Overview of Deep Reinforcement Learning
Overview of Deep Reinforcement Learning
Moez Krichen
ReDCAD Laboratory, University of Sfax, Sfax, Tunisia
[Link]@[Link]
Abstract—Deep Reinforcement Learning (DRL) is a powerful with massive volumes of labeled data and scale to handle
technique for learning policies for complex decision-making tasks. extremely high-dimensional and heterogeneous data, such as
In this paper, we provide an overview of DRL, including its basic photos, videos, and text. Unsupervised learning can be accom-
components, key algorithms and techniques, and applications in
areas s.a. robotics, game playing, and autonomous driving. We plished by training DL models to rebuild or produce data, or
also discuss some of the challenges and limitations of DRL, s.a. to cluster and show data in low-dimensional spaces.
sample inefficiency and safety concerns, and we identify some of Reinforcement Learning (RL) discipline focuses on teaching
the promising directions for future research in DRL, s.a. meta- agents how to make a series of decisions in an environment to
learning, hierarchical reinforcement learning, and combining maximize a reward signal [5], [6]. Since its first introduction
DRL with formal techniques. In the second part of the paper, we
discuss several important applications of DRL, including transfer in the 1980s, the RL framework has been used to address
learning, multi-agent reinforcement learning, and explainable a variety of issues, including game playing, robotics, and
reinforcement learning. We also explore the combination of control systems [7]. Traditional RL algorithms often rely
DRL with formal techniques, a promising area of research for on hand-crafted features and linear function approximation,
ensuring the safety and reliability of DRL applications. Finally, which limits their ability to handle complex tasks with high-
we identify some of the limitations and open issues in DRL,
including sample efficiency, safety, and scalability concerns. To dimensional state and action spaces.
help practitioners effectively apply DRL in their work, we provide Deep reinforcement learning (DRL) emerged as a solution
recommendations for starting with simple problems, choosing to this problem by using deep neural networks (DNNs) to
appropriate algorithms and architectures, paying attention to represent the agent’s policy and value function [8]. DNNs can
safety and ethics, collaborating with experts, and staying up automatically learn hierarchical representations of complex
to date with the latest research in the field. We conclude by
highlighting the potential impact of DRL in a wide range of input data, s.a. images, sounds, and natural language, which
applications and emphasizing the need for careful consideration makes them well-suited for handling high-dimensional state
of the ethical and societal implications of DRL. and action spaces [9]. The combination of RL and DL has led
Index Terms—Deep Reinforcement Learning, DRL, Algo- to significant advances in the field, with many applications
rithms, Applications, Recommendations, Limitations, Challenges. achieving state-of-the-art performance.
Recent years have seen a surge of interest in DRL, with
numerous applications in industry and academia. For instance,
I. I NTRODUCTION
DRL has been utilized to train robots to perform tasks s.a.
The field of artificial intelligence (AI) known as machine grasping objects and navigating complex environments [10],
learning (ML) focuses on creating models and algorithms that to play games s.a. Go and Atari games with superhuman
can learn from data without being explicitly programmed [1], performance [11], [12], and to generate natural language
[2]. ML techniques allow computers to understand patterns descriptions of images [13]. The success of DRL in these
and relationships in data and utilize them to make predictions and other domains has spurred research into new algorithms,
or judgements on previously unknown data. Image and audio architectures, and applications of DRL.
recognition, natural language processing (NLP), recommenda- In this work, we provide an overview of DRL, its applica-
tion systems, fraud detection, and predictive maintenance are tions, limitations, and open issues, with a focus on some of
all examples of how ML techniques can be used. The type the most promising areas of research in this field. We begin
and amount of labeled data used to train the model determine in Section II by describing some of the most popular DRL
whether the ML algorithm is supervised, unsupervised, or algorithms, s.a. deep Q-networks, actor-critic techniques, and
reinforcement learning. policy gradient techniques. We also discuss recent advances
Artificial neural networks (ANNs) with several layers of in meta-learning, hierarchical RL, and imitation learning. In
interconnected nodes are the foundation of deep learning Section III, we discuss some of the most promising applica-
(DL), a subset of ML that is motivated by the structure and tions of DRL in various domains, including robotics, game
operation of the human brain [3], [4]. DL models may learn playing, NLP, and recommendation systems. We also explore
complicated data representations automatically by gradually the combination of DRL with other techniques, s.a. transfer
extracting higher-level characteristics from lower-level ones. learning and multi-task learning, to enhance the effectiveness
DL algorithms have demonstrated cutting-edge performance and efficiency of DRL (Section IV). We further delve into
in a variety of disciplines, including computer vision, NLP, multi-agent RL in Section V and explainable RL in Section VI.
speech recognition, and game play. DL models may be trained In Section VIII, we review the main limitations and open
B. AC techniques
AC Techniques 2 [16] are a type of policy-based RL algo-
rithm that utilize two neural networks: an actor network that
learns a stochastic policy π(act|st), and a critic network that
measures the value function V (st). While the critic network
uses temporal difference (TD) learning for estimating the value
function, the actor network uses the PG theorem to update the
Fig. 1. DRL General Architecture. policy parameters in the direction of the anticipated reward.
Three subcategories of actor-critic methods exist: actor-only,
actor-only on policy, and actor-only off policy. On-policy
issues in DRL, including sample inefficiency, safety concerns, techniques, s.a. A2C and A3C [17], update the policy based
and scalability. We also discuss some of the most promising on the current policy, while off-policy techniques, s.a. DDPG
directions for future research in DRL, including the combina- [14] and TD3 [18], utilize a separate behavioral policy to
tion of DRL with formal techniques (Section VII), explainable generate the data utilized to update the target policy. Actor-
RL, and multi-agent RL. To help practitioners effectively only techniques, s.a. PPO, update the policy without estimating
apply DRL in their work, we provide recommendations in the value function explicitly.
Section IX, which includes guidance on starting with simple
problems, choosing appropriate algorithms and architectures, C. PG Techniques
paying attention to safety and ethics, and collaborating with
PG techniques 3 are a group of RL algorithms that directly
experts. Finally, in Section X, we summarize the paper and
optimize the policy parameters to maximize the expected
outline some possible extensions for future research in this
reward. The PG theorem provides a way to compute the
exciting and rapidly evolving field. We emphasize the potential
gradient of the expected reward w.r.t. the policy parameters,
impact of DRL in a wide range of applications, while also
which can be utilized to update the policy utilizing SGD 4 . PG
highlighting the need for careful consideration of the ethical
techniques can be further divided into two subcategories: VPG
and societal implications of DRL applications. Overall, we
techniques 5 and TRPO Techniques 6 . VPG techniques update
believe that DRL has the potential to revolutionize many
the policy using the first-order gradient of the expected reward,
industries and domains, and we look forward to seeing the
while TRPO [19] uses a trust region constraint to ensure that
continued progress and development of this exciting field.
the policy update does not deviate too far from the current
II. DRL A LGORITHMS policy, which improves sample efficiency and convergence.
DRL algorithms combine the principles of RL with DNNs D. PPO Techniques
to learn complex policies and value functions from high-
dimensional input data. The general architecture of DRL is PPO 7 is a policy-based RL algorithm which was developed
illustrated in Figure 1. In this section, we give an introduction in 2017. PPO is a variant of the traditional PG technique
of some of the most widely used DRL algorithms, such as that uses a clipped surrogate objective to update the policy
actor-critic techniques, PG techniques, and deep Q-networks network. The clipped surrogate objective limits the size of the
(DQN). policy update for every iteration, that helps to prevent large
policy changes that could destabilize the learning process. One
A. DQN of the key advantages of PPO is its sample efficiency. PPO
DQN 1 are a type of value-based RL algorithm that utilize is able to achieve good performance with less samples than
a DNN to approximate the optimal action-value function, older PG algorithms like Trust Region Policy Optimization
Q∗ (st, act), which represents the expected cumulative reward (TRPO). PPO is a policy-based algorithm that does not require
obtained by performing action act in state st and following 2 AC Techniques=Actor-critic Techniques
the optimal policy thereafter. To increase stability and con- 3 PG Techniques=Policy Gradient Techniques
vergence, the DQN method makes use of a target network 4 SGD=Stochastic Gradient Descent
and experience replay. Experience replay stores transitions 5 VPG Techniques=Vanilla PG Techniques
6 TRPO Techniques =Trust Region Policy Optimization Techniques
1 DQN=Deep Q-networks 7 PPO=Proximal Policy Optimization
a separate replay buffer because it learns directly from the However, applying RL to robotics poses several challenges.
existing policy. One major challenge is the need for sample efficiency, since
real-world interactions with a robot can be slow and expen-
E. SAC Techniques sive. To address this challenge, researchers have developed
SAC 8 is another policy-based RL algorithm that was techniques s.a. transfer learning, where a pre-trained agent
proposed by Haarnoja et al. in 2018 [20]. SAC is an off- is fine-tuned on a new task, and simulation-based learning,
policy algorithm that uses a maximum entropy objective to where the agent learns from simulated environments before
encourage exploration and a stochastic actor network to sample being deployed in the real world [22].
actions. The maximum entropy objective encourages the policy
to take actions that are not only optimal but also diverse, B. Game Playing
which can help to improve exploration and lead to better long-
term performance. SAC also uses a critic network to estimate DRL has also been successfully applied to game playing.
the state-action value function. Unlike traditional Q-learning RL agents have excelled in games like Go, Chess, and others,
techniques, which utilize a single Q-function estimate, SAC in particular. These games pose a unique challenge for RL
uses a set of Q-functions to estimate the value function. The agents, since they involve long-term planning and strategic
use of multiple Q-functions helps to reduce overestimation thinking [11]. One of the key advantages of using RL for
bias and improve the stability of the learning process. game playing is that it can learn from self-play, where the
agent plays against itself and improves over time. This allows
F. TD3 Techniques the agent to learn from a large amount of experience without
TD3 9 is a policy-based RL algorithm that was proposed by the need for human supervision [23].
Fujimoto et al. in 2018 [18]. TD3 is an off-policy algorithm
that utilizes two critic networks to estimate the state-action C. NLP
value function and a delayed update mechanism to stabilize
training. The two critic networks are trained independently, DRL has also shown promise in NLP. RL agents can
which helps to reduce overestimation bias and improve the be utilized to learn to generate text, answer questions, and
accuracy of the value estimates. In order to increase the perform other NLP tasks. For instance, RL has been utilized
stability of the learning process, TD3 also applies a target to train chatbots that can interact with users in a natural
policy smoothing technique. By adding noise to the target and engaging way [24]. However, applying RL to NLP also
policy during training, the target policy smoothing technique poses several challenges. One challenge is the need for in-
lessens the learning process’ sensitivity to minute changes in terpretability, since it can be difficult to understand how the
the policy. agent is making decisions. Another challenge is the need for
Overall, these recent advances in DRL have shown great sample efficiency, since generating text can be a slow and
promise in improving the performance and efficiency of RL expensive process. To address these challenges, researchers
agents. The particular task at hand, its needs, the available have developed techniques s.a. reward shaping, where the
processing resources, and the method of choice ultimately reward function is designed to encourage desirable behavior,
determine the final decision. As the field continues to evolve, and curriculum learning, where the agent is trained on pro-
it is likely that new algorithms and techniques will continue gressively more difficult tasks [25], [26].
to emerge that further advance the state of the art in DRL.
D. Black-box Testing of Android Applications
III. A PPLICATIONS OF DRL
DRL has demonstrated excellent potential in a range of The article [27] investigates whether RL can replace human-
applications, from robotics and gaming to NLP and beyond. designed metaheuristic algorithms in Search-based Software
In this section, we will describe some of the most promising Testing (SBST) and proposes a new framework dubbed Gun-
applications of DRL, as well as the challenges that arise when Powder. The authors reformulate the SUT10 as an RL environ-
applying these techniques to real-world problems. ment and train a DDQN11 agent with DNN to automatically
produce test data that optimizes structural test criteria. The
A. Robotics authors perform a modest empirical research to test their
Robotics is one of the most exciting fields in which DRL approach and find that the agent can learn SBST metaheuristic
can be used. RL agents can be utilized to control robots algorithms and obtain 100% branch coverage for training
that perform complex tasks in real-world environments. For functions. The GunPowder framework extends the SUT to
instance, RL has been utilized to train robots to perform an RL environment, providing a foundation for additional
tasks s.a. grasping objects, manipulating tools, and navigating research. The research could aid the software engineering
complex environments [10], [21]. community by boosting SBST’s efficiency and efficacy.
effectively. Practitioners who are new to DRL may find it ensure that their models are safe and effective in real-world
helpful to start with simple problems and gradually work up driving scenarios. By collaborating with experts, practitioners
to more complex ones. Simple problems can include tasks can ensure that they are using the most appropriate techniques
like controlling a simple robot arm, playing simple games, or and addressing relevant challenges in their specific domain.
navigating a simple maze. By starting with simple problems,
practitioners can gain experience with DRL and develop an E. Keep up with the most recent findings
intuition for how it works and how to apply it effectively
in different contexts. Once practitioners are comfortable with DRL is a rapidly evolving field with new developments and
simple problems, they can gradually work up to more com- techniques emerging regularly. Practitioners should make an
plex problems, s.a. autonomous driving, medical diagnosis, or effort to Keep up with the most recent findings and attend
robotic manipulation. conferences and workshops to learn about new techniques
and best practices. This can involve reading research papers,
B. Choose appropriate algorithms and architectures attending talks and seminars, or participating in online forums
There are many different DRL algorithms and architectures and discussion groups. By staying up to date with the latest
to choose from, each with their own strengths and weaknesses. research, practitioners can ensure that they are using the most
Practitioners should carefully consider the requirements of state-of-the-art techniques and contributing to the ongoing
their problem and choose algorithms and architectures that development of the field.
are appropriate for their specific needs. For instance, if the
problem involves continuous action spaces, algorithms like X. C ONCLUSION
DDPG or TD3 may be more appropriate than algorithms like
Q-learning or SARSA, which are designed for discrete action In this paper, we have provided an overview of DRL, a
spaces. Similarly, if the problem involves high-dimensional powerful technique for learning policies for complex decision-
input spaces, architectures like CNNs12 or RNNs13 may be making tasks. We have discussed the basic components of
more appropriate than simple feedforward neural networks. By DRL, including the agent, the environment, and the reward
carefully selecting algorithms and architectures, practitioners function, and we have described some of the key algorithms
can ensure that they are using the most appropriate techniques and techniques utilized in DRL, s.a. Q-learning, PG tech-
for their specific problem. niques, and DNNs. We have also discussed some of the key
C. Pay attention to safety and ethics applications of DRL, including transfer learning, multi-agent
RL, and explainable RL, and we have highlighted some of the
As DRL is increasingly utilized in safety-critical applica- challenges and limitations of DRL, s.a. sample inefficiency,
tions, s.a. autonomous driving and medical diagnosis, it is safety concerns, and scalability. Additionally, we explored the
important for practitioners to pay close attention to safety combination of DRL with formal techniques, a promising area
and ethics considerations. Practitioners should ensure that of research for ensuring the safety and reliability of DRL
learned policies are safe, transparent, and interpretable, and applications. To help practitioners effectively apply DRL in
that they do not perpetuate biases or discrimination. This may their work, we have provided recommendations for starting
involve using techniques like adversarial training to ensure with simple problems, choosing appropriate algorithms and
that learned policies are robust to adversarial attacks, or using architectures, paying attention to safety and ethics, collabo-
techniques like counterfactual reasoning to ensure that learned rating with experts, and staying up to date with the latest
policies do not perpetuate biases or discrimination. Addition- research in the field. By following these recommendations,
ally, practitioners should be aware of the ethical implications practitioners can effectively apply DRL in a wide range of
of their work and should consider the potential impact of their applications and contribute to the ongoing development of
applications on society and the environment. this exciting and rapidly evolving field. Overall, DRL is a
D. Collaborate with experts rapidly evolving field with significant potential for impact
in a wide range of applications. As the field continues to
DRL is a highly interdisciplinary field that requires expertise
evolve, it is likely that new techniques and approaches will
in computer science, mathematics, and often domain-specific
emerge that further advance the state of the art and enable new
knowledge. Practitioners who are new to DRL may find it
applications of DRL. However, it is important to note that as
helpful to collaborate with experts in these areas to ensure that
DRL algorithms become more powerful and complex, there is
they are using appropriate techniques and addressing relevant
a need to ensure that they are safe, reliable, and transparent.
challenges. For instance, practitioners working on medical
This requires not only advances in the underlying algorithms
diagnosis applications may collaborate with medical experts
and techniques but also careful consideration of the ethical and
to ensure that their models are clinically relevant and accu-
societal implications of DRL applications. We hope that this
rate. Similarly, practitioners working on autonomous driving
paper provides a useful introduction to the field of DRL, its
applications may collaborate with transportation experts to
applications, limitations, and open issues, and that it inspires
12 CNN = Convolutional Neural Network further research and development in this exciting and rapidly
13 RNN=Recurrent Neural Network evolving area.