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Ensuring Acceptance in Humanitarian Work

The document outlines the importance of acceptance and safety for National Society staff and volunteers operating in sensitive and insecure contexts. It emphasizes the need for adherence to the Fundamental Principles, careful screening and recruitment practices, and the management of personal identities to ensure neutrality and impartiality. Additionally, it highlights the responsibility of both individuals and organizational leaders to create a supportive environment that prioritizes safety and effective humanitarian assistance.
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0% found this document useful (0 votes)
34 views17 pages

Ensuring Acceptance in Humanitarian Work

The document outlines the importance of acceptance and safety for National Society staff and volunteers operating in sensitive and insecure contexts. It emphasizes the need for adherence to the Fundamental Principles, careful screening and recruitment practices, and the management of personal identities to ensure neutrality and impartiality. Additionally, it highlights the responsibility of both individuals and organizational leaders to create a supportive environment that prioritizes safety and effective humanitarian assistance.
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

IV.

Acceptance of the individual

Staff and volunteers have attained a high


degree of acceptance among key
stakeholders by working in a manner
consistent with the Fundamental Principles
and other Movement policies.
National Society staff and volunteers are often viewed as representatives of the organization for which they
work and at times of the International Red Cross and Red Crescent Movement as a whole – whether on or off
duty.
Like all humanitarian workers, National Society staff and volunteers operating in a sensitive or insecure
context can suffer from a real or perceived lack of independence, neutrality or impartiality by those who
influence or control access to people and communities in need. This can endanger both them and their
colleagues and hinder their efforts to provide assistance.

The actions and measures contained in this section help the National Society and its staff and volunteers
identify, manage and at times overcome the natural limits and possible challenges facing personnel deployed
in sensitive and insecure contexts. This section includes guidance for National Societies on tailoring screening
practices and the recruitment, training, management and placement of staff and volunteers in order to avoid
compromising safety or access.

1Action checklist

 Act respectfully, in conformity with all policies and guidelines (Code of Conduct,
Integrity Policy, Security Guidelines) designed to help protect you, and use the
Fundamental Principles to guide your thoughts, words, decisions and actions at all
times.
 Think about how you might be perceived by each key stakeholder and gatekeeper who
has influence over your safety and access.

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 Know that the emblem will not always override or trump other identity factors you
carry on you and that even when wearing the emblem you may be viewed with
suspicion; therefore, identify the situations in which you may be at higher risk.
 Work with your National Society operations leaders to reassess and mitigate your
exposure to risks and to identify actions that may increase your acceptance.
 Know that if you are from the affected community you will not necessarily be better
accepted than others.
 Care for and support your fellow team members; keep an eye on their safety and
well-being and always work as together in solidarity.

4.0 Introduction
Balancing the humanitarian imperative – to provide humanitarian assistance wherever and whenever it is needed –
against the operational risks posed to staff and volunteers is a very common and complex challenge faced by many
National Society leaders.

Those experienced in guiding their organization’s response in sensitive and insecure contexts know that when taking
operational decisions, the scales must tip in favour of the safety and security of their staff and volunteers, partly
because they have a duty of care to them and partly because without them they would not be able to respond at all.
In many countries the duty of care to one’s personnel is a legal requirement, and wherever you are it is a moral one,
more so for a humanitarian organization. Failure to protect staff and volunteers adequately can leave a National
Society open to legal action or liablity, not to mention pose a significant reputational risk.
In part to fulfil this duty of care, National Society leaders must be vigilant about who they recruit, how they screen,
recruit, prepare and train their personnel, and how they manage and support them in risky situations and afterwards.

Thus, National Society leaders have a practical, ethical and legal obligation to create an environment, supported by
appropriate policies, management systems, training and other support, for staff and volunteers to perform their
duties safely.

For their part, individuals who work or volunteer for a National Society must take personal responsibility for their
words and actions as these may affect their own safety and that of their fellow team members.

Overall, National Society personnel must adopt a sense of responsibility towards themselves, their team and the
organization for which they work and realize that, particularly in a conflict environment, they are representatives of
the International Red Cross and Red Crescent Movement at all times – even when off-duty! Their conduct, and the
image they portray and impression they leave behind, will have a direct impact on the ability of the National Society
and other Movement components to continue to reach beneficiaries safely.
Perception is reality. In sensitive and insecure contexts, what matters is how others perceive you in terms of your
personal integrity and conduct and your ability to use the Fundamental Principles of neutrality, impartiality and
independence to guide your thoughts, words, decisions and actions. Those perceptions will lead to a certain level of
acceptance and even support for your presence.
Both the organization and the individuals working for it have a responsibility to ensure that each staff member and
volunteer deployed in a sensitive and insecure context have the highest degree of preparedness and personal
acceptance in the context concerned.

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Individual responsibilities
Every National Society staff member or volunteer bears multiple identities, be they ethnic, social, economic,
religious or political, in addition to the red cross or red crescent emblem. In peacetime, this may not be too
significant. However, in contexts where tension and insecurity prevail, one or more of these additional identity
factors may be linked to the causes of the tensions or conflict and therefore have implications for how
key stakeholders, including community members, perceive you in terms of your neutrality, impartiality or
independence. Depending on their perceptions both of you as an individual and of your organization, they may pose
a threat to you or protect you; they may block your access or facilitate it. While you may feel and believe you are
acting respectfully and in a culturally sensitive, neutral and impartial manner, at times it is not enough to convince
key stakeholders. They may simply focus on your ethnic identity or your religious or political affiliations and have
already made up their minds that you are not neutral despite your actions to the contrary. These are what we refer to
as “natural” limits. Despite your efforts, some of your personal characteristics may prevent others from thinking of
you as neutral and impartial.
As you are from the affected area, you will most likely be atuned to where, when and by whom you may or may not
be accepted. You need to have this “radar” turned on at all times and use it to monitor your level of personal
acceptance, keeping in mind that wearing the emblem does not necessarily override all the other identity factors you
bear. Knowing about the context and how others may perceive you is what matters. Looking at the world from their
perspective will give you a better idea of how they perceive you and the National Society.

On occasion staff and volunteers think they are on their own time and can say and do whatever they like – such as
posting personal opinions about a situation on social media. This is a hotly debated subject among National
Societies. However, the factor that should drive decisions in this area is whether or not what you say or do could
possibly endanger lives. Even though you are off-duty, airing those opinions publicly can lead
important stakeholders to believe that you are not independent, neutral or impartial, and this can affect the reputation
of the entire National Society and the safety of you and your fellow team members.
While I am working as an emergency response first aider, I watch what I
say and do and make sure I act properly. However, at times I vented my
frustrations about what I was seeing and experiencing while working for
the RC on my social media site – and I am very well known in my
country and have a lot of followers. I suddenly now realize that this is
not appropriate – even on my off time – as, by voicing my personal
opinions, I am affecting how others perceive me and their perception of
the National Society as neutral and impartial.

National Society Responder Safer Access workshop, 2014


This does not mean you are not entitled to have personal opinions – of course you are. However, it does mean you
need to be sure to leave them at the door when you are a Red Cross or Red Crescent staff member or volunteer.
Everything you say and do must be respectful at all times, in line with cultural norms and practice and in conformity
with the Fundamental Principles and other National Society and Movement policies. Otherwise, your and others’
safety and access will be compromised, particularly when working in insecure contexts.

Each individual’s words and actions will be scrutinized by those controlling access to people and communities in
need, which will influence – either positively or negatively – their team’s, their National Society’s and potentially
the Movement’s ability to deliver services.

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All of this can create additional stress for National Society personnel. Moreover, they may be subject to tremendous
personal, family and community pressure when working in sensitive and insecure contexts. They, both personally
and as a member of that particular society, are exposed to human tragedy on a massive scale. Stress of this kind can
adversely affect one’s health and ability to judge situations objectively. This in turn can also lead to negative
behaviour. Therefore, National Society personnel must have stress management skills benefiting not only
themselves but also their fellow team members. A National Society must incorporate this reality into its training and
preparatory measures and have stress management support systems in place for all staff and volunteers.
Just as your words and behaviour contribute to the National Society’s reputation, its overall reputation affects how
others perceive you as an individual.

Be mindful of exactly how your National Society might be perceived by the stakeholders controlling your access
and safety (see Acceptance of the Organization) as it has implications for your personal safety and access.
Institutional responsibilities
To fulfil their duty of care, National Society leaders must ensure all staff and volunteers are carefully screened,
recruited, trained, placed, supported and managed. Support should include stress management systems so that staff
and volunteers are able to diffuse unhealthy levels of stress themselves, which in turn will improve their well-being,
judgement and performance. They must be trained and supported to conduct themselves in conformity with proven
practices and rules of behaviour, such as those contained in the National Society’s code of
conduct, security guidelines and standard operating procedures. They also need to live and breathe the Fundamental
Principles and adhere to other Movement policies and guidance consistently in all their actions.

1Guidings questions
For National Society leaders:
 Do we really know who we are hiring? Do they know the organization and can they
align with its mandate, principles and values?
 Are our staff and volunteers fully aware of what it is we are asking them to do and in
what type of environment?
 Did we brief them thoroughly on the context and nature of the risks they will face and
what the National Society is doing to mitigate those risks?
 Have we invested in appropriate and useful training and equipment required for them
to assess risks and to work safely in sensitive and insecure contexts?
 Are they identified in a manner that will contribute to their safety and security and
have we broadly communicated their visual identity to key stakeholders and the
community at large?
 Have we invested in networking and intensifying broad operational communication
discussions with key stakeholders about our National Society’s mandate, activities and

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way of working in accordance with the Fundamental Principles in order to expand our
acceptance?
 Have we obtained adequate life, health and accident insurance for staff and volunteers
and informed them accordingly?
 Do we have a robust operational security risk management system in place run by
competent and experienced people?
 Do we have mechanisms in place to support them and their families in mitigating and
managing the stress they may face?
For further guidance, see the full Safer Access Framework

4.1 Screening and selection of personnel


Care is taken to screen and select all personnel and to take affirmative action to ensure that the composition of the
staff and volunteer base (including governance members) reflects the diversity of the communities that they serve
and that those concerned do not have strong political affiliations or connections with any armed groups and are able
to operate at all times in accordance with the Fundamental Principles, code of conduct and other Movement policies,
thus increasing acceptance and security for themselves and for the National Society among stakeholders and the
communities that they serve.
Screening and recruitment mechanisms for both staff and volunteers must focus, in addition to regular recruitment
practices and criteria, on the individual’s understanding of and ability to apply the Movement’s Fundamental
Principles when taking decisions and in their actions, to be perceived as neutral, impartial and independent and to
adhere to the organization’s code of conduct.

Each applicant for a staff or volunteer position must be viewed as a representative of the National Society and must
be able and willing to think and act in an impartial, neutral and independent manner and be perceived by
important stakeholders to be doing so.
Their beliefs and their informal or formal affiliations with a particular political, religious, ethnic, social or other
group must not be viewed by others as controversial. The implications of these characteristics must be thought
through in terms of their links to the causes of the tensions or violence in a given context. At times these affiliations
may be perceived positively and help to build trust and relationships with certain stakeholders, while at other times
they can become a risk and a barrier to access.
It is essential that the National Society’s staff and volunteer composition is diverse and representative of the
community in order for it to be perceived as embodying the principle of impartiality and to allow it the flexibility to
create its response teams in such a way as to ensure each individual will contribute to the overall acceptance of the
team and of the National Society itself.

1Action checklist

 Provide a few guiding questions to all candidates, in advance of their recruitment


interview, to aid them in self-screening their suitability to work or volunteer for the

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National Society. Include questions related to their ability to represent the organization
and to apply the Fundamental Principles.
 Inform applicants during their interviews that their personal alliances (particularly
strong and visible alliances, whether they be political, religious, ethnic or others
associated with the root causes of the tensions/conflict) could have serious
consequences not only for their safety but also for that of their fellow team members.
 Use scenarios realistic to your context as an interview tool to guide applicants’ in self-
screening and reveal if they have any concerns about their ability to be perceived by
the main stakeholders as a credible neutral, impartial and independent Red Cross or
Red Crescent staff member or volunteer. You are encouraged to apply this to existing
staff and volunteers as well, if they were hired before the current situation developed.
 Ensure that the diverse composition and careful placement of your response team is
informed by the results of a solid and current context analysis.
 Be aware of the various identities and affiliations of each of your staff members and
volunteers, particularly those who could be perceived as compromising their
acceptance. This will be essential knowledge to guide decisions on team composition
to ensure the highest degree of acceptance and therefore security and access in any
given situation.
 Ensure applicants understand that how you perceive yourself in terms of personal
acceptance matters little in comparison with how others with influence or control over
your safety and access view you.
 Ensure a wide diversity within your staff and volunteer base to facilitate the
composition of the team in a way that heightens their acceptance by the
key stakeholders and gatekeepers in any given situation.

2Guiding questions
For National Society leaders:
 When we say we are “open to all” does that mean we accept people with strong active
political or other affiliations? How might this be perceived by others, including the
State? How might it influence our overall acceptance, security or access?
 Would we be able to gain access to a community safely if one of our team members or
leaders is known to be strongly connected with one side or the other?

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 If our National Society is composed primarily of one ethnic or social group, how could
that affect our acceptance by and access to other communities and groups?
 What would we do if a team member is not viewed as impartial, neutral or
trustworthy? How would we work with that person and the community or others in
solving the issue?
 How do we verify that applicants to our organization espouse the Fundamental
Principles and can commit to live by them?

4.2 Code of conduct, integrity policy and


adherence to the Fundamental Principles
Staff and volunteers (including governance members) conduct themselves in a manner that shows respect for all
those encountered and adheres to the Fundamental Principles and integrity policies as well as to the
Movement’s/National Society’s code of conduct, thus contributing to their own positive reputation and to that of the
National Society and the Movement
The Fundamental Principles bind the International Red Cross and Red Crescent Movement components together.
Most staff and volunteers have them committed to memory and proudly recite them on demand. However,
Movement leaders must endeavour to ensure the Principles do not remain just a poster on the wall but are used as a
practical tool to guide the thoughts, words, decisions and actions of every person associated with the Movement.
Adherence to the Fundamental Principles at all times by all National Society staff and volunteers is critical for their
own acceptance, security and access, as well as that of their fellow team members, the organization and Movement
as a whole.

Independence is essential. If we are not independent, we are no different


from any other charitable organization or from the government itself.
The reason why the Red Cross and Red Crescent Movement was created
was to have that very special independent and unique way of working. In
Afghanistan, if we compromise our independence, we are finished.

Fatima Gailani, President, Afghan Red Crescent Society, Safer Access in Action Case Study, Afghanistan.

The International Federation of Red Cross and Red Crescent Society’s Integrity Policy is another key tool that
provides important information and guidance to National Societies on how to prevent, manage and resolve integrity
issues, which in turn contributes to preserving the quality of the National Society’s efficient use of resources, its
accountability and good reputation. It is highly recommended that a National Society either adopt the International
Federation’s Integrity Policy or uses it as inspiration to create one for itself that takes into account the prevention
and management of specific issues affecting the National Society.
The Code of Conduct for the Red Cross and Red Crescent Movement and NGOs in Disaster Relief should be
adhered to in its own right and can be used as a model to develop a context-specific standard of behaviour. The

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Code of Conduct has proven to be an essential tool to govern the personal conduct of staff and volunteers of all
National Societies working in sensitive and insecure contexts.
Every staff member and volunteer should receive training in how to use the Fundamental Principles as a tool to
guide communication, decision-making and action, in how to abide by the National Society’s code of conduct and in
how to abide by key Movement/National Society policies and regulations (see also sections 2.6 and 4.3). They
should understand the seriousness of non-compliance with these policies and regulations for their own and their
organization’s acceptance, security and access.

1Action checklist

 Ensure volunteers and staff understand that the Fundamental Principles are more than
a poster on the wall to be memorized, and when used to guide communication,
decisions and actions, they become the most useful tool in the box in terms of
increasing their acceptance, security and access.
 Incorporate the application of the Fundamental Principles into simulated training in
all National Society programmes to ensure their use becomes a skilled reflex and their
operational relevance and importance are understood by all.
 Adopt the International Federation’s Integrity Policy or use it as inspiration to develop
one of your own; ensure it is known and compliance mechanisms are in place.
 Develop a National Society context-specific code of conduct for all personnel and
ensure they understand it and sign it.
 Be prepared to modify or include a context-specific addendum to the code of conduct
when the context changes, posing new and specific challenges that will need to be
addressed; ensure it is known and compliance mechanisms are in place.

2Guiding questions
For National Society leaders:
 Do we have a context-specific code of conduct that includes a section on applying the
Fundamental Principles in practice? Do we orient/train all personnel in it? Do we have
monitoring and compliance mechanisms in place?
 Has the Integrity Policy been adapted for application in our own context? Does our
code of conduct integrate some relevant parts of the policy? Do we monitor
compliance and address inconsistencies to ensure adherence?

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 Do we have an organizational culture that values and enforces respectful behaviour
towards others, internally and externally, whoever they may be?
 Do our policies and programmes incorporate aspects of the code of conduct, integrity
policy and application of the Fundamental Principles where appropriate?
 Do we ensure that all induction workshops and all staff and volunteer training
incorporate practical scenarios and other mechanisms to reinforce the consistent use of
the Fundamental Principles to guide thoughts, words, decisions and actions, thereby
reinforcing a skilled reflex to do so at all times?
 Are emergency response team leaders and volunteers adept at applying the
Fundamental Principles, code of conduct and integrity policy? Are they clear on what
this means for their behaviour?

4.3 Preparedness, training, mentoring,


guidance and protection
Staff and volunteers are given adequate training, mentoring, guidance and protection in preparation for the
challenges of working in sensitive and insecure contexts, including armed conflict and internal disturbances and
tensions; aspects addressed include personal preparedness, how to use the Fundamental Principles as an operational
tool to guide communication, decisions and actions, context/conflict-sensitive programming practices, safety
and security measures, emergency first aid, the management of human remains (as necessary), psycho-social support
and stress management, protective legal and administrative support, including the code of conduct and insurance,
operational communication and the use of the emblem/logo.

Chief Finance Officer: “What happens if we invest in developing our


people and then they leave us?”

Secretary General: “What happens if we don’t and they stay?”

Working in sensitive and insecure contexts including armed conflict and internal disturbances and tensions requires
additional and specialized training and mentoring.
Staff and volunteers need the right preparation, tools, training and mentoring to cope with the challenges they may
face in such contexts. They must have the skills and knowledge to make the right decisions, take the right actions
and say the right things. They must be able to analyse, manage and negotiate through a sensitive situation, such as a
checkpoint. These can be matters of life or death.

Rigorous training supported by near-to-life simulation exercises will help workers recognize their strengths and
limits and how these can affect their own and others’ ability to access beneficiaries safely.

Training or mentoring could include topics from the following menu and must be adapted specifically to your
operating environment:

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 Personal preparedness, self-awareness on personal identity
 How to use the Fundamental Principles as an operational tool to guide thoughts, communication, decisions and action
 How to apply your code of conduct and standard operating procedures
 How to conduct an on-going context risk analysis
 How to conduct context/conflict-sensitive programming
 Risk assessment and safety and security measures
 Emergency first aid (including for conflict wounds)
 Management of human remains (as necessary)
 Psychosocial support and stress management
 Protective legal and administrative support, including the code of conduct and insurance
 Operational communication
 Use of the emblem/logo
 Practical application of the Safer Access Cycle and Framework
 Negotiation and diplomacy skills
You may identify other training and preparedness measures required to suit your specific context. The training
should complement and be targeted to support the structures and organization of your emergency response team
system. For instance, team leaders may need additional ‘How to lead a team’ training and be adequately prepared to
lead their team members in a particular situation. Certain team members may have specific roles for which they may
need additional training.

1Guiding questions
For National Society leaders:
 Do we have sufficient context-specific training and mentoring systems in place to
adequately guide and protect our personnel?
 How can we adapt training to meet the emerging challenges in an evolving context?
 Are we conducting lessons learned exercises routinely and using the findings to
influence our systems, processes and training?
 Are our most experienced response personnel involved in mentoring new personnel?
Do we have a formal mentoring system in place?

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4.4 Taking responsibility for one’s own
acceptance and security
Staff and volunteers understand their individual responsibility to assess their own acceptance level within the
operational environment; if they have concerns about their security or their ability to access the people or
communities, they will take or suggest appropriate action in coordination with the relevant department at the
National Society.
National Society personnel are part of the fabric of their civil society. Everyone has informal familial, social,
political, ethnic, religious or other associations – while some have very formal linkages – which, in peacetime, may
not appear to negatively affect their ability to perform their duties in a neutral, impartial and independent manner.
However, they often do become problematic when the situation heats up.
Depending on the underlying causes of the tensions or violence in a given context, one or more of these associations
could impact on an individual’s acceptance and consequently also that of his or her colleagues. Even if they
themselves act and feel independent, neutral and impartial, they may not be perceived as such by some stakeholders.
The result may be restricted access to certain beneficiaries or threats to their personal safety. Contrary to the belief
of many volunteers, displaying the emblem may not sway/alter these perceptions.
Should a Red Cross or Red Crescent staff member or volunteer continue to demonstrate the Fundamental
Principles even when not on duty? This is an oft-debated issue within National Society circles. However, National
Societies experienced in responding in sensitive and insecure contexts, where your neutral and impartial reputation
is everything, agree that in these situations all staff and volunteers must live the Fundamental Principles at all times
– even on social media. We often associate a person with his or her religious beliefs, political views, work, hobbies,
etc. All our opinions and actions can be interpreted as the opinions and actions of the organization we represent –
particularly if they can be perceived to be partial in that particular sensitive or insecure context. Therefore care must
be taken at all times to ensure that the same standards of personal and professional integrity and adherence to
the Fundamental Principles apply both in one’s professional and one’s private life.

1Guiding questions
For National Society leaders:
 How do I, as an individual, really feel about providing assistance to these persons or
this community?
 Will my personal experiences and resulting feelings affect my thoughts, judgement,
words or actions in a manner inconsistent with the Fundamental Principles?
 What are the implications if I say or do this? How will my words or actions be
perceived by a particular group? Will my words or actions affect my or my fellow
team members’ ability to safely access people and communities in need?
 Do I espouse certain beliefs or have political, religious or other associations that, if
known, might compromise my safety or that of my colleagues in a particular context?

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 Do my personal experiences mean that I understand more fully the experiences of one
group more than others? Do I need to take action to understand better the needs of
groups I know less well?
 Am I able to control my feelings and not allow them to influence negatively my ability
to act impartially and neutrally?
 How will those I am helping perceive my involvement? How will the armed actors and
other stakeholders perceive me? Will I be at risk or put others at risk?
 Are there actions that either I or my National Society can take that may support me not
only to act in a neutral and impartial manner but also to be perceived as doing so?

4.5 Working conditions, systems and


procedures
Working conditions, systems and procedures for staff and volunteers have been established to ensure that they
benefit from good support, guidance, protection, remuneration and management during response activities.
A supportive environment underpinned by solid systems and procedures whereby staff and volunteers benefit from
good guidance, protection, remuneration and management will reinforce their ability and desire to concentrate on
their work in the way they have been trained and help reduce the stress that is an inevitable part of the job.

National Society leaders have an inherent responsibility to support and protect their staff and volunteers by creating
appropriate policy frameworks, guidelines and management systems. In times of turmoil and disorder these tools
and procedures can enhance the effectiveness of humanitarian action and allow personnel to focus on the task at
hand.

1Action checklist

 Ensure national emergency preparedness and response management structure and


systems include factors such as specific standard operating procedures intended to
guide a response in sensitive and insecure contexts.
 Ensure experienced and capable leadership personnel are in place during a response in
challenging and insecure contexts.
 Schedule systems to ensure that staff and volunteers limit their working hours to
acceptable levels and that they are getting enough food and sleep, especially in the
early days of an intensive response.
 Have strong human resource and volunteer management systems in place.

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 Have systems in place to ensure adequate, timely and fair compensation and
acknowledgement for their time and commitment.
 Inquire after the well-being of your staff and volunteers’ families: Are they safe and
well? Have their living conditions been adversely affected? Have a plan in place to
help affected personnel and their families to cope.
 Provide staff and volunteers with adequate equipment, protective gear and
communication devices to do their work safely.
 Assess and analyse each situation in a timely manner, in order to identify any
potential pitfalls and context-specific requirements.

2Guiding questions
For National Society leaders:
 Do we have well-managed human resource and volunteer systems in place that address
the needs of both staff and volunteers and that ensure adequate working conditions in
challenging and insecure situations?
 Are our staff and volunteers being adequately and fairly compensated in a timely
manner?
 Do we have a system in place to screen and take on spontaneous volunteers during an
emergency?
 Do we have efficient operational management systems and structures that
include security risk management?
 Are our personnel adequately equipped to do their jobs safely?
 Do we have systems in place to respond rapidly to any emerging challenges and needs
experienced by our personnel?

4.6 Monitoring and compliance


mechanisms
Systems have been established to monitor and address compliance with policies, guidelines, standard operating
procedures and practice.

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Monitoring mechanisms should be in place to ensure consistent compliance with the Fundamental Principles, Code
of Conduct, Security Guidelines, Integrity Guidelines and other Movement/National Society policies and
regulations, such as standard operating procedures, in order to pre-empt and manage issues as they arise.
Having policies and guidelines in place is an important first step. However, they must be applied consistently. The
challenge for management is to translate these documents into practical tools and guides for staff and volunteers so
that they understand clearly what is expected of them. Management should then develop the systems and
mechanisms required to apply them and to monitor compliance.

In developing policies and guidelines, it is important to use a “bottom-up” approach. This involves, among other
things, ensuring that responding staff and volunteers have undergone training that incorporates the practical
adaptation of these documents so that they understand fully what behaviour and standards are expected of them.
This will instil in them a sense of responsibility for their actions and words. It could also involve skills training and
the distribution of pocket guides and other material to support compliance.

Team leaders and direct line managers would receive a higher level of training in the policies and guidelines and be
involved in establishing awareness tools aimed at preventing problems at the field level, helping personnel to
understand and apply them, and developing appropriate monitoring and compliance systems.

1Guiding questions
For National Society leaders:
 Are we, including response team leaders, knowledgeable and trained in the key
policies, guidelines and standard operating procedures?
 Are we aware of the behaviour expected from all staff and volunteers, and can we
recognize a problematic behaviour in order to address immediately any that might lead
to security incidents or hinder action?
 Do we have a monitoring tool, such as standard operating procedures or a specifically
developed tool that highlights the behaviours we want or do not want to see in our staff
and volunteers (Dos and Don’ts)?
 Do we have visual material posted and pocket guides available for staff and volunteers
to remind them of the practical application of our code of conduct, the Fundamental
Principles and our integrity policy?
 Do we have a reporting system in place should personnel spot a problematic behaviour
which they feel needs the attention of management?
 What happens when we spot a problematic behaviour? How is the learning captured
and shared with others in a way that doesn’t name and shame?

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4.7 Stress management/psychosocial
support
Staff and volunteers have access to a stress management/psychosocial support system.

When working in insecure contexts, National


Society personnel often come under tremendous personal, family and community pressure. Stress of this kind can
negatively affect their mental and physical health and their ability to remain objective and impartial. A National
Society needs to take this into account when establishing stress management support systems and in the training of
staff and volunteers.
National Society staff and volunteers may naturally experience strong emotional reactions such as denial, suspicion,
fear and panic to events that affect them or their loved ones, neighbours, community or country at large. This may
impact on how neutral and impartial they are able to be in performing their duties. These reactions may cloud their
perceptions and make it difficult not to allow opinions, attitudes or loyalties to affect their behaviour.

These challenges are normal and to be expected in such situations. They must, however, be recognized by both the
individual and the organization as a possible threat not only to their well-being but to their safety and access and
those of the team and the National Society. They must therefore be managed accordingly.

The National Society could consider creating a management culture of stress reduction. Policies and procedures
should reinforce good people management practices. The importance of peer-to-peer support as a stress management
approach cannot be underestimated. A very effective coping mechanism is support from fellow team members who
have shared experiences. Often individuals feel more comfortable talking to each other than to a stranger who is part
of an imported support system or from headquarters. That is why team building and a sense of solidarity are crucial,
while a minimum level of training to be able to spot signs and symptoms in each other is also valuable.

Care should be taken that team members are not overburdened with each other’s stressful situations when they have
their own. Knowing when to trigger the institutional support mechanism is required when someone appears to have
difficulty coping and may be surpassing his or her own coping threshold. These additional mechanisms are intended
to address an escalation in personnel stress during an intense response to crisis. This could entail the deployment of
a specifically trained unit to provide collective debriefings and one-on-one counselling as required. The composition
of such a team – whether it is internal or outsourced – is. Ultimately those deployed must be able to quickly
understand and empathize with staff and volunteers and generate the respect, trust and acceptance of those they have
been deployed to assist.
Rigourous training should be in place to ensure staff and volunteers can recognize their limits and are aware of how
these factors can serioiusly affect their individual and collective ability to maintain safer access to beneficiaries. The
training should include methods of recognizing and coping with these personal challenges and limits and should not

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make individuals feel inadequate. Additionally, institutional monitoring systems need to be in place to spot
individuals who may be affected and to provide them with the necessary support.

In the tools and template section, you will find tools on how to prevent and spot cumulative stress among your staff
and volunteers.

1Guiding questions
For National Society leaders:
 Are we aware of how events are impacting each of our staff members and volunteers,
including their families?
 How do we support our staff and volunteers in managing their stress levels so that they
are better equipped to look after themselves and those around them and thus avoid
unfortunate incidents that could compromise their safety and that of their fellow team
members?
 What systems are in place to prevent too much stress and to ensure our staff and
volunteers maintain a healthy work-life balance and do not work excessive hours
without sleeping or eating?
 Do we give our personnel time off to ensure their families are safe and other support
when needed?
 Is our leadership well trained in spotting the signs of cumulative or post-traumatic
stress?
 Is there a peer-support system within our response teams and have they been trained in
stress management and how to support each other?
 Do we have a clear and well-defined escalation protocol in place to ensure someone
who is suffering from too much stress receives the support he/she needs from the
organization?

4.8 Monitoring stress levels and seeking


support
Staff and volunteers know how to monitor their own level of stress and those of their team members and are able to
maintain a healthy lifestyle in difficult situations; they also know how to access the National Society’s stress
management/psychosocial support system.

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What does stress management have to do with safer access? If frontline volunteers or staff members are physically
or emotionally affected by the atrocities they are exposed to or because their families have been affected, they may
have difficulty managing their stress levels, which can be damaging to their mental and physical health.

Being too tired or not eating or sleeping properly can easily result in anger or frustration. Having little or no control
over feelings can lead to inappropriate behaviour and an increase in poor judgement and increased risk-taking. Self-
awareness is knowing one’s own stress triggers and symptoms and taking appropriate action, including seeking help
or support (see 4.7), before the situation gets out of hand.
All staff and volunteers should be trained in the signs and symptoms of stress and look out for themselves and their
colleagues. It is also advisable to carry out regular self-assessments of emotional well-being in order to prevent and
resolve psychological problems. Knowing the signs and symptoms, knowing they are normal and being aware that
there is a stress management system in place and where to go for advice or counselling is reassuring in itself.

1Guiding questions
For National Society leaders:
 Do I know what raises my stress levels and the signs and symptoms when this
happens?
 Do I know the difference between healthy and unhealthy stress and their respective
signs and symptoms so I know what to watch for in myself and my colleagues?
 Do I have particular coping mechanisms established to help reduce the stress and am I
able to enforce them even in highly stressful situations where I may have difficulty
taking a break while there are still people with needs I want to serve?
 How do I cope when exposed to a traumatic situation?
 What steps do I have in place that will ensure I do not push myself too far and expose
myself to emotional harm?
 Do my colleagues look out for each other and provide solid peer support to help me
cope through rough times?
 Does my National Society have management systems and professional resources in
place to monitor and support me in order to avoid cumulative stress?

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Common questions

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National Society leaders have both legal and moral obligations to ensure the safety of their staff and volunteers. Legally, they must create supportive environments with appropriate policies, management systems, and training to fulfill their duty of care. Morally, they are bound to ensure staff and volunteers operate safely and know how to mitigate risks. Failure to protect them can result in legal actions and reputational damage to the National Society .

National Society staff and volunteers can manage their personal stress levels by employing peer-support systems and being trained in stress management. They should constantly monitor their own stress levels as well as those of their team members, maintaining a healthy lifestyle even in difficult situations. Recognizing signs and symptoms of stress early and accessing stress management or psychosocial support systems are crucial. They should perform regular self-assessments of emotional well-being as part of their coping mechanisms .

National Societies balance the humanitarian imperative with operational risks by prioritizing the safety and security of their personnel while ensuring assistance reaches those in need. They employ rigorous screening, training, and management practices. Leaders assess risks continually to adapt strategies for staff protection, striking a balance between fulfilling humanitarian objectives and the personnel's duty of care .

It is crucial for personnel to align their actions with Movement policies and fundamental principles because their conduct reflects on the National Society and the entire Movement. This alignment increases trust and acceptance among key stakeholders, which facilitates access to beneficiaries and enhances safety. Inconsistent behavior can compromise both personal safety and the organization's reputation, especially in sensitive or insecure contexts .

National Societies ensure teams recognize signs of stress by offering specific training programs and establishing awareness systems. By installing mechanisms for regular monitoring and providing immediate access to support services, teams can consistently check for stress symptoms. Building a culture that encourages peer support and open communication further enables the timely identification and management of stress among team members .

Identity factors such as ethnicity, religion, and political affiliations can influence the perceived neutrality of National Society staff in conflict zones. These factors might be linked to the roots of the tension or conflict in these areas, affecting how stakeholders perceive the individual's neutrality and impartiality. Negative perceptions based on these identity factors can compromise their safety and access to affected communities .

National Societies can reduce stress and support mental health by providing training in stress management, creating peer-support systems, and ensuring the availability of professional psychosocial support. They should also implement regular monitoring of stress levels and provide time off for recovery. Effective management should ensure staff do not work excessive hours without adequate rest and nutrition .

National Societies implement several strategies to support personnel in recognizing and addressing stress-related challenges. These include stress management systems, rigorous training on signs and symptoms of stress, and peer-support systems. Personnel are encouraged to carry out regular self-assessments and seek help when needed. The implementation of stress management mechanisms aims to maintain individual well-being and operational effectiveness .

In conflict areas, the perception of neutrality and impartiality is critical for the safety and access of National Society personnel. Personnel are often judged based not only on the emblem they carry but also on additional identity factors such as ethnicity or religion. If stakeholders perceive personnel as non-neutral or biased, it can pose direct threats, block access, or reduce acceptance of their presence. Conversely, positive perceptions can facilitate access and improve safety .

Acceptance of the individual in National Societies is vital for operational success as it directly impacts safety and access in insecure contexts. Staff and volunteers must adhere to principles of neutrality, independence, and impartiality to gain trust and acceptance from local communities and stakeholders. This facilitates smoother operations by ensuring access to areas of need and minimizing the risk of hostility or obstruction from those who influence access .

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