New Criticism and Structuralism Overview
New Criticism and Structuralism Overview
STRUCTURALISM
Structure
Objectives
Introduction
New Criticism: A Brief Survey
From New Criticism to Structuralism
Structuralism: An Introduction
1.4.1 Saussurean Linguistic:
1.4.2 Saussure to Structuralism
1.4.3 Binary Oppositions
Literary Structuralism
1.5.1 Linguistics and Literary Structuralism
[Link] Jakobson's Poetic Analyses
[Link] Griemas' Semantic Analyses
[Link] Todorov's Grammar of Decameron
[Link] Culler's Structuralist Poetics
Let Us Sum Up
Questions
Glossary
Suggested Readings
1.0 OBJECTNES
We begin this unit with a recapitulation of the basic tenets of N e Criticism,
~ which
you read in detail in Block 4. We then move on to familiarize you with the
evolution of critical thought between New Criticism and the rise of Postsructuralism.
Put together, the two discussions should provide you with the roots of
Deconstruction.
1.1 INTRODUCTION
The two important critical / theoretical movements, which precede Deconstruction
and in a sense provide the soil from which it grows are New Criticism and
Structuralism. New Criticism broke off from the conventional historical/biographical
approach to reading literature and focused exclusively on the text-+ tendency
similar to the close focus on language in Structuralism. New Criticism tried to
explain the effect of a poem in terms of images locked in paradox and irony. This, in
a sense, fostered the structuralist tendency to break-up the literary text into its
supposedly constituent units and analyze its functioning. Thus the basic parameters
of the deconstructionist method-close focusing on a text and trying to analyze its
structure seem to be prepared for in New Criticism and Structuralism.
2. Within literature, poetry was seen as a special kind of language saying things that
could not be paraphrased-therefore a poem was said to possess an organic unity
with form and content being inseparable. Further, New Criticism tried to
displace content in literary analysis and treat the work's form as its content.
Form was treated as a self-contained and autonomous entity deserving all critical
attention. This is what is referred to & the formalism of New Criticism.
3. The form of a poem was defined by the New Critics primarily in terms of its
images. A clo e reading involved a reader's preliminary identification of key
i
images in a re urring pattern of opposition or tension. Paradox and Irony were
posited as the ontrolling figures of tension. A poem operating through this
tension also r solved it. Discovering images locked in tension through paradox or
irony and their resolution, thus became a substitute in New Criticism for the
conventional project of determining the content of a poem.
4. Paradox and irony were considered important because they were thought to
reflect the structures of the human imagination itself.
Reacting mainly to the limited, 'single-text' perspective of New Criticism, Frye felt
that contemporary criticism had become a matter of subjective value judgments and
needed the discipline of an objective system. He believed that literature itself was an
objective system and worked through certain objective laws.
Frye's theory viewed literature as a recurrence of mythic archetypes and unlike New
Criticism found in it an alternative history---the history of literature itself. Frye
viewed each literary text,as a structure composed of variants of certain fixed mythic
archetypes. Literature for Frye, to put it rather simply, became a system of such
individual literary structures, Criticism was set the task of identifying and classifying
the objective laws of this literary system.
IL This view of literature, as you can see, appears more scientific and systematic. But,
it was equally subjective and did not have the general validity and consensus which a
.
systematic and scientific discipline merited. Frye after all, was talking only about
mythic archetypes .
Meanwhile criticism in this century continued to grow more scientific, objective and
self-reflective and in the process, shifted its emphasis from author to text and reader.
In the early years of the century, biographical 1 historical criticism focused on the
author and hisher age; later, New Criticism focused exclusively on the text. Frye's
Anatomy also concentrated on the text but was concerned only with its subjective-
mythical structure. The call of the hour was to go beyond it. And it seemed to be
Roots :New
answered by Structuralism. For it was Structuralism, which systematically focused Criticism
on the objective structure of the text and on certain operations involved in perceiving And Structuralism
them.
Saussure felt that individual speech acts were many and varied and no linguist could
hope to study all of them . Instead what linguists could do was to study what made
them all possible - that is the underlying system at a given point of time by virtue of
which a language could mean-that is its langue.
This shift from parole to langue is one of the most important contributions Saussure
made to modern linguistics and Structuralism, In studying the langue, he put forward
his view of language as a system of signs. He was trying to understand language as a
structurc+composed of units called signs. Each sign was in turn seen as another
structure made up of a signifier (the sound we'make ih pronouncing it or the marks
we make in writing it) and a signified (the concept or meaning). The three black
marks CAT,or the sound we make in reading it are a signifier which evoke the
concept or signified CAT in every reader of English language. However, the
important point made by S a u s s u ~was that the relation between a signifier and a
signified is entirely arbitrary: theke is no inherent reason why these three black marks
should mean 'cat' other than cultural or historical c o n v e n t i o ~ h a is,
t because a
particular linguistic community forged and continues to use this link between the
Deconstruction marks and the concept. The relation between the whole sign (signifier+signified) and
what it refers to, which Saussure called the referent, ( the real funy four-legged
creature) is therefore also arbitrary. That is, Saussure argued about two arbitrary
links: between a signifier and the signified, and the sign and the referent.
One of the most commonly referred to illustrations of this fact is the colour spectrum.
The colours of the spectrum actually form a continuum so that blue, grey, etc. are not
independently existing entities. They are rather the products of cutting up of the
colour continuum by the English language in a particular way. Other languages cut it
up differently as Hjelmslev shows this in the comparative study of the English and
Welsh languages. In Welsh the color glas includes elqents which English would
as green or grey. The boundaries are placed dikerently in the two languages
the Welsh equivalent of the English 'grey' may be llwyd or glas.
Siqilarly, there is nothing natural or inevitable about the way we cut up and
articulate the rest of our world in a particular language. Each language cuts up the
world differently, constructing different meaningful categories and
c o n c e p t ~ r e a t i n gdifferent signifieds.
That was how Saussure conceived the nature and structure of the basic unit of
language - the sign. He further went on to explore how signs had meaning and
posited the principle that each sign has meaning only by virtue of its difference from
others in the system. CAT has meaning not by itself but because it is not CAP or
CAD or BAT. For the production of meaning it does not matter how a signified is
altered, as long as its difference is preserved from all the signifiers. So, Saussure
says, "in language there are only differences, without any positive terms". By
\
positive terms he means fixed immutable entities.
Let us discuss an example Saussure himself cites. Division of time into the present,
past and the future, so familiar to us in English, are unknown in certain languages.
Hebrew does not recognize even the fundamental distinction between the past,
present and the future. Proto-Germanic has no special form for the 'future'. This
implies that the flux of time is cut up differently into one, two or three sets in
Hebrew, Proto-Germanic and English. So, instead of pre-existing ideas about the
division of time, we find in all the foregoing examples different modes of cutting up
the flux of time. That is to say, the parts into which time is divided are values
particular to a system. The future is a value particular to the English lpguage in that
is created within that linguistic system .As we have seen, Proto-Germanic has
nothing called the future. It is these values which are referred to as concepts or
signifieds and are constructed within the system - constructed by the difference from
other elements in the system and not by any positive content whiCh they possess.
Like in the early example, we can only deduce the absence of its positive content. If
the concept 'future' had any positive content, it would have asserted itself in other
linguistic systems too.
Language was thus understood as a system of signs in which the meaning of each
sign was determined by its difference from others. This view of language had certain
revolutionary implications. It challenged the commonsensical belief that language1
words had any direct link with the worldlobject they named .The essential status of
.
the colour green is thus brought under question. What we can be sure about is the
system under which we produce an identity for a range-nothing beyond that. This
de-linking of the word from the world has, as we shall see, important consequences
for the interpretation of literary texts.
Saussure's linguistic theory was reconstructed by his friends and colleagues on the
basis of his notes and lectures delivered between 1907-1911 at the University of
Geneva. However, it was only in the 1950s that some thinkers started applying his
linguistic theory to other disciplines. Chief among them were Claude Levis Strauss
and Roland Barthes working in the fields of anthropology and culture respectively.
After a gap of about four decades, semiology, as Saussure had envisaged, had finally
taken off. And Structuralism was another term used to designate the basic premises
of its operations.
But why should the method of linguistics be used for an analysis of social and
cultural phenomena? Jonathan Culler in his book Structuralist Poetics offers two
fundamental insights by way of suggesting an answer: (a) because social and cultural
phenomena are also signs of a different signifying system just as words are signs of
the linguistic system; (b) like linguistic signs they do not have essences but are
defined by a network of relations. So, when one studies the meaning of a cultural
artifact or social event, one discovers that like a linguistic sign, its defining qualities
are the features which distinguish it from others and enable it to bear meaning within
the system.
Consider the ideology of colonialism for example. It can be seen as structured around
the binary opposition white / black. The opposition also functions as a hierarchy and
sees white as arbitrarily superior to black and constructs a whole world-view on it. Or
consider the Freudian theory of the human mind. It is structured around the binary
opposition : unconscious/ conscious and considers the unconscious superior to the
conscious. We have grown up accepting these oppositions as valid ways of ordering
and understanding all spheres of our life :familial, cultural, or political.
Forms of binarism have been present in human thought from the earliest times.
Human discourse has always used binary oppositions to mark differences in an
otherwise random sequence of features and thus give shape to experience and the
universe. Dualisms in philosophy like subjectlobject, Godman, temporalleternal are
the very foundation of entire world-views.
The structural linguist, Roman Jakobson , about whom you will read in some detail
later, showed that we identify a phoneme (the smallest meaningful unit of sound) by
consciously using a number of binary oppositions which make it possible to
differentiate between otherwise similar sounds. We distinguish "puck" from "buck "
because the binary opposition " voicedunvoiced" makes it possible to distinguish
between two plosives (/p/ is voiced /b/is unvoiced). Thus, what would otherwise be
heard as the same sound is heard differently. So, binary oppositions help us mark
differences, and structure our discourses on them.
A But within the third perspe'ctive, there are different ways of interpreting and applying
the linguistic model. To borrow from Culler again, four distinct ways of interpreting
can be outlined :
Let us spend some time understanding this claim. Jakobson, the linguist believed that
a linguistic utterance fulfilled any one of the six functions - one of which was the.
poetic. He also believed that the fundamental aim of linguistics was to study verbal
forms in relation to any one of the six functions. That is ,which characteristics of a
verbal form are performing what function in a text. In the context of poetry, it means
-identifyingwhich features make the language poetic.
Further, the poetic function is defined as the maximum foregrounding of the text
itself, and, not its content. For Jakobson, the principal technique used for
foregrounding is the use of highly patterned language - i.e making conspicuous use
of words and phrases, using them as much more than message carriers.
Put simply, the poetic use of language involves selecting and placing in a sequence
items that arephonologically and grammatically related. A linguistic analysis would
aim at revealing these patterns formed by the repetition of these related items.
Deconstruction "Any unbiased, attentive, exhaustive, total description of the selection, distribution
and interrelation of diverse morphological classes and Syntactic constructions in a
given poem surprises the examiner himself by unexpected, striking symmetries and
anti - symmetries, balanced structures, efficient accumulation of equivalent forms
and salient contrasts . . . " writes Jakobson.
We are now in position to understand the claim with which we began. This passage
suggests that if we follow patiently and correctly the procedures of linguistic analysis
we can produce a complete inventory of patterns in a text. That is, linguistics
provides a discovery procedure for poetic patterns in that, if followed correctly it will
yield an account of the patterns present in the text responsible for the poetic effect.
Jakobson's problem is that he thinks these structures are static and objectively
present in a text. As we will see later, they may be fairly dynamic and relative.
Griemas starts on the assumption that linguistics and particularly its subset
'semantics' ought to be able to account for meaning of all kinds, including, literary
meaning. But as he works out his theory, it emerges that literary meaning cannot be
explained by a method which works up from smaller units to larger ones. That is ,
literary meaning is not as simple an affair as general meaning would be. We may be
able to specify a broad framework of meaning for a text. But the process by which
individual units contribute to the filling up of a reader's framework of meaning of a
literary text, involves some complex expectations and semantic operations. His
theory, thus, only partially explains the complex operations involved in making sense
of a literary text
In the fourth category fall theorists like Jonathan Culler who believe that the
linguistic method cannot serve as a discovery procedure. We cannot transport
concepts or theories from linguistics and apply it to literature in the hope of
discovering its meaning. Instead, linguistics should be used as a general model for
serniological investigation. That is, we should try to construct a poetics, which will
stand to literature as linguistics stands to language. This, according to him, is the Roots :New
most appropriate use of the linguistic model. Criticism
And Stmcturalisn
Put simply what Culler is saying is that instead of copying linguists, literary critics
should learn [Link]. Saussure observed meaning in circulation and set out to
explain how it is possible for language to mean. Similarly literary critics should
observe certain accepted readings of literary texts and try to construct a theory about
how such meanings arise. In other words, the structuralist critic ought to evolve a
theory of the practice of reading. Culler himself sets out to construct a poetics of the
lyric and the novel in his book Structuralist Poetics
This view has its own limitations. Culler seems to be inspired by the assumption that
the process of reading literature c& be caught within a set of principles. Just as
I
Greimas believed that a theory of semantics could explain literary meaning, similarly
Culler seems to believe that a theory of reading can catch literary reading too, As his
1 efforts demonstrate, the project is destined to be incomplete.
I
reading literature systematically by breaking it into its constituent units. This project
was limited in many senses. Two of the important limitations were the privileging of
the images and the single-text approach. Northrop Frye in his works addressed these
limitations but advanced the project in a powerful mythic-subjective direction. It was
I only with Structuralism that the project of studying literature in a systematic and
I
structural way really began. The structuralist believed that slhe had succeeded in
splitting the literary text into objective structures and worked on the assumption that
an explanation of the inter-relationship of these structures could explaiii the literary
experience. In the next Unit, you will study how this assumption was limited and the
structuralist had been actually constructing the structures when s/he thought slhe was
discovering them.
1.7 QUESTIONS
1. Identify two common features between the new critical and the structuralist
approaches to criticism.
3. Explain with two examples how linguistics has affected literary criticism.
1.8 GLOSSARY
Archetypes Certain original or primordial ideas which
have been present in the human imagination
in one form or another across many cultures
and eras. For example, the story of a king
and a queen losing and regaining their
prince1 princess is an archetype, which
recurs across many cultures and eras.