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Understanding Inventive Step in Patents

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Understanding Inventive Step in Patents

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Short note on Inventive step

After establishing the novelty, an invention is assessed for inventive step. The
invention is not considered to involve an inventive step, if it is obvious to a
person skilled in the art on the date of priority. Inventive step is assessed on the basis of
published documents or otherwise and is defined in the Act as
under:
"Inventive step" means a feature of an invention that involves technical
advance as compared to the existing knowledge or having economic
significance or both and that makes the invention not obvious to a person
skilled in the art. [Section 2(1)(ja)]

When the invention is just an automatic or obvious extension of prior art, the
invention lacks in inventive step.
To judge the inventive step, the question to be answered is-
“ Would a person with ordinary skills in the art have thought of the alleged
invention?” If the answer is ‘No’, then the invention is non- obvious. The
question, “Is there an inventive step?” arises only if there is novelty in the
invention. If the invention makes available to the person skilled in the art
something that he would not reach by normal exercise of his skill; then the inventor has made a
contribution to the art which justifies the grant of a
patent. This does not mean that an invention has to be technically
complex. This can be very simple too.

Just as an invention will lack novelty if the claim to it would re-monopolize


something already disclosed, likewise it will be regarded as obvious if a
claim to it would inhibit the rights of a skilled workman to carry out
routine modifications of what is already in the public domain
The term "obvious" means that the invention does not go beyond the normal
progress of technology but merely follows plainly or logically from the prior
art, i.e. something which does not involve the exercise of any skill or ability
beyond that to be expected of the person skilled in the art. For this purpose a
person skilled in the art is presumed to be an ordinary practitioner aware of
what was general common knowledge in the relevant art at the relevant date.

Mosaic
When assessing the inventive step, combining the teachings of different
documents within the prior art [mosaics] is permissible, if it is obvious
to do so at the time of filing or priority date of patent application, to the
person skilled in the art.

Steps in Determination of Inventive Step


(a) Determining scope and content of the prior art to which the
invention pertains;
(b) Assessing the technical result (or effect) and economic value
achieved by the claimed invention;
(c) Assessing differences between the relevant prior art and the
claimed invention
(d) Defining the technical problem to be solved as the object of the
invention to achieve the result;
(e) Final determination of non-obviousness, which is made by
deciding whether a person of ordinary skill could bridge the
differences between the relevant prior art and the claims at issue.

Indicators of Inventive Step While assessing an inventive steps, various indicators could be
employed.

a. Distance :It is to be decided as to how much is the distance between the


subject-matter of the invention and the prior-art. If such distance is large,
establishing the inventive step is easier.
b. Surprising Effect: The inventive step may be present if there is a surprising
or unexpected effect. However, if the measures which lead to this effect ,are near at hand by
themselves, a surprising effect is not sufficient for granting a
patent.
c. Long Felt Need: If the claim solves a "long felt need", there is a
presumption that a claim is not obvious as other inventors might have also
tried to solve it but could not provide the solution to fulfil the need.
d. Failure of Others: If other inventors have tried to solve a problem and were
not successful, the claim will likely involve an inventive.
e. Complexity of Work: If the work undertaken by the inventor in order to
produce the invention was particularly complex, and not readily carried out,
that is an indication that it was not a matter of routine. In such cases the
invention can be non-obvious.
f. Commercial Success: Commercial success is indicative (but not
conclusive) of an inventive step.
g. Cheaper and more economical Product and simplicity of the proposed
technological solution.
h. Prior art motivation.

Common questions

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A 'person skilled in the art' plays a crucial role in assessing obviousness by providing a benchmark for what constitutes ordinary skills and knowledge in the relevant field at the priority date of the invention. This concept aids in determining an inventive step by evaluating whether such a person would find the invention obvious or if it requires more than ordinary effort and creativity to achieve. It establishes a standard for assessing if the inventive step goes beyond routine .

Assessing 'technical complexity' helps in evaluating an inventive step by determining whether the work undertaken to produce the invention was non-routine and required significant effort beyond normal capabilities. If the process involved in developing the invention was particularly complex, it indicates that the invention is not obvious and thus involves an inventive step. Complexity suggests that a person of ordinary skill would not easily conceive or execute the invention .

The 'surprising effect' is significant in determining an inventive step because it demonstrates that the invention achieves results that were not anticipated or expected by prior art, suggesting non-obviousness. However, its limitation lies in the fact that if the measures leading to the effect were obvious or easily arrived at, the surprising effect alone might not be sufficient to warrant an inventive step. It needs to be part of a broader non-obvious advancement .

Economic significance plays a critical role in evaluating an inventive step by strengthening the case that the invention provides a substantial advancement over prior art. It indicates that the invention has potential value in changing existing practices or markets, implying it is not obvious. The presence of economic benefits, alongside a technical advance, can justify the grant of a patent by demonstrating an impact that a skilled person would not normally achieve .

The failure of others to solve a problem enhances a patent's case for possessing an inventive step as it underscores the non-obviousness of the solution provided by the new invention. If multiple skilled individuals have attempted and failed to address the problem, the successful introduction of a novel invention suggests a significant innovation that was not readily apparent or straightforward, underscoring its inventiveness .

'Commercial success' is seen as an indicator of an inventive step because it implies that the invention meets a market demand and offers something new or superior to existing solutions, thus suggesting it was not obvious. However, its limitations include the possibility of commercial success being due to marketing strategies or external factors unrelated to the inventiveness of the product, thus it is not conclusive proof of a non-obvious inventive step .

The distance between the invention's subject matter and prior art influences the determination of an inventive step by indicating how novel and significant the invention is. A large distance suggests a significant departure from existing knowledge, making it easier to establish an inventive step. Conversely, a small distance may indicate mere advancements or obvious extensions of prior art, which might not meet the criteria for an inventive step .

The concept of 'mosaic' in the determination of an inventive step refers to the permissible combination of teachings from different documents within the prior art, provided it is obvious to do so at the time of the patent application. This approach helps in assessing whether the collective prior art could reasonably lead a person skilled in the art to the claimed invention. This is important as it ensures that an invention is truly innovative and not just an obvious combination of existing knowledge .

A technical advance differentiates an invention from existing knowledge by introducing new features that contribute to a non-obvious development in the field, thereby meeting the criteria for an inventive step. The invention should make available to a person skilled in the art something that is not achievable by normal exercise of his skills, indicating it involves a technical advance that is not obvious. This means it should not merely follow logically from prior art but should represent a novel contribution, whether through technical complexities or simple concepts .

Metrics to determine if an invention fulfills a 'long felt need' include historical analysis of attempts by other inventors to solve the same problem, and whether those attempts failed consistently over time. The significance of fulfilling a long felt need lies in its ability to suggest the invention is not obvious, as it provides a solution where others have not succeeded, indicating a novel inventive step .

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