Created on: 30-Aug-2025

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Saswata Chakraborty [Link]

Example Client Name

CLIENT RISK ASSESSMENT
PAN: EXAMPLE12345
PHONE: 9123491234
EMAIL: example@[Link]
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Your Risk Score
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This risk assessment was completed by Example Client Name on 28-Oct-2024 through an online
questionnaire.
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8.00

This is a score from 2 to 10 with 2 being the lowest risk and 10 being the highest risk.
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Your Risk Score Breakdown
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The client risk assessment is based on five parameters. The chart below shows the contribution of each
parameter to your final risk score. A higher risk score shows that you are willing to make more risky
investments. For further details, see the next page.
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Your Risk questionnaire Answers
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Age
What is your age bracket?
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18-30 years 31-45 years 46-60 years Over 60 years

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Disposable Income
How would you describe the amount of disposable income you have?
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Lots of spare income I have regular, mostly fixed Small amount of excess Very little spare income
excess amounts available for income for investing
investing

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Investment Horizon
Based on your upcoming expenses and cash flow, how long do you expect to be able to leave
your funds invested?
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Over 5 years 3-5 years 1-3 years less than a year

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Tolerance to Losses
How would you describe your typical reaction to a 20% loss in your investments?
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I will add more. I am I will hold, but will refrain I will definitely reduce my I am not comfortable with a
confident about financial from adding more holdings for protection 20% loss, I will liquidate all
markets performance my holdings

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Investment Knowledge
How would you describe your understanding of financial markets?
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I am a finance Professional I am a finance enthusiast I have a basic I do not understand

and understand financial understanding of finance, financial markets and will
concepts but don't feel confident certainly require a
making decisions profession for my
investments

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This risk assessment is based on an alogirthm developed by NGEN Research which uses the answers to five specific questions to
determine how tolerant to risk a particular client is. It is expected that this risk score is used only as a guideline and is not to be
considered investment advice. NGEN Research does not recommend any funds, stocks or other instruments and only provides a
technology platform to enable financial advisors to better serve their clients. NGEN Research does not take any responsibility for
any losses incurred as a result of using this risk score or any other feature on the NGEN Markets platform.
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Disclaimer:

Mutual funds and equity investments are subject to market risks. Please read the scheme information and other related
documents before investing. Past performance is not indicative of future returns. Please consider your specifc investment
requirements before choosing a fund, or designing a portfolio that suits your needs.

The information herein is based on information obtained from sources believed to be reliable, but the Company does not make
any representation or warranty, express or implied, as to its accuracy, completeness, timeliness, or correctness for any particular
[Link] expressed are subject to change without notice.

Any recommendation contained herein does not have regard to the specific investment objectives, financial situation, and the
needs of any specific addressee. The information herein is published for the information of addressees only and is not to be
taken in substitution for the exercise of judgment by addressees, who should obtain separate legal or financial advice.

The information herein is not to be construed as an offer or a solicitation of an offer to buy or sell any securities, futures, or other
financial instruments, or to provide any investment advice or services.

The information herein is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such
distribution or use would be contrary to law or regulation.

The data and analysis provided herein do not constitute investment advice offered by us and are provided only for information
purposes.

This presentation should not be construed as our offer / recommendation / advice / solicitation. It merely expresses our views
and is for general information [Link] certain information contained in this message has been taken from sources
that are believed to be accurate, no warranty or representation is made as to its correctness, completeness, or accuracy. It does
not consider your individual needs, investment objectives and specific financial circumstances. You should obtain independent
professional advice prior to acting or omitting an act based on this presentation.

We accepts no liability for any direct, special, indirect, consequential, incidental damages or any other loss or damages of any
kind arising from any use of the information herein (including any error, omission or misstatement herein, negligent or
otherwise) or further communication thereof, even if the Group or any other person has been advised of the possibility thereof.