by minimising the difference between the nonlinear and the equivalent polynomial
one in a mean square sense, while the probability density function is built using
Gram-Charlier expansions of the Gaussian distribution [182]. Currently, the statistical
nonlinearisation method has not been applied to WECs, however, additional examples
applied to offshore systems can be found in [148, 444, 645]. Other examples of spectral
methods can be applied to WECs; such as the harmonic balance method [540, 538,
735] and multiple timescale spectral analysis [171]. For a survey of the available
methods, the reader is also encouraged to read references [674, 730, 728, 729].
3.1.5 Case study
This subsection provides a practical example of different methodologies being ap-
plied to estimate the response and power absorbed by a WEC. In this regard, a
half-submerged spherical point absorber (PA) restrained to move only in the heave
direction is chosen as a case study. The additional forces acting on the PA are from the
mooring and PTO systems, which are represented by a linear stiffness and damper.
[Link] Time domain
As described in Eqs. (3.1) to (3.4), the governing equation of the PA heaving motion
at the equilibrium position can be represented as:
Z t
(m + A∞ )ẍ + Bpto ẋ + Kpto x = − krad (t − τ )ẋ(t)dτ + Fs + Fv + Fe (t), (3.40)
−∞
106 ■ Modelling and Optimization of Wave Energy Converters
where Bpto and Kpto are the damping and stiffness coefficients of the PTO system,
which consists of a linear spring and a linear damper, and m is the mass of the point
absorber.
For the following example it is important to notice that two nonlinear sources
are included: viscous drag and nonlinear hydrostatic stiffness. The first nonlinearity
is expressed as in Eq. (3.4); however, a simplification using only the body velocity is
assumed here. Hence, the viscous drag is expressed as:
1
Fv = − ρCD πr2 ẋ|ẋ|, (3.41)
2
where r denotes the radius of the sphere.
The second nonlinearity occurs due to the variation of the waterplane area with
the depth, resulting in a nonlinear hydrostatic restoring force. For the spherical case,
the variations of the immersed fluid volume around the centre of the sphere can be
described as:
dV = π r2 − x2 dx. (3.42)
Hence, the nonlinear hydrostatic restoring force can be expressed as:
!
x3
2 πρg 3
Fs = −πρg xr − = − πρgr2 x + x , with − r ≤ x ≤ r, (3.43)
3 | {z } 3
Ks
where Ks is the linear hydrostatic stiffness of the buoy.
[Link] Frequency domain
In the frequency-domain model, the dynamics are linearised around the mean posi-
tion. Hence, only the linear stiffness part is included and the viscous drag contribution
is neglected. Based on that, the following transfer function is given to relate the buoy
displacement and the wave excitation force:
h i−1
Hx (ω) = −ω 2 (m + Am (ω)) − iω(Bpto + Brad (ω)) + (Kpto + Ks ) , (3.44)
which is used to calculate the stochastic response, as shown in Eq. (3.12).
[Link] Statistical linearisation
Under the hypothesis of Gaussian excitations, statistical linearisation can be em-
ployed to estimate the contributions of nonlinear terms. In the following example,
the viscous drag and nonlinear hydrostatic stiffness are included using equivalent
linear terms, and the transfer function that relates the buoy displacement and wave
excitation force is given by:
h i−1
Hx,eq (ω) = −ω 2 (m + Am (ω)) − iω(Bpto + Brad (ω) + Beq ) + (Kpto + Ks + Keq ) .
(3.45)
Wave energy converter modelling, control, and power take-off design ■ 107
If the PA oscillates within the range defined in Eq. (3.43), an analytical solution
for the hydrostatic stiffness can be used. As a result, the equivalent coefficients are
given by:
1
1 8 2
Beq = ρCD πr2 σẋ , (3.46)
2 π
Keq = −πρgσx2 . (3.47)
In the present example, no equivalent linear inertia term occurs because the nonlin-
earities are not dependent on the acceleration. However, nonlinearities as a function
of the acceleration might be present in the numerical methods of other WEC mech-
anisms such as oscillating water columns, which are characterised by a variable mass
system. Note that the relative velocity can be included in statistical linearisation of
the viscous drag equation as shown in [149].
[Link] Results
The PA is subjected to a sea state described by the JONSWAP spectrum, with a
significant wave height equal to 3 m and a wave peak period of 7 s, and a water depth
is equal to 50 m. Table 3.2 presents the parameters used in this case study. Ten time-
domain simulations were performed during 1,000 s, each using different sets of phase
angles in the excitation force. The PA was set to operate under the maximum power
configuration, which was optimised using the frequency-domain model.
Table 3.2: PA parameters used in the case study.
Property Value Unit
r 5 [m]
m 2.68 × 105 [kg]
h i
kN
Kpto –450 m
h i
kN.s
Bpto 100 m
CD 1 [−]
To compare the accuracy between methods, Figure 3.1a shows the PSD of the
heave displacement using nonlinear time-domain simulations (TD), a statistical lin-
earisation model (SL), and a frequency-domain model (FD). The SL model was able
to estimate the effects of the nonlinearities accurately, which is captured using the
nonlinear TD model. Depending on the source of nonlinearity, shifts in the peak re-
sponse can be observed due to stiffness and inertial effects, while the magnitude is
also affected by nonlinear terms described as a function of the velocities. For the
following example, the main difference occurs due to the inclusion of viscous effects
in the SL and TD approaches.
108 ■ Modelling and Optimization of Wave Energy Converters
(a) (b)
Figure 3.1: Comparison between the numerical methods: (a) PSD of the heave motion,
(b) Probability distribution function of the heave motion.
To verify the applicability of the SL technique, Figure 3.1b shows a comparison
of the probability distribution between the models. As mentioned previously, the SL
model is built under the assumption of a Gaussian distribution, which is a valid
approximation for the conditions investigated in this example. This led to the higher
accuracy in the results predicted by the SL model, comparable to nonlinear TD
simulations.
The mean power estimations using the different models and their associated sim-
ulation clock time are presented in Table 3.3. The power estimation using statistical
linearisation obtained good agreement with nonlinear time-domain simulations, while
the frequency-domain model was overestimated due to the viscous effects not being
included. In terms of computational cost, the statistical linearisation model is one
order of magnitude slower than the traditional frequency-domain model, and around
three orders faster than the time domain, if multiple simulations with different sets
of phase angles in the excitation force are considered.
Table 3.3: Power estimation and simulation wall-clock time comparison across models.
Model Power estimated(kW) Simulation wall-clock time(s)
Time domain 132 39.55 (each run)
Statistical linearisation 133 0.108
Frequency domain 255 0.005
3.2 PRINCIPLES AND BOUNDS OF WAVE POWER ABSORPTION
Understanding the principles and limits in WEC power absorption is crucial for
efficient PTO system design. To avoid losing generality, this section treats the
PTO system (a complex and multi-functional sub-system of WEC as detailed in
Wave energy converter modelling, control, and power take-off design ■ 109
Section 3.3) as a generic feedback control system that generates a PTO control force
modifying the power absorption performance of the WEC system.
3.2.1 Impedance matching
In general, a force-to-velocity model of a WEC in a single DoF in the frequency
domain can be written as:
U (ω) 1
= , (3.48)
Fe (ω) Zi (ω) + Zpto (ω)
where U is the complex amplitude of the buoy velocity; Fe is the complex amplitude
of the excitation force; Zi (ω) is the frequency-dependent system intrinsic impedance
(associated with wave-structure interaction dynamics); and Zpto (ω) is the frequency-
dependent PTO load impedance (associated with PTO system dynamics) that is
introduced to modify the overall system behaviour via feedback control. For a half-
submerged heaving point absorber, as shown in Figure 3.2, following Eq. (3.11), these
two impedances are:
Ks
Zi (ω) = Brad (ω) − i ωm + ωAm (ω) − , (3.49)
ω
Kpto
Zpto (ω) = Bpto + i . (3.50)
ω
Pe
Pr
Pspring = 0 Ppto
Figure 3.2: Average power flow in and out of a spring-damper controlled heaving
point absorber wave energy converter under harmonic motion.
The following complex conjugate relationship between the system intrinsic
impedance and the PTO load impedance was derived for maximising the power
110 ■ Modelling and Optimization of Wave Energy Converters
absorption of a WEC [227], often termed complex conjugate control or impedance
matching in the literature:
Zpto (ω) = Zi∗ (ω), (3.51)
where ( )∗ denotes the complex conjugate. Substituting Eqs. (3.49) and (3.50) into Eq.
(3.51), the optimal PTO parameters maximising power absorption can be obtained:
Kpto = ω 2 (m + Am (ω)) − Ks , (3.52)
and,
Bpto = Brad (ω). (3.53)
Rearranging Eq. (3.52) specifies the WEC resonance condition, or phase optimal-
ity condition:
s
Kpto + Ks
ωn = . (3.54)
m + Am (ωn )
When the natural frequency of the controlled WEC system (as adjusted by the PTO
spring) is equal to the incident wave frequency, the controlled WEC system operates
in resonance with the wave excitation. This results in a complete cancellation of
the reactive terms (or imaginary terms) in the FUe(ω)
(ω) relationship in Eq. (3.48), and
consequently forces the buoy velocity in phase with the excitation force. Since the
average power input for the WEC system arising from wave excitation, as shown in
Figure 3.2, is given by:
1 1
P e = Re{Fe U ∗ } = |Fe |.|U |cos(γ), (3.55)
2 2
zero phase difference between the buoy velocity and the excitation force (i.e. γ=0)
allows incident wave power to be input effectively into the WEC system. However,
due to the existence of the PTO spring (for the tuning of the natural frequency of
the WEC system), a bidirectional power flow occurs between the PTO spring and
the buoy, which averages to zero (i.e., P spring = 0) under harmonic wave excitation.
Therefore, the PTO control system including the function of the spring-like storage
is often called reactive control because of the required reactive power flow between
the PTO and the buoy.
Eq. (3.53) shows the optimal amplitude condition for the buoy velocity where the
PTO damping is equal to the radiation damping. This condition is set to compromise
the power outputs of the WEC system: the power returned back into the sea via
radiation damping dissipation as shown in Figure 3.2:
1
P r = Brad |U |2 , (3.56)
2
and the power absorbed by the PTO system via PTO damping dissipation, as shown
in Figure 3.2:
1
P pto = Bpto |U |2 . (3.57)
2
Wave energy converter modelling, control, and power take-off design ■ 111
A PTO damper, as a simplified analogy to an electricity generator, only dissipates
power and thus any PTO control system modelled as a pure damper is often called a
passive control due to the passive loading associated with the damping mechanism.
Substituting Eqs. (3.49), (3.50), and (3.51) into Eq. (3.48), the optimal buoy
velocity (without considering the viscous drag) is obtained:
Fe (ω)
Uopt (ω) = . (3.58)
2Brad (ω)
Eq. (3.58) shows that the optimal buoy velocity is in phase with the excitation force
and the optimal impedance of the controlled system becomes double that of the ra-
diation damping, which indicates that half of the wave power input is radiated back
to the sea and the other half is absorbed by the PTO damper. To gain a quantita-
tive understanding on the power maximising theory under impedance matching, the
averaged input power and averaged output power of a half-submerged heaving point
absorber are plotted against the variations of the PTO spring and damper coefficients
respectively, as shown in Figure 3.3. It can be seen that PTO absorbed mean power is
given by the difference between the mean power input and the mean radiated power,
regardless of the variations in Kpto and Bpto . The PTO absorbed mean power reaches
a peak at the resonance condition by tuning Kpto in Figure 3.3a, while it reaches a
peak at the optimal amplitude condition by tuning Bpto in Figure 3.3b, i.e., at the
intersection between the P r curve and the P pto curve. It is also noticeable that with
the increase of Bpto , the mean radiated power becomes negligible compared with the
PTO absorbed mean power.
(a) (b)
Figure 3.3: Mean power input arising from wave excitation and mean power output:
radiated power and PTO absorbed power versus variations in (a) the PTO spring
stiffness coefficient while the optimal amplitude condition is always achieved, (b) the
PTO damping coefficient while phase optimality condition is always achieved. The
wave conditions are described by a regular wave with 1 m amplitude and a period of
7 s.
112 ■ Modelling and Optimization of Wave Energy Converters
3.2.2 Phi-method
Complex conjugate control or impedance matching has become a classic theory for
the design of WEC PTO control systems, however, being a solution in the frequency
domain, only linear terms were included in its derivations. For example, the nonlin-
ear viscous drag loads were not included, and the control influence of its dynamics
is not straightforwardly understood in the frequency domain, even when statistical
linearisation is used, as it is estimated using iterative procedures. In these cases, con-
trol strategies were developed in the time domain for a better understanding of the
impact of nonlinear dynamics on PTO control. The following time-domain approach
is based on an algorithmic operator Phi-method [543] that determines the optimal
PTO control force to maximise wave power absorption.
The WEC dynamics can be written as the following general expression in the
time domain:
H t; x, ẋ, ẍ, . . . , x(n) = Fe (t) + Fpto (t), (3.59)
∂nx
where x(n) = n and n is the highest order of the time derivatives. H is a sufficiently
∂t
smooth function of time derivatives describing the WEC dynamics in response to the
excitation and PTO control forces, which are not necessarily linear.
The Phi-method derives the optimal control force as a function of the WEC time
response from the analytical WEC dynamics H using the following expression [543]:
Z t ∞ k−1
∂ ∂ ∂
X
Fpto (t) = −α + ẋ Hdτ − − ẋ (k) H , (3.60)
0 ∂x k=1
∂t ∂x
where α is a bias force equal to the mean wave force that prevents the WEC from
drifting. Table 3.4 shows some typical dynamics terms and their corresponding opti-
mal PTO control forces derived using Eq. (3.60).
Table 3.4: Typical dynamic terms and corresponding Phi-derived optimal control
forces.
Dynamic terms Analytical expression Phi-derived control
(H) force (Fpto )
Spring a0 x(t) a0 x(t)
Damper a1 ẋ(t) −a1 ẋ(t)
Inertia a2 ẍ(t) a2 ẍ(t)
Viscous drag a3 |ẋ(t)|ẋ(t) −2a3 |ẋ(t)|ẋ(t)
Rt
Depth inertia m(x)ẍ m(x)ẍ + ṁẋ − 0 ṁẍdt
Substituting the first four dynamic expressions in Table 3.4 and their correspond-
ing Phi-derived control force into Eq. (3.59) and combining/cancelling common terms,
Wave energy converter modelling, control, and power take-off design ■ 113
the following observations can be made. The system intrinsic spring and inertia terms
are respectively cancelled by the corresponding Phi-derived feedback control force,
while the linear damper term is doubled by linear damper control. These follow
impedance matching theory for the maximum power absorption of a WEC, in which
the dynamics are assumed to be linear and under harmonic motion. On the other
hand, the viscous drag term (the quadratic damper term) is tripled by the quadratic
damper control according to the Phi-method, whose mathematical proof is shown in
[308]. Table 3.4 also shows the Phi-derived optimal control force for the depth de-
pendent inertia term, which readers can derive using the Phi-method as an exercise.
Note that if m becomes a constant, then the optimal control force reduces to mz̈;
identical to the solution for the standard inertia term.
3.2.3 Theoretical power limit
When the complex conjugate control in Eq. (3.51) is achieved by selecting a proper set
of PTO coefficients, the amplitude of the optimal buoy velocity in Eq. (3.58) could
be impractically large, especially when the wave period is relatively high and the
radiation damping approaches zero. The optimal power capture may be overestimated
and, hence, it is necessary to investigate the power limit with or without practical
constraints. According to Eq. (3.58), the maximum absorbed power in a single DoF
can be given as [227]
|Fe,j (ω)|2
Pmax,j (ω) = , (3.61)
8Brad,j (ω)
where j = 1, 2, 3, · · · 6 represent the surge, sway, heave, roll, pitch, and yaw modes,
respectively.
As the optimal velocity in Eq. (3.58) is achieved by design or control, the maxi-
mum absorbed power only depends on the amplitude of the excitation force and the
radiation damping, as shown in Eq. (3.61). In this section, theoretical power absorp-
tion limits in two- and three-dimensional flows will be discussed, together with the
influence of motion constraints on maximum power absorption.
[Link] Power limits in two-dimensional flows
The two-dimensional flow in the X-Z plane is considered, and the fluid motion is the
same everywhere in the Y -direction. For WEC devices with a large dimension in the
Y -axis (viewed as infinite in the Y -axis), the wave-structure interaction problem can
be simplified as a two-dimensional flow problem. By assuming linear potential flow
theory and a symmetrical body about the Z-axis, the amplitudes of the excitation
forces in surge, heave or pitch modes in the two-dimensional flow, can be computed
according to their radiation damping coefficients [338, 570], given as
!1
2
ρg 2 D(kh)
|Fe,j (ω)| = A Brad,j , (3.62)
ω
where D(kh) is the depth function defined in Eq. (2.26); j = 1, 3, and 5, represent
the surge, heave, and pitch modes, respectively.
114 ■ Modelling and Optimization of Wave Energy Converters
Substituting Eq. (3.62) into Eq. (3.61), the maximum power absorption can be
rewritten as
A2 ρg 2 D(kh) 1 ρg 2 D(kh) 2 J
Pmax,j (ω) = = A = , (3.63)
8ω 2 4ω 2
where J is defined in Eq. (2.25). This equation gives the theoretical wave-power ab-
sorption limit for symmetrical oscillating bodies in two-dimensional flow, first derived
by Evans in 1976 [208].
In two-dimensional flow, the theoretical limit of the hydrodynamic efficiency for a
transverse symmetry body in a single mode is 50%. For WECs operating in multiple
modes, the theoretical limit of the hydrodynamic efficiency can reach 100% [208].
Alternatively, an asymmetric body, e.g., Salter’s Duck [686], also has the possibility
of achieving a hydrodynamic efficiency of 100%, even though it only oscillates in one
mode.
[Link] Power limits in three-dimensional flows
In three-dimensional flows, the amplitudes of the excitation forces in surge or pitch
modes, j = 1, 5, can be written as [570]
!1
2
4ρg 2 D(kh)
|Fe,j (ω)| = A Brad,j . (3.64)
ωk
Substituting Eq. (3.64) into Eq. (3.61), the maximum power absorption can be rewrit-
ten as
ρg 2 D(kh)A2 J
Pmax,j (ω) = 2 =2 , (3.65)
4ωk k
λ
where k = 2π is the wave number. For a heaving axisymmetrical body, the amplitude
of the excitation force is written as
!1
2
2ρg 2 D(kh)
|Fe,3 (ω)| = A Brad,3 . (3.66)
ωk
Similarly, the maximum wave-power absorption is given as
ρg 2 D(kh)A2 J
Pmax,3 (ω) = = . (3.67)
4ωk k
To improve wave-power absorption, WECs can make further use of multiple
modes. For instance, the theoretical wave-power absorption limit can reach Pmax = 3 Jk
for an oscillating body operating in surge-heave or surge-heave-pitch modes [571].
[Link] Power absorption with motion constraint
In practical engineering applications, the body motion cannot be infinite, but is
constrained by the body dimension or PTO specifications. Here, the motion constraint
Wave energy converter modelling, control, and power take-off design ■ 115
of an oscillating body in a single mode is represented by the displacement stroke,
defined as xj,s . One practical method to determine this displacement stroke is the
“maximum swept volume” method [99], which will be detailed in Section 5.2.2. In
addition, xj,s can also be determined by the PTO design. By assuming harmonic
wave and linear hydrodynamics, the velocity stroke can be expressed as vj,s = ωxj,s .
When motion constraint is considered, the optimal velocity in Eq. (3.58) can be
rewritten as
Fe,j (ω)
U (ω)opt,j,s = . (3.68)
Bpto,j,s (ω) + Brad,j (ω)
Substituting |U (ω)opt,j,s | = ωxj,s into Eq. (3.68), the PTO damping coefficient can
be determined as
|Fe,j (ω)|
Bpto,j,s (ω) = − Brad,j (ω). (3.69)
ωxj,s
Hence, the maximum power absorption with motion constraint is given as
Pmax,j,s (ω) = |Fe,j (ω)|ωxj,s − ω 2 x2j,s Brad,j (ω). (3.70)
One notable way to determine xj,s was developed by Budal in 1980 [99], the so-
called Budal’s upper bound in [228]. For a half-submerged heaving device, Budal’s
upper bound can be written as:
VH
PB,3 (ω) = c0 , (3.71)
T
where c0 = πρg/4; V , H and T represent the body volume, wave height, and period,
respectively. An extension of the Budal’s upper bound for multi-mode devices is
discussed in Chapter 5. Consider both the theoretical limit and Budal’s upper bound,
a good example is shown in Figure 3.4. On the left side (the high frequency region), the
power absorption is bounded by the theoretical limit represented by PA = c∞ H 2 T 3
with c∞ = (g/π)3 /128, which is equivalent to Eq. (3.67). In the low frequency region
(the right side), the power absorption is banded by Budal’s upper bound in Eq. (3.71).
The cross point of these two power bounds, (Tc,3 , Pc,3 ), is given as
!1/4
32π 4 V
Tc,3 (ω) = , (3.72)
Hg 2
!1/4
ρg 3/2 V 3H 5
Pc,3 (ω) = . (3.73)
8 2
In Figure 3.4, the power absorption by deploying passive control, reactive control,
and latching control is well bounded by the theoretical limit and Budal’s upper bound.
Such a graphic plot also provides a basic guideline for WEC design, e.g., determining
a proper PTO power rating or buoy volume. A good case study is given in Chapter 5,
discussing the power absorption limits of a submerged multi-mode PA devices with
or without displacement constraints.
116 ■ Modelling and Optimization of Wave Energy Converters
Figure 3.4: Power absorbed by a spherical heaving buoy in regular waves using passive,
reactive and latching control strategies. This figure is adapted from [229]. The red and
black solid curves are the radiation limit and the volume stroke limit, respectively.
In this figure, the wave height is H = 2.26 m, and the radius of the sphere is r = 5 m.
3.3 CONTROL SYSTEM AND POWER TAKE-OFF DESIGN
The PTO system is the core of a WEC, and has multiple functions: 1) most obvi-
ously, it converts the mechanical power of the WEC mechanism into electricity; 2)
it enhances the hydrodynamic efficiency of the WEC and thus maximises its power
absorption in varying sea states; and 3) it ensures safe operation of the WEC in the
harsh sea environment.
3.3.1 Power take-off control strategy classification
In practical applications, the motion of the wave energy device should be controlled to
maximise the converted power subject to constraints imposed by the equipment and
machinery, such as the maximum amplitude, velocity, load force, etc. [672]. Control
is implemented by the PTO system, which exerts a load force on the oscillating
body thereby tuning its dynamic response. The development of control strategies for
the wave energy applications depends on parameters such as (i) the power take-off
capabilities, (ii) availability and complexity of the system model, (iii) availability of
information about any incident wave field, and (iv) number of controlled variables,
etc. Based on these characteristics, control algorithms can be grouped as shown in
Figure 3.5.
[Link] Power flow
The first classification relates to the ability of the PTO to provide either unidirectional
or bi-directional power flow, as briefly introduced in Section 3.2.1:
Wave energy converter modelling, control, and power take-off design ■ 117
Control
strategies
Model Number
Power input Causality Linearity
availability of DoFs
Reactive Causal Linear SISO
Model-based
Passive Acausal Nonlinear MIMO
Model-free
Figure 3.5: Classification of wave energy control strategies.
• reactive control (Fpto (t) = Bpto ẋ(t) + Kpto x(t)) implies that the machinery not
only receives energy from the converter but also has to put some energy back
during a part of a sinusoidal cycle (working partly as a motor) [227]. It requires a
bi-directional power flow through the PTO and can be achieved by introducing
energy storage into the system, e.g., through a series of accumulators for a
hydraulic system or mechanical springs. Reactive control was first applied to the
Edinburgh Duck (also known as Salter’s Duck) [686], where the load force was
proportional to the duck’s velocity and position, imposing a complex-conjugate
control law;
• passive control (Fpto (t) = Bpto ẋ(t)) means that the machinery is only required
to extract power from the system, but not to return it [326], which is a rea-
sonable assumption for some types of machineries, e.g., an electrical generator.
Two variations of passive control exist: a phase control presented by latching
and declutching [44, 49], and a resistive control where only a load resistance,
e.g., a damper, is adjusted to the current sea state [186, 105].
In terms of the efficiency of these control strategies, it was demonstrated in [229]
that reactive loading outperforms other controllers, as shown in Figure 3.4, and uses
the full capacity of the oscillating body [229]. Both reactive and latching controls
satisfy the phase optimality condition, or what is often called the resonance condition,
while passive loading does not have this capability, which leads to a low efficiency
in WECs when this strategy is applied. For more details on latching control refer to
Section [Link].
[Link] Causality
It is relatively easy to set the optimal phase and amplitude of the WEC oscillations
when the incoming wave is sinusoidal with uniform frequency and height. However,
real sea states have a stochastic nature and, in order to maximise the absorbed power
by applying an optimal control force to the PTO, the wave excitation forces should
be known in advance [672]. Thus, the wave energy control problem resulting from
the optimality conditions is, in general, acausal (or non-causal) [225], relying on the
future values of the wave excitation force. This future information can be gained by
installing additional equipment and sensors at some distance from a converter in the
direction of an incoming wave [225, 756] and/or using wave prediction algorithms
118 ■ Modelling and Optimization of Wave Energy Converters
(e.g., auto-regressive models [261, 263] or augmented Kalman filters [327]). As a
result, the performance of acausal controllers is heavily dependent on real-time wave
forecasting which deteriorates with any increase in the prediction horizon [264].
Other controllers that obviate uncertainties associated with wave predictions are
called causal. For example, the works in [428, 696] suggested to include the knowledge
about the spectrum of the operating sea state in the system model, forming a basis
of the linear-quadratic-Gaussian control problem. Another method to achieve the
causality of the system has been presented in [265], where a non-causal transfer
function between the optimal velocity and the excitation force is replaced by the
frequency-dependent coefficient of proportionality. Those controllers that tune their
parameters to the peak (or energy) frequency of an incident wave [440, 20] also belong
to the class of causal controllers. For example, the coefficients of the linear spring-
damper controller can be tuned to the peak (or energy) frequency of the incident
wave spectrum.
Comparing the performance of these two classes of controllers [326], the acausal
strategy represented by model-predictive control (MPC) often demonstrates the best
power generation efficiency, provided perfect wave force estimation is available. How-
ever, it comes at the cost of the power take-off complexity, which requires high peak-
to-average power ratios, large energy storage, and high control forces [835]. As a
result, similar to the techno-economic development of the wave energy devices, any
implementation of advanced control strategies to increase power production must be
subject to economic assessment, as discussed in Section 1.2.3.
[Link] Model availability
Low-cost models established based on linear potential theory, as discussed in earlier
sections, are often necessary for WEC control implementation [672]. Optimisation-
based control strategies such as MPC, dynamic programming (DP), and linear
quadratic control (LQ) aim to maximise the performance objective (e.g., energy),
subject to constraints, and their performances are heavily dependent on the fidelity
of the WEC model used as a part of the optimisation algorithm [835]. On the other
hand, whilst not directly applying the model in calculating the control force, the
complex conjugate control (or spring-damper control) and latching control rely on
the WEC model when determining the optimal control parameters. One category of
control strategy that does not rely on the WEC model at all for maximising power
absorption is termed a non-model based control. A typical example of this category
is maximum power point tracking control (MPPT), which is widely used in maximis-
ing the energy conversion efficiency of wind turbines. However, it has been proven
that MPPT does not work efficiently in a WEC system when compared with model-
based control strategies, mainly due to the highly stochastic nature of ocean waves
[117, 334].
[Link] Linearity
Most of the WEC control strategies are linear methods that are not capable of
handling nonlinear dynamics such as viscous drag or other higher order nonlinear
Wave energy converter modelling, control, and power take-off design ■ 119
hydrodynamic effects. Therefore, these methods often require linearised models based
on linear potential theory, although WECs do not always operate in the linear wave
theory region as shown in Chapter 2. The Phi-method, as detailed in Section 3.2.2,
belongs to the category of nonlinear control that derives the nonlinear optimal control
force for the analytical nonlinear dynamics of the system. Thus, the control perfor-
mance strongly depends on the fidelity of the nonlinear models in their analytical
expressions. DP and shape-based (SB) control are also capable of handling nonlinear
dynamics, however, their computational requirements are high and thus may not be
suitable for real-time control implementation [835].
[Link] Multi-mode control
The vast majority of wave energy converters absorb power from only one hydrody-
namic mode (heave or surge), so the development of control systems has also focused
on those devices that operate at one degree of freedom, considering single-input-
single-output (SISO) plants. Moreover, when developing new control principles and
ideas, it is easier to work with systems that have relatively simple dynamics, where
no attention should be paid to the coupling between the state variables. As a result,
almost all effective controllers in the wave energy sector have been designed for single-
DoF heaving devices [326, 835]. However, the number of converters that absorb power
from several motion modes is increasing, leading to increased interest in developing
controllers for multiple-input-multiple-output (MIMO) WECs, as discussed in more
detail in Chapter 5.
3.3.2 Power take-off machinery
The objective of the PTO system machinery is to transform the mechanical power of
the WEC actuator to useful electricity. The dynamic behaviour of the PTO machin-
ery also dictates what control strategies can be applied to the WEC, which directly
governs the power absorption capability of the WEC. Furthermore, taking techno-
economic assessment into consideration, PTO machinery design is a very complex
task, which plays an important role in raising the technology readiness level (TRL)
and technological performance level of the WEC towards commercialisation. The
main types of PTO machinery are shown in Figure 3.6 and their percentage of utili-
sation and their efficiencies are shown in Figure 3.7 and Table 3.5 respectively.
Table 3.5: Indicative efficiency of different PTO systems [765]
PTO system Efficiency, %
Hydraulic 65
Pneumatic 55
. Hydro 85
Direct mechanical drive 90
Direct electrical drive 95
Advanced electric materials < 80
120 ■ Modelling and Optimization of Wave Energy Converters
Figure 3.6: Power take-off principles utilised for the wave energy conversion, adapted
from [73, 765].
[Link] Hydraulic power take-off machinery
Hydraulic PTO machinery utilises the cyclic motion of the hydraulic cylinder, driven
by the buoy, to force pressurised fluid through a controlled manifold to the hydraulic
motor, which is connected to the rotary electric generator. As hydraulic circuits are
designed to operate with large forces at low speeds, they are well-suited for wave en-
ergy conversion purposes and make up the largest part of all PTO technologies [765],
as shown in Fig. 3.7. Whilst being the most applicable for absorbing wave energy,
Hydraulic
42%
30% 6%
Not specified
Direct-drive 11%
11% Pneumatic
Hydro
Figure 3.7: Breakdown of WECs depending on the utilised PTO principle [548].
Wave energy converter modelling, control, and power take-off design ■ 121
hydraulic PTO machinery has relatively low power conversion efficiency (refer to Ta-
ble 3.5), mainly because reactive control cannot be achieved due to the large time
constant of the hydraulic PTO machinery dynamics. Figure 3.8 shows 3 CETO 5
WEC devices equipped with hydraulic PTOs, as developed by Carnegie Clean En-
ergy prior to its patented CETO 6 technology, currently under development. The
submerged buoys are moved by the ocean swell, driving pumps that pressurise sea-
water delivered ashore by a subsea pipeline. Once onshore, the high-pressure seawater
is used to drive hydro-electric turbines, generating electricity.
Figure 3.8: CETO 5 array supplying hydraulic power onshore, (image courtesy of
Carnegie Clean Energy)
[Link] Pneumatic power take-off machinery
Pneumatic PTO machinery refers to those air-turbines that are driven by oscillat-
ing air pressure and directly coupled to a generator. This technology is utilised in
OWCs and pressure differential devices, and has the advantage that no moving parts
are under the water. Figure 3.9 shows Wave Swell’s patented fixed-structure OWC
technology, equipped with a unidirectional air-turbine that is simple, robust, and ef-
ficient. Conversely, a more complex turbine with pitching blades can be applied to
absorb energy from bidirectional air flow, with the potential of achieving soft latching
control.
[Link] Direct-drive power take-off machinery
Direct-drive PTO machinery refers to PTO systems where mechanical power from the
buoy oscillations is directly transformed into electricity. While in a direct electrical
drive system, the buoy is directly coupled to the moving part of the linear generator,
which is demonstrated in Section 4.4.3. The direct mechanical drive is equipped
with an additional mechanism to couple the buoy’s motion to a rotary generator.
122 ■ Modelling and Optimization of Wave Energy Converters
Figure 3.9: Oscillating Water Column applying pneumatic PTO machinery, (image
courtesy of Wave Swell Energy).
Whilst being the least mature technology among all the PTO types, direct-drive
PTO machinery is currently in the spot light of research and development, mainly
due to its ability to generate any desired PTO control force and thus enable the
potential to implement advanced power maximising control strategies such as MPC.
Figure 3.10 shows the CorPower PA WEC, highlighting its PTO system. A composite
buoy, interacting with wave motion, directly drives the generator via a mechanical
drive-train located inside the buoy.
3.3.3 Performance measures of power take-off machinery
The performance measures specified in Section [Link] are usually calculated using
values of the mechanical power absorbed/captured by the WEC. As the power take-
off machinery converts mechanical power to electrical power with associated losses,
there is a need to quantify the efficiency of the entire power conversion chain, or each
separate subsystem, including the power transmission (e.g., hydraulic, or mechani-
cal drivetrain), the generator (rotary or linear), and the power converters (refer to
Figure 3.6).
[Link] Power conversion efficiency (mechanical-to-electrical)
The power conversion efficiency (mechanical-to-electrical) quantifies how much of the
mechanical power input to the PTO machinery is converted to useful electrical power
output:
Electrical power output [W]
ηeff,M→E = . (3.74)
Mechanical power input [W]
Wave energy converter modelling, control, and power take-off design ■ 123
Figure 3.10: Point absorber applying a direct mechanical drive PTO, (image courtesy
of CorPower Ocean.)
Since the power conversion efficiency depends on the PTO input parameters (e.g.,
force and velocity, torque and angular speed, pressure difference and flow rate), it is
usually represented as a matrix.
To assess the WEC’s performance as a whole, particularly how much of the avail-
able wave energy is absorbed by the WEC, transferred to the generator and converted
into electricity, the alternative power conversion efficiency (wave-to-electrical) coeffi-
cient can be used:
Electrical power output [W]
ηeff,H→E = , (3.75)
Available hydrodynamic power [W]
where the available hydrodynamic power is calculated as (for a regular wave, heaving
axisymmetric WEC) [228] as:
max |Fe (ω)|2
Available hydrodynamic power [W] = P mech = . (3.76)
8Brad (ω)
[Link] Maximum values, or peak values
Maximum, or peak values of power, force, speed, and displacement are quantities
that establish requirements for the PTO design (drivetrain, hydraulic circuit, electric
generator, etc.). As the identification of the peak loads highly depends on the length
of the numerical or physical experiments as well on the phasing of the incoming wave,
it is more practical to report the “statistical peak” value that refers to a particular
confidence level, 95%, 99%, or 99.9%, see Figure 3.11.
124 ■ Modelling and Optimization of Wave Energy Converters
(a) (b)
Figure 3.11: Demonstration of a “statistical” peak power calculation from the power
time-series: (a) instantaneous power and (b) histogram.
[Link] Peak-to-average values
Peak-to-average values of power, control force, or speed are important parameters for
the electrical part of any WEC. In particular, all electric generators are characterised
by their nominal speed, torque, and current, where the generator operates at its
maximum efficiency. Also, such generators are capable of handling some overload for
a short period of time. Hence, the peak-to-average values guide whether the electrical
system should be designed according to the mean power production, or to the peak
power requirements. In addition, the peak-to-average values are highly dependent on
the hydrodynamic control strategy used as demonstrated in [134]. If the signal has a
zero mean, the peak-to-average value is calculated using its root-mean-square instead
of the average value.
Peak power [W] P peak
Peak-to-average power = = . (3.77)
Average absorbed power [W] P
Peak force [N] F peak
Peak-to-average force = = RMS . (3.78)
Force RMS [N] F
[Link] Slew rate
The slew rate of force (or speed) is defined as the rate of change of the signal per unit
time, and usually is expressed in units of [N/s] (or [m/s2 ] for speed). This parameter
defines how quickly the force should be changed by the mechanical or electrical part
of the PTO machinery:
dFpto (t)
Slew rate [N/s] = max . (3.79)
dt
[Link] Damage equivalent loading
Damage equivalent loading (DEL) is a metric widely used in offshore applications to
assess the capability of the structure to sustain the full spectrum of loads during its
life [259, 129]. Recently, the DEL has been used in the design optimisation of wave
Wave energy converter modelling, control, and power take-off design ■ 125
energy converters [130, 272, 273], in particular assessing the DEL of PTO systems
with joints (i.e., welding). The calculation of this metric spans multiple stages [130]:
• generate the PTO force time-series;
• convert force into stress;
• count the number of stress cycles;
• determine the cycles to failure according to S-N curves for a selected material
and a joint type;
• estimate the accumulated damage.
[Link] Flicker severity
Once the wave energy converter is connected to the electricity grid, it can cause rapid
fluctuations in the grid voltage, called flickers [58]. Thus, flicker evaluation determines
the electricity quality in the power grid and is defined by the flicker severity measures.
Short-term flicker severity is a measure that quantifies the visual severity of flicker
over a 10 minute period, while long-term flicker severity is the cubic average of the
short-term flicker over 2 hours.
3.3.4 Challenges in power take-off design
Various PTO mechanisms are illustrated in Section 3.3.2. These PTO mechanisms
have been widely applied in industry, and are available on the market. It is commonly
assumed that existing PTO systems can be used directly for WECs. However, the
integration of existing commercial PTO systems to WECs is not that direct, mainly
due to the harsh and time-varying deployment environment of WECs. Compared with
conventional PTO systems, the design of WEC PTO systems is still challenging. The
following problems have not been fully solved: (i) how to convert a slow motion
of huge force or torque into electrical power? (ii) how to design a PTO mechanism
operating in a wide range of varying sea states? and (iii) how to include wave-structure
interaction (WSI) and control in the design and optimisation of PTO systems?
Ocean waves are typified as low frequency with huge hydrodynamic force or torque
acting on WEC devices [184]. As a consequence, the WEC float’s motion is slow, and
the coupling force between the WEC float and the PTO system is large. Such a
motion itself is naturally challenging for PTO design. Generally, PTO systems are
optimised to operate efficiently at a high unidirectional speed, and such a slow WEC
motion may result in a large physical dimension of the PTO generator. Hydraulic
PTO systems show great advantage in WEC applications, as they can handle slow
motion and large force simultaneously. However, their application in wave energy con-
version is still constrained by some drawbacks, e.g., a relatively low efficiency [349],
regular requirements for maintenance [64], and a high pollution risk [184]. Alterna-
tively, mechanical motion rectifiers, e.g., gearboxes, are generally used to amplify
the operating velocity for generators. The mechanical motion rectifiers increase the
system complexity, and may weaken the reliability of WEC systems, e.g., including
gearbox failure. To date, it is still challenging to design a PTO system to convert
wave power into electrical power in a simple, efficient, and reliable manner.
126 ■ Modelling and Optimization of Wave Energy Converters
Another obvious property of an ocean wave is its significant spatio-temporal vari-
ation. Even if the installation site is chosen properly, the wave power will still show
high irregularity in wave frequency, amplitude and direction, and these changes across
seconds and decades. Given that the lifespan, or design life, for a WEC is generally up
to 20 years, the WEC may experience all kinds of sea states, from light to extreme.
In general, a PTO system can only operate efficiently under its rated conditions,
e.g., its rated speed, power, load, etc. Therefore, it is technically challenging to de-
fine the rated operation conditions for a PTO system. Even for an optimised PTO
unit, its efficiency decreases dramatically when the load diverges from its rated value
[217]. In addition, short-term variability induces a high peak-to-average power ratio,
which may lead to overrated conditions. Meanwhile, extreme waves may cause se-
vere damage to WEC devices, as PTO units are prone to being damaged in extreme
waves. Therefore, PTO systems are required to operate efficiently in a wide range of
sea states, to run shortly at an overrated power, and to survive reliably in extreme
waves.
For PTO operating efficiently in a wide range of sea stages, control can play an
important role to extend the WEC’s bandwidth. Properly designed power maximis-
ing control may cause more strict requirements for PTO design specifications, e.g.,
the maximum slew rate, force/torque, power, etc. On the other hand, control always
tends to exaggerate the WEC motion and the PTO motion as a consequence. Such
an exaggeration in WEC and PTO motion may induce rich and complex nonlinear
dynamics, including mechanical friction [443, 399], hysteresis effect [349], dead-zone,
end-stop saturation, load effect [217], and so forth. To considering both the wave-
structure and structure-PTO interactions, a high-fidelity, computationally efficient
wave-to-wire (W2W) modelling method is required [623], leading to a co-design con-
cept. However, such a model is of high system complexity, and it is challenging to
optimise the system holistically.
In summary, it is technically challenging to design an efficient, reliable and cost-
effective PTO system that can operate in a wide range of sea states, run at overrated
power levels, execute various control strategies, require limited maintenance and sur-
vive in extreme waves. Although some novel PTO technologies, e.g., the dielectric
elastomer generator [550] and the triboelectric-electromagnetic hybrid nanogenera-
tor [237], show some advantages in wave energy conversion, their TRLs are low and
more sea trials are required for validation and verification.
3.3.5 Challenges in wave energy converter control
Over the past 20 years, WEC control has progressed significantly, with emerging
algorithms to tackle various technical challenges. However, it is still challenging to
develop a “perfect” control system considering PTO implementation, mainly because
of the time-varying sea states. To date, there still exist some challenges in WEC
control, including (i) non-causality in control, (ii) constraint handling, (iii) control
robustness, (iv) real-time implementation etc.
As mentioned in Section 3.3.1, WEC modelling and control problems are well
known as non-causal. Such a non-causality falls into two key parts, (i) modelling
Wave energy converter modelling, control, and power take-off design ■ 127
non-causality in the physical process from the wave elevation to the wave excitation
force and (ii) control non-causality in generating velocity reference from the excita-
tion force [265]. Modelling the non-causality problem can be tackled by upstream
wave measurement or wave prediction [312, 3, 315, 619]. For non-causality in con-
trol, future knowledge of the excitation force is required [670]. In addition, MPC
naturally requires further prediction of wave excitation force [213], which asks for an
even longer prediction window and may increase the prediction error. Although the
non-causality in WEC modelling and control can be handled well either by excitation
force prediction [619] or causal control approaches [696], the system complexity may
increase dramatically.
Another challenge is to limit WEC motion by control according to varying sea
states and WEC physical constraints. As mentioned in Section [Link], motion con-
straints, i.e., displacement or/and velocity, can significantly influence WEC power
capture, both in regular and irregular waves. In addition, a practical PTO unit, work-
ing as an actuator for control implementation, has some physical constraints, e.g., the
maximum force/torque, maximum instantaneous power, and velocity/displacement
limit. Considering both constraints in WEC motion and PTO force, the existence of
an optimal control solution is not fully understood [57]. Given that sea states vary
all the time, from moderate to extreme conditions, a supervisory control, to switch
the WEC system between operational and survival modes according to sea sates, and
a fault tolerant control, to improve system reliability, are needed. However, these
problems are seldom investigated [319].
Since WEC hydrodynamics are governed by the Navier-Stokes equations, as dis-
cussed in Section [Link], WEC models to represent wave-structure interactions are
not straightforward for control design. Parametrised time-domain models, e.g., trans-
fer functions or state-space models, are preferred for control. Modelling error and
uncertainty, induced by parametrisation or system identification, are inevitable. In
addition, WEC hydrodynamic properties also drift over time, given that a life cy-
cle is generally up to 20 years. Thus, control strategies are required to be robust
and insensitive to modelling errors, sensor faults, external disturbances, and estima-
tion/prediction errors of the excitation force. Model sensitivities for various WEC con-
trol architectures have been investigated both analytically and numerically in [673],
aiming to address the robustness problem in WEC control. Alternatively, model-free
control can be useful in WEC control to make WEC performance more immune to
model uncertainty, external perturbation and unmodelled dynamics. However, some
model free control methods inherently contain a large number of optimisation or
training iterations [18, 17, 94, 19], resulting in a challenge in real-time online imple-
mentation.
A PTO unit has its own dynamics, but is generally simplified as an ideal mass-
spring-damper system for theoretical study. To model WEC dynamics and evaluate
their performance in a more realistic manner, non-linear wave-WEC interactions and
a non-ideal PTO model should be considered with control in loop, to derive a high-
fidelity wave-to-wire model. However, such a wave-to-wire model is systematically
complex, and complexity reduction is crucial for real-time control implementation
[624]. For real-time implementation, another aspect is to avoid (i) excitation force
128 ■ Modelling and Optimization of Wave Energy Converters
estimation (current value), (ii) excitation force prediction (future value), and (iii)
online optimisation [670].
In general, power maximising control always trends to exaggerate the WEC’s mo-
tion, and, hence, amplifies the nonlinearity in wave-WEC interactions. Such nonlinear
hydrodynamic-control interactions should be considered both in WEC modelling and
control [287]. Meanwhile, a practical PTO unit is non-ideal and has its own lim-
its. Therefore, a co-design framework is required for WEC modelling, performance
assessment, optimisation, control, and so forth [319, 706].
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