Auditory System: Sound Identity vs. Location
Auditory System: Sound Identity vs. Location
Claude Alain*†‡, Stephen R. Arnott*†, Stephanie Hevenor*, Simon Graham*§¶, and Cheryl L. Grady*†储
*The Rotman Research Institute, Baycrest Centre for Geriatric Care, Toronto, ON, Canada M6A 2E1; †Department of Psychology and ¶Department of Medical
Biophysics, University of Toronto, Toronto, ON, Canada M8V 2S4; §Imaging兾Bioengineering Research, Sunnybrook and Womens’ College Health Sciences
Centre, Toronto, ON, Canada M4N 3M5; and 储Faculty of Medicine (Psychiatry), University of Toronto, Toronto, ON, Canada M5S 1A8
Edited by P. S. Goldman-Rakic, Yale University School of Medicine, New Haven, CT, and approved August 10, 2001 (received for review April 27, 2001)
The extent to which sound identification and sound localization three-dimensional (3D) auditory environment was created by
depend on specialized auditory pathways was examined by using using synthesized sounds with appropriate free-field acoustic
functional magnetic resonance imaging and event-related brain cues (15, 16). Such a design has proven to be effective for imaging
potentials. Participants performed an S1–S2 match-to-sample task the neural substrates involved in localizing auditory events
in which S1 differed from S2 in its pitch and兾or location. In the pitch (9, 17).
task, participants indicated whether S2 was lower, identical, or
higher in pitch than S1. In the location task, participants were asked Methods
to localize S2 relative to S1 (i.e., leftward, same, or rightward). Fifteen young adults (aged between 21 and 31 years; four males)
Relative to location, pitch processing generated greater activation participated in the study. All were right-handed and reported
in auditory cortex and the inferior frontal gyrus. Conversely, normal hearing. Each participant signed an informed consent
identifying the location of S2 relative to S1 generated greater form approved by the University of Toronto Human Subject
activation in posterior temporal cortex, parietal cortex, and the Review Committee. Data from three participants were excluded
superior frontal sulcus. Differential task-related effects on event- because of head motion greater than 1 mm during the experi-
related brain potentials (ERPs) were seen in anterior and posterior ment. ERPs were recorded in a separate session and were
brain regions beginning at 300 ms poststimulus and lasting for obtained from those 12 participants that were included in the
several hundred milliseconds. The converging evidence from two fMRI analysis.
independent measurements of dissociable brain activity during
identification and localization of identical stimuli provides strong Stimuli and Tasks. Stimuli consisted of five synthesized two-octave
support for specialized auditory streams in the human brain. These band noise bursts starting with a center frequency of 2000 Hz and
findings are analogous to the ‘‘what’’ and ‘‘where’’ segregation of stepping up four times. Stimulus duration was 500 ms including
visual information processing, and suggest that a similar functional 5-ms rise兾fall time. Stimuli were generated digitally with 16-bit
organization exists for processing information from the auditory resolution and a sampling rate of 50 kHz, passed through a
modality. digital-to-analogue converter, and then low pass filtered at 10
kHz by using an anti-aliasing filter (Tucker-Davis Technology,
Gainesville, FL). Stimuli were presented at 85 dB sound pressure
A uditory scene analysis involves identifying the content
(‘‘what’’) and the location (‘‘where’’) of sounds in the
environment. Evidence from anatomical and neurophysiological
level (SPL) by means of circumaural, fMRI-compatible head-
phones (Avotec, Jensen Beach, FL), acoustically padded to
studies in non-human primates (1–5) suggests that identification suppress scanner noise by 25 dB. Stimuli were presented at five
and localization of auditory events may be functionally segre- possible azimuth locations relative to straight ahead (⫺90°, ⫺45°,
gated in specialized auditory streams. Combining anatomical 0°, ⫹45°, ⫹90°). Virtual 3D sources were synthesized by using a
PSYCHOLOGY
and electrophysiological recording methods in non-human pri- head-related transfer function that replicated the acoustic ef-
mates, Romanski et al. (5) have recently identified two separate fects of the head and ears of an average listener (18).
auditory streams that originate in caudal and rostral auditory Participants performed a delayed match-to-sample task in
cortex, respectively, and project to different regions within the which the first acoustic stimulus (S1) was held in memory (for
frontal lobe. The functional significance of these separate path- 500 ms) for comparison with the second (S2) stimulus. Each trial
ways has not been determined, although they suggest functional began with a binaural warning tone (1000 Hz, 500-ms duration,
dissociations for auditory processes analogous to the ‘‘what’’ and 5-ms rise兾fall time). After a delay of 1000 ms, a noise burst (S1)
‘‘where’’ or ventral and dorsal cortical information streams for was presented at one of three possible locations and one of three
identifying and localizing visual (6, 7) and somatosensory (8) possible pitches that excluded the two extreme locations and the
stimuli. two extreme pitches. A second noise burst (S2) was presented
Auditory neuroimaging studies employing positron emission 500 ms after the offset of S1. S2 was presented at one of three
tomography or functional magnetic resonance imaging (fMRI) possible and equally probable locations that included the same
have revealed enhanced blood flow in parietal areas during location of S1 and the two adjacent locations (immediately
sound localization (9–11). In comparison, tasks requiring indi- rightward and leftward). For example, if S1 was presented at 45°
viduals to make tone discriminations (12) or identify auditory to left of center, S2 could have been presented along the azimuth
stimuli (e.g., words or environmental sounds) show enhanced at 90° left of center, 45° left of center, or 0°. Similarly, the
activation in inferior frontal cortex (13, 14). Although these frequency of S2 was either identical or adjacent (lower or higher)
results suggest that the processing of sound identity and sound than S1. The likelihood of having the second stimulus lower,
location is functionally separable, the segregation in auditory
information processing has yet to be demonstrated within the
same individuals when using the same set of stimuli. This paper was submitted directly (Track II) to the PNAS office.
The present study was designed to directly test, by using fMRI Abbreviations: BOLD, blood oxygenation level-dependent; 3D, three-dimensional; ERP,
and event-related brain potentials (ERPs), the hypothesis that event-related brain potentials; fMRI, functional magnetic resonance imaging.
auditory stimulation is not possible within the scanner, a virtual §1734 solely to indicate this fact.
leftward, identical, higher, or rightward was equally probable. location or of the same pitch. Participants kept their eyes closed
The intertrial interval was controlled by the participant, whose during the scanning.
response initiated the presentation of the next trial 1000 ms later. The tasks carried out during the ERP measurements were
In the pitch task, participants indicated by pressing one of three similar to those used during the fMRI procedure. For each
buttons whether S2 was lower, identical, or higher in pitch than condition, participants were given five blocks of 60 trials. The
S1, regardless of its location. Similarly, in the spatial discrimi- stimuli were the same as those used for the fMRI experiment and
nation task, participants indicated by pressing one of three the trials themselves were identical (i.e., warning tone, then S1,
buttons whether S2 was at a leftward, an identical, or a rightward and then S2 500 ms later). The order of conditions was coun-
position relative to S1, regardless of changes in pitch. The stimuli terbalanced across participants.
were identical in both conditions; only the task instructions
differed. Participants performed each designated task (e.g., fMRI Procedure. Participants’ regional cerebral activity was as-
location comparisons) for 30 s followed by a 30-s rest period in sessed by using a 1.5-T Signa MR scanner with a standard head
which no stimuli were presented. This on兾off sequence was coil (CV兾i hardware, LX8.3 software; General Electric Medical
repeated five times for a total duration of 5 min. Three to four Systems, Waukesha, WI). Each scan sequence consisted of five
pitch and location sequences were performed on each partici- 30-s task blocks alternating with 30-s blocks in which no sound
was presented. Functional imaging was performed to measure
pant, which alternated over the course of the experiment. The
brain activation by means of the blood oxygenation level-
order of conditions (pitch or location) was counterbalanced
dependent (BOLD) effect (19) with optimal signal contrast.
across participants.
Eighteen axial slices 7 mm thick were obtained. Functional scans
To ensure that changes in brain activation were not due to were obtained by using a single shot T2*-weighted pulse se-
differences in task difficulty, the pitch separation was adjusted quence with spiral readout, offline gridding, and reconstruction
for each individual such that they performed equally well in both (ref. 20; TR ⫽ 2000 ms, TE ⫽ 40 ms, flip angle 80°, 90 ⫻ 90
tasks. This separation varied between 3 and 10% (mean 6.6 ⫾ effective acquisition matrix). For each participant, standard
2.4%). Responses and latencies were obtained by using two volumetric anatomical MRI was performed before functional
fMRI-compatible response pads (Lightwave Technologies, Sur- scanning by using a standard 3D T1-weighted pulse sequence
rey, BC, Canada), each containing two buttons side-by-side. On (TR ⫽ 12.4 ms, TE ⫽ 5.4 ms, flip angle 35°, 22 ⫻ 16.5 field of
each trial, participants indicated whether the sound was leftward view, 256 ⫻ 192 acquisition matrix, 124 axial slices 1.4 mm thick).
or lower in pitch by pressing the extreme left button of the pad Data processing and analyses were performed by using Anal-
in their left hand with their left middle finger (button 1). They ysis of Functional NeuroImages (AFNI) software (21, 22). Time
pressed the rightmost button (button 4) on the pad in their right series data were spatially coregistered to correct for head motion
hand with their right middle finger for sounds that were right- by using a 3D Fourier transform interpolation, and detrended to
ward or higher in pitch. Lastly, they simultaneously pressed the a constant reference scan by using a fifth-order polynomial.
remaining buttons (2 and 3) on each response pad with their left Percent changes in signal intensity with respect to rest were
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and right index fingers when the sounds were at the same analyzed by using voxel-wise correlations of the location and
Location ⬎ Pitch
Frontal
Right superior frontal gyrus (BA 6兾8) 25 5 59 6.72** 0.88 ⫺4.13*
Left middle frontal gyrus (BA 8) ⫺26 3 48 6.10** ⫺1.15 ⫺5.13**
Parietal
Right superior parietal (BA 7) 15 ⫺76 49 10.39** 3.74* ⫺4.70*
Left precuneus (BA 7) ⫺12 ⫺72 49 10.54** 0.82 ⫺6.87**
Right inferior parietal (BA 40) 25 ⫺45 39 10.29** 2.86 ⫺5.25**
Left inferior parietal (BA 40) ⫺27 ⫺48 41 17.23** 11.34** ⫺4.16*
Temporal
Right posterior middle temporal gyrus (BA 21) 58 ⫺53 1 7.90** 1.30 ⫺4.66**
Left posterior middle temporal gyrus (BA 37) ⫺56 ⫺59 ⫺1 3.69* ⫺2.51 ⫺4.38*
Occipital
Left superior occipital gyrus (BA 19) ⫺32 ⫺74 37 ⫺1.09 ⫺6.96** ⫺4.15*
Pitch ⬎ Location
Frontal
Right inferior frontal gyrus (BA 45) 45 25 10 5.76** 11.44** 4.02*
Right inferior frontal gyrus (BA 44) 51 18 12 4.71** 9.68** 3.52*
Temporal
Right superior temporal gyrus (BA 22) 60 ⫺21 2 4.45** 9.25** 3.39*
Left superior temporal gyrus (BA 22) ⫺53 ⫺20 6 20.13** 26.04** 4.18*
Left superior medial temporal gyrus (BA 22) ⫺37 ⫺25 5 3.79* 9.47** 4.02*
Right primary auditory cortex (BA 41) 42 ⫺21 11 5.09** 8.47** 4.18*
Occipital
Right cuneus (BA 19) 17 ⫺87 23 ⫺13.14** ⫺5.20** 5.62**
Left cuneus (BA 18) ⫺11 ⫺97 3 ⫺15.94** ⫺6.03** 7.01**
The Talairach coordinates are based on the peak voxel in t value. BA, Brodmann’s Area according to the atlas of Talairach and
Tournoux (24); L-R, t value for Location vs. Rest; P-R, t value for Pitch vs. Rest; (P-R)-(L-R), t value for Location by Pitch interaction (negative
values represent greater activation during the Location vs. the Pitch condition, positive values represent greater activation during the
Pitch vs. the Location condition). *, P ⬍ 0.01; **, P ⬍ 0.001.
pitch time series with square-wave reference vectors (23) shifted The analysis epoch included 200 ms of prestimulus activity and
to account for the delay in hemodynamic response. The statis- 3000 ms of poststimulus activity. Trials contaminated by eye
PSYCHOLOGY
tical cut-off for activation was set at P ⬍ 0.001 or lower, blink or excessive peak-to-peak deflection (⫾150 V) at the
uncorrected. The minimum cluster size was 10 mm3 with a radius electrodes not adjacent to the eyes were automatically rejected
of 2 mm. This produced two activation images per participant, before averaging. The ERPs were then averaged separately for
one for location vs. rest and one for pitch vs. rest. These each site, stimulus type, and listening condition. ERPs were
activation images were then transformed into Talairach coordi- digitally lowpass filtered to attenuate frequencies above 12 Hz.
nates (21, 22, 24) and smoothed with a Gaussian filter of 6 mm For each individual average, the ocular artifacts (e.g., blinks and
full width at half maximum (FWHM) to increase the signal-to- lateral movements) were removed by means of ocular source
noise ratio. The latter step was performed to facilitate the components, using BR A IN ELECTR ICA L SOURCE ANA LYSIS
subsequent group analysis, which consisted of a random effect, (BESA) software (25). ERP waveforms were quantified by
voxel-wise two-factor ANOVA with tasks (location and pitch) as computing mean values in selected latency regions, relative to
within-subject factors. Because the ANOVA was performed on the mean amplitude of the 200-ms prestimulus activity. All
the task vs. rest contrast images, the degrees of freedom were measurements were subjected to repeated measures ANOVA
based on the number of subjects rather than on the number of with task (pitch and location) and electrodes (CP1, CP2, FT9,
scans. For the comparison between pitch and location condi-
FT10) as within-subject factors. Scalp topographies using the 61
tions, the statistical cut-off was set at P ⬍ 0.01 and the minimum
electrodes (omitting the periocular electrodes) were statistically
cluster size was 10 mm3 with a radius of 2 mm.
analyzed after scaling the amplitudes to eliminate amplitude
Recording and Analysis of ERPs. The electroencephalogram (EEG)
differences between conditions (26). The original degrees of
was recorded from an array of 64 electrodes including those from freedom for all analyses are reported throughout the paper. Type
the standard 10–20 placement. Vertical and horizontal eye I errors associated with inhomogeneity of variance were con-
movements were recorded with electrodes at the outer canthi trolled by decreasing the degrees of freedom using the Green-
and at the superior and inferior orbit. Electrophysiological house-Geisser epsilon (), and the probability estimates are
signals were digitized continuously (bandpass 0.05–50 Hz; 250 based on these reduced degrees of freedom.
Hz sampling rate) by means of NeuroScan SynAmps and stored
for offline analysis. During the recording, all electrodes were Results
referenced to the midline central electrode (Cz); for data fMRI Experiment. There were no differences in accuracy between
analysis, they were re-referenced to an average reference and the the two tasks: participants correctly judged the pitch or the
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electrode Cz was reinstated. location of S2 in 72% and 70% of the trials, respectively.
Location task
Right superior frontal gyrus (BA 6兾8) 1.000
Right superior parietal cortex (BA 7) 0.670** 1.000
Right inferior frontal gyrus (BA 45) 0.014 0.034 1.000
Right superior temporal gyrus (BA 22) 0.291 0.469** ⫺0.174 1.000
Pitch task
Right superior frontal gyrus (BA 6兾8) 1.000
Right superior parietal cortex (BA 7) 0.064 1.000
Right inferior frontal gyrus (BA 45) ⫺0.165 0.573** 1.000
Right superior temporal gyrus (BA 22) ⫺0.473** 0.532** 0.558** 1.000
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PSYCHOLOGY
processing sound identity and sound location depends on spe- current experiment and those observed in previous anatomical
cialized auditory pathways within the same individuals and using studies (4, 5) and reported during a comparable visual task (27).
similar stimuli. Relative to location processing, pitch processing This result suggests that these ventral and dorsal prefrontal areas
was associated with greater activity in auditory cortices and are involved in representing two distinct types of information
inferior prefrontal gyrus. The inferior prefrontal gyrus has about the environment, ‘‘what’’ and ‘‘where,’’ regardless of which
consistently been shown to be active during the processing of stimulus modality provides that information. Together, these
pitch changes (28), auditory word and tone working memory findings suggest that the segregation of information processing
(29), semantic processing of auditory materials (13), and pho- into ‘‘what’’ and ‘‘where’’ pathways may be a fundamental
neme discrimination (14). Conversely, spatial judgment was property of cortical organization.
associated with greater bilateral activation in posterior temporal
areas, and in inferior and superior parietal cortices compared We thank Rhonda Walcarius and Cathy Nangini for technical support,
with the pitch judgment. This finding provides further evidence and Drs. Helen Mayberg, Randy McIntosh, Terry Picton, and Don Stuss
for helpful comments on an earlier version of the manuscript. We also
that the parietal cortex plays an important role in processing the thank Dr. Gary Glover for the use of his spiral imaging pulse sequence.
spatial relation between consecutive auditory events, consistent This research was supported by grants from the Natural Sciences and
with findings from electrophysiological studies in non-human Engineering Research Council of Canada, the Canadian Institutes for
primates (30), lesion studies in humans (31–33), and positron Health Research, and the Canadian Foundation for Innovation.
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