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Monotonicity in Plurality Voting

The document outlines a class activity focused on evaluating various voting methods against fairness criteria, including Majority, Condorcet, Monotonicity, and IIA. It includes exercises that require students to assess how different voting methods satisfy or violate these criteria and to explore the implications of the Pareto Principle and a variant of ranked choice voting called Top-Two IRV. Additionally, it prompts students to consider the fairness of allowing a candidate ranked last by a majority to win an election.

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0% found this document useful (0 votes)
40 views5 pages

Monotonicity in Plurality Voting

The document outlines a class activity focused on evaluating various voting methods against fairness criteria, including Majority, Condorcet, Monotonicity, and IIA. It includes exercises that require students to assess how different voting methods satisfy or violate these criteria and to explore the implications of the Pareto Principle and a variant of ranked choice voting called Top-Two IRV. Additionally, it prompts students to consider the fairness of allowing a candidate ranked last by a majority to win an election.

Uploaded by

johnce1981
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Class Activity 2

Voting Methods and Fairness: What Can Go Wrong?

Exercise 1: Who Plays Fair?

Let’s test our voting methods against four well-known fairness criteria.
Fill out the table below by indicating whether each voting method Always satisfies the given
fairness criterion or Not Always satisfies it. For each Not Always, provide a counterexample that
demonstrates how the criterion can be violated. For each Always, include a brief explanation of
why the method satisfies the criterion. The table has been partially filled with examples from
lecture.

Fairness
Criterion
Majority Condorcet Monotonicity IIA
Voting
Method
Plurality Always Not Always
Ranked Choice Not Always
Borda Count Not Always
Pairwise Comparison Always Not Always
Continue Exercise 1
Exercise 2: The Pareto Principle

This fairness idea comes from Italian economist Vilfredo Pareto:

If every voter prefers candidate X over candidate Y , then Y should not win the election.

1. Which of the voting methods we’ve studied satisfy the Pareto criterion?

2. Can you think of a real or hypothetical voting method that fails this principle? Briefly explain
what goes wrong.
Exercise 3: A New Twist on Ranked Choice

The Top-Two IRV is a variant of ranked choice voting in which all candidates except the top
two (based on first-place votes) are eliminated in the first round. The remaining votes are then
transferred according to the rankings on the ballots.

1. Create an example showing that the Top-Two IRV method can produce a different outcome
than standard IRV.

2. Evaluate which fairness criteria this method satisfies. For each of the four criteria (Majority,
Condorcet, Monotonicity, IIA), either give a brief explanation of why the method satisfies it
or provide a counterexample showing that it does not.
Exercise 4: Should the Least Liked Win?

Consider the following fairness criterion:

If a majority of voters rank candidate X last, then candidate X should not be the winner
of the election.

For each of the four voting methods (Plurality, IRV, Borda Count, Pairwise Comparison), determine
whether the method satisfies this criterion. Either briefly explain why the method always satisfies
the criterion, or provide a specific example showing that it can be violated.

Hint: In an election with c candidates and v voters, the total number of Borda points
distributed is
vc(c + 1)
v(1 + 2 + 3 + · · · + c) = .
2

Common questions

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In a Top-Two IRV example, candidate A may receive the most first-place votes, while B and C are close next. In standard IRV, all candidates except the one with the fewest top votes are retained and re-evaluated based on redistributed votes until one achieves a majority. Unlike standard IRV, Top-Two IRV immediately reduces to candidates A and either B or C, bypassing intermediate elimination of candidates in between rounds, which could lead to candidate B being eliminated early, whereas in standard IRV, B could win if votes redistributing from an eliminated candidate favor B over C. Thus, Top-Two IRV can lead to a different winning candidate based on the same initial votes .

The IRV method generally does not uphold the Condorcet criterion as it eliminates candidates based on plurality rounds rather than direct head-to-head matchups. A Condorcet winner, who can beat every other candidate in a one-on-one contest, might be eliminated early in IRV rounds if they do not secure enough initial support to survive early round cuts, despite being preferred in pairwise comparisons. Thus, IRV can result in Condorcet losers winning if initial vote distributions are unfavorable to the Condorcet candidate .

The Pairwise Comparison method aligns with the Pareto Principle as it only selects candidates who can win all head-to-head contests against the others, ensuring a candidate not universally preferred cannot win. However, it can fail the Independence of Irrelevant Alternatives (IIA) criterion, as the introduction or removal of non-winning candidates can influence the outcome among remaining candidates due to changes in the preference orderings used in pairwise comparisons .

In the Plurality method, a candidate can win by simply having the most first-place votes, regardless of being ranked last by a majority of voters. This situation arises especially in a situation with many candidates where votes are split among several non-majority preferences. Thus, a widely unpopular candidate could theoretically win because the method doesn't account for overall voter dissatisfaction represented in ranks other than first .

The Plurality method does not always satisfy the Condorcet criterion because it can result in a candidate winning without being preferred over every other candidate by a majority of voters. A Condorcet winner is a candidate who would win a one-on-one election against each of the other candidates, yet the plurality system only considers the number of first-place votes. Consequently, a candidate could win by plurality even if they lose head-to-head against other candidates .

The Borda Count method does not always adhere to the Majority criterion, because a candidate with more than 50% of first-place votes might not have the highest total points. This occurs because every rank contributes to the total score, meaning a candidate who is consistently ranked evenly, though not first, could accumulate more points overall than a majority-preferred candidate who only earns points from first-place rankings .

Top-Two IRV might adhere more closely to certain fairness criteria by simplifying the voter’s choices in terms of head-to-head matchups directly between two most popular candidates, potentially improving majority representation due to a straightforward comparison. However, it might compound biases inherent in initial rounds like disregarding intermediate preferences and can still breach monotonicity or Condorcet criteria if an early eliminated candidate could have won against the final top candidate when all preferences were considered. Thus, while simplifying certain aspects, it may exacerbate or introduce others fairness challenges compared to standard IRV .

The Borda Count method fails the IIA criterion because the presence or absence of a non-winning candidate can alter the outcome of the election among the remaining candidates. For example, a candidate who initially loses can become the winner if a less-preferred candidate is removed from the race since the scores are recalculated based on the reduced number of candidates. This dependency on irrelevant alternatives contradicts the IIA criterion .

A new method might fail to meet the Pareto Principle if it allows a candidate that no voter prefers over another still to win due to procedural rules that do not eliminate such candidates when they should be. This could occur if aggregated ranking points or complex choice transfers override unanimous disfavor, leading to an outcome where universally less-preferred candidates are elevated against the collective will. This indicates a fairness defect in capturing genuine voter preferences, potentially undermining democratic satisfaction and legitimacy .

Ranked choice voting violates the monotonicity criterion because there are situations where improving a candidate's position in some ballots causes them to lose, or worsening their position causes them to win. For instance, if candidate A wins an election and then a voter changes their preference to rank A higher, it could cause A to lose. This occurs if the redistribution of preferences changes as a result of ballots being altered leading to a different candidate emerging as the winner, thereby violating the monotonicity criterion .

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