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Arizona Contractor License Application Guide

The Arizona Registrar of Contractors outlines the licensing process, which includes identifying a qualifying party, passing necessary exams, forming a legal entity, and submitting a complete application. Applicants must also provide valid IDs, background checks, and meet bond and workers' compensation requirements. The application review process takes up to 60 days, with a chance to correct deficiencies before final approval or denial is issued.

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0% found this document useful (0 votes)
60 views2 pages

Arizona Contractor License Application Guide

The Arizona Registrar of Contractors outlines the licensing process, which includes identifying a qualifying party, passing necessary exams, forming a legal entity, and submitting a complete application. Applicants must also provide valid IDs, background checks, and meet bond and workers' compensation requirements. The application review process takes up to 60 days, with a chance to correct deficiencies before final approval or denial is issued.

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HIEN PHAM
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© All Rights Reserved
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Arizona Registrar of Contractors

Statutes and Rules Exam

Licensing Process

There are several steps that must be completed before an applicant is ready to submit a license application to the
Registrar. The order in which an applicant completes the items on the following checklist will vary, but they are all
a part of compiling the information and documents that must be included in a license application packet.

Getting Ready to Apply


Identify a qualifying party

Must be able to meet qualifications for licensure, including exam and experience requirements for the
desired license classification and good character.

Pass examinations and/or obtain exam waivers (Qualifying Party only)


• Statutes and Rules Exam (SRE) and Trade Exam scores (or waivers) required for all classifications.
• Solar Exam score required for solar classifications.
• Scores must be 70% or higher and less than 2 years old at time of application.

Form a legal entity


• Applicants must indicate whether they are applying as a sole proprietor, partnership, limited liability
company, corporation, or trust.
• Limited liability companies and corporations must be in good standing with the AZ Corporation Commission.
• Obtain a bond through a company licensed to offer surety products in Arizona, or prepare to satisfy bond
requirement with cash or certificate of deposit.
• Minimum bond requirements are available on AZ ROC’s website.

Obtain a workers’ compensation policy (if licensee will have employees)


• Licensees must comply with the Workers’ Compensation Act.
• If the qualifying party is not an owner, partner, member or manager of an LLC, or officer or director of a
corporation, he or she is an employee.

Complete background checks for everyone listed on the application


• Background checks must be less than 90 days old at time of application.

Obtain copies of government-issued IDs for everyone on the application


• IDs must be valid and legible (readable).

Complete license application form and compile supporting documents

License application forms are available on AZ ROC’s website.


Licensing Process, continued

Submitting the Application


Create your online account and start your application through your portal dashboard. Or you
can compile a licensing packet, with all your necessary application information and supporting
documentation plus fees, and either mail this packet to the ROC, or deliver it in person.
• Application processing fee
• Biennial (two-year) license fee
• (If required) Recovery Fund Assessment for Residential and Dual Contractors

Reimbursements
If an application is returned or denied by the Registrar or withdrawn by the applicant, the Registrar will
return all money paid except the application processing fee. A.A.C. R4-9-113(B)

The Application Review Process


The Registrar has a total of 60 days to return, approve, or deny a license application after receiving the
application and fees. A.A.C. R4-9-113(A)(1)

Initial Review
• The Registrar’s first step in the review process is to determine if the application is complete. If an application
is incomplete or deficient, the Registrar will request the missing materials, so the applicant has a chance to
complete the application without resubmitting. A.A.C. R4-9-113(A)(2)
• If an application is administratively deficient or incomplete, the Registrar will request additional materials
within 20 days of when the application was submitted.
• If additional materials are requested, the applicant must provide the missing items within 30 days of the
request, or the application may be returned.
• Once an application is determined to be complete, it is forwarded to final review to determine if the
Registrar will approve or deny the license application.

Final Review
• If an application is approved, the Registrar will issue a contractor license with an ROC license number.
• If an application is denied, the Registrar will provide the reasoning with the denial.

Note: The Registrar cannot issue a license to anyone who has had an application denied or revoked until
one year after the denial. A.R.S. § 32-1122(D)

Common Deficiencies (Missing Items)


These following items are the most common deficiencies in a license application.
• Bond
• Exam scores (or waivers)
• Valid and legible IDs (required for all names on the application)
• Background checks (required for all names on the application)

Common questions

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If an application is identified as administratively deficient or incomplete, the Registrar will contact the applicant within 20 days to request the missing items. The applicant must then provide the requested materials within 30 days of the request to stay in the process. This ensures applicants have the opportunity to correct deficiencies without having to start the process over .

The Registrar ensures qualification through a detailed application process that includes verifying exam scores (or waivers), completion of background checks, obtaining a qualifying party, and fulfilling legal entity formation requirements. Licenses are only awarded to entities that pass an initial application completeness review followed by a final review. The Registrar requests additional information if the application is deficient and denies licenses if qualifications are not met .

An applicant must first ensure that the application is complete and contains all required information, such as a qualifying party, exam scores that are less than two years old, and proper legal formation (such as LLCs or corporations being in good standing). They must include a bond from a licensed surety provider in Arizona, obtain workers' compensation if necessary, and complete background checks and government-issued IDs for all listed individuals. An incomplete application will prompt the Registrar to request any missing materials within 20 days, and the applicant must submit these within 30 days to avoid return .

Failing to provide requested additional materials within the 30-day timeline may result in the application being returned. This delay can hinder the applicant's business operations and prevent timely licensing, emphasizing the need for diligence in responding promptly to Registrar requests .

Exam scores, specifically from the Statutes and Rules Exam and applicable trade exams, must be 70% or higher for a qualifying party applying for any classification, with additional exams like the Solar Exam for specific fields. These scores are valid for up to two years; this ensures applicants have relatively current knowledge of regulations and trade standards at the time of application .

The qualifying party must meet several qualifications, including passing required examinations (Statutes and Rules Exam and relevant trade exams with a score of 70% or higher), having the necessary experience for the license classification, and demonstrating good character .

Applicants must declare their business type, such as a sole proprietorship, partnership, LLC, corporation, or trust. Corporations and LLCs must be in good standing with the Arizona Corporation Commission. These requirements ensure the legal compliance and stability of the business entity seeking licensure, promoting accountability and legitimacy .

Common deficiencies include missing the required bond, exam scores or waivers, valid government-issued IDs for all individuals named on the application, and recent background checks. Addressing these common issues can help avoid application delays or denials .

If an application is denied, the Registrar provides the reason for the denial, and the applicant cannot reapply for a contractor license until one year after the denial date, as specified by A.R.S. § 32-1122(D). This policy underscores the importance of ensuring that initial applications are complete and meet all requirements, as delays or denials can significantly impact an applicant's ability to operate as a contractor .

For physical submission, the applicant must compile a licensing packet that includes all necessary application information, supporting documentation, and fees. This packet can either be mailed to the Registrar of Contractors or delivered in person. Following correct procedures ensures the application is processed efficiently and is not delayed .

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