Heart Rate Variability: Clinical Insights
Heart Rate Variability: Clinical Insights
Luiz Carlos Marques VANDERLEI1, Carlos Marcelo PASTRE1, Rosângela Akemi HOSHI2, Tatiana Dias de
CARVALHO2, Moacir Fernandes de GODOY3
RBCCV 44205-1078
1. PhD, Assistant Professor at the Faculty of Health and Technology This study was carried out at the Faculty of Health and Technology
– FCT/UNESP – Presidente Prudente – São Paulo, Physiotherapy – FCT/UNESP – Presidente Prudente – São Paulo, SP, Brazil and São
Department. José do Rio Preto Medical School – FAMERP – São José do Rio
2. Graduation in Physiotherapy; Master’s Degree Student of the Preto, SP, Brazil.
Stricto Sensu Postgraduation Course in Physiotherapy - Faculty
of Health and Technology – FCT/UNESP – Presidente Prudente Correspondence address:
– São Paulo, Physiotherapy Department. Luiz Carlos Marques Vanderlei. Rua Bela Vista, 822 - Cidade Jardim -
3. Full Professor of the São José do Rio Preto Medical School – Presidente Prudente, SP, Brazil. CEP 19023-440.
FAMERP – São José do Rio Preto – São Paulo, Cardiology and E-mail: vanderle@[Link]
Cardiovascular Surgery Department.
Article received on September 12th, 2008
Article accepted on May 12th, 2009
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VANDERLEI, LCM ET AL - Basic notions of heart rate variability Rev Bras Cir Cardiovasc 2009; 24(2): 205-217
and its clinical applicability
saúde. Uma alta variabilidade na frequência cardíaca é sinal artigo revisa aspectos conceituais da VFC, dispositivos de
de boa adaptação, caracterizando um indivíduo saudável, com mensuração, métodos de filtragem, índices utilizados para
mecanismos autonômicos eficientes, enquanto que, baixa análise da VFC, limitações de utilização e aplicações clínicas
variabilidade é frequentemente um indicador de adaptação da VFC.
anormal e insuficiente do SNA, implicando a presença de
mau funcionamento fisiológico no indivíduo. Diante da sua Descritores: Sistema nervoso autônomo. Frequência
importância como um marcador que reflete a atividade do cardíaca. Sistema nervoso parassimpático. Sistema nervoso
SNA sobre o nódulo sinusal e como uma ferramenta clínica simpático.
para avaliar e identificar comprometimentos na saúde, este
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VANDERLEI, LCM ET AL - Basic notions of heart rate variability Rev Bras Cir Cardiovasc 2009; 24(2): 205-217
and its clinical applicability
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VANDERLEI, LCM ET AL - Basic notions of heart rate variability Rev Bras Cir Cardiovasc 2009; 24(2): 205-217
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VANDERLEI, LCM ET AL - Basic notions of heart rate variability Rev Bras Cir Cardiovasc 2009; 24(2): 205-217
and its clinical applicability
2) Torpedo-shaped figure, with a small global beat-to- Frequency - ULF) - Indexes less used whose physiological
beat dispersion (SD1) and without increasing the long-term explanation is not well established and seems to be related
dispersion of RR intervals; to the renin-angiotensin-aldosterone system,
3) Complex or parabolic figure, on which two or more thermoregulation and the peripheral vasomotor tone [23.29].
distinct ends are separated from the main body of the plot, The LF/HF ratio reflects the absolute and relative
with at least three points included in each end. changes between the sympathetic and parasympathetic
components of the ANS, by characterizing the sympathetic-
vagal balance on heart [29].
To obtain the spectral indexes, the frequency tachogram
undergoes mathematical processing, generating a
tachogram, graph that expresses the variation of RR
intervals as a function of time. The tachogram contains a
signal apparently periodic that varies in time and is
processed by mathematical algorithms, such as Fast Fourier
Transform (FFT) or autoregressive models (AR) [1].
The FFT method is used to obtain an estimate of power
spectral HRV during stationary studies. It also allows that
the tachogram signal be recovered even after processing
by the FFT, which demonstrates the objectivity of the
technique, since informations are not lost during the
process. The ease of application of this method and good
layout are the main reasons for its widespread use [1].
In the AR model, the parameters estimation can be
performed easily by solving linear equations. Thus, the
spectral components can be distinguished regardless of
preset frequency bands and power contained in the peaks
can be calculated without the need of predefined spectral
Fig. 3 - Spectral analysis of frequencies (Fast Fourier Transform)
bands [1.43].
of a normal young adult (A) and a normal newborn (B). The high
frequency (HF) component is proportionally smaller in the newborn Normalizing data of the spectral analysis can be used to
(arrows) as well as the total power minimize the effects of changes in the VLF band. This is
determined by dividing the power of a given component
(LF or HF) by the total power spectrum, minus the VLF
component and multiplied by 100 [9,44,45].
For analysis of the HRV indexes using linear and multiple
methods, softwares can be used, among them the HRV
analysis software [28], which can be downloaded free over
Another linear method is the frequency domain, whereas the Internet.
the spectral power density is the most widely used, when it
deals with studies with individuals at rest [17]. Examples of Nonlinear methods
the frequency domain analysis can be seen in Figure 3. The nonlinear behavior is predominant in human
This analysis decomposes the HRV in fundamental systems, because of its dynamic nature complex, which
oscillatory components, whereas the main ones are can not be described properly by linear methods. Chaos
[4,7,23,29,37-42]: theory describes elements manifesting behaviors that are
a) High-frequency component (High Frequency - HF), extremely sensitive to initial conditions, and they are difficult
ranging from 0.15 to 0.4 Hz, which corresponds to the to repeat, but nonetheless are deterministic elements [23].
respiratory modulation and is an indicator of the The theories of nonlinear systems have been
performance of the vagus nerve on the heart; progressively applied to interpret, explain and predict the
b) Low frequency component (Low Frequency - LF), behavior of biological phenomena. These parameters have
ranging between 0.04 and 0.15 Hz, which is due to the joint proved to be good predictors of morbidity and mortality in
action of the vagal and sympathetic components on the the clinical sphere, despite the need for scientific deepening,
heart, with a predominance of the sympathetic ones; with expressive samples and prolonged follow-up. Such
c) Components of very low frequency (Very Low studies may be useful in research and treatment of heart
Frequency - VLF) and ultra-low frequency (Ultra Low disease [23].
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VANDERLEI, LCM ET AL - Basic notions of heart rate variability Rev Bras Cir Cardiovasc 2009; 24(2): 205-217
and its clinical applicability
Among the nonlinear methods used for HRV analysis, obstructive sleep apnea [74], epilepsy [75], headache [76],
we can mention: detrended fluctuation analysis, correlation among others.
function, Hurst exponent, fractal dimension and Lyapunov A reduced HRV has been identified as a strong indicator
exponent [4,23,29]. of risk related to adverse events in healthy individuals and
The records for analysis of HRV indexes by linear patients with a large number of diseases, reflecting the vital
methods can be obtained in short periods (2, 5, 15 minutes) role that ANS plays in maintaining health [10].
or long periods (24 hours), which is more common in clinical In diseases such as hypertension [29,59-61], acute
practice [25], whereas a minimum of 256 RR intervals is myocardial infarction, coronary artery disease [29] and
recommended for this analysis [7,9]. Seiler et al. [18], Brown atherosclerosis [56], HRV indexes are reduced. Menezes Jr
& Brown [46] and Parekh & Lee [47] in their experiments for et al. [60] found reduced HRV in hypertensive compared to
analysis of linear indexes, dismissed the initial periods of normotensive patients, when analyzing the SDNN, RMSSD,
capture, on which many oscillations occur and the system pNN50, HF, LF, LF/HF, probably due to a sympathetic
is not in a stability state. hyperactivity. Decreased post-AMI HRV was also reported
For analysis of the indexes in the chaos domain, a larger by several studies, as presented by Pecyna [63] in a review
number of RR intervals is recommended. Godoy et al. [23] article.
used a quantity of 1000 consecutive RR intervals for In hypertrophic cardiomyopathy, it is assumed that
analysis. the neuronal uptake of norepinephrine is impaired due to
a decrease in the density of beta receptors [26]. Studies
LIMITATIONS ON USE using HRV indexes in cardiovascular diseases can be seen
in Table 1.
In addition to factors such as ectopic beats and The assessment of HRV has also been widely used in
artifacts [22], other conditions such as heart transplants, order to diagnose both physiological and psychological
presence of arrhythmias and pacemakers produce disorders [77]. In sports medicine, for example, is generally
inappropriate RR intervals to assess HRV, by limiting the used to assess adaptations related to resistance training
use of this tool under these conditions. In transplant [78] and exercise [17-19,29,38].
patients, control of the denervated heart is performed The difference in HRV between trained and untrained
based on the venous return, atrial receptor stimulation, individuals has been widely investigated. Both variables
atrial stretch and hormones and other substances in the in the time domain and frequency domain are higher in
circulatory system [48-51], suggesting that HRV analysis trained individuals compared to sedentary ones, indicating
does not represent the modulation of the heart by the that HRV is higher in these individuals [16].
ANS. The regular practice of physical activity has been
Artificial cardiac pacemakers are electronic devices of reported as a factor in increased vagal tone due to
multiprogrammable stimulation that can replace electrical physiological adaptations that have occurred by the
impulses and/or ectopic rhythms, to obtain the cardiac increase in cardiac work, since there is a decreased
electrical activity as physiological as possible [52]. Since sensitivity of beta receptors [29]. Thus, the increase in
patients with pacemakers may have their heart rate parasympathetic modulation induces an electrical stability
modulated by such equipments, the analysis of HRV will of the heart, while the high sympathetic activity increases
not also reflect the autonomic modulation of the heart, the vulnerability of the heart and the risk of cardiovascular
limiting its use under this condition. events [17].
Condition also restricted the analysis of HRV is the Novais et al. [29] assessing the RMSSD, VLF, LF, HF,
presence of atrioventricular block because the impulse is found no significant differences at rest between healthy
not conducted properly to the ventricle, avoiding an sedentary men and active patients with AH and AMI,
analysis of RR intervals [53]. suggesting the effect of physical activity on autonomic
modulation of these patients. This effect has also been
CLINICAL APPLICATIONS proposed by Takahashi et al. [55], when analyzing the
RMSSD index at rest in active coronary artery disease
Currently, the HRV indexes have been used to patients and healthy individuals, in which significant
understand various conditions, such as coronary artery differences were also not found.
disease [54-57], cardiomyopathy [26.58], arterial Moreover, these indexes also allow verification of the
hypertension [29,59-61], myocardial infarction [62-64 ], influence of factors such as age [4,7,37,79,80], gender [81-
sudden death [65], chronic obstructive pulmonary disease 83] and exercise [17-19,29,38] on the autonomic control.
[2,66,67], renal failure [68], heart failure [69], diabetes [70], Table 2 shows studies using HRV in various physiological
stroke [71], Alzheimer’s disease [72] leukemia [73], and pathological conditions.
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and its clinical applicability
Carnethon et al. [56] 2002 CAD SDNN, HF HRV can be used to identify
differences in cardiac autonomic
balance in healthy adults
Novais et al. [29] 2004 AH RMSSD, VLF, LF, HF No differences at rest between healthy and
active individuals with AMI and AH
Menezes et al. [60] 2004 AH SDNN, RMSSD, pNN50, HRV is decreased in hypertensive patients
HF, LF, LF/HF when compared to normotensive ones
Terathongkum et al. [61] 2004 AH Review Article Decreased HRV is an independent predictor of
arterial hypertension in the patients
Takahashi et al. [55] 2005 CAD RMSSD There were no significant differences in HRV
indexes in healthy sedentary and active
coronary artery disease men
Bittencourt et al. [26] 2005 HC RMSSD, pNN50, HF There was a significant increase in parasympathetic
modulation during controlled breathing associated
with the tilt test in the patients
Carney et al. [54] 2007 CAD HF, LF, VLF Moderate correlation was found between
inflammatory factors and HRV in depressed
coronary artery disease patients
Limongelli et al. [58] 2007 HC SDNN, pNN50, RMSSD, The main clinical implication is the predictive
LF, HF, LF/HF value of HRV in risk stratification of children
and young patients with HC
Larosa et al. [62] 2008 AMI SDNN, frequency domain HRV is decreased in patients with AMI
AMI: Acute myocardial infarction; CAD: Coronary artery disease; AH: Arterial hypertension; HC: Hypertrophic cardiomyopathy; HRV:
Heart rate variability; SAP: Systolic arterial pressure; DAP: Diastolic arterial pressure
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and its clinical applicability
Javorka et al. [38] 2002 Recovery after SDNN, RMSSD, The cardiodeceleration after exercise is related to
exercise pNN50, LF, HF the immediate recovery, confirming
parasympathetic contribution at this stage
Catai et al.[7] 2002 Aerobic training in LF, HF, LF/HF The vagal predominance during sleep is reduced
young and middle with increasing age. The resting bradycardia induced
age men by active postural maneuver suggests that
adaptation is more related to intrinsic changes in
sinus node than to vagal modulation
Weerapong et al. [41] 2005 Effects of the Review Evidences of an increased parasympathetic activity
sportive massage and HRV. There is an increase of relaxing substances
such as endorphins
Mello et al. [37] 2005 Age and physical RMSSD, LF, HF, Aging reduces HRV. However, regular
activity LF/HF physical activity is likely to affect the vagal
activity in the heart and consequently attenuates
the effects of aging
Paschoal et al. [72] 2006 Different RMSSD, The HRV analysis is an important tool for
age-groups pNN50, LF, HF, investigating the cardiac autonomic function related
LF/HF to increasing age
Sin DD et al. [66] 2007 COPD SDNN, SDANN, Nocturnal application of noninvasive mechanical
RMSSD, TINN ventilation for three months may improve HRV in
patients with stable COPD
Kudaiberdieva et al. [65] 2007 Sudden death Review article The positive predictive value for
sudden cardiac death remains low, requiring a
combination of other markers
Lopes et al. [71] 2007 Age and resistance SDNN, pNN50, Aging causes changes in autonomic
training RMSSD modulation on the sinus node, reducing HRV in
middle-age individuals. The physical training
studied did not change HRV
Neves et al. [73] 2007 Women SDNN, RMSSD, Estrogen therapy seems to attenuate
post-menopause LF, HF, LF/HF the process of HRV reduction with increasing age,
under estrogen promoting a reduction in sympathetic
therapy activity on the heart
Furuland et al. [68] 2008 Renal failure SDNN,LF Chronic renal failure patients not undergoing
dialysis presented reduced HRV
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VANDERLEI, LCM ET AL - Basic notions of heart rate variability Rev Bras Cir Cardiovasc 2009; 24(2): 205-217
and its clinical applicability
Lopes et al. [79] and Paschoal et al. [80] observed that CONCLUSION
the aging process causes a depletion of vagal tone and
consequent increase in sympathetic activity, therefore older HRV has gained importance today as a technique to
individuals have a lower HRV. In 2006, Rajendra Acharya et explore the ANS, which has an important role in maintaining
al. [4] observed that HRV is lower with age and the variation homeostasis. Its use is diverse and it stands as mentioned
is greater in women. Melo et al. [37] in a study linking the above, as a predictor of the internal functions of the body,
effects of age and exercise showed that exercise training both in normal and pathological conditions. The widest
can mitigate these effects. possible use, the cost-effectiveness in the application of
Ribeiro et al. [82] and Mercuro et al. [83] proposed that the technique and ease of data acquisition makes the HRV
depression of hormone levels of estrogen that occurs during an interesting option for interpretation of the functioning
menopause, may be responsible for the reduction of HRV of the ANS and a promising clinical tool to assess and
in elderly women. However, in a study by Neves et al. [81] identify impairments on health.
greater vagal modulation and lower sympathetic in women
were found when compared to men of similar age, suggesting
that differences related to gender are not just hormone levels
of estrogen.
Despite the widespread use of HRV analysis in
understanding the phenomena involved with the SNA in
normal and pathological conditions, studies related to its
use in clinical practice are still scarce. However, some
studies have shown the great potential that HRV analysis
can have in clinical practice.
Godoy et al. [23], using indexes of HRV in the chaos
domain, showed that these indexes can be used to predict
morbidity and mortality in patients undergoing coronary
artery bypass graft surgery. Patients with HRV indexes
that showed a reduction in chaotic behavior showed
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