GeSn/Ge MQW Photodiode for 1550-2000 nm
GeSn/Ge MQW Photodiode for 1550-2000 nm
© 2020 Optical Society of America under the terms of the OSA Open Access Publishing Agreement
1. Introduction
Ge photodetectors are widely used in the state-of-art silicon photonics since the direct bandgap
of Ge is ∼0.8 eV which exactly corresponds to a pivotal telecommunication band: C-band. The
incorporation of another group IV material Sn is known to reduce the bandgap of Ge and the
detection range of GeSn photodetectors with a small Sn fraction can cover all telecommunication
bands from O-band to U-band (from 1,260 to 1,675 nm) [1–3]. Incorporating higher Sn
concentration into Ge can even push the upper limit to longer wavelength and make it capable
of photo detection at 2 µm [4]. Over the past decades, 2 µm band has received increasing
interests due to its potential as a new communication window with advancement in hollow-core
photonic-bandgap fibers (HC-PBGFs) and thulium-doped fiber amplifiers (TDFAs) [5–10].
GeSn-based photodetectors with enhanced and extended detectivity beyond 2 µm have been
demonstrated [11–15]. In addition, optical modulation on the basis of Franz-Keldysh effect
and lasing operation based on tuned direct bandgap in bulk GeSn have also been substantiated
experimentally [16–21]. Therefore, GeSn has the potential to offer a monolithic integration
#409944 [Link]
Journal © 2020 Received 10 Sep 2020; revised 21 Oct 2020; accepted 22 Oct 2020; published 2 Nov 2020
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methodology for the entire suit of active photonics devices including laser, modulator, and
photodetectors.
GeSn photodetectors suffer from higher dark current which degrades their detectivity compared
with commercial Ge photodetectors. Due the lattice mismatch, GeSn with higher Sn fraction
directly grown on Ge-buffered Si substrate is afflicted with higher threading dislocation density
(TDD). The misfit dislocations not only act as generation/recombination centers for Shockley-
Read-Hall (SRH) leakage current, but also offer energy states in the bandgap for trap-assisted
tunneling (TAT) leakage current [22]. Taking the well-established knowledge from III-V quantum
structures, GeSn/Ge MQW structure using pseudomorphic GeSn as well region is able to decrease
the TDD significantly by avoiding strain relaxation. Moreover, MQW structure provides strong
confinement for excitons at room temperature and the corresponding QCSE effect has been
widely used for high speed and low power dissipation modulator. Although strong QCSE effect
has been reported in Ge/SiGe MQW [23,24], it remains a mystery in GeSn/Ge MQW system.
In this work, Ge0.92 Sn0.08 /Ge MQW p-i-n photodiodes were fabricated and characterized. For
the photodiode with mesa diameter of 250 µm, an ultralow dark current density of 16.3 mA/cm2
at -1 V was achieved due to the pseudomorphic GeSn/Ge MQW design. The photo detection
performance of the photodiode was examined from 1,550 to 2,000 nm. The fabricated p-i-n
photodiode shows a high-efficiency optical response with responsivity of 0.307 A/W at 1,550 nm.
Taking both dark current and responsivity into consideration, a high detectivity of 1.37×1010
cm·Hz1/2 /W was achieved which is comparable with commercial Ge photodetector. Meanwhile,
its potential for light modulation was experimentally evaluated through characterization of
spectral response under varying reverse bias voltages. Significant electric field-dependent photo
response was observed from 1,700 to 2,200 nm. The extracted effective absorption coefficient
spectral of the GeSn/Ge MQW region show a QCSE behavior. It is the first time that QCSE
effect was discovered in GeSn/Ge MQW system. Relatively high absorption ratio (∆α/α0 ) of
1.81 under reverse bias voltage of 2 V was achieved at 2 µm, showing its potential for effective
optical modulation.
Fig. 1. (a) 3D AFM image of as-grown sample across a scanning area of 50 × 50 µm2 . (b)
Cross-sectional TEM image of the GeSn/Ge MQW n-i-p structure.
Fig. 2. (a) High resolution XRD rocking curve of GeSn/Ge MQW sample at (004)
orientation. (b) Asymmetric (115) reciprocal space mapping of the as-grown wafer.
GeSn/Ge MQW p-i-n photodiode with double-mesa structure was fabricated on the as-grown
sample. Figure 3(a) shows the three-dimensional (3D) schematic diagram of the designed
GeSn/Ge MQW photodiode structure. In the fabrication procedure, top mesas with various
diameters were firstly patterned and formed by chlorine-based reactive ion etching (RIE) to
expose bottom p+ -Ge region. Bottom mesa was implemented using similar process. This step is
for the electrode pads to be formed on the intrinsic Ge buffer layer rather than the heavily-doped
p+ -Ge, favorable for high frequency performance. After the formation of double-mesa structure,
a ∼400 nm SiO2 was deposited as passivation and isolation layer by plasma enhanced chemical
vapor deposition (PECVD) at temperature of 250°C. The contact window was patterned and
opened by a combination of fluorine-based dry etching and diluted buffered oxide etch (BOE)
wet etching for a decent etching surface. Finally, metal stack of Ti (20 nm)/TiN (50 nm)/Al
(300 nm) was patterned and formed by sputtering and lift-off process. The entire process was
performed under the temperature of 250°C to avoid Ge-Sn inter-diffusion in the MQW region,
which may affect the electrical and optical properties of the devices. The top-view scanning
electron microscope (SEM) image of the fabricated device with mesa diameter of 250 µm is
shown in Fig. 3(b). The clean surface with well-defined double-mesa structure and standard
ground-signal-ground (GSG) electrode pads can be observed clearly.
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Fig. 3. (a) 3D schematic diagram of GeSn/Ge MQW p-i-n photodiode with double-mesa
structure. (b) Top-view SEM image of fabricated GeSn/Ge MQW photodiode.
Fig. 4. (a) Dark current characteristics of the GeSn/Ge MQW photodiodes with varying
mesa diameters. (b) Linear fitting of dark current density versus 4/D for GeSn/Ge MQW
photodiodes allows for extraction of bulk and surface leakage densities. (c) Surface leakage
percentages of fabricated photodiodes with varying mesa diameters.
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Fig. 5. Benchmarking of the dark current density for GeSn photodiodes grown on Si
substrate at bias voltage of -1 V.
The dark current characteristic of the photodiode can be expressed using the Shockley equation:
q(V − Rs Inet ) V
I = I0 exp[ ]+ (2)
nkT Rsh
where I 0 is reverse saturation current, n is ideality factor, Rs and Rsh are series resistance and
shunt resistance respectively. Near 0 V, the equation can be simplified as I = I0 +V/Rsh and Rsh can
be extracted by dV/dI. The shunt resistances at room temperature (T=300 K) for photodiode with
mesa diameters of 60 and 250 µm are 111 and 82.2 kΩ, respectively. The high shunt resistances
achieved are consistent with low surface leakage density and further indicate the effective surface
passivation. After obtaining shunt resistance, the ideality factor n and series resistance Rs can be
extracted using the transformed expression: dV/dInet =(nkT/q)Inet −1 +Rs where the net current
flow Inet can be calculated using Inet = I − V/Rsh . As shown in Fig. 6, the extracted ideality
factors for both photodiodes are around 1.29 which is close to an ideal pn junction. The extracted
series resistances are 26.4 and 13.4 Ω for photodiode with mesa diameters of 60 and 250 µm,
respectively. The low series resistance is beneficial for high speed operation due to the reduced
resistance-capacitance (RC) delay.
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Fig. 6. Linear fitting of Inet −1 versus dV/dInet allows for the extraction of series resistance
Rs and ideality factor n for GeSn/Ge MQW photodiodes with mesa diameter of 60 and 250
µm.
Photo current was characterized at two essential communication bands: 1,550 and 2,000 nm,
respectively. Before the measurement, the propagation loss in the fibers and the coupling loss
in the connectors were calibrated. As shown in Fig. 7(a), the calibrated optical power varies
from 0.73 to 5.14 mW at 1,550 nm. The flat response curves under reverse bias suggest the
effective collection of photon-generated carriers. The relationship between optical power and
photo current at -1 V was plotted in Fig. 8(a). Relatively high responsivity around 0.307 A/W
was achieved by linear interpolation. Similarly, the optical response of the photodiode at 2 µm
was measured and extrapolated in Fig. 7(b) and Fig. 8(b). The slight deviation in the linear
interpolation probably attributes to the increased loss between input fiber and photodiode surface.
At 2 µm, the extracted responsivity is 0.007 A/W. The optical performance manifests that the
GeSn/Ge MQW photodiode is capable of photo detection from 1,550 to 2,000 nm.
Fig. 8. Linear fitting of photocurrent versus optical power at (a) 1,550 nm and (b) 2 µm.
The relatively low responsivity at 2 µm is reasonable because the total thickness of absorptive
GeSn layers in the MQW region is only 112.5 nm. Moreover, the bandgap of GeSn layer in MQW
structure increases due to the compressive strain and quantum confined effect. The band structure
of the GeSn/Ge MQW was calculated using single band approximation. In the calculation,
the Ge layer was treated as fully relaxed and the in-plain and normal strain in GeSn layer is
around -0.0116 and 0.0088. The energy shifts introduced by strain were modeled by deformation
potential theory. Taking the energy shift caused by strain into consideration, the band offsets for
Γ valley, L valley, heavy hole and light hole bands were calculated, respectively. The eigenvalues
and wave functions were obtained by solving one dimensional time independent Schrödinger’s
equation:
h2 ∂ 2 φn
− 2 ∗ + V(z)φn = En φn (3)
8π m ∂z2
where the index n represents the nth band state in the quantum well, V(z) is the band offset
obtained in the previous calculation and m* is the effective carrier mass for different energy
bands. The calculation results were plotted in Fig. 9. The direct bandgap (EΓ1 -Ehh1 ) in the GeSn
well region is around 0.66 eV which corresponds to a wavelength of 1,880 nm. It explains the
relatively low responsivity at 2 µm since weak indirect bandgap absorption is dominant at this
wavelength.
The specific detectivity D* was calculated to compare the performance of GeSn/Ge MQW
photodiode with commercial Ge and extended-InGaAs photodetectors operating at similar
wavelength range in Fig. 10. Due to the low dark current in pseudomorphic GeSn/Ge MQW
region, the shot noise current achieved in this work is around 2.15×10−13 A·Hz−1/2 when the
input optical power is close to 0. It should be noted that all the measurements performed in this
work were at room temperature (T=300 K). The calculated specific detectivity D* at 1,550 nm is
1.37×1010 cm·Hz1/2 /W which is two orders higher than bulk Ge0.9 Sn0.1 photodetector in Ref.
[31]. The achieved specific detectivity at C-band makes the GeSn/Ge MQW photodiode in this
work competitive as compared with commercial Ge and extended-InGaAs photodetectors. At
2 µm, the specific detectivity is 3.20×108 cm·Hz1/2 /W due to the relatively low responsivity as
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Fig. 9. Band structure between Ge barrier layer and Ge0.92 Sn0.08 well layer calculated
using single band model. Ground states in each bands were represented using dashed lines.
explained before. The relatively low detectivity at 2 µm can be optimized by increasing the Sn
concentration to reduce the bandgap of GeSn or increasing the thickness of GeSn well region to
weaken the quantum confined effect. It is desirable to realize high detectivity across the entire
range from 1,550 to 2,000 nm using the optimized GeSn/Ge MQW structure in the future.
covered the direct bandgap. It can be observed that the spectral response is bias voltage-dependent.
At a reverse bias voltage of 2 V, the achieved responsivities are the highest across the entire
measurement range. In terms of reverse bias voltages of 0.5, 1, 1.5 V, there is a cross-over region
between 1,820 to 1,860 nm where the responsivity does not increase with bias voltage. In order
to understand the physical mechanism behind the spectral response, absorption coefficient of
GeSn layer in the MQW region was extracted according to the following equation:
eλ −αn−Ge tn−Ge
Ropt = (1 − R) e (1 − e−αGe tGe e−αGeSn tGeSn ) (4)
hc
where Ropt is responsivity, R is reflection, and αGe and αGeSn are the absorption coefficient of
Ge and GeSn respectively. The absorption coefficient for n+ doped Ge region is assumed as
same as intrinsic Ge region and αGe was obtained using ellipsometer on a bulk Ge wafer. The
assumption is reasonable since the absorption coefficient of Ge is very small (< 100/cm) at this
wavelength range. The reflection spectrum was measured using microscope Fourier-transform
infrared spectroscopy (FTIR) in Fig. 12. Standard gold film was used to calibrate the reflection
in the measurement. It can be observed that resonance behavior exists in the reflection spectrum.
The resonance peaks are attributed to air-Ge-Si cavity structure since the refractive index of
Ge0.92 Sn0.08 is close to Ge. According to the position of resonance peaks, the total thickness
of Ge layer (device layer + Ge buffered layer) is estimated to be 2.48 µm which is close to the
proposed thickness in the material growth.
Fig. 11. Spectral response of GeSn/Ge MQW photodiode from 1,700 to 2,200 nm at reverse
bias voltage of 0, 0.5, 1, 1.5 and 2 V respectively.
The absorption coefficient spectral of GeSn layer in the MQW region were extracted from
0.57 to 0.73 eV at varying voltages in Fig. 13(a). It can be observed that the absorption spectral
can be divided into three regions: indirect bandgap absorption, Urbach tail and direct bandgap
absorption. Direct bandgap and indirect bandgap absorption are two typical inter-band transition
in semiconductors. Urbach tail is related to the transition between band tail states such as doping
and defects energy states which are exactly above the valence band or below the conduction band
[40]. The absorption from Urbach tail could be dominant when the Eg indirect < hν < Eg direct
since the indirect bandgap absorption is very weak. However, it is noted that the direct bandgap
absorption region is not as smooth as expected. Small peak was observed in the direct bandgap
absorption regions at all reverse bias voltages. In terms of direct bandgap transition, it satisfies
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Fig. 12. Micro-FTIR reflection spectrum of fabricated GeSn/Ge MQW photodiode from
1,700 to 2,200 nm.
Fig. 13. (a) Extracted absorption coefficient spectral of GeSn layer in the MQW region at
varying reverse bias voltage. (b) Linear fitting of (αhν)2 versus photon energy hν allows for
extraction of direct bandgap of GeSn well layer at 0 V.
In order to investigate the mechanism behind the small peak in the direct bandgap absorption
region, GeSn/Ge MQW layer was treated as a whole and the photon absorption was separated
into two parts: absorption within and outside the depletion region. Therefore, the effective
absorption coefficient of GeSn/Ge MQW layer can be extrapolated using the following equation:
eλ −αn−Ge tn−Ge
Ropt = (1 − R) e (1 − e−αv td e−α0 (ti −td ) ) (6)
hc
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where td is the thickness of depletion region, ti is the total thickness of the intrinsic MQW region
and α0 and αv are effective absorption coefficients of GeSn/Ge MQW at 0 V and any other reverse
bias V. The thickness of depletion region can be obtained through C-V measurement by d=ε i A/Cj
because the photodiode can be regarded as a parallel capacitor. The total capacitance C obtained
from C-V measurement is composed of parasitic capacitance Cp and junction capacitance Cj .
Since the junction capacitance is proportional to the mesa area, the parasitic capacitance Cp =4.69
pF can be extracted from the linear interpolation in Fig. 14.
Fig. 14. Linear fitting of total capacitance versus mesa area allows for extraction of parasitic
capacitance Cp .
After obtaining junction capacitance and thickness of depletion region, the effective absorption
coefficient of GeSn/Ge MQW was calculated and plotted in Fig. 15. It is noteworthy that small
peaks close to the direct bandgap of GeSn well layer can be observed in the absorption spectral.
The small peaks probably originate from the exciton absorption in the MQW structure due to
QCSE effect. The binding energy of exciton in the quantum well can be described using the
equation:
e4 m e mh 1
n
Eexciton = 2 2( ) (7)
8ε h m e + m h (n − 1/2)
2
where me and mh are effective masses of electron and hole respectively. For the excitons confined
at Γ valley and heavy hole band, the parameters used here are consistent with band structure
calculation: me =0.0316 m0 and mh =0.223 m0 . The calculated binding energy is around 5.63 meV
which roughly satisfies the energy difference Eexciton = Eqw_direct - Ebinding . Moreover, the peak
position shifts to lower photon energy with increasing reverse bias voltage which is also one of
the characteristics of QCSE effect. In the GeSn/Ge MQW structure, the well region is 7.5 nm
which provides relatively sufficient confinement for the exciton. However, the exciton absorption
is weak in this work due to the following two possible reasons. One of the reasons is that the
material defects in the GeSn/Ge MQW region is not as low as expected. Even though the GeSn
layer is pseudomorphic, the defects at Ge/Si interface can still propagate into the device region
which is also the cause of large percentage of bulk leakage as discussed before. Such problem can
be solved by direct wafer bonding (DWB) process after the material growth [41]. The defective
Ge buffer layer can be etched away by transferring the sample on an insulator platform. The
other reason could be related to the measurement limitation. The resolution of optical filter is
10 nm and the applied reverse bias voltage is relatively low. Since the total thickness of the MQW
region is 412.5 nm, the electric field density in the MQW region is not sufficiently strong to bring
significant shift of the exciton peak. In addition, all the measurements were performed at room
temperature. The thermal perturbation at room temperature (kT = 25.8 meV) is destructive for
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the excitons due to the low binding energy. Even though the exciton peak in this work is not
remarkable, it is the first time that QCSE effect was discovered in GeSn/Ge system. With further
optimization in the material growth or switching the barrier material to SiGeSn, more prominent
QCSE effect and high efficiency modulation based on exciton absorption can be realized.
Fig. 15. Extracted effective absorption coefficient of GeSn/Ge MQW region at varying
reverse bias voltage from 0.57 to 0.73 eV.
To achieve effective optical modulation, the deviation of absorption coefficient for a given
reverse bias voltage is pivotal. The change of absorption coefficient can be evaluated by absorption
ratio which is defined as ∆α/α0 . Here, the effective absorption coefficient of the GeSn/Ge MQW
was used in the calculation. As shown in Fig. 16, the absorption ratios at all bias voltages decrease
first and then increase. When the reverse bias voltage is lower than 2 V, the absorption ratio turns
Fig. 16. Change of absorption ratio of GeSn/Ge MQW region at varying reverse bias from
1,700 to 2,000 nm.
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into negative around 1,830 nm and then returns to positive value at longer wavelength. At voltage
of -2 V, the absorption ratio remains positive across the entire range from 1,700 to 2,000 nm and
the maximum value is around 1.81 at 2 µm, showing promise for optical modulation at 2 µm
band.
The 3-dB bandwidth of GeSn/Ge MQW photodiode was calculated theoretically in Fig. 17. In
the calculation, both transit-limited bandwidth and RC delay-limited bandwidth were taken into
consideration. By assuming the velocity of electron in depletion region has reached the saturation
velocity vsat =6×106 cm/s, the transit-limited bandwidth can be calculated using fT = 0.45vsat /di
[42]. The RC delay limited bandwidth is dominant for device with large surface area and it can be
expressed by fRC =1/(2π(Rs +Rl )(Cj +Cp )). The load resistance Rl was estimated to be 50 Ω and
the values of series resistance Rs , junction capacitance Cj and parasitic capacitance Cp had been
obtained in the former discussion. As shown in Fig. 17, the theoretical 3-dB bandwidth for the
photodiode with mesa diameter of 30 µm can reach 12 GHz at -2 V. The theoretical calculation
could overestimate the 3-dB bandwidth of the photodiode since the carrier trapping effect in the
MQW was not taken into consideration. However, the carrier trapping effect will be alleviated at
higher bias voltage because of narrower barrier. Therefore, the GeSn/Ge photodiode fabricated
in this work is believed to be capable of high frequency operation.
Fig. 17. Theoretically calculated 3-dB bandwidth of fabricated GeSn/Ge MQW photodiode
as a function of mesa diameter. The blue dashed line represents transit-limited bandwidth.
5. Conclusion
The photo detection and modulation performance of GeSn/Ge MQW p-i-n photodiode was
investigated. The GeSn/Ge MQW p-i-n structure was grown on a 300-mm Ge-buffered Si
substrate by RPCVD which is promising for large-scale production. High material quality with
uniform and pseudomorphic GeSn well layers was verified by TEM and XRD characterization.
As a photodetector, the fabricated GeSn/Ge MQW photodiode shows an ultralow dark current of
16.3 mA/cm2 at -1 V and a high responsivity of 0.307 A/W at 1,550 nm. The achieved specific
detectivity at C-band (centered at 1,550 nm) is 1.37×1010 cm·Hz1/2 /W which is comparable
with commercial Ge and extended-InGaAs photodetectors. The potential of GeSn/Ge MQW
photodiode as optical modulator was also investigated from 1,700 to 2,200 nm. QCSE effect
was observed in the effective absorption coefficient spectra of the GeSn/Ge MQW region. The
exciton peak shifts from 0.690 to 0.688 eV when the reverse bias voltage increases from 0 to 2 V.
The achieved absorption ratio under -2 V at 2 µm is 1.81, manifesting the fabricated GeSn/Ge
MQW can be used as a modulator operating at 2 µm. This work paves a way for the application
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of GeSn/Ge MQW photodiodes as photo detectors and optical modulators in the optoelectronic
integrated circuits.
Funding
National Research Foundation Singapore (NRF–CRP19–2017–01); Ministry of Education -
Singapore (R-263-000-D45-112); Ministry of Education - Singapore (R-263-000-C58-133).
Acknowledgments
The authors acknowledge Dr. Chong Gang Yih and Ms. Ngo Ling Ling in Nanyang Technological
University for the help in sputtering and PECVD.
Disclosures
The authors declare that there are no conflicts of interest related to this article.
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