Community Capacity Building Strategies
Community Capacity Building Strategies
I. Background/Considerations1:
In Learning from the Journey the Annie E. Casey Foundation states that the need for capacity building is
“critical and continual.” Initiatives grounded in the community require new capacity building approaches
and tools. Structured learning processes, with communities fully engaged in the determination of technical
assistance needs, management, and effectiveness, are critical in a comprehensive community-building
initiative, as is the recognition that the optimum learning sequence is not always a linear one.
Building capacity refers to the process of educating and assisting residents, organizations, and other
stakeholders in the community who are in need of certain skills, knowledge, and resources to successfully
participate in transforming their community. In fact, in the Rebuilding Communities Initiative (RCI), the
Casey Foundation’s theory of change states that “comprehensive community change cannot occur unless
the chosen strategies truly respond to the needs of their residents.” Thus, the RCI capacity-building agenda
was not just about organizational development, but encompassed personal development as well. In one
community, RCI “helped us to see leadership development as the engine of change that will drive what we
are trying to do here. It has helped us gear the community up for thinking together and then moving
together...gearing the community up for learning how to learn.” Likewise, the GNI is relying on active
involvement of neighborhood residents to identify their needs, and working with the initiative’s partners to
assess the most effective way to address these needs.
Interestingly, the Annie E. Casey Foundation explicitly acknowledged the need for capacity building by
structuring RCI to include a capacity-building phase, rather than moving directly from the planning phase
to the implementation phase. The kind of fundamental changes the communities and the Foundation were
seeking required an additional step in the process that would enable each community to build the capacity
of its leaders and organizations. Building the capacity of residents, institutions, stakeholders, and others in
the community helps them develop the skills, knowledge, technical resources and more to carry out the
community’s ambitious rebuilding plans.
The Knight Foundation, CNP, and HIRI joined together to examine the issue of building capacity in
nonprofit organizations as it relates to strengthening the quality of life for communities2. Investigators
presented two papers at a daylong seminar on June 20, 2000, at the Urban Institute. Nonprofit practitioners,
technical assistance providers, foundation representatives, and researchers provided feedback to ensure the
information would serve the sector. The group discussed in-depth issues related to capacity building for
nonprofit organizations, identified gaps in knowledge, and debated how knowledge could best be turned
into practice3.
Capacity-building strongly relates to the overall quality of life in the communities nonprofit
organizations serve. For nearly a century, nonprofit organizations have fulfilled a variety of functions that
help build and maintain civil society. They offer resources to residents of local communities, including
social services, advocacy, cultural opportunities, monitoring of government and business practices, and
much more (Boris 1999). They enable individuals to take an active role in their communities and contribute
to the overall well-being of these communities. Nonprofit organizations also provide the basis and
infrastructure for forming social networks that support strong communities. Civil society requires more
than linking individuals to institutions; it requires building relationships among people. In these ways,
nonprofit organizations add value to community life.
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
economic development, and community organizing; and (4) share lessons learned with other
grantmakers, neighborhood leaders, and policymakers. Most of the capacity building is contracted
out to local management service providers. A qualitative evaluation is documenting the process of
the program and some of its accomplishments.
At the same time, the capacity-building needs among stakeholders (residents, community groups, non-
profit organizations) may or may not be the same. While many of the capacity-building topics/needs are
common across levels, it is important to note that each type of entity may have its own unique capacity-
building needs - resulting in the implementation of targeted capacity-building activities at varying levels to
various audiences throughout the initiative:
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
Dr. Leslie Hollingworth has completed two reports outlining the capacity needs of the GNI communities
per feedback collected from neighborhood residents and stakeholders: “Themes from ‘Dreams’ and
‘Strategies’ of Brightmoor and Osborn Residents: Implications for Technical Assistance” and “Capacity
Building Needs and Learning Implications”. Located at the end of this brief, these reports contain
information about the specific technical assistance, capacity-building, and learning needs expressed by GNI
residents and stakeholders during the planning phase and early readiness phase of the initiative, and may
help to delineate the capacity building needs at these different levels.
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other kinds of support.
• Customized. The most effective capacity-building services are custom tailored to the type
of nonprofit, its community environment, and its place in the “organizational life cycle”
(young, start-up nonprofits are likely to have needs very different from more-established
organizations).
• Competence-based. The most effective capacity-building services are those that are (a)
offered by well-trained providers (both foundation staff and expert service sup- pliers) and
(b) requested by knowledgeable, sophisticated “consumers” (nonprofit managers and
board members).
• Timely. The most effective capacity building happens in the balanced space between
action taken too slowly to be relevant (often because of funder delays in acting on grant
applications) and action performed too quickly to allow the flowering of an intervention in
a complex context.
• Peer-connected. The most effective capacity building happens when there are
opportunities for peer-to-peer networking, mentoring, and information sharing.
• Assessment-based. The most effective capacity building begins with a thorough
assessment of the needs and assets of the nonprofit and the community in which it
operates, which in turn drives the types of capacity-building services provided.
• Readiness-based. The most effective capacity building occurs when the nonprofit “client”
is ready to receive this specialized kind of service (e.g., the nonprofit is not in the midst of
a major crisis that would make it unable to benefit from the intervention at that time).
• Contextualized. The most effective capacity building occurs in the larger context of other
strengthening services a nonprofit is receiving, other activities of the sponsoring
foundation, and other elements of the current community environment.
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
• Enhanced ability of members to share their ideas and actions for change.
• Increased competency in setting and achieving goals.
• Increased pride of place.
• Increased use of community facilities, public amenities, and open spaces
• Increased respect for difference and a willingness to assist neighbors.
• Increased civic participation, leadership, local and political participation.
New Detroit’s capacity building efforts offer expertise to these organizations in the areas of
organizational development, program development, information technology, financial
management, research, evaluation, fundraising, strategic planning, and board development.
Projects Financing: LISC provides recoverable grants, loans and lines of credit for pre-
development and construction costs for housing development projects. LISC's funds are often
the "first" money invested in a project, making funding by conventional sources more
accessible.
Resource Library: LISC provides access to national and local resources in the areas of
organizational development, real estate and commercial development.
Training: LISC provides both on-site and classroom training for CDC staff and board in the
areas of organizational development and real estate development.
Acting as Intermediary: LISC helps groups leverage their own funds by assisting them in
getting grants and loans from financial institutions, city and state programs, and foundations.
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[Link]
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
Results from these surveys may have important implications for fulfilling the capacity-building
and learning needs of residents and stakeholders of the GNI.
• City Connect13:
Securing the resources to build a better community is most often accomplished by public,
private, and nonprofit leaders who collaborate and gain access to funding information.
Members of City Connect Detroit enter a network of dedicated community leaders with a
wealth of knowledge around available funding opportunities and a willingness to partner for
the greater good. Members also gain access to an online fund development community which
is home to thousands of currently available grants, articles on trends in philanthropy, research
and resources to improve your applications, and external links to the movers and shakers who
will help organizations make their dreams a reality.
Leadership Development
At the heart of faith-based community organizing is the development of leaders who are
committed to one another and to building a powerful organization. To that end, MOSES has
contracted with the Gamaliel Foundation, a network of professional community organizers and
key institutional leaders working to rebuild American cities. MOSES pays the Gamaliel
Foundation an annual affiliation fee that provides staff recruitment and development resources,
extensive leadership training, strategic planning assistance, issue development resources, and
fundraising expertise.
VIII. References
Learning from the Journey: Reflections on the Rebuilding Communities Initiative. The Annie E.
Casey Foundation. [Link]
Types of Capacity Building Activities. Adapted from “Field Guide to Consulting and
Organizational Development with Nonprofits”. Authenticity Consulting, LLC.
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[Link]
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[Link]
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[Link]
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
Atkinson, Dr. Rowland, and Paul Willis. Community Capacity Building: A Practical Guide.
School of Sociology and Social Work; University of Tazmania.
W:[Link]
DeVita, Carol and Corey Fleming, Eds. Building Capacity in Non-profit Organizations. The Urban
Institute. April, 2001.
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
Brightmoor: “All Brightmoor youth will have access to, and participate in a range of year-round
programs during non-school hours that encourage academic growth and positive social
development.”
Osborn: “Families have all the resources and support necessary to make their children successful
in life.”
Purpose
The purpose of this analysis was to discern implications for technical assistance offerings from
themes reflected in input provided by residents of Brightmoor and Osborn neighborhoods.
Transcribed reports from 15 small-group discussions occurring in July and August 2006 by
residents of each of the two neighborhoods respectively provided the data from which this project
was carried out.
Results
Overarching theme: Minimal expectations of governmental systems
A pervasive theme was the reality that many of the services participants “dreamed of” to
accomplish their community goal were services residents of other communities take for granted
and expect. Examples were dreams of:
• Clean and fully-paved streets
• Paved sidewalks for residents to walk on and for children to ride their bikes on. (The
dream of a bike path, a reality in many communities, was mentioned by only one
resident.)
• Clear, well-equipped and well-cared for parks that children played safely in.
• Recreation centers in which children, adolescents, and adults played and took part in a
range of activities.
• Neighborhoods that adults and child residents walked safely in
• Neighborhoods in which burned out houses were immediately demolished
• Regular and frequent removal of bulk trash
• Regularly mowed and cared for medians and public areas
• Schools that were accessible at non-school hours
• Schools that were child and family friendly.
Where strategies were discussed, residents suggested approaches that involved taking
responsibility themselves for implementing the changes and for doing the work, in a few cases
through soliciting help from foundation and other grant funds. While accountability and
commitment are important, in neither community did residents seem to hold governmental
systems accountable for providing the services to the community, nor did they seem to expect a
commitment from these systems in that regard. In the context of this observation, specific themes
were identified that were related to public service improvement needs.
A. Themes related to Improvements in Public Services
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
Of the five most frequently-appearing themes overall, three in Brightmoor and four in Osborn
meetings focused on areas for improvements in public services. (See Appendix 1 for a complete
list of frequencies of themes according to neighborhood.) Several potential directions were
implied from neighborhood comments.
• Community Organizing for Political Action. Recognition of a need for political advocacy
was reflected in a Brightmoor resident’s call for “a community voice and outcry/outrage to
get something done….” The importance of this strategy was evident in the statement by
another resident that: “We [need to] responsibly advocate for [the] police and other basic
city services to do their jobs.”
• Partnership-building. In addition, themes emerging from some resident comments were
suggestive of establishing community partnerships. Suggested areas and the frequencies
of their appearance in the data for Brightmoor and Osborn residents respectively were:
o Church-Community partnerships (n=14 and n=4)
o Police-Community partnerships (n=11 and n=1)
o Business-Community partnerships (n=10 and n=4)
o Arts and Humanities and Community partnerships (n=2 and n=10)
o School-Community partnerships (n= 11 and n=6)
o Government-Community partnerships (n=3 and n=1)
o Industry-Community partnerships (n=0, 1)
o Union-Community partnerships (n=0, 1).
• Establishment of Local Chambers of Commerce. Business Development and
Entrepreneurship was the fourth most frequently appearing theme overall among
Brightmoor resident comments and was not infrequently mentioned among comments by
Osborn residents. Residents were particularly interested in business start-ups by
residents and others, attracting and sustaining new businesses in the communities,
promoting businesses that offer a range of services needed by residents, and training
residents in entrepreneurial skills. Residents also placed emphasis on businesses whose
owners had a commitment to the neighborhood and who would provide needed
employment to community members. Several mentioned a need for tax incentives that
would motivate business development and practices, such as welcome committees that
would encourage families to settle. These efforts are often realized through local
chambers of commerce.
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University of Michigan – School of Social Work
Technical Assistance Center, Good Neighborhoods Initiative
April 2007
• Neighborhood Beautification. This theme appeared frequently throughout discussions and
seemed to encompass residents’ emphasis on improving the physical attractiveness of
their neighborhood, thus engendering community pride.
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April 2007
parenting classes, counseling for children, transportation for after-school programs,
meals, counseling, and mentoring.”
Discussion
Analysis of Brightmoor and Osborn data suggests a number of similarities. For example,
residents of both neighborhoods seem to place a great deal of emphasis on building a sense of
community, unity, and pride. Among themes related to needed improvements in public services,
the five most frequently appearing themes were the same among residents of both
neighborhoods. And other than in three instances involving very small frequencies, no themes
appeared in the text of one neighborhood and not at all in that of the other. However, there were
some differences in emphases, the most noteworthy of which were the different public service
improvement needs mentioned most frequently – police and public safety needs among
Brightmoor residents and education and school-related needs among Osborn residents. It is not
known whether these and others represent differences in the direction of efforts needed by
residents of each neighborhood. However, they are worthy of further exploration. (See Appendix
1 for a complete list of frequencies of themes according to neighborhood).
In summary, input from residents of Brightmoor and Osborn neighborhoods in Detroit was
consistent with themes of needed improvements in public services, building partnerships with
social systems in the community, building and sustaining unified communities, developing
technical preparedness skills, facilitating youth development, and ensuring that resources that do
exist are available and accessible. Attention is particularly called to the importance of assisting
communities to organize and advocate for governmental systems fulfilling their responsibilities
with regard to public services, in addition to direct actions taken by residents in their own behalf
(for example, in neighborhood beautification efforts). Themes and the frequencies of their
appearance should be considered for their implications for neighborhood specific and cross-
neighborhood technical assistance offerings.
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Appendix 1. Technical Assistance Themes by Category and Frequency of Appearance
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Youth Leadership Development 14 9
Positive Youth Development 23 4
Mentoring 13 20
Tutoring 5 4
Resource Availability and Accessibility
Information Exchange and Coordination 15 8
“One-Stop Shopping” (Centralized) for Services 6 9
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6. How to facilitate new programs and services (e.g., recreation centers; more jobs for youth
and adults; accessible and local transportation for youth and adults)
a. Southwest - Youth Programs
COMMENTS:
1. Before the Action Planning Team process started, it would probably have been helpful if
the Initiative had been more specific about what the desired final product would look like
(at the end of the Action Planning process) and what were effective methods for reaching it
(strategic planning), then trained residents or at least facilitators in that. (Number 3 under
TA Implications above contains some directions for what the particular needs are.)
2. The websites Kristin provided on 3/7 with the matrix contain some strategic planning tips
but someone needs to provide those to the Action Planning Teams that have most need of
them and as soon as possible, so the remainder of their work can be more effective. If
possible, it would be good if we could find a way that the Teams that seem to be planning
effectively could share what they’ve found works with the other teams.
3. We need to find a way (system) to translate what’s being learned from Learning Grants,
Learning Group, and other GNI activities to the ongoing overall Initiative planning – a
system of integrating all the various activities, as we move forward. Perhaps the Theory of
Change system will be the driving focus in this regard.
4. The need for knowing what programs and services exist in particular areas
(information/resource exchange) and what the gaps are keeps coming up. Some attempts
have been made to address it but not in a comprehensive way. Do we need a
comprehensive, scientific survey in this regard?
5. The need for accessible (neighborhood) services keeps coming up.
6. The need for accessible transportation services keeps coming up.
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