Page 1
Fields SCHEME SUMMARY DOCUMENT
1 Fund Name HDFC Mid Cap Fund
Plans:Regular and Direct. Each Plan offers the following sub-options: a)Growth Option. b)Income Distribution cum Capital
2 Option Names (Regular & Direct) Withdrawal (IDCW) Option. This Option offers following Sub-Options / facilities: • Payout of Income Distribution cum Capital
Withdrawal (IDCW) Option / facility and • Re-investment of Income Distribution cum Capital Withdrawal (IDCW) Option / facility.
3 Fund Type An open ended equity scheme predominantly investing in mid cap stocks
Riskometer (At the time of
4 Not available
Launch)
5 Riskometer (as on Date) Very High Risk
Category as Per SEBI
6 Mid Cap Fund
Categorization Circular
7 Potential Risk Class (as on date) Not applicable
Description, Objective of the To provide long-term capital appreciation/income by investing predominantly in Mid-Cap companies. There is no assurance that
8
scheme the investment objective of the Scheme will be achieved.
Equity and Equity Related Instruments of Mid Cap companies**: 65%- 100%; Equity and Equity Related Instruments other than
above: 0%- 35%; Debt Securities (including securitised debt) and money market instruments: 0%- 35%; Units issued by REITs and
9 Stated Asset Allocation
InvITs: 0%- 10%; Non-convertible preference shares: 0% -10%. **Investment universe of “Mid Cap” For detailed asset allocation,
refer Scheme Information Document (SID) available on the website.
10 Face Value Rs 10
11 NFO Open Date May 7, 2007
12 NFO Close date June 8, 2007
13 Allotment Date June 25, 2007
14 Reopen Date Not available
Maturity Date (For closed-end
15 Not applicable
funds)
16 Benchmark (Tier 1) NIFTY MidCap 150 Index(Total Returns Index)
17 Benchmark (Tier 2) Not applicable
18 Fund Manager Name FM 1 - [Link] Setalvad, FM 2 - Mr. Dhruv Muchhal
Fund Manager Type
19 FM 1 - Fund Manager of the scheme, FM 2 -Dedicated Overseas Fund Manager
(Primary/Comanage/Description)
20 Fund Manager From Date FM 1 - Managing Since June 25,2007, FM 2 - Managing Since June 22, 2023
Annual Expense (Stated
21 Regular 1.37, Direct 0.72
maximum)
In respect of each purchase/switch-in of units, an Exit Load of 1.00% is payable if Units are redeemed/switched-out within 1 year
22 Exit Load (if applicable)
from the date of allotment. No Exit Load is payable if Units are redeemed/ switched-out after 1 year from the date of allotment.
23 Custodian The Hongkong and Shanghai Banking Corporation Limited
24 Auditor S.R. Batliboi & Co. LLP – Chartered Accountants
25 Registrar Computer Age Management Services Limited
26 RTA Code (To be phased out) MIDCAP
27 Listing Details Not applicable
HDFC Mid Cap Fund - DIRECT PLAN - IDCW PAYOUT OPTION -INF179K01XO5 HDFC Mid Cap Fund - DIRECT PLAN - GROWTH
OPTION- INF179K01XQ0 HDFC Mid Cap Fund - DIRECT PLAN - IDCW REINVESTMENT - INF179K01XP2 HDFC Mid Cap Fund -
28 ISINs
REGULAR PLAN IDCW PAYOUT OPTION- INF179K01CS0 HDFC Mid Cap Fund -REGULAR PLAN GROWTH OPTION- INF179K01CR2
HDFC Mid Cap Fund - REGULAR PLAN - IDCW REINVESTMENT -INF179K01CT8
105757- HDFC Mid Cap Fund - IDCW Plan 118988 -HDFC Mid Cap Fund - IDCW Option - Direct Plan 105758- HDFC Mid Cap Fund -
29 AMFI Codes (To be phased out)
Growth Plan 118989- HDFC Mid Cap Fund - Growth Option - Direct Plan
30 SEBI Codes HDFC/O/E/MIF/07/04/0015
31 Minimum Application Amount Rs.100
Minimum Application Amount in
32 Any amount
multiples of Rs.
33 Minimum Additional Amount Rs.100
Minimum Additional Amount in
34 Any amount
multiples of Rs.
Minimum Redemption Amount in
35 Rs.100 and and multiples of Rs.1 thereafter
Rs.
Minimum Redemption Amount in
36 No minimum redemption criterion for Unit based redemption
Units
Minimum Balance Amount (if
37 There is no minimum balance amount requirement.
applicable)
Minimum Balance Amount in
38 There is no minimum balance amount in units requirement.
Units (if applicable)
39 Max Investment Amount Not Applicable
Minimum Switch Amount (if
40 Switch - in: Rs.100 and any amount thereafter. Additional Amount:. Rs. 100 Switch-out :Rs. 100 and multiples of Rs. 1/- thereafter
applicable)
41 Minimum Switch Units Not applicable
Switch Multiple Amount (if
42 Any amount
applicable)
Switch Multiple Units (if
43 N.A
applicable)
44 Max Switch Amount Switch in: Not Applicable Switch out: Not applicable.
45 Max Switch Units (if applicable) Switch in: Not Applicable. Switch out: Not applicable.
46 Swing Pricing (if applicable) Not applicable
47 Side-pocketing (if applicable) Not Applicable
For Systematic Investmet Plan (SIP) Daily, Weekly, Monthly, Quarterly, Half Yearly and Yearly For Systematic Withdrawal Advantage
Plan (SWAP) Fixed SWAP - Monthly, Quarterly, Half Yearly, Yearly Variable SWAP - Quarterly, Half Yearly, Yearly For Sytematic
48 SIP SWP & STP Details: Frequency
Transfer Plan (STP) Fixed Systematic Transfer Plan (FSTP) - Daily, Weekly, Monthly, Quarterly Capital Appreciation Systematic
Transfer Plan (CASTP) - Monthly, Quarterly
For SIP DSIP, WSIP, MSIP - Rs. 100; QSIP - Rs. 1500; HSIP - Rs. 2500; YSIP - Rs. 5000. For SWAP Fixed SWAP - Rs. 100; Variable SWAP
SIP SWP & STP Details: Minimum
49 - Rs. 300. For STP Fixed STP (FSTP) Daily FSTP - Rs. 500; Weekly FSTP - Rs. 500; Monthly FSTP - Rs. 1000; Quarterly FSTP -Rs. 3000.
amount
Capital Appreciation STP (CASTP) Monthly CASTP - Rs. 300; Quarterly CASTP - Rs 1000.
SIP SWP & STP Details: In multiple For SIP and SWAP Re. 1/- thereafter; For STP FSTP Daily, Monthly, Quarterly FSTP - Rs. 100 thereafter Weekly FSTP - any amount
50
of thereafter CASTP Mulitples will be based on the appreciated amount
Fields SCHEME SUMMARY DOCUMENT
Page 2
SIP: Minimum number of installments under DSIP- 2 Minimum number of Installments under WSIP and MSIP : - In respect of each
SIP Installment between Rs.300 to Rs.499 in value - 20 - In respect of each SIP Installment between Rs.500 to Rs.999 in value - 12.
In respect of each SIP Installment equal to or greater than Rs 1,000 in value - 6 Minimum number of installments under QSIP : - In
respect of each SIP Installment between Rs.1,500 to Rs.2,999 in value- 4; In respect of each SIP Installment equal to or greater
than Rs. 3,000 in value- 2 Minimum number of installments under HYSIP: - In respect of each SIP Installment equal to or greater
than Rs. 2,500 in value- 2 Minimum number of installments under YSIP: - In respect of each SIP Installment equal to or greater
SIP SWP & STP Details: Minimum
51 than Rs. 5,000 in value- 1 SWP: For Fixed and Variable SWP- 2 STP: Under Daily FSTP: -where installment amount is less than Rs.
Instalments
1,000 : 12 - where installment amount is equal to or greater than Rs. 1,000: 6 Under Weekly STP : - Where installment amount is
less than Rs. 1,000: 12 installments - Where installment amount is equal to or greater than Rs. 1,000: 6 installments However, for
weekly STP in equity linked savings schemes, there should be a minimum of 6 installments for enrollment. Under Monthly FSTP &
Monthly CASTP : - Minimum 6 installments, Under Quarterly FSTP & Quarterly CASTP : - Minimum 2 installments. Further, the
minimum balance in the Unit holders account or the minimum amount of application at the time of enrolment for STP in the
Transferor Scheme should be Rs. 12,000. There will be no maximum duration for STP enrolment.
SIP: For Daily SIP- All Business Days For Weekly SIP- Any business day between Monday to Friday, (Default date is Wednesday) For
all other frequnecies - Any date fo the month. If it happens to be a non-Business Day, SIP will be processed on the next Business
52 SIP SWP & STP Details: Dates Day (Default date = 10th of the month) SWP: For Fixed and Variable SWP- Any date. Default Date: 25th STP For Daily FSTP- All
Business days For Weekly FSTP-Monday,Tuesday,Wednesday,Thursday,Friday (Default Day) For Monthly FSTP and CASTP -
1,5,10#,15,20,25 For Quarterly FSTP and CASTP - 1,5,10#,15,20,25 #Default Date
SIP SWP & STP Details: Maximum
53 Not Applicable
Amount (if any)