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Matching and Subclassification Techniques

The document discusses methods for addressing selection bias in observational studies, focusing on confounders and the importance of conditional independence. It outlines techniques such as subclassification, exact matching, approximate matching, and the use of propensity scores to create counterfactuals. Additionally, it highlights challenges associated with high dimensionality and the potential problems of using propensity scores, including loss of power and covariate imbalance.

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Sanjeev Helms
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0% found this document useful (0 votes)
4 views11 pages

Matching and Subclassification Techniques

The document discusses methods for addressing selection bias in observational studies, focusing on confounders and the importance of conditional independence. It outlines techniques such as subclassification, exact matching, approximate matching, and the use of propensity scores to create counterfactuals. Additionally, it highlights challenges associated with high dimensionality and the potential problems of using propensity scores, including loss of power and covariate imbalance.

Uploaded by

Sanjeev Helms
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Matching & Subclassification

August - December 2025

Ananya Iyengar

(St. Stephen’s College) Quantitative Methods 2025 1 / 11


Selection Bias

What is a confounder?
1 Observable
2 Unobservable
In RCTs, randomisation creates covariate balance.
In observational studies, treatment assignment is a function of covariates.

(St. Stephen’s College) Quantitative Methods 2025 2 / 11


A Motivating Example

Did first class passengers have a lower probability of dying when the
Titanic sank?
D: First Class Seat, Y: Death
Women and children have a higher probability of being in first class.
Confounders: Gender and Age

What do we need to infer causal impact?


1 Given the confounder, potential outcomes are orthogonal to treatment.
That is, controlling for age and gender, whether or not a passenger was in
first class is as-good-as random.
2 This is called the Conditional Independence Assumption.
3 Moreover, what if only women and children were in first class? This will
not do: we need to covariate to exist for D=0 and D=1 i.e. Common
Support.
(From Mixtape.)

(St. Stephen’s College) Quantitative Methods 2025 3 / 11


Subclassification

1 Stratify the data (adult women, adult men, girl children, boy children).
2 Calculate the survival probabilities for each strata.
3 Calculate a weighted average of survival rates.
4 The weights are given by proportion of population in each strata.

Figure: The Average Treatment Effect (ATE) with subclassification

(St. Stephen’s College) Quantitative Methods 2025 4 / 11


Curse of Dimensionality

What if there are many covariates?


Stratification becomes complicated.
We may not have common support in each strata.
Need alternative ways of creating a counterfactual that controls for
confounders.

(St. Stephen’s College) Quantitative Methods 2025 5 / 11


Exact Matching

Find an untreated “twin” for every treated unit.


Suppose Age is the only confounder – find for every treated unit with a
particular age an untreated unit with the same age.
Can match with one or multiple untreated units.

Figure: Exact Matching: ATT

(St. Stephen’s College) Quantitative Methods 2025 6 / 11


Approximate Matching

What if there is no exact covariate match in the untreated group?


Use any distance metric d(.) to evaluate the nearest neighbour.
Maintain a cut-off of how close we want to distance to be.
Examples of d(.): Euclidean distance, Mahalanobis distance

(St. Stephen’s College) Quantitative Methods 2025 7 / 11


Propensity Scores

High dimensionality; how to create a counterfactual?


Revisit the Conditional Independence Assumption: covariates impact the
likelihood of treatment.
Propensity Score: Conditional likelihood of receiving treatment i.e.
p(D/X), where X is a vector of confounders.
Common support =⇒ 0 < p(D/X) < 1.
Compute the propensity score by regressing D on all Xs using
logit/probit (MLE methods).
Why not OLS?

(St. Stephen’s College) Quantitative Methods 2025 8 / 11


Given the propensity score:

1 Conditional p(x), treatment D is orthogonal to X.


2 Conditional on p(x), the distribution of X is the same for D = 1 and
D = 0.

(St. Stephen’s College) Quantitative Methods 2025 9 / 11


How do we use the propensity score?

1 Inverse Probability Weights: Weigh observations o the basis of the inverse


of their probability of being treated.

Figure: ATE with IPW

2 Approximate Matching on the Propensity Score: Using a distance metric


to evaluate the distance between propensity scores of treated and
untreated groups and create a counterfactual.

(St. Stephen’s College) Quantitative Methods 2025 10 / 11


Problems with using the propensity score

Discarding unmatched observations – loss of power, leaving out


information
After a point, trimming of units may increase covariate imbalance (King
& Nielsen, 2019)
Trade-off between balance and sample size.

(St. Stephen’s College) Quantitative Methods 2025 11 / 11

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