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Aluminum Electrolytic Capacitor Overview

The document provides comprehensive technical information about aluminum electrolytic capacitors, detailing their construction, operation, and advantages such as high volumetric efficiency and reliability. It explains the significance of the anode and cathode structure, the dielectric layer, and the importance of adhering to specific voltage ratings to ensure proper functionality. Additionally, it outlines standards and specifications relevant to these capacitors, including their classification into general-purpose and long-life grades.

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0% found this document useful (0 votes)
16 views40 pages

Aluminum Electrolytic Capacitor Overview

The document provides comprehensive technical information about aluminum electrolytic capacitors, detailing their construction, operation, and advantages such as high volumetric efficiency and reliability. It explains the significance of the anode and cathode structure, the dielectric layer, and the importance of adhering to specific voltage ratings to ensure proper functionality. Additionally, it outlines standards and specifications relevant to these capacitors, including their classification into general-purpose and long-life grades.

Uploaded by

john.farrell23
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Aluminum Electrolytic Capacitors

General technical information

Date: July 2025

TDK Electronics AG 2025. Reproduction, publication and dissemination of this publication, enclo-
sures hereto and the information contained therein without TDK Electronics’ prior express consent
is prohibited.
General technical information

1 Basic construction of aluminum electrolytic capacitors


AIuminum electrolytic capacitors assume a special position among the various types of capacitors
since their principle of operation relies, in part, on electrochemical processes.
The advantages of aluminum electrolytic capacitors that have led to their wide application range are
their high volumetric efficiency (i.e. capacitance per unit volume), which enables the production of
capacitors with up to one Farad capacitance, and the fact that an aluminum electrolytic capacitor
provides a high ripple current capability together with a high reliability and an excellent
price/performance ratio.
As is the case with all capacitors, an aluminum electrolytic capacitor comprises two electrically
conductive material layers that are separated by a dielectric layer. One electrode (the anode) is
formed by an aluminum foil with an enlarged surface area. The oxide layer (Al2O3) that is built up
on this is used as the dielectric. In contrast to other capacitors, the counter electrode (the cathode)
of aluminum electrolytic capacitors is a conductive liquid, the operating electrolyte. A second
aluminum foil, the so-called cathode foil, serves as a large-surfaced contact area for passing current
to the operating electrolyte.

Dielectric (Al 2 O 3)

Al anode foil Al cathode foil

Figure 1
Electrolyte and paper Basic construction of an aluminum electrolytic
KAL0001-S-E capacitor

C Capacitance F
A 0 Absolute permittivity As/Vm
C =  0   r  ----
d
r relative permittivity (9.5 for Al203)
A Capacitor electrode surface area m2
d Electrode spacing m

The anode of an aluminum electrolytic capacitor is an aluminum foil of extreme purity. The effective
surface area of this foil is greatly enlarged (by a factor of up to 200) by electrochemical etching in
order to achieve the maximum possible capacitance values. The type of etch pattern and the degree
of etching is matched to the respective requirements by applying specific etching processes.

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and Cautions and warnings 2 7/25
General technical information

Etched foils enable very compact aluminum electrolytic capacitor dimensions to be achieved and
are used almost exclusively nowadays. The electrical characteristics of aluminum electrolytic
capacitors with plain (not etched) foils are, in part, better, but these capacitors are considerably
larger and are only used for special applications nowadays.

Figure 2 Figure 3
Structure of anode foil for high-voltage Structure of anode foil for low-voltage
capacitors (magnification 300x) capacitors (magnification 400x)

The dielectric layer of an aluminum electrolytic capacitor is created by anodic oxidation (forming) to
build up an aluminum oxide layer on the foil. The layer thickness increases in proportion to the
forming voltage at a rate of approximately 1.2 nm/V. Even for capacitors for very high voltages, layer
thicknesses of less than 1 µm are attained, thus enabling very small electrode spacings. This is
another reason for the high volumetric efficiency achieved (e.g. in comparison to the minimum
thickness of a paper dielectric, 6 to 8 µm).
During the forming process the very fine pits of the etched foils will encrust partially in proportion to
the forming voltage. Due to this effect, the final operating voltage range must already be taken into
account when the foils are etched.
The oxide layer constitutes a non-linear voltage-dependent resistance that causes the DC current
to increase more steeply as the voltage increases. A characteristic curve as shown in figure 4 is
obtained.

I
VR = Rated voltage
VS = Surge voltage
VF = Forming voltage
I = DC current
VR VS VF Figure 4
V Current-voltage characteristic of an
KAL0002-1-E
aluminum electrolytic capacitor

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When the forming voltage VF is exceeded, the forming process restarts and large amounts of gas
and heat are generated. The same effect, yet on a smaller scale, can already be observed in the
knee of the curve. In order to achieve a high degree of operating safety of the capacitor, the rated
voltage VR is defined as being on the quasi-linear part of the curve. As the capacitor is subjected to
surge voltages VS for short periods only, this range lies between the rated voltage and the forming
voltage. The difference between forming voltage and operating voltage, the so-called
overanodization, thus has a substantial effect on the operating reliability of the capacitor. High
overanodization offers the possibility of producing especially reliable capacitors designated as long-
life grade "LL" capacitors to IEC 60384–1.
Since the electrolytic capacitors have a liquid as a cathode, they are also designated as "wet" or
"non-solid" capacitors. The liquid has the advantage that it fills the fine etching pits, therefore
optimally fitting into the anode structure.
The two aluminum foils are separated by paper spacers. The paper serves various purposes, it
serves as a container for the electrolyte – the electrolyte is stored in the pores of the absorbent
paper – and also as a spacer to prevent electric short-circuits, as well as ensuring the required
dielectric strength between the anode and cathode foils.
Riveting and / or welding processes are used to connect the tabs to the capacitor's cover disc with
external capacitor terminals.

Figure 5
Winding construction of an aluminum electrolytic capacitor

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General technical information

An aluminum electrolytic capacitor constructed in the way described above will only operate
correctly if the positive potential is connected to the formed Al foil (anode), and the negative
potential to the cathode foil. If the opposite polarity were to be applied, this would cause an
electrolytic process resulting in the formation of a dielectric layer on the cathode foil. In this case
strong internal heat generation and gas emission may occur and destroy the capacitor.
Secondly, the cathode capacitance, which will progressively decrease as the oxide layer thickness
increases, and which is connected in series with the anode capacitance, would reduce the overall
capacitance considerably.
In most applications, aluminum electrolytic capacitors – as poled devices – are used with a DC
voltage bias of proper polarity with some superimposed AC voltage. Reverse polarities of up
to 1.5 V are permissible for short periods of time as the formation of a damaging oxide layer on the
cathode only starts at voltages of this magnitude. This is because the cathode foil is covered
by an air-oxide layer that corresponds to an anodized dielectric layer with a breakdown voltage of
approximately 1.5 V.

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General technical information

2 Standards and specifications


Generally, the mentioned standards in this publication refer to the edition applied at the time when
the product was evaluated and respectively released.
TDK reserves the right at its discretion to implement updates of international standard edition e.g.,
in the requalification, without further notice.

2.1 General-purpose grade and long-life grade capacitors


Aluminum electrolytic capacitors are generally divided into two basic reliability categories:
capacitors for high-reliability applications and capacitors for general-purpose applications. This
differentiation has also been adopted in the relevant IEC standards.
In IEC publications aluminum electrolytic capacitors for high-reliability applications are identified
as "Long-Life Grade" capacitors. The abbreviation LL is stamped on the capacitors. In addition to
the over-anodization as described in chapter 1, further measures are taken to enhance the
reliability. Generally, the materials used for aluminum electrolytic capacitors must meet strict purity
requirements, and those used for producing LL grade capacitors must be specially selected. The
design effort required for such capacitors affects both the case size and the price.
Aluminum electrolytic capacitors for general applications are called "General-Purpose Grade"
(GP) in IEC publications.

2.2 Applicable standards


The international standard for aluminum electrolytic capacitors is IEC 60384-4.
The sectional specification mentioned above is complemented by a set of detail specifications that
applies to specific design types (e.g. electrolytic capacitors with axial wire leads). Frequently
these detail specifications state better electrical ratings than the sectional specifications. The
detail specifications also include maximum permissible dimensions in relation to capacitance
and rated voltage.
The capacitance ratings given in recent specifications are generally in accordance with the E3 or
E6 series. The rated voltage values are standardized according to the R5 series, in exceptional
cases the voltage ratings have been chosen to meet specific requirements.
The following standards are applicable to aluminum electrolytic capacitors with a non-solid
electrolyte:
IEC 60384-1 (identical with DIN EN 60384-1, EN 60384-1):
Generic specification:
Fixed capacitors for use in electronic equipment
IEC 60384-4 (identical with EN 60384-4):
Sectional specification:
Aluminum electrolytic capacitors with solid and non-solid electrolyte
IEC 60384-4-1 (identical with EN 60384-4-1):
Blank detail specification:
Fixed aluminum electrolytic capacitors with non-solid electrolyte
Important notes on proper use of aluminum electrolytic capacitors can also be found in CLC/TR
50454 "Guide for the application of aluminium electrolytic capacitors".

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General technical information

2.3 AEC-Q200 standard


Our components that are qualified based on the AEC-Q200 standard are tested according to
the detailed test conditions described in the test report that is available to customers upon
request.

3 Definitions of electrical parameters

3.1 Voltages

3.1.1 Rated voltage VR


The rated voltage VR is the direct voltage value for which the capacitor has been designed and
which is indicated upon it. For aluminum electrolytic capacitors, rated voltages of 100 V are usually
designated as "low voltage" and rated voltages >100 V as "high voltage". For details, refer to
chapter "General technical information, 15 Structure of the ordering code (part number)", page 39.

3.1.2 Operating voltage Vop


The capacitors listed in the databook can be operated continuously at the full rated voltage
(including superimposed AC voltage) within the entire operating temperature range.
The permissible voltage range for continuous operation lies between the rated voltage and 0 V. The
capacitors are also able to handle voltages down to –1.5 V for short periods of time. For details,
refer to chapter "General technical information, 3.1.6 Reverse voltage" on page 8. Different rules
may apply for customized capacitors.

3.1.3 Surge voltage VS


The surge voltage is the maximum voltage which may be applied to the capacitor for short periods
of time, i.e. up to 5 times for 1 minute each per hour. Surge voltage testing is conducted according
to IEC 60384-4. For the surge voltage limits refer to "Specifications and characteristics in brief"
listed for each series.

3.1.4 Transient voltage


Some capacitor types can withstand voltage pulses exceeding the surge voltage VS. As the
requirements differ largely depending on the individual applications, we do not state general ratings
but match the overvoltage capability to customer requirements.

3.1.5 Superimposed AC, ripple voltage


A superimposed alternating voltage, or ripple voltage, may be applied to aluminum electrolytic
capacitors, provided that
 the sum of the direct voltage and superimposed alternating voltage does not exceed the rated
voltage, and
 the maximum allowed ripple current is not exceeded (refer to chapter "General technical
information, 4 Ripple current considerations" on page 19) and that no polarity reversal will occur.

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3.1.6 Reverse voltage


Aluminum electrolytic capacitors are polar capacitors. Where necessary, voltages of opposite
polarity should be prevented by connecting a diode. The diode's conducting-state voltage of
approximately 0.8 V is permissible. Reverse voltages 1.5 V are tolerable for a duration of
less than 1 second, but not in continuous or repetitive operation.

3.2 Capacitance

3.2.1 AC and DC capacitance


The capacitance of a capacitor can be determined by measuring its AC impedance (taking into
account amplitude and phase) or by measuring the charge it will hold when a direct voltage is
applied. The two methods produce slightly different results. As a general rule, it can be said that DC
voltage based measurements (DC capacitance) yield higher values (DC capacitance) than the
alternating current method (AC capacitance). The factors are approximately 1.1 to 1.5 and
maximum deviations occur with capacitors of low voltage ratings.
Corresponding to the most common applications (e.g. smoothing and coupling), it is most usual to
determine the AC capacitance of aluminum electrolytic capacitors.

CS Figure 6
ESR ESL
Simplified equivalent circuit diagram of an
KAL0572-C
electrolytic capacitor

For this purpose, the capacitive component of the equivalent series circuit (the series capacitance
CS) is determined by applying an alternating voltage of 0.5 V. As the AC capacitance depends
on frequency and temperature, IEC 60384-1 and IEC 60384-4 prescribe a measuring frequency
of 100 Hz or 120 Hz and a temperature of 20 °C (other reference values by special request).
There are few applications (e.g. uninterruptible power supplies) in which the DC capacitance is
relevant. In spite of this fact, capacitors for which the capacitance has been determined by the AC
method are also used in such applications, whereby allowances are made to compensate for the
difference between the two measuring methods.
However, in exceptional cases it may be necessary to determine the DC capacitance. The IEC
publications do not provide any corresponding specifications. Because of this, a separate DIN
standard has been defined. This standard, DIN 41328-4, describes a measuring method involving
one-time, non-recurrent charging and discharging of the capacitor.

3.2.2 Rated capacitance CR


The rated capacitance is the AC capacitance value for which the capacitor has been designed
and which is indicated upon it. CR is determined by specific measurement methods described
in the relevant standards (IEC 60384-1 and IEC 60384-4). Preferred capacitance values are
generally taken from the E3 or E6 series.
We specify specifies CR in µF as the AC capacitance measured at 100 Hz or 120 Hz and 20 °C, to
IEC 60384-4.

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3.2.3 Capacitance tolerance


The capacitance tolerance is the range within which the actual capacitance may deviate from the
specific rated capacitance. Where the capacitance tolerances are to be indicated on the
components themselves, we use code letters to IEC 60062; this code letter is also part of the
ordering code. For details refer to chapter "General technical information, 13 Marking of the
capacitors" on page 37.

3.2.4 Temperature dependence of the capacitance


The capacitance of an electrolytic capacitor is not a constant quantity that retains its value under all
operating conditions. The temperature has a considerable effect on the capacitance. With
decreasing temperature, the viscosity of the electrolyte increases, thus reducing its conductivity.
The resulting typical behavior is shown in figure 7.

Figure 7
Example of temperature dependence of
capacitance C

As a general rule, the characteristic curves are steeper for lower rated voltages and increasing
anode surface roughness (deeper etching).

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General technical information

3.2.5 Frequency dependence of the capacitance


The AC capacitance depends not only on the temperature but also on the measuring frequency.
Figure 8 shows the typical behavior. Typical values of the effective capacitance can be derived
from the impedance curve, as long as the impedance is still in the range where the capacitive
component is dominant.

C Capacitance F
1
C = ------------------------- f Frequency Hz
2fZ
Z Impedance 
KAL0154-P
1.06
Cf
C 100 Hz

1.02

1.00

0.98

0.96

0.94
Figure 8
4 6 8 10 2
2 4 3
6 8 10 Hz 2 Capacitance C versus frequency f
f Typical behavior

3.2.6 Charge-discharge proof


Frequent charging/discharging cycles may lead to a decrease in capacitance. Due to their special
design, our electrolytic capacitors are charge-discharge proof. This means that 106 switching
cycles will cause a capacitance reduction of less than 10% (Charge-discharge test to
IEC 60384-4).
Improved charge-discharge robustness can be specified for selected snap-in series, see "Rapid
charge/discharge" under "Specifications and characteristics in brief" in the respective series data
sheets. Customized solutions are also available upon request.

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3.3 Dissipation factor tan 


The dissipation factor tan  is the ratio of the equivalent series resistance to the capacitive
reactance component in the equivalent series circuit, or the ratio of effective power (dissipated
power) to reactive power for sinusoidal voltages.
It is measured using the same set-up as for the series capacitance CS (see figure 6). IEC 60384-4
specifies the following maximum values:

Rated voltage 4 V < VR 10 V 10 V < VR 25 V 25 V < VR 63 V 63 V < VR


Maximum value for the
100 Hz dissipation factor 0.5 0.35 0.25 0.20
(to IEC 60384-4)

These values apply to capacitors with a maximum charge of 100000 µC. Proportionally higher
dissipation factors are permissible for capacitors with higher charge values. Different values and
frequencies than those stated in the table above are possible for individual series. In this case they
can be found in the table, "Specifications and characteristics in brief", for the corresponding
series.
The dissipation factor, like the capacitance, varies with frequency and temperature. An example
of such characteristics is shown in figure 9.

Figure 9
Typical curves of tan as function of frequency
for different temperature values

3.4 Self-inductance ESL


The self-inductance or equivalent series inductance results from the terminal configuration and
the internal design of the capacitor. It is defined by the equivalent series circuit shown in figure 6.

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General technical information

3.5 Equivalent series resistance ESR


The equivalent series resistance is the resistive component of the equivalent series circuit. The
ESR value depends on frequency and temperature and is related to the dissipation factor by the
following equation:

ESR Equivalent series resistance 


tan  tan  Dissipation factor
ESR = ---------------
  CS
CS Series capacitance F

The tolerance limits of the rated capacitance must be taken into account when calculating this
value.

3.6 Impedance Z
The impedance of an electrolytic capacitor results primarily from the series circuit formed by
the following individual equivalent series components (figure 10):

CS Figure 10
ESR ESL
Simplified equivalent circuit diagram of an
KAL0572-C
electrolytic capacitor

1) Capacitive reactance 1/CS of the capacitance CS


2) Dielectric losses and ohmic resistance of the electrolyte, foils and the terminals (ESR)
3) Inductive reactance ESL of the capacitor winding and the terminals.
The inductive reactance ESL only depends on the frequency, whereas 1/CS and ESR depend
on frequency and on temperature.
The characteristics of the individual resistive and reactive components determine the total
impedance of the capacitor. Figure 11 shows typical frequency and temperature characteristics of
aluminum electrolytic capacitors.
 Capacitive reactance predominates at low frequencies.
 With increasing frequency, the capacitive reactance (XC = 1/CS) decreases until it reaches the
order of magnitude of the electrolyte resistance.
 At even higher frequencies and unchanged temperatures (see 20 °C curve), the resistance of
the electrolyte predominates.
 When the capacitor's resonance frequency is reached, capacitive and inductive reactance
mutually cancel each other.
 Above this frequency, the inductive resistance of the winding and its terminals (XL = ESL)
becomes effective and leads to an increase in impedance.

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The resistance of the electrolyte increases strongly with decreasing temperature. Figure 11 shows
that this component already has an effect at low frequencies for low temperature ranges.
Specific impedance values are given in the individual data sheets.

Figure 11
Example of impedance versus frequency for
different temperature values

3.7 Leakage current Ileak


The special properties of the aluminum oxide layer used as a dielectric mean that a small current
(the leakage current) will continue to flow even after a DC voltage has been applied for longer
periods.
The value of the leakage current depends on the capacitor design and is also a function of time,
the applied voltage and the internal temperature of the capacitor. The initial leakage current level
is also affected by the capacitor’s history such as its storage conditions and duration.
The leakage current may increase after the reflow soldering process of SMD capacitors. It will then
gradually decrease after voltage application.

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3.7.1 Time dependence of the leakage current


It is important to know that after application of a voltage, the leakage current decreases with time
and reaches a stable value which remains quite constant for a long period of time. This relationship
is shown in figures 12 and 13 for two different time scales.

Figure 12 Figure 13
Normalized leakage current versus time. Normalized leakage current versus time.
First 60 min after application of the rated First 48 h after application of the rated voltage
voltage at room temperature at room temperature
Typical behavior Typical behavior

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3.7.2 Voltage dependence of the leakage current


The leakage current is an increasing function of the applied voltage Vop, and rises quite strongly
when Vop exceeds the rated value VR. This behavior is illustrated by the curve shown in figure 14.

Figure 14
Normalized initial leakage current versus
voltage ratio Vop/VR. Typical behavior at 60 °C

3.7.3 Temperature dependence of the leakage current


The leakage current also increases with temperature. The capacitor internal temperature TCore
must be considered. A typical shape of such a curve is shown in figure 15.

Figure 15
Normalized initial leakage current versus
temperature at rated voltage VR.
Typical behavior of an 85 °C series

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3.7.4 Operating leakage current Ileak,op


The operating leakage current is the steady-state current (refer also to figure 13) reached during
continuous operation. The Ileak,op of aluminum electrolytic capacitors made by us can be estimated
using the following equation.

LL grade:
0.00025 A
I leak ,op = -----------------------------  C R  V R + 1 A
F  V Ileak,op Operating leakage current
GP grade:
CR Rated capacitance
0.0005 A
I leak ,op = --------------------------  C R  V R + 3 A VR Rated voltage
F  V

The results refer to the rated voltage VR and a temperature of 20 C.


In accordance with DIN 41240 and DIN 41332, the results obtained for 20 C must be multiplied
by the following factors, to allow for the temperature dependence of the operating leakage current
of both General-purpose and Long-life grade capacitors:

Temperature (°C) 0 20 50 60 70 85 125


Factor (typical value) 0.5 1 4 5 6 10 12.5

“SIKOREL” types are an exception to this rule. The following values apply to these:

Temperature (°C) 0 20 55 70 85 105 125


Factor (typical value) 0.7 1 2 3 4 5 8

When the actual operating voltage is below the rated voltage, the operating leakage current is
substantially lower:

Operating voltage, in % 20 30 40 50 60 70 80 90 100


of the rated voltage VR
Typical values, in % of the 3 6 9 14 18 25 40 50 100
operating leakage current Ileak,op
(General-purpose grade)
Typical values, in % of the 8 14 17 23 30 40 50 70 100
operating leakage current Ileak,op
(Long-life grade)

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3.7.5 Leakage current for acceptance test Ileak


As the leakage current varies with time and temperature, it is necessary to define reference
values for measuring time and temperature. To IEC 60384-4 and IEC 60384-1 the leakage current
is to be measured at 20 C, after the rated voltage has been applied for 5 minutes.
Acceptance testing for leakage current as specified in the particular series can be carried out
at any temperature between 15 C and 35 C. The permissible limit values are then multiplied by
the following conversion factors, with reference to the 20 C value:

Temperature (°C) 15 20 25 30 35
Factor (guideline value) 0.8 1 1.5 2 2.5

Referee tests are to be carried out at 20 °C.

3.7.6 Reforming
To IEC 60384-4, aluminum electrolytic capacitors are to be subjected to a reforming process before
acceptance testing. The purpose of this preconditioning is to ensure that the same initial conditions
are maintained when comparing and assessing different products.
For this purpose, the rated voltage is applied to the capacitors via a series resistance of
approximately 100  for VR 100 V DC, or 1000  for VR >100 V DC, for a period of one hour.
Subsequently, the capacitors are stored under no-voltage conditions for 12 to 48 hours at a
temperature between 15 and 35 °C. The leakage current must then be measured, at the latest
after 48 hours.
If the capacitors meet the leakage current requirements without preconditioning, this procedure
can be omitted.

3.7.7 Leakage current behavior after voltage-free storage


The oxide layer of aluminum electrolytic capacitors may deteriorate when they are stored without
an externally applied voltage, especially at higher temperatures. Since there is no leakage current
to transport oxygen ions to the anode in this case, the oxide layer is not regenerated. The result is
that a higher than normal leakage current will flow when a voltage is applied after prolonged
storage. As the oxide layer is regenerated in use, however, the leakage current will gradually
decline to its normal level.
When designing application circuits, attention must be paid to the fact that after storage the leakage
current may be up to 100 times higher than normal during the first few minutes following the
application of power. This particular leakage current level increases with temperature and
duration of storage.
Refer to the chapter "General technical information, 7.3 Shelf life and storage conditions" on
page 30 for more details about the storage conditions and behavior of capacitors.

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General technical information

3.8 Insulation considerations


According to IEC TR 63362-1 the following general considerations apply regarding insulation.
Capacitors may be either completely or partially covered with sleeving or coating, or not covered at
all. The metallic case of capacitors with non-solid electrolyte is not insulated against internal
capacitor elements as the case can be connected e.g. through the conductive working electrolyte.
Axial leaded capacitors have a direct electrical contact between case and cathode terminal. Single-
ended, SMD, snap-in, and screw terminal capacitors have an undefined electrical contact through
electrolyte or other parts inside the case.
With exception of SMD components, which have specific soldering and board layout instructions,
dummy pins, if available, shall be left potential-free or may be connected to the potential of the
negative terminal. Metal parts other than terminals should never make contact to conducting tracks
or metal parts of other components.
Due to potential deterioration during operation, the standard sleeving or aluminium housing coating
must be considered as protection against contact only and does not offer any functional insulation.
Thus, materials must be considered as electrically non-insulating. If electrical insulation is required,
an additional insulation is necessary.
In addition to the insulation properties, it is possible that a change of colour occurs to the coated
aluminium case. This material can become brownish after being submitted to high temperatures
and this is considered a normal behaviour.
Special care needs to be taken if the mounting requires electrical insulation, such as e.g.:
 Other components are in touch with capacitors
 Unprotected live wires or PCB tracks are underneath the capacitors
 Capacitors are in contact with the enclosure
 Capacitors are mounted by metal clamps
For such cases, the sleeving material shall be agreed on case by case. Please contact our sales
representatives for more details.

3.8.1 Special insulation solutions

PVC insulation and PET insulation cap on terminal side


For capacitors with snap-in terminals we offer an insulation version with an additional PET insulation
cap on the terminal side, which is placed underneath the shrinking sleeve to increase the creepage
distance. This is a special design for applications with uninsulated live parts underneath the
capacitor, where higher grade of insulation is required. Dimensional details are given in the detailed
specification of the corresponding capacitor series. While this design offers improved
characteristics with respect to creepage distances, it is not to be considered as functional insulation.
For additional special insulation solutions please contact our sales representative.

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General technical information

3.8.2 Breakdown strength and insulation resistance of insulating sleeve


Upon delivery most of our aluminum electrolytic capacitors are enveloped by a shrinking sleeve.
The minimum breakdown strength for a new sleeve is 2500 V AC or 3500 V DC and the insulation
resistance is at least 100 M. IEC 60384-4 specifies corresponding test methods.
The sleeving can deteriorate depending on the environmental conditions and loose its insulating
characteristics, e.g.:
 upon exposure to temperature cycles or high temperature, polyvinyl chloride (PVC) sleeving can
become brittle which could potentially lead to cracks;
 for polyethylene terephthalate (PET) based sleeving, temperature cycling, exposure to high
temperature and high humidity can lead to cracks.
Operating conditions for which sleeving deterioration is expected need to be agreed on case by
case. Please contact our sales representatives for more details.

4 Ripple current considerations

4.1 General
The term ripple current is used for the root-mean-square (RMS) value of the alternating current
that flows through a device as a result of any pulsating or ripple voltage. Power losses resulting
from this ripple current induce self-heating of the capacitor. The maximum permissible value
of the ripple current depends on the ambient temperature, the equivalent series resistance (ESR)
at the frequency of the AC signal, the thermal resistance, which is mainly determined by the surface
area of the capacitor (i.e. heat dissipation area) and the applied cooling. Moreover, it is restricted
by the ripple current capability of the contact elements.
Please note that especially in cases of very high ripple current load a good and stable electrical
and thermal connection between contact elements of the capacitor and the input lead of the
application (e.g. busbar in case of screw terminal capacitors) is essential. Losses resulting in an
additional heating up of the capacitor and the environment leading to enhanced deterioration must
be avoided. For details please contact our sales offices.
The rated ripple current (IAC,R) is usually specified at the upper category temperature and the
reference frequency.

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and Cautions and warnings 19 7/25
General technical information

As thermal stress has a decisive effect on the capacitor's life expectancy, the heat generated
by the ripple current is an important factor affecting the useful life. For more details, refer to chapter
"General technical information, 5.3 Calculation of useful life" on page 23.
These thermal considerations imply that it may be necessary under certain circumstances to
select a capacitor with a higher voltage or capacitance rating than would normally be required by
the respective application.

4.2 Frequency dependence of the ripple current capability


The equivalent series resistance of aluminum electrolytic capacitors varies with the frequency
of the AC signal. As a result, the ripple current capability, which is determined by the induced power
loss, is also a function of the frequency. In the individual data sheets, the ripple current capability
of the capacitors is generally referred to a frequency of 100 Hz, 120 Hz, 10 kHz or 100 kHz.
Depending on the main applications, other frequencies are also possible.

4.3 Temperature dependence of the ripple current capability


According to the Arrhenius law, the capacitor's life expectancy is strongly related to its core
temperature. Hence, the maximum permissible temperature rise above ambient temperature and
the associated maximum permissible ripple current depend on the ambient temperature.
The data sheets specify the maximum permissible ripple current for the upper category temperature
for each capacitor type. For most types, the maximum values of the ripple current (IAC,max) for
continuous operation at ambient temperatures below the upper category temperature (e.g. +60 °C
or +85 °C) have also been included for the purpose of comparison.

5 Useful life
Useful life is defined as the life achieved by the capacitor without exceeding a specified percentage
of failures. Total failures or failures due to parametric variation are considered to constitute the
end of the useful life. The "requirements" in the respective "Specifications and characteristics in
brief" chart for each series define the permissible range of parametric variation for the specified
useful life.
Depending on the circuit design, device failure due to parametric variation does not necessarily
imply equipment failure. This means that the actual life of a capacitor may be longer than its
specified useful life. Data on useful life were obtained from accelerated tests and from
experience gained in the field.
The useful life can be prolonged by operating the capacitor at loads below its rated voltage,
current or ambient temperature and by appropriate cooling measures. In addition to the standard
series types, we can offer types with useful life ratings specially matched to customer
specifications.
The useful life of a selected capacitor under operating conditions other than those indicated in the
data sheets can be determined by consulting the "AlCap Useful Life Calculation" design tool
on our website, or by the use of the respective useful life graph, if such a graph is published in
this data book for the requested series. For more details, refer to chapter "General technical
information, 5.3 Calculation of useful life" on page 23.

Please read Important notes


and Cautions and warnings 20 7/25
General technical information

The useful life data published in this data book and the calculation results obtained are typical
values and are intended for guidance purposes only. The useful life does not constitute a warranty
of any kind or a prolongation of the agreed warranty period.

5.1 Load conditions


The useful life of capacitors with liquid electrolytes is defined on the basis of the following load
conditions:
 Rated voltage
 Rated ripple current (the peak value of the AC voltage superimposed on the DC voltage must not
exeed the rated voltage)
 Rated temperature

5.2 Cooling
Unless otherwise specified, the useful life values stated in the data sheets apply to aluminum
electrolytic capacitors with natural cooling, i.e. the heat generated in the winding is dissipated
through the case, assuming natural convection. It is possible to increase the permissible ripple
current and/or prolong the useful life by means of additional cooling measures (e.g. a heat sink or
forced ventilation). Conversely, impaired cooling (e.g. due to closely packed capacitor banks,
thermally insulating sealing and vacuum) will reduce the useful life.

5.2.1 Forced air cooling


Under natural convection, the thermal resistance between the case and the surrounding air makes
the greatest contribution to the total thermal resistance. In case of forced air cooling, this thermal
resistance is reduced due to improved heat dissipation at the case.
The "AlCap Useful Life Calculation" design tool allows the effect of forced air cooling on the useful
life to be simulated by specifying the velocity of the ambient air.
Useful life graphs are included for some series in this data book. In this case, rated ripple current
multipliers are used to calculate the useful life as a function of the air velocity on the basis of the
respective graphs. Contact us for the specific multiplier values of a particular capacitor.

5.2.2 Base cooling with heat sink


As a large amount of heat is dissipated through the base of the case, a heat sink connected to the
capacitor base provides the most efficient cooling. We offer specially designed versions of high-
voltage capacitors with screw or snap-in terminals that can be mounted on a heat sink in order to
ensure optimal heat transfer from the heat generation area via the base of the case to the heat sink.

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and Cautions and warnings 21 7/25
General technical information

Screw terminal capacitors


The special design comprises:
 In general, winding elements and cans of screw terminal capacitors are designed for a low inner
thermal resistance in order to ensure an optimal thermal connection between the winding
element and base. The resulting good heat transfer from the heat generation point to the outside
provides very efficient cooling, especially with heat-sink mounting.
 Two thermal pads at the base. The first (thickness 0.5 mm) closes the air gap in the base area
not covered by the insulating sleeve. The second (thickness 0.2 mm) ensures the electrical
insulation of the case.
 A minimized tolerance (±0.35 mm) of the overall length l1 of the capacitor (figure 16) avoids
unwanted mechanical forces on the terminals, especially when several capacitors are mounted
between heat sink and bus bar.
 A case with an extra groove near the base for ring-clamp mounting (recommended accessory
B44030A0165B ... A0190B). The clamp ensures optimal pressing of the base to the heat sink.

Figure 16
Heat-sink mounting for capacitors with screw terminals

If the base (case bottom) of a high-voltage screw terminal capacitor is cooled by a heat sink
to keep it at constant temperature, the ripple current capability increases significantly compared to
natural convection. The gain of ripple current capability (or useful life at the same ripple load)
depends strongly on the length-to-diameter ratio (l/d) of the respective capacitor.
The typical gain of rated ripple current capability IAC,R (base cooling ) / IAC,R (natural convection)
as a function of the length-to-diameter ratio is as follows:

Length-to-diameter ratio (I/d) 1.3 1.45 1.6 1.8 2.0 2.4 2.8
IAC,R (base cooling) / IAC,R (natural convention) 1.7 1.65 1.6 1.55 1.5 1.45 1.4

It is assumed that the base-cooling equipment is sufficient to ensure a constant base


temperature.

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and Cautions and warnings 22 7/25
General technical information

Snap-in capacitors
In comparison to standard snap-in capacitors the special design comprises:
 Winding elements and cans designed for a low inner thermal resistance in order to ensure an
optimal thermal connection between the winding element and base. The resulting good heat
transfer from the heat generation point to the outside provides very efficient cooling, especially
with heat-sink mounting.
 A minimized overall length tolerance (±0.2 mm) of the capacitor is ensured by a special can
design involving a length adjustment process. This allows thinner thermal pads to be used for
connecting a capacitor bank to the heat sink, which leads to a reduced thermal resistance as well
as lower costs.
 A reinforced capacitor can provides long-term stable dimensions during operation in order to
ensure a constant low thermal resistance.
 The alternative versions with and without insulation allow simple and effective connection of the
capacitor base to the heat sink, providing a cost-optimized solution with reduced thermal
resistance.

5.3 Calculation of useful life

"AlCap Useful Life Calculation" design tool on the TDK Electronics website
For convenient calculations of the useful life, we provide the "AlCap Useful Life Calculation" design
tool on its website: [Link]/alcap
It applies to all the high-voltage snap-in and screw terminal capacitor series published in this data
book. This application allows users to determine power losses, resulting hot-spot temperatures and
corresponding useful life expectancies at customer-specific load conditions on the basis of the
individual electrical and thermal characteristics of the respective capacitors.
In addition, it is possible to calculate useful life expectancies based on temperatures measured by
the user in the application. For that purpose we offer capacitors which are equipped with
thermocouples in the hot spot. The reference is always the measured ambient temperature in close
proximity to the capacitor. For a better evaluation it can be helpful to perform further thermal
measurements on the capacitor wall or in case of screw terminal capacitors on the contact elements
or on the busbars. For details please contact our sales offices.

Calculation of useful life on the basis of useful life graphs


Useful life graphs are published in this data book for all low-voltage capacitor series as well as for
all single-ended and axial-lead capacitor series.
The tables in the individual data sheets list the rated ripple current IAC,R for the upper category
temperature (e.g. +85 °C, +105 °C, +125 °C) and for a specified frequency f (e.g. 100 Hz). The
useful life for known ripple current loads and ambient temperatures is determined from the useful
life graphs as follows:
The quotient IAC / IAC,R of the required ripple current is determined at the given ambient temperature
and the rated ripple current at the upper category temperature. The corresponding useful life value
is given by the curve passing through the respective ambient temperature and the current quotient
coordinates. Alternatively, it can be interpolated if none of the useful life curves passes directly
through these coordinates.

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and Cautions and warnings 23 7/25
General technical information

The frequency dependence of the ripple current was not taken into account in the procedure
described above: it must be introduced into the calculation in the form of an additional factor.
For this purpose, curves of the conversion factor IAC,f / IAC,100 Hz versus the frequency f are given
in the individual data sheets.
The following examples illustrate the calculation procedure using the data of a capacitor of the
B41456 / B41458 series. For this series, the upper category temperature is +85 °C. As an example,
a capacitor with the following ratings was selected from the data sheets.

Series B41456 / B41458

CR Case ESRtyp ESRmax Zmax IAC,max IAC,R Ordering code


100 Hz dimensions 100 Hz 100 Hz 10 kHz 100 Hz 100 Hz (composition see
20 ºC d x l 20 °C 20 °C 20 ºC 40 °C 85 °C below)
µF mm m m m A A
VR = 100 V DC
22000 64.3 x 105.7 5.0 10 10 45 17 B4145*B9229M60#

Figure 17
Useful life depending on ambient temperature TA under ripple current operating conditions (series
B41456 / B41458)

Example 1 – Calculating the useful life


The following load conditions are assumed.
Ripple current 40 A
Frequency 300 Hz
Ambient temperature 60 °C

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and Cautions and warnings 24 7/25
General technical information

The corresponding useful life is determined as follows.


The equivalent ripple current for 100 Hz (IAC,100Hz) is calculated using the frequency factor (1.12 in
this case, see the B41456 / B41458 series "Frequency factor of permissible ripple current IAC
versus frequency f"):
40 A
I AC ,100Hz = ----------- = 35.7 A
1.12
The ripple current factor is then calculated using the resulting equivalent 100 Hz ripple current.
I AC ,100Hz 35.7 A
----------------------- = ---------------- = 2.1
I AC ,R 17 A

The useful life curve passing through the coordinates for the ripple current factor (2.1) and the
ambient temperature (60 °C) indicates the useful life that can be expected:
50 000 h (see  figure 17).

Example 2 – Determining whether a capacitor achieves the required useful life at a specific
ripple current load
In many applications, aluminum electrolytic capacitors are subjected to ripple currents of varying
frequencies.
The equivalent total ripple current load is calculated below for the following given RMS values:
Current 1: IAC,RMS at 300 Hz 34.2 A
Current 2: IAC,RMS at 3 kHz 12.4 A
Ambient temperature 55 °C
Required useful life 100 000 h
The first step is to calculate the equivalent 100 Hz values IAC,1 and IAC,2 for the two current values
(frequency factors given for the B41456 / B41458 series "Frequency factor of permissible ripple
current IAC versus frequency f") and subsequently the total value IAC,total:

Equivalent 100 Hz ripple current 1: 34.2 A


I AC ,1 = ---------------- = 30.5 A
1.12
12.4 A
Equivalent 100 Hz ripple current 2: I AC ,2 = ---------------- = 10.6 A
1.17
2 2
Total equivalent 100 Hz current: I AC ,total = I AC ,1 + I AC ,2
2 2
I AC ,total =  30.5 A  +  10.6 A  = 32.3 A

I AC ,total 32.3 A
According, the ripple current factor is: ------------------- = ---------------- = 1.9
I AC ,R 17 A

The useful life curve that coincides with the respective coordinates 1.9 on the Y-axis (ripple current
factor) and 55 °C on the X-axis (ambient temperature) indicates a useful life of 100000 h
(see  figure 17). The required useful life is thus achieved.

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and Cautions and warnings 25 7/25
General technical information

6 Capacitor bank design


In many applications, a bank composed of several capacitors connected in parallel and/or in series
is used. Such arrangements are needed to increase:
 Capacitance (parallel connection)
 Current capability (parallel connection)
 Voltage capability (series connection)
If both parallel and series connections are necessary, there are two possible structures for capacitor
banks, which are shown in figure 18, a) series-parallel and b) parallel-series.

Figure 18
Possible bank structures – example:
a) series-parallel connection and
b) parallel-series connection

The above structures have different properties, especially with respect to balancing the capacitor
voltage (see also CLC/TR 50454). The series-parallel connection requires a separate balancing
device (for example a resistor) for each capacitor, while in the parallel-series arrangement the whole
group of capacitors connected in parallel can share the same device. The results of failure of one
capacitor in the bank are also different. In the following, the very rare but most interesting worst case
scenario is considered when a capacitor fails due to a short circuit.
In the case of the series-parallel structure, such failure first affects the remaining capacitors in the
same branch and subjects them to an overvoltage, which can then also cause them to fail. This can
result in either an open circuit or a short circuit for the affected branch, but without spreading to the
remaining branches.
In the case of the parallel-series connection, the remaining capacitors in the same group firstly
discharge to the failed part. The other group (or groups) is then exposed to the full DC link voltage
and can also fail as a result of the applied overvoltage. The whole bank can be damaged as a result.
When a capacitor bank is being built, it is recommended that all its individual capacitors:
 are subjected to equal stresses (voltage, current, ambient temperature and cooling conditions)
as far as possible, and
 have the same date code.
This will assure a similar aging rate for all capacitors and minimize the risk of failures.

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and Cautions and warnings 26 7/25
General technical information

Voltage stress equalization in series-connected capacitors merits particular concern. The cause of
potential voltage asymmetry is the spread of leakage currents versus voltage characteristics. This
spread is unavoidable and can be extensive. The effective voltage unbalance is reduced by
the non-linearity of the leakage current characteristic near the rated voltage (the current rises
quickly with a small increase of voltage). Nevertheless, it is widely accepted that some additional
balancing measures are needed.
The most popular voltage balancing method is the use of a resistive voltage divider as shown in
figure 19.

Figure 19
Popular passive voltage balancing method using a
resistor divider

In order to assure the necessary voltage symmetrization, the resistor value RSymm must be
relatively low and have a tight tolerance (as this directly affects the precision of the voltage
equalization). The low resistance results from the typical recommendation that the current flowing
through the resistor should be approximately 20 times higher than an expected leakage current.
This requirement leads to the following rule-of-thumb formula for the resistance:
1
R Symm = 100 M  ---------------------- F
Np  CR
where Np is the number of capacitors connected in parallel for the configuration shown
in figure 18, and CR is the rated capacitance value of a single capacitor used in the bank.
Quite significant power losses are then generated in the balancing resistors, and this also occurs
in cases where the spread of leakage currents in the bank is negligibly low.
It should be noted that many other balancing techniques using transistors (in analog or switching
mode) are also available. Quite an attractive method using transistors (field-effect or bipolar) in a
push-pull arrangement is shown schematically in figure 20.

Figure 20
Active voltage balancing method using a
push-pull transistor arrangement

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and Cautions and warnings 27 7/25
General technical information

It is important to note that the function of the resistors R here is only to provide the reference voltage
level for transistors T1, T2 (equal approx. ½ Vbank). Thus their value should be quite high, and the
resulting power losses are practically negligible. The capacitor voltages then remain within the
range: ½ Vbank ± VT (where VT is the transistor threshold voltage), so that the maximum voltage
difference between capacitors can reach approximately 2·VT.
This circuit has two important advantages over the passive method shown in figure 19. If the
leakage characteristics of the capacitors are very similar, then almost no current flows (and no
losses are incurred) in the transistors. If the leakage currents are not equal, then only one of the
transistors supplies the current difference lleak, which means a much lower loss level than in the
method shown in figure 19.
The balancing measures described above may be omitted in cases where the total capacitor bank
voltage Vbank to be applied is substantially lower than the sum of the rated voltages of the series-
connected capacitors. Experience has shown that this is possible if the total Vbank does not
exceed a value of 0.8·Ns·VR (where Ns is the number of capacitors in series). Although some
voltage asymmetry may be observed in such cases, this does not lead to capacitor failure.

7 Climatic conditions
Limits must be set for the climatic conditions to which electrolytic capacitors are subjected (in part
for reasons of reliability and in part due to the variation of the electrical parameters with
temperature). It is therefore important to observe the permissible minimum and maximum
temperatures and the humidity conditions stated in coded form as IEC climatic category, for details
refer to chapter "General technical information, 7.4 IEC climatic category" on page 31. The IEC
categories are given for each type in the corresponding data sheet.

7.1 Minimum permissible operating temperature (lower category temperature)


The conductivity of the electrolyte diminishes with decreasing temperature, causing an increase
in electrolyte resistance. This, in turn, leads to increasing impedances and dissipation factors (or
equivalent series resistances). For most applications, these increases are only permissible up
to a certain maximum value. Therefore, minimum permissible operating temperatures are
specified for aluminum electrolytic capacitors. These temperature limits are designated "lower
category temperature" and are also part of the IEC climatic category.
It should be emphasized that operation below this temperature limit will not damage the capacitor.
Especially when a ripple current flows through the device, the heat dissipated by the increased
equivalent series resistance will raise the capacitor temperature so far above the ambient
temperature that the capacitance will be adequate to maintain equipment operation.

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and Cautions and warnings 28 7/25
General technical information

The typical response of impedance and capacitance of a capacitor with a lower category
temperature of -25 C is illustrated in figures 21 and 22.

Figure 21 Figure 22
Temperature characteristics of impedance Z Temperature characteristics of capacitance C
Typical behavior Typical behavior

7.2 Maximum permissible operating temperature (upper category temperature)


The upper category temperature is the maximum permissible ambient temperature at which a
capacitor may be continuously operated. It depends on the capacitor design and is stated in the
respective IEC climatic category. If this limit is exceeded the capacitor may fail prematurely.
For some type series, however, operation at temperatures above the upper category temperature
is permissible for short periods of time. Details are given in the individual data sheets.
Useful life and reliability depend to a large extent on the capacitor's temperature. Operation at the
lowest possible temperature will increase both useful life and reliability and is therefore
recommended. For the same reason, it is advisable to select the coolest possible position within the
equipment as a location for aluminum electrolytic capacitors.

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and Cautions and warnings 29 7/25
General technical information

7.3 Shelf life and storage conditions

7.3.1 Shelf life


Our aluminum electrolytic capacitors can be stored voltage-free at the upper category
temperature for a period of 1000 h. After preconditioning according to the procedure described in
chapter "General technical information, 3.7.6 Reforming" on page 17, the capacitors will fulfill the
following requirements at 20 °C:
|C/C| ≤ 10% of initial values
tan ≤ 1.2 times initial specified limit
Ileak ≤ initial specified limit
For normal storage conditions, where the ambient temperature is lower and the storage time
is significantly longer, observe the following instructions.

7.3.2 Storage conditions


Capacitors are often stored voltage-free either in original packing or already mounted in a circuit
(final application or spare part assembly).
Our aluminum electrolytic capacitors can be stored without damage at ambient temperatures
ranging from typical –55 °C up to the upper category temperature.
However, it must be taken into account that storage at elevated temperatures will affect leakage
current, useful life and solderability. In order to avoid impairing these properties, capacitors should
be stored between +5 °C and +35 °C and at a relative humidity of ≤ 75%. Long-term storage
at high temperatures and in an environment with high humidity should be avoided. Likewise, one
should avoid storing the capacitors in environments that contain halogenated gases (and other
hazardous gases), sprinkling water or oil as well as exposure of the capacitors to direct sunlight,
ultraviolet rays or other radiation.
If not otherwise specified, our aluminum electrolytic capacitors can be stored voltage-free at
above stated conditions (from +5 °C to +35 °C, relative humidity ≤ 75%) for at least two years;
capacitors of the SIKOREL series can be stored for as long as 15 years under these
conditions. Within these storage periods the capacitors can be operated at their rated voltage
directly after being taken out of storage. It is recommended to mount the capacitors in the
application within one year of delivery in order to prevent any problems with solderability of
capacitors on PCBs.
If the capacitors have been stored at temperatures above +35 °C or for longer than abovementioned
periods, it is necessary to consider whether the application circuit is able to tolerate high initial
leakage currents. If this is not the case, one should perform the special reforming procedure (see
also chapter "General technical information, 3.7.6 Reforming"on page 17) in order to enable normal
operation in the application or to continue the storage. Capacitors that have been stored in their
original packing should be reformed according to the standards by applying rated voltage via a
series resistance of approximately 100  (for VR ≤ 100 V DC) or 1000 (for VR > 100 V DC)
for a period of one hour. Finished or semi-finished goods that have been stored with mounted
capacitors should be connected to an appropriate input voltage source for one hour. If the circuits
contain capacitors connected in series, it should be considered to increase the voltage
incrementally.

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and Cautions and warnings 30 7/25
General technical information

After severe or extremely long storage periods capacitors are not robust enough to recover
without any negative effects on their electrical properties, and also a reduced useful life is to be
expected. In such cases, the charging current must be limited after applying voltage to prevent the
capacitor from overheating.
For more details about the leakage current behavior during storage refer to the chapter "General
technical information, 3.7.7 Leakage current behavior after voltage-free storage" on page 17.

7.4 IEC climatic category


The permissible climatic stress on an aluminum electrolytic capacitor is given by the respective
IEC climatic category. To IEC 60068-1, the climatic category comprises 3 groups of numbers,
separated by slashes.
Example: 40 / 085 / 56
1st group: Lower category temperature (temperature limit) denoting the test temperature for test
A (cold) to IEC 60068-2-1.
2nd group: Upper category temperature (temperature limit) denoting the test temperature for test
B (dry heat) to IEC 60068-2-2.
3rd group: Number of days, the duration of test Cab (damp heat, steady state) at a relative
humidity of 93 +2/-3% and an ambient temperature of 40 °C, to IEC 60068-2-78.

8 Flammability

8.1 Passive flammability


Under the influence of high external energy, such as fire or electricity, the flammable parts of
capacitors may get inflamed. Clause 4.38 of the relevant specification IEC 60384-1 (Fixed
capacitors for use in electronic equipment – Part 1: Generic specification) refers to the
standard IEC 60695-11-5 (Test flames – Needle-flame test method – Apparatus, confirmatory test
arrangement and guidance) for testing the passive flammability. IEC 60384-1 summarizes
severities and requirements for different categories of flammability. In general category C is met by
most of our aluminum electrolytic capacitors.

8.2 Active flammability


In rare cases the component may ignite caused by heavy overload or some capacitor defect. One
reason could be the following: During the operation of an aluminum electrolytic capacitor with
non-solid electrolyte, there is a small quantity of hydrogen developed in the component. Under
normal conditions, this gas permeates easily out of the capacitor. But under exceptional
circumstances, higher gas amounts may develop and may catch fire if a sparking would occur
at the same time.
As explained above a fire risk can't be totally excluded. Therefore, it is recommended to use special
measures in critical applications (e.g. additional encapsulation of the equipment for mining
applications).

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and Cautions and warnings 31 7/25
General technical information

9 Mechanical stress resistance

9.1 Vibration resistance


The vibration resistance specifications are defined in the individual data sheets.

9.2 Operating altitude


The standard IEC 60384 (part -1 and -4) refers to a test that can be used to verify the usability of
aluminum electrolytic capacitors at high altitudes. The test should follow the method described in
the general environmental standard IEC 60068-2-13 (test M: low air pressure). In this test, the
capacitors are tested at a pressure of approx. 8 kPa (which corresponds to an altitude of approx.
17 km above sea level).

9.3 Robustness of terminals


The mechanical strength of terminals and leads is defined in the respective detail specifications.
Terminals of the capacitors in this data book also meet the test conditions specified by
IEC 60068-2-21.
For tightening torques for screw terminals, refer to chapter "General technical information,
11.2 Mounting torques" on page 33.

10 Maintenance
CENELEC R040-001 (chapter 1 to 19) provides general information on applications in which
aluminum electrolytic capacitors are used. The most important subjects are: safety requirements
and measures, installation in equipment with inherent heating, destruction by overpressure, fire
hazards, parallel and series capacitor circuits.
Make periodic inspections for the capacitors that have been used in the devices for industrial
applications. Before the inspection, make sure to turn off the power supply and carefully discharge
the electricity of the capacitors. To check the capacitors, make sure of the polarity when measuring
the capacitors by using a volt-ohm meter, for instance. Also, do not apply any mechanical stress to
the capacitor terminals. The following items should be checked by the periodic inspections:
 Significant damage to appearances: venting, electrolyte leakage, etc.
 Electrical characteristics: leakage current, capacitance, dissipation factor and other
characteristics prescribed in the catalogs or product specifications.
If any of the above is found, replace it or take any other proper measure.

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and Cautions and warnings 32 7/25
General technical information

11 Mounting

11.1 Mounting positions of capacitors


Screw terminal capacitors, with pressure relief vent in the cover disk, must not be mounted with
terminals facing down unless otherwise specified.
Multi-pin capacitors with pressure relief vent on the can base must not be mounted with terminals
facing up unless otherwise specified.
The recommended mounting positions are shown in figure 23.
Example:

Figure 23
Recommended range of mounting positions

For screw terminal capacitors, in case of horizontal mounting, the pressure relief vent in the cover
disk should be at the "12 o clock" position. Nevertheless, upright mounting is recommended.
Mounting positions other than recommended may result in serious damage in the application during
operation due to possible electrolyte leakage in the case of venting.

11.2 Mounting torques


The torque limits listed below represent the maximum permissible torque that may be applied
to the screw terminals or mounting studs of the capacitor itself. Some accessory parts used (nuts,
washers, etc.) may have lower torque limits.

Thread Maximum torque (Nm)


M5 2.5 (thread depth t 8 mm)
M6 4.0 (thread depth t 9.5 mm)
M12 10.0

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and Cautions and warnings 33 7/25
General technical information

11.3 Mounting considerations for single-ended capacitors


The internal structure of single-ended capacitors might be damaged if excessive force is applied
to the lead wires. Stresses like push, pull, bend etc. might cause increased leakage current,
intermittent capacitance, electrolyte leakage or open/short circuit, due to rupture of terminals or
internal elements.
Pay attention to the following cautions:
 Do not move the capacitor after soldering to PC board.
 Do not pick up the PC board by holding the soldered capacitor.
 Do not insert capacitor on the PC board with a hole space different to specified lead space. Take
the position of the safety vent into consideration when designing the PC board layout.

Example:

Correct Incorrect Incorrect Incorrect


mounting mounting mounting mounting
KAL1071-D-E

Figure 24
Mounting considerations for single-ended capacitors

11.4 Potting and gluing of aluminum electrolytic capacitors


 Potting compound or glue must be free of halogens and other corrosive substances. Potting
compound must not cover the whole capacitor surface.
 The potting and gluing materials must not impair the function of the capacitor’s safety vent.
 Potting compounds or glue may heat up capacitors while curing. The upper category
temperature should not be exceeded.
 Temperatures above 150 °C may damage the insulation.
 Depending on the duration a temperature rise during the curing process may lead to an
increased leakage current of the capacitors when the application is switched on first time. The
life span of the capacitors usually is not affected.
 Potting compounds usually have a low thermal conductivity, which may adversely affect the
emission of heat from the capacitors during operation. Increased heating up may shorten the life
span of the capacitors.
 When warmed up the potting compound may exert pressure on the capacitor. Such pressure
shall not exceed 20 bar.
 The insulation of the capacitor may contain substances that on a long-term basis can react
aggressively with the potting compound or glue.
 If gluing is the only mechanical attachment, then the mechanical stability of the shrinking sleeves
is the determining factor for the stability of the attachment of the capacitor.

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General technical information

11.5 Soldering
Excessive soldering time or temperature and solder materials can negatively affect the capacitor’s
characteristics and cause damage to the insulation sleeve. Therefore:
 Avoid contact of the soldering iron to the sleeve.
 Ensure that soldering conditions are within the limits prescribed in the product specification
below.
 Use only halogen-free flux and solder products.
Resistance of aluminum electrolytic capacitors to soldering heat is specified according to
IEC 60384-4, which refers to clause 4.14 of IEC 60384-1 for further details. Our aluminum
electrolytic capacitors meet the following terms:
Test conditions: No pre-drying
IEC 60068-2-20, Test Tb, method 1 (solder bath)
(260 ± 3) °C, (10 ± 1) s
Requirements: No visible damage, legible marking
|C/C| ≤ 5% of initial value
Not applicable to capacitors with screw terminations or other terminations not designed to be
soldered, as stated in the detail specification.

11.6 Cleaning agents


Cleaning agents may cause serious damage if allowed to come into contact with aluminum
electrolytic capacitors. These solvents may dissolve or decompose the insulating film and reduce
the insulating properties to below the permissible level, if applicable. The capacitor seals may be
affected and swell, and the solvents may even penetrate them. This will lead to premature
component failure.
Because of this, measures must be taken to prevent electrolytic capacitors from coming into contact
with cleaning agents and solvents to clean printed circuit boards after soldering the components, or
to remove flux residues.
As a general rule, capacitors with Polyethylene terephthalate based insulation (PET) are not
suggested to be washed with any cleaning agent either solvent based or aqueous. Aqueous
residuals from the washing treatment can induce a slow hydrolytic degradation of the polymer at
elevated temperature.
Polyvinyl chloride based insulation (PVC) can be treated with cleaning agents either aqueous or
solvent based (but halogen-free).
Halogen-free solvents:
Ethanol (methylated spirits) Isobutanol
Propanol Propylenglycolether
Isopropanol Diethyleneglycoldibutylether

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General technical information

Critical solvents:
The following list contains a selection of critical halogenated hydrocarbons and other solvents
frequently used, partially in pure form, partially in mixtures with other solvents, as cleaning agents
in the electrical industry.
Trichlorotrifluoroethane (trade names e.g. Freon, Kaltron, Frigene) Chloroform
Trichlorethylene Carbontetrachloride
Trichloroethane (trade names e.g. Chlorothene, Wacker 3 x 1) Acetone
Tetrachloroethylene (trade name: Per) Ethylacetate
Methylenchloride Butylacetate
Methylethylketone

However, printed-circuit board cleaning equipment is available which uses halogenated solvents
but is designed to enable thorough cleaning in a very short time (four-chamber ultrasonic cleaning
process). Furthermore, the processes used ensure that virtually no solvent remains on the
cleaned parts.
This means that the general warning against the use of halogenated cleaning solvents on aluminum
electrolytic capacitors can be qualified if the following conditions are met:
1. The cleaning period in each chamber must not exceed 1 minute.
2. The final cleaning stage must use a solvent vapor only. The temperature must be 50 °C or lower.
3. Adequate drying must be ensured immediately after the cleaning process in order to
evaporate any condensed residual solvent.
4. Contaminated cleaning agents must be regularly replaced as specified by the manufacturer
and by legal regulations.

12 Fumigation
International shipments of products are subjected in many countries to a fumigation treatment using
halogenated chemicals (e.g. methyl bromide) in order to control insect infestation, particularly when
wooden packaging is used. The halogenated gas can penetrate cardboard boxes, polymer bags or
other packaging materials and come into direct contact with equipment or components contained
within and may cause corrosion of aluminum electrolytic capacitors. The halogenated gas can
also penetrate the seals of aluminum electrolytic capacitors and may cause internal corrosion,
possibly resulting in an open-circuit after the equipment has been put into operation.

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General technical information

13 Marking of the capacitors


The example below shows how the snap-in capacitors are marked:

Figure 25
Marking example

Capacitance tolerances are coded to IEC 60062 using thew codes shown below:

Code letter Capacitance tolerance Code letter Capacitance tolerance


A Tolerance to which no R –20%/+30%
other code applies S –20%/+50%
K ±10% T –10%/+50%
M ±20% V –10%/+100%
N ±30% Y 0%/+50%
Q –10%/+30% Z –20%/+80%

The climatic category is specified to IEC 60068–1, refer to chapter "General technical information,
7.4 IEC climatic category" on page 31. If there is not enough space on the case, the following
codes may be used:
E.g.: 40/085/56, in coded form, would read GPF
1st letter (lower category temperature)

Code letter F G H
Temperature (°C) –55 –40 –25

2nd letter (upper category temperature)

Code letter K M P S U
Temperature (°C) +125 +105 (+100) +85 +70 +60

3rd letter (humidity)


Letter F: withstands test Cab (damp heat, steady state), test duration 56 days, to IEC 60068-2-78.

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General technical information

14 Packing
When packing our products, we naturally pay attention to environmental protection aspects. This
means that only environmentally compatible materials are used for packing, and the amount of
packing is kept to an absolute minimum. In observing these rules, we are also complying with
German packing regulations.
 In order to further comply with the aims of the regulations concerning the reduction of waste,
we have implemented the following measures:
 The use of standardized "Euro"-pallets.
 Goods are secured on the pallets using straps and edge protectors made of environmentally
compatible plastics (PE or PP).
 The shipping cartons (transport packing) qualify for and carry the RESY logo.
 Separating layers between pallets and cartons are of a single material type, preferably paper or
cardboard.
 Paper is used as filler and padding material.
 The shipping packaging are sealed with plastic tape to ensure technically efficient recycling.
 By agreement, we are prepared to take back the packing material (especially product-specific
plastic packages). However, we ask our customers to send cardboard cartons, corrugated
cardboard, paper etc. to recycling or disposal companies in order to avoid unnecessary
transportation of empty packing materials.

14.1 Bar code label


The packing of all our components bears a bar code label stating the type, ordering code,
quantity, date of manufacture and batch number. This enables a component to be traced back
through the production process, together with its batch and test report.

(1P) Ordering code


(9K) Product order number
(D) Date code (yywwdd)
(T) Batch number
(Q) Quantity

Figure 26
Example of bar code label

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General technical information

15 Structure of the ordering code (part number)


All technical products made by TDK Electronics are identified by a part number (which is identical
to the ordering code). This number is the unique identifier for any respective specific component
that can be supplied by us. The customer can speed up and facilitate processing of his order by
quoting the part numbers. All components are supplied in accordance with the part numbers
ordered.
A part number consist of up to 15 digits and comprises three blocks of data. Each of these blocks
starts with a letter, all other positions are allocated to numerals.

Digit 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
B

Block 1 Block 2 Block 3

Digit Meaning
1 B = Passive components
2 4 = Electrolytic capacitors
3 0 = Hybrid polymer capacitors
1 = Low-voltage range 100 VDC
2 = Single-ended bipolar capacitors
3 = High-voltage range > 100 V DC
4 to 6 Type
7 Design variant
8 Rated voltage
Low-voltage range (V DC) High-voltage range (V DC)
1: 3 1: 150, 160
2: 6.3 2: 200*), 250
3: 10, 12 3: 300, 385*)
4: 15, 16 4: 350
5: 25 5: 450
6: 30, 50 6: 500
7: 35, 40 7: 510, 520, 550*)
8: 63, 70 8: 330, 600*)
9: 100 9: 360*), 400*)
0: special 0: special
*) Designation with code number “0” possible for older types.
9 to 11 Capacitance
The capacitance is given in coded form.
Examples:
Data digit 9 10 11
B43630A9 1 5 7 = 15 107 pF = 150 µF

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Digit Meaning
12 Capacitance tolerance (code to IEC 60062)
A: Special tolerance S: –20%/+50%
K: ±10% T: –10%/+50%
M: ±20% V: –10%/+100%
N: ±30% Y: –0%/+50%
Q: –10/+30% Z: –20%/+80%
R: –20/+30%
13, 14, 15 Code numbers for special versions, terminal styles, sleeving and packing
Please refer to individual series specification for details.

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and Cautions and warnings 40 7/25

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