Coffee Value Chains for Climate Resilience
Coffee Value Chains for Climate Resilience
climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
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Del Castillo, K. 2024. How coffee value chains foster climate-resilient livelihoods – The FAO-Slow Food Coffee Coalition experience. Rome, FAO. [Link]
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Cover photograph: Farming systems and forested landscape in Mbale, Uganda. ©FAO/Karem Del Castillo
How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
Contents
Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .iii
Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
What is climate risk? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
How climate change affects coffee production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Income-generating strategies for climate-resilient livelihoods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Agroforestry's contribution to sustainable and resilient livelihoods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Strengthening the coffee value chain for climate risk reduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3. Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Appendix 1: Toolkit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
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Boxes
1. Sustainable forest management can prevent disasters triggered by extreme weather events . . . . . . . . . . . . . . . . . . . 4
2. Benefits of agroforestry production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
3. Country profile, Uganda. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
4. Country profile, Malawi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
5. Challenges of agroforestry production in Malawi and Uganda . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
6. What is a participatory guarantee system (PGS)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Figures
Abbreviations
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How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
Scope
Rural communities in developing countries are highly dependent on natural
resources for their livelihoods. With a changing climate affecting crop
production and access to food, climatic vulnerability stands as a major
restraint for ensuring the soundness of ecosystems and agricultural practices
needed for the maintenance of rural communities and their livelihoods.
Climate risks should be considered and addressed – specifically in agricultural
production and generally in landscape management – thereby improving
the resilience of farmer communities. Sustainable agricultural practices and
climate-aware management are logical solutions for increasing climate
resilience. The integration of both can be found in food production systems
that interact with community needs and local biodiversity.
Coffee production faces several climatic hazards, such as changing
temperatures, shifting precipitation patterns and extreme weather events,
which directly impact coffee quality and productivity levels, therefore also
affecting its price and market. These shocks immediately affect coffee growers
and cooperatives, but will eventually reach traders, roasters, retailers and
consumers. If climate-driven risks remain, some traditional production zones
will no longer be suitable for growing coffee or may reduce its production
capacity, creating a need to introduce new agricultural practices or enhance
those present to reduce the vulnerability of this crop to climate change
(specifically extreme weather events) and buffering its market volatility.
This document introduces how agroforestry coffee improves resilience and
ensures livelihoods in the context of climate risk and access to markets. Our
intention is to reflect on the benefits and constraints of agroforestry coffee
production, good practices for facilitating a fair and sustainable value chain, and
what is needed for promoting and maintaining the adoption of said practices.
The following sections present activities performed in Malawi and Uganda
by the Slow Food Coffee Coalition (SFCC), whose approach highlights the
importance of engaging all actors from the coffee value chain to allow for
the strengthened livelihoods of coffee growers.
Section 1 presents the concepts of climate risk, climate vulnerability of coffee
production, the benefits of agroforestry, and the approach that guided activities
on the ground. Section 2 describes constraints for smallholder coffee growers in
Malawi and Uganda, as well as exemplifies how coffee growers can benefit from
a product premium for accessing sustainable and fair value chains, allowing for
secured incomes and the adoption and maintenance of agroforestry. Section 3
closes with lessons learned and successes to be replicated elsewhere.
Appendix 1 is dedicated to a curated list of materials and sources of
information on the concepts introduced. In-text quotes throughout the text
feature the voices of participating producers and facilitators. ©[Link]
1
How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
©FAO/Lou Dematteis
Climate risk is disproportionately concentrated in developing countries and within the poorer sectors of the population.
Poverty and constrained access to productive assets mean that rural livelihoods that depend on agriculture and other natural
resources are particularly vulnerable to hazardous events, variations in weather and seasonality. For communities directly
relying on ecosystems, the ability to acquire materials required for maintaining or restoring their livelihoods in the event of
disasters, including timber, firewood, food and raw materials for medicine, is highly significant for recovery and reconstruction.
It is paramount to address these changing trends and the different ways they affect regions, sectors of the economy and
members of society.
1
Climatic hazards are weather-related events which can cause harm to humans, property, livelihoods, resources and the environment (UNDRR, 2020). Climatic hazards are also some-
times referred to as extreme weather events.
2
How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
©[Link]
Irregular and extreme rainfall, increasing temperatures and temperature ranges, and drought affect coffee production by changing
pest, disease and weed presence2 , as well as causing soil erosion, landslides, and irregular flowering. These impacts may be
immediate, where a slight variation in temperature and water availability means losing the entire production. They are also hard
to tackle in the long run. Coffee is a perennial crop, which means that adjusting farming practices requires longer times.
Changes in rainfall cause poor pollination, abortion of flowers and fruit, reduced bean size, heterogenous flowering, and
longer harvests, affecting yield and quality when farmers collect green cherries together with ripe. Additional costs arise from
storms with heavy wind and rain causing damage to trees and equipment.
By 2050, land suitable for coffee production is predicted to decrease by 49–56 percent, threatening the production, genetic
heritage and diversity of coffee varieties (Solymosi and Techel, 2019). Shifting to new zones or expansion to more suitable
ones could occur in areas already forested or used for other crops. A strong regulatory framework would be needed to
manage deforestation risk.
2
Climate conditions affects the prevalence and distribution of pests and diseases. Warmer temperatures, excessive rainfall and high humidity create favourable conditions that promote
the proliferation of certain pests and diseases, such as fungal and bacterial infections, as they may reproduce more rapidly in such conditions. As temperatures rise in certain regions, pests
and diseases that were once limited to warmer areas may expand their range into new regions where they were uncommon.
3
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The FAO–Slow Food Coffee Coalition experience
When protected and properly managed, forests fulfil multiple functions, such as the provision of water, food, energy and other resources
essential for human well-being. Together with other natural ecosystems, they act as natural sinks and reservoirs of biodiversity and greenhouse
gases, reducing global vulnerability to climatic hazards and environmental degradation. Catchment forests reduce the risk of floods by increasing
the infiltration of rainfall and delaying peak floodwater flows. Vegetation cover and root structures increase slope stability, preventing landslides,
mudflow and debris flow.
Moreover, forests are important for water recharge and purification, drought mitigation, and safeguarding drinking water supply. They hold
agrobiodiversity that ensures food security, nutrition, and dietary diversity and quality; they generate income for smallholder farmers and aid
conservation and restoration of biodiversity, traditional crops and diets.
An effective risk management strategy based on these ecosystems must consider the combined vulnerability and resilience of
natural and human systems. It should enhance the resilience of nature as a means to reduce human vulnerability to risks, and
in doing so, generate additional advantages for livelihoods.
Following this idea, this publication introduces agroforestry practices as a climate risk reduction strategy that preserves
ecosystems, improves production, generates higher incomes and fosters resilient livelihoods. Promoting these systems together
with good practices for coffee production aids in building resilience to cope with climate risks.
©FAO/Rikiya Konishi
3
Approaches to vulnerability reduction include preparedness measures, implementing building codes, insurance and social protection, emphasizing economic diversity and resilient
livelihoods, and knowledge and awareness-raising (Arnold and de Cosmo, 2015).
4
Prevention refers to activities and measures that avoid existing and potential disaster risks. Response refers to actions taken right before, during or immediately after a disaster that
save lives, reduce impacts, ensure public safety and health, and meet basic needs and the subsistence of the people affected.
4
How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
©FAO/Oliviero Alotto
Table 1 groups benefits derived from agroforestry systems based on their productive functions (provision of food, fodder, fuel, water,
and their contribution to income, nutrition and inclusion) and protective functions (shade, windbreak, soil conservation, and their
contribution to disaster risk reduction and climate adaptation). It focuses on functions, rather than services,8 as some of the benefits
of agroforestry are not provided by ecological services but derived from management decisions (Dekens and Bagamba, 2014).
5
For more information, see Article 23 of Regulation 1305/2013.
6
Extreme weather events such as hurricanes, droughts and heavy rains have direct and immediate impacts on agriculture, damaging crops and making them vulnerable to the spread
of diseases. Changes in climate can also impact the timing of pest and disease outbreaks.
7
The types of agroforestry systems are commonly classified based on their structure and arrangement in space and time (Xu, 2013), as follows:
• components: agrosilvicultural (trees with crops), silvopastoral (trees with pasture and livestock), agrosilvopastoral (trees with crops and livestock) and other systems (trees with
fisheries or insects);
• spatial arrangement: mixed, strip, zones, boundary, and vertical stratification; and
• temporal arrangement: coincident (entirely together), concomitant (together for a determined period), overlapping (growing cycles matching only in a certain period), interpo-
lated (growing cycles not matching), and sequential (one after the other).
8
Ecological services provided by agroforestry can be grouped as:
1. provisioning services, such as the production of food and water;
2. supporting services, such as nutrient cycles, production of oxygen, and soil formation;
3. regulating services, such as the control of floods and diseases; and
4. cultural services, such as spiritual and recreational benefits.
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How coffee value chains foster climate-resilient livelihoods
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Food security and nutrition Climate risk reduction Ecosystem conservation and landscape
restoration
Agroforestry systems incorporate edible The integration of trees and crops contributes
species, which enable access to food, to the regulation of temperature and moisture Agroforestry systems resemble natural
diversified nutritious diets and availability in levels. This extends to the landscape and ecosystems, sheltering diverse plant and
time. Farm diversification, species richness global environment, as trees aid in cooling animal species (particularly native species
and stories provide a broader range of food the planet by sequestering carbon dioxide adapted to the local environment). They
options, reduce dependence on a single through photosynthesis and keeping soil offer shelter, food and breeding grounds for
crop and provide food for the household carbon stocks by stabilizing it and preventing insects, birds, mammals and other life forms,
throughout the year. Some plants (usually erosion. At the landscape level, the mixed contributing to biodiversity conservation and
fruit-bearing trees) serve as emergency foods composition of species creates a mosaic of the overall health of the environment. By
when yields or prices are low and other food diverse and adaptable agricultural systems, managing and protecting native species and
products are expensive or difficult to buy. better prepared against unpredictable their relationship with wildlife, agroforestry
These systems offer more reliable yields, and extreme climate events. preserves the cultural and ecological heritage
this stability of crops allows for a consistent of a region and preserves genetic resources
food supply. Trees provide shade and act as windbreaks, for future agricultural productivity and
which can help to reduce wind speed environmental safety.
Agroforestry is also associated with food and evaporation, buffering the impacts of
sovereignty, as farmers not only focus excessive rainfall and maintaining consistent Agroforestry plays a crucial role in reducing
on growing cash crops, but also on food moisture levels, as well as reducing the risk deforestation and supporting landscape
products demanded by the household, of drought-induced crop losses. Agroforestry restoration; it also facilitates communities
neighbours and local markets. This increased components improve soil health and enhance to meet their agricultural and development
productivity also allows for the purchase of water infiltration, as their root systems needs by integrating trees and crops within
food when on-farm food is not in season, facilitate the absorption of rainwater and the same landscape. This reduces the pressure
less easily grown or more easily purchased. slow down surface runoff. The percolation into on natural forests in areas where these
Farmers offer a wide variety of products in the soil replenishes underground aquifers, ecosystems are being cleared for agriculture
local markets, increasing the dietary options safeguarding freshwater, mitigating the risk or urban development.
at the community level. of groundwater depletion and securing the
long-term availability of water resources.
6
How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
©[Link]
In many regions, adequate agroforestry inputs and knowledge do exist but are still not accessible to the farmers. For
agroforestry systems to be adopted by farmers and organizations, they must be able to provide a profitable income to the
farm; additionally, agroforestry value chains and market systems need to become more efficient, sustainable and profitable.
An inclusive market systems approach should focus on connecting farmers to local and regional markets, which have shown
to have the highest positive impact, as the growing middle class in developing countries and the relatively easy access to such
markets by smallholder farmers is increasing.
The Food and Agriculture Organization of the United Nations (FAO) (through a Japanese-funding trust fund) and Slow Food
(through the SFCC), came together for the design and implementation of a pilot project focused on demonstrating the benefits
of agroforestry for livelihoods in terms of access to markets and risk mitigation measures. Both organizations share common
objectives concerning the improvement of the livelihoods of populations living in rural areas (in particular, communities and
households of smallholder farmers) and ensuring more inclusive agrifood systems at local, national and international levels.
The FAO project, Enhancing community resilience to climate change in mountain watersheds, financed by
the Japanese Ministry of Agriculture, Forestry and Fisheries (MAFF), aims to strengthen the capacities of institutions and
communities in forest-based disaster risk reduction in mountain watersheds, as well as increasing the resilience of local
populations through sustainable agricultural value chains for improved livelihoods.
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How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
The approach guiding the activities under the project arises from the need to enhance institutional and technical capacities
on risk-based watershed management, participatory assessment and planning at regional and community levels, as well as
the implementation of identified measures, including on-farm adaptation practices, capacity development and agricultural
value chain development.
FAO found its partner in the SFCC: an international network that promotes sustainable coffee value chains that consider the
preservation of biodiversity and ecosystems as a key factor of resilience to the climate crisis, food security and inclusivity.
The coalition encourages the cultivation of diverse coffee varieties and directly supports agroecological farming practices.
This helps to maintain the resilience of coffee ecosystems and mitigate the risks associated with monoculture farming. Its
systemic approach also considers education and shared knowledge creation that generates awareness and empowerment for
safeguarding human and labour rights.
The coffee industry is susceptible to market fluctuations and exploitation; however, fostering a robust network between coffee
roasters, farmers and Slow Food participants (consumers who tend to be much more mindful of the quality and sustainability
of food) can create a resilient and enduring bond. The coalition advocates for the rights and fair treatment of the coffee
producers, who often face challenges like low prices, lack of access to markets, and exploitation by large corporations.
This helps to address the inequalities within the coffee supply chain; the approach strengthens the entire coffee supply
chain, mitigating the effects of market constraints and promoting transparency and traceability of coffee quality and process
optimization from field to cup.
Consumers are educated about the social, environmental and economic impacts of their coffee choices, which empowers
them to make informed decisions and support sustainable coffee practices. Slow Food consumers, seeking good, clean and
fair coffee, become the driving force behind this ethical model. Their willingness to pay a premium for transparently sourced
beans incentivizes roasters to seek out strong farmer partnerships. This collective consciousness fosters a sense of shared
purpose, creating a network built on trust and mutual benefit.
Direct relationships between roasters and farmers can ensure fairer prices for high-quality coffee. Roasters committed to ethical
sourcing prioritize a strong connection between the farmers, guaranteeing a sustainable income. A relationship of trust between
coffee farmers and roasters is essential for a sustainable coffee industry. This is because the coffee market is often driven by
fast-changing trends, which can force farmers to make costly changes to their production methods to stay competitive. A strong
relationship between farmers and roasters can help to mitigate these risks by providing farmers with a stable market.
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How coffee value chains foster climate-resilient livelihoods
The FAO–Slow Food Coffee Coalition experience
The project addressed market constraints and provided capacity development towards more sustainable and profitable coffee
agroforestry value chains. Activities focused on three areas of action:
1. identifying marketing challenges of agroforestry coffee and analysing specific constraints for producing agroforestry
coffee in Malawi and Uganda;
2. conducting capacity development sessions in marketing options for agroforestry coffee and promoting of agroforestry
practices; and
3. disseminating lessons learned at local, regional and global levels to promote agroforestry marketing techniques and
coffee-based agroforestry systems.
©FAO/Rikiya Konishi
These activities were conducted by Slow Food representatives in Uganda, where there is a national executive and an office
in charge in Mukono, and Malawi, where there is no legally recognized national executive, but a network of Slow Food
communities headed by local leaders.
Slow Food works both with agroforestry coffee producers and non-agroforestry producers (the former are the majority). In the
framework of this project, work with both groups had slightly different approaches. As seen in Figure 1:
• activities on the final steps of the agroforestry coffee value chain, retailing and marketing are focused on Circle B;
• learning exchange of coffee-based agroforestry systems included both agroforestry and non-agroforestry coffee (Circle
A and Circle B); and
• awareness-raising and outreach included results and lessons learned from activities of the agroforestry coffee (Circle B).
Agroforestry
agroforestry
Not
Awareness-raising
Learning exchange
Capacity development
Section 2 describes the activities implemented and presents the findings of this collaboration.
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How coffee value chains foster climate-resilient livelihoods
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© Marco
Population: Uganda has a total population of 47.8 million (2023 estimate), with 75 percent living in rural areas (36.2 million in 2021), and has
a current growth rate of 3 percent each year. The country is included in the Least Developed Countries list and about 20 percent of the population
lives below the poverty line (2016). Agriculture accounts for 28 percent of gross domestic product (GDP) (2017) and about 70 percent of the
population is employed in agriculture; however, 14.5 million people are undernourished, with about 31.6 percent of the population facing
hunger (CIA, 2021b).
Agricultural sectors: Agricultural land is about 58 percent of the total area (24.1 million hectares), with 13.9 million hectares under agriculture
and 10.2 million hectares of forest land (FAO, 2019). The most important products are sugar cane, plantains, cassava, maize, sweet potatoes,
milk, vegetables, beans, bananas, sorghum, tea and coffee.
Risks: Around 4.5 million people are affected by water scarcity each year, which is substantially higher in the dry years. Agricultural drought risk
is greatest through central Uganda. Flood risk is distributed and varied across the country, but on average 45 000 people are affected by floods
each year. Population increase will further strain the availability of arable land and natural resources, as well as overwhelm the country’s limited
means for providing food, employment, education, health care, housing and basic services (GFDRR, 2019b).
Coffee and climate: Coffee producing areas in Uganda have become drier and hotter over the past three decades. Annual temperatures have
risen across the country, potential evapotranspiration has increased, and the distribution of precipitation has become more variable. Global
climate models project annual mean temperature to increase by 1.7–1.8 °C until mid-century (Bunn et al., 2019).
Uganda is Africa’s second largest coffee producer and the world's tenth largest, holding 10 percent of global coffee farms.
Approximately 1.7 million families in Uganda produce coffee, representing 25 percent of rural households. Moreover,
95 percent of the total coffee production is exported, providing livelihood for many workers and traders, accounting for
earnings between USD 350–400 million and 18 percent of the country’s annual exports (Bunn et al., 2019).
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Coffee plays a crucial role in the country's exports and rural livelihoods, with a strong emphasis on smallholder farming of both
Arabica and Robusta varieties, including less-traded types like Liberica. Research suggests that coffee production is associated
with reduced household poverty, with increased consumption expenditure and a pro-poor effect (Mbowa, 2017). However, this
outcome is subject to various external factors such as input costs, market prices, weather conditions and living costs.
Smallholder farmers' decisions about agroforestry adoption in Uganda are influenced by community social norms and beliefs,
which promote knowledge exchange over conventional extension approaches. Farmers who have interacted with certain
programmes exhibit more motivation to integrate trees into their coffee plantations, driven by factors like attitude and
perceived behavioural control.
Additionally, specialty coffee has emerged in Uganda, offering unique sensory characteristics for consumers and higher
prices for producers. Private-sector actors, including foreign firms, are exploring opportunities in this niche market, potentially
increasing value capture along the supply chain. However, it remains uncertain whether smallholder farmers participating in
these value chains will benefit or if they may become overly reliant on a single buyer, affecting pricing and terms of exchange.
Cooperative ownership of specialized processing infrastructure may offer a middle-ground solution for sharing the benefits
of high-end specialty coffee.
Coffee competing industries (mostly sugar cane) are linked to serious human rights violations through the promotion of
monocultures, which has terrible consequences for small-scale farmers and the environment, contributing to deforestation,
use of synthetic chemical fertilizers, pollution leading to the depletion of community resources and the disappearance of wild
plants and less-resistant varieties. What’s more, it encourages land grabbing and speculation on water and wetlands (rich in
plant and animal biodiversity), as well as the introduction of supposedly more productive exotic livestock breeds, hybrid plants
and genetically modified seeds.
Population: Malawi has a total population of 21.3 million (2023 estimate), with over 80 percent living in rural areas (17.1 million in 2021) and a
current growth rate of 2 percent each year. The country is included in the Least Developed Countries list and about 50 percent of the population lives
below the poverty line (2016). Agriculture accounts for 29 percent of gross domestic product (GDP) (2017) and about 80 percent of the population
is employed in agriculture; however, 3.5 million people are undernourished with about 17.8 percent of the population facing hunger (CIA, 2021a).
Agricultural sectors: Agricultural land is about 47 percent of the total area (11.9 million hectares), with 5.9 million hectares under agriculture
and 2.3 million hectares of forest land (FAO, 2019). The most important products are sweet potatoes, cassava, sugar cane, maize, mangoes,
guava, potatoes, tomatoes, pigeon peas, bananas, plantains, tea and coffee.
Risks: Around 1.5 million people are affected by water scarcity each year (mainly in the central and southern regions). Rain-fed agriculture is
widespread, with harvests vulnerable to rainfall variability and a large portion of the population at risk of food insecurity due to drought and
floods. On average, 100 000 people and 200 education and healthcare facilities are affected by river flooding each year. Rapid population
growth and high population density is putting pressure on land, water and forest resources. Reduced plot sizes and increasing vulnerability to
climate change further threaten the sustainability of the agriculture-based economy and will worsen food shortages (GFDRR, 2019a).
Coffee and climate: Extreme high temperatures and changing precipitation patterns have promoted the distribution of coffee wilt disease,
leading to yield losses and farm abandonments. Climate models project annual mean temperature to increase by 0.5–1.5 °C by 2040, while
patterns of future rainfall are highly uncertain. This speaks of high variability in climate-sensitive planning for coffee production and other crops
(FCFA, 2017).
Malawi holds a smaller share of the coffee production in Africa, with approximately 11 000 tonnes in 2022, which is rapidly
gaining interest in rural households due to its annual USD 4 million revenue (FAO, 2023). The country's coffee industry
englobes thousands of smallholder farms, scattered throughout its high-altitude areas, particularly Viphya and the Nyika
Plateaux in the north.
According to the SFCC survey (Wienhold and Goulao, 2023), smallholder coffee producers in Malawi showed interest in
adopting agroforestry practices for energy and food security benefits (Asfaw and Lipper, 2016). However, coffee is a relatively
less significant crop compared to staples like maize, tobacco, tea and sugar cane. Some believe that policies and incentives
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favouring other crops have hindered coffee's potential, but this viewpoint overlooks the advantages of alternative crops for
national food security and risk management.
Malawian coffee farmers typically earn 60 percent of export prices, with the rest going to cooperatives and unions. Despite
high demand for Malawian coffee, low sale prices and high input costs threaten these organizations. The question arises as to
why prices haven't been raised – this is possibly because coffee demand is influenced by factors beyond the country of origin,
making it susceptible to substitution based on price and quality considerations.
In northern Malawi, most smallholder coffee is marketed through intermediaries, including the Phoka Coffee Cooperative.
Challenges in direct marketing include transportation, processing infrastructure, working capital and quality assurance capabilities.
©FAO
Through mapping and companioning coffee-producing communities in both countries, Slow Food collected difficulties and
possible solutions.
The main difficulties encountered in both countries were:
• the lack of income alternatives to meet farmers’ immediate local needs;
• the missing farmers’ formal structures (organizations and cooperatives) and the lack of knowledge about the bureaucracy
behind establishing them;
• weak land tenure rights and limited access to finances to secure ownership; and
• mutual distrust between buyers and farmers to convince each other to establish and promote agroforestry coffee.
An additional difficulty encountered only in Malawi is the lack of a strong supply for export, as it is a landlocked country.
Table 2 presents the most commonly raised challenges and constraints by the coffee producers participating on the project.
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to think about the applicability of agroforestry in their respective farms. Proper tree management in agroforestry was
emphasized, highlighting the importance of planting trees in the right place and spacing to avoid competition with coffee
plants. Proper tree management in agroforestry was emphasized, highlighting the importance of planting the right tree in the
right place with the right spacing to avoid competition and the spread of coffee pests within the coffee field.
Materials were structured following the SFCC's guidelines for good, clean and fair coffee, which considers: the origin of
the variety of coffee plants grown; cultivation techniques including height, shadow and overall sustainability; manual and
selective harvesting of ripe berries; standards for dry, fully washed, semi-washed, and honey processing; traceability; limited
commercial intermediates; a differentiated price; and respect for Indigenous Peoples’ culture and social differences.
Participants shared their understanding of the importance of trees in agriculture and identified benefits such as shade,
manure and rainfall formation. Participants could identify suitable trees for their coffee-growing regions and types, as well as
tree species to avoid as intercrops, such as thorny and poisonous species. Participants discussed their motivations for choosing
coffee farming, which included income generation, coffee-growing sustainability, contributions to Uganda's development,
and additional benefits like firewood and organic manure. Identified challenges in coffee production included: pests, diseases,
theft, price fluctuations, competition for resources, climate change and land grabbing.
They also discussed the decrease in tree cover over the years and the disappearance of certain tree species within their
localities. Strategies for restoration were also shared. The coffee farmers were encouraged to take the initiative to plant
friendly trees and support those growing within their farms by weeding and managing them so that they can be of benefit in
the face of climate change.
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©FAO
Three leaders from each community were selected to be trained under a training of trainers (TOT) to support their communities
in agroforestry. All participants gained knowledge about the need to integrate trees for increased coffee production amidst
climate change effects; some have already started planting trees on their coffee farms.
The capacity developing workshops conducted by Slow Food in northern Malawi targeted some of the farmers belonging to
the Phoka Coffee Growers Cooperative. The purpose of these workshops was to address market constraints and enhance
farmers' capacities in managing agroforestry value chains and adopting sustainable coffee certification systems (particularly
the PGS). Over 342 farmers from 13 coffee communities (nearly half of them women) participated in 11 workshops.
Overall, the workshops aimed to empower coffee farmers with the knowledge and skills needed for sustainable and profitable
coffee agroforestry value chains while promoting PGS certification for SFCC communities. These workshops followed a
previous training of trainers (TOT) session with members and farmer representatives.
©FAO/Rikiya Konishi
Farmers became aware of the importance of the global coffee network of farmers, producers, processors, roasters and
consumers who work collectively, emphasizing the importance of sustainable coffee farming practices, including agroforestry.
They shared practical experiences of agroforestry systems and discussed the benefits, as well as recognized the need to
develop community tree nurseries and agroforestry demonstration plots.
Farmers were introduced to PGS certification, discussing its advantages and disadvantages. The training covered the formation
of guarantee committees and groups sanctioned by the ethical committee, which would monitor and review the adoption of
the guarantee sheet.
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A participatory guarantee system (PGS) is a locally focused quality assurance system. It certifies producers based on the active participation of
stakeholders, built on a foundation of trust, social networks and knowledge exchange (IFOAM, 2022).
A PGS is an alternative certification that consists of the creation of a second-party certification model for geographically close producers and
external actors. Just like a third-party certification system, it guarantees the credibility of the produce and its links to local and alternative
marketing approaches. The difference between these two is in approach: direct participation of farmers, consumers and other stakeholders in
the verification process that PGS requires.
Initiatives related to a PGS vary in methodology and approaches, but shared key elements include: a shared vision, trust, horizontality, transparency,
participation and learning process. Active participation on the part of the stakeholders results in greater empowerment and responsibility.
In particular for coffee value chains, the introduction of the participatory extension approach in the last decades represented the reversal of the
traditional top-down agricultural research and extension pathway. It requires an equitable partnership between rural people, researchers and
extension workers, and recognizes the importance of rural communities as actors in the entire process.
Farmers proposed several recommendations, including the establishment of agroforestry nurseries, the development of
agroforestry demonstration plots, community coffee nurseries, and organic compost-making centres in coffee communities.
These initiatives aim to promote sustainable coffee production and improve farmers' livelihoods.
In addition to the several trainings implemented, samples of green coffee were collected and shipped from communities from
both countries, as well as evaluated by some roasters (Lavazza, Bloom Coffee, Critical Coffee, Dorpstery, Bfarm and Ialty)
through the Specialty Coffee Association protocol. Results were satisfactory, which is promising for the future of the coffees
produced by the engaged farmer groups and communities.
Once trainings were finalized, the project focused on the importance of sharing knowledge and experiences at the local
level. An event in Uganda was envisioned as the most impactful way of presenting the results and lessons learned during
the project, resulting in the Fourth Slow Food Coffee Festival: “Unlocking community barriers for profitable and
open-source knowledge on coffee agroforestry value chain”.
©[Link]
The main objective of the festival was to promote the identity of coffee grown in an agroforestry system respectful to the
environment, as well as to strengthen the network of all coffee actors who believe in empowering communities as a key
to ensuring a sustainable and profitable agroforestry coffee value chain. This was achieved by providing an exhibition and
discussion forum for both local and international players in the coffee value chain, including producers, roasters, coffee shops,
partners and farm-based export initiatives.
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The coffee festival brought together a diverse assemblage of over 900 participants – mostly from all regions of Uganda, but
also from the international community – marking a significant gathering within a global coffee landscape. The festival served
as a focal point for the celebration and appreciation of the country’s rich coffee heritage.
The coffee festival helped participants to understand that harnessing biodiversity is key to improving the coffee value chain.
There was a better understanding of coffee cultures and traditions that were exhibited from each coffee-growing region of
the country, highlighting that each region has a unique coffee variety partly determined by microclimates.
The festival proved that the journey to high-quality specialty coffees starts with a sustainable coffee farming system anchored
by smallholder farmers – emphasizing the importance of setting the role of smallholder coffee farmers within the global
coffee value chain.
The festival was a perfect opportunity for exchanging knowledge, which needs to take place regularly with the inclusion of
more diversified groups of participants. Speakers pointed out issues of climate change that need immediate attention; they
also shared opportunities and action points that coffee growers can tap into to improve their economic well-being, involving
the embracing of the agroforestry system of farming. The coffee festival highlighted that post-harvest handling facilities
remain a major challenge in coffee-growing communities. Post-harvest handling is very important in reducing waste and
improving financial gains for smallholder farmers.
©FAO/Emanuele Dughera
Communication materials about the event were globally disseminated. Since the end of the festival, many coffee-growing
communities have been increasingly developing interest in embracing coffee agroforestry. Many testimonies from SFCC
communities who attended the festival and had already incorporated coffee-based agroforestry systems from earlier trainings
proved a point to numerous participants who are currently expressing interest.
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©FAO/Rikiya Konishi
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The most limiting aspect of agroforestry adoption, preparedness for coffee sensitivity to climate and quality enhancement
is related to finance (RFILC, 2015). Greater support to coffee producers and cooperatives in accessing financial resources
and investment opportunities is paramount. Farmers should aim to access markets that recognize the benefits of traditional,
and sustainable production systems and pay a fair price that accounts for coffee quality, environmental protection
and improved livelihoods.
Activities under this project have led to measurable changes for participating farmers. A specific change relates to accessing
this type of market. Based on the samples sent for the coffee quality analysis, a noted roaster showed interest in the coffee
produced by one of the participating cooperatives in Uganda. It is worth noting that this cooperative grows Liberica coffee,
exemplifying that local varieties that financially and climatically support livelihoods have a bright future in the region.
Equally, Miale Tubana Mixed Farmers Group was selected to participate in the 2023-2024 Business Incubator and Accelerator
(BIA) program, jointly implemented by the Mountain Partnership Secretariat at FAO and the Global Environment Facility Small
Grants Programme (GEF SGP) implemented by the United Nations Development Programme (UNDP)9. Through this grant
programme, the organization received technical assistance and capacity development to increase communities’ resilience by
supporting innovative entrepreneurship in agricultural value chains.
Outside of the project’s scope – but worth exploring – is the expansion to other areas of rural development, motivating coffee
producers’ organizations and cooperatives to guide activities not only in coffee retail but also cultural and tourism value chains.
©FAO/Rikiya Konishi
9
Further information available at: [Link]
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3. Recommendations
Throughout the document, the potential of coffee agroforestry as a sustainable, adaptive agricultural model – one that not
only addresses the pressing challenges of climate change but also redefines the future of coffee farming – is observed.
Looking ahead, the activities set in place by the SFCC in Malawi and Uganda have created a path to be continued. First
and foremost, the coalition must continue to nurture the relationships cultivated within communities and among partners.
The strength of this initiative lies in a shared commitment to sustainable practices, local knowledge exchange and the
preservation of biodiversity. Second, FAO should guarantee the continuation of the work and the creation of synergies with
offered initiatives. Leverage of existing labelling and certification schemes promoted by FAO, such as the Mountain Partnership
Products Initiative, can further sustain these environmentally and ethically sound value chain approaches-promoting short,
domestic value chains while ensuring transparency and trust between producers and consumers, fair compensation for the
primary producers, conservation of agrobiodiversity, and preservation of ancient techniques.
Education and capacity development must remain at the forefront of these efforts – not only in African countries and coffee
production. Empowering farmers with the tools, knowledge and skills to implement agroforestry practices everywhere in an
effective manner is paramount. Training programmes, workshops and knowledge sharing platforms must be expanded and
made accessible to all, ensuring that they reach communities and practitioners.
Furthermore, FAO must advocate for policies that support and incentivize agroforestry adoption, encouraging and supporting
Member Countries to develop comprehensive agroforestry policies and strategies. The recognition of agroforestry's
contributions to climate resilience, food security and environmental conservation must be reinforced in local, national and
international policy agendas.
The present work done on agroforestry production should inspire others to embark on similar endeavours. The SFCC's
experience is evidence of the transformative power of sustainable, climate-resilient farming practices. Sharing experiences,
stories, successes and challenges at the global level will bring agroforestry and disaster risk reduction forward.
The pursuit of climate-resilient livelihoods through agroforestry should be a commitment made by governments, communities,
scientists, civil society and the private sector. The following sections offers some points for action in terms of climate-resilient
value chains, agroforestry adoption and strengthening the coffee value chain.
Closing the gap in agroforestry adoption and maintenance
The following recommendations can be made:
• carefully contemplate and plan agroforestry to offer the ecological services prioritized by the farmers, based on their
needs and livelihoods
• increase access to credit, finance and advisory services, combined with mechanisms to stabilize income;
• enhance technical support and extension services for the supply of good quality inputs (such as seed, fertilizer and
information on tree management);
• ensure substantial investments in seed collection and nurseries;
• integrate agroforestry practices (including crop production, pastureland management, animal husbandry, fish farming
and a range of other agricultural enterprises);
• embrace green technology for efficient processing, packaging and transportation, reducing post-harvest losses and
environmental impact;
• revise government policies and incentives on land tenure, agriculture, and forestry and develop agroforestry-specific
policies
• invest in rural infrastructure, such as roads and transportation networks, to facilitate the efficient movement of agroforestry
products from farms to markets; and
• ensure multistakeholder collaboration that promotes and sustains these recommendations.
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Appendix 1: Toolkit
25
Financed by:
Rome, Italy
© FAO, 2024
Coffee producers in Uganda face challenges such as increased temperatures, altered precipitation patterns, and drought, impacting coffee yields and quality. These climatic shifts affect 1.7 million coffee-producing families and could lead to reduced household income, increased poverty, and threatened food security. With coffee accounting for 18% of Uganda's annual exports, these challenges have significant economic implications for local communities relying on coffee farming for their livelihoods .
The decrease in coffee production in Africa, notably Uganda, affects global coffee supply, potentially leading to higher prices due to lower availability. Locally, it jeopardizes economic stability in coffee-dependent regions, where coffee exports are vital for national income and rural livelihoods. This situation exacerbates poverty and food insecurity among producers, while also highlighting the need for enhanced production resilience and diversification .
Climate change, characterized by high temperatures and altered precipitation patterns, has led to coffee wilt disease and declining yields in Malawi. To mitigate these effects, adopting agroforestry practices offers a pathway to enhance resilience, with smallholder farmers expressing interest due to energy and food security benefits. However, constraints such as low coffee prices and high production costs need to be addressed to fully leverage these opportunities .
Participating in specialty coffee value chains could offer smallholder farmers higher prices and access to niche markets, which can enhance household income and reduce poverty. However, risks include dependency on specific buyers and market volatility, which could compromise their bargaining power and influence pricing. Cooperative ownership of processing infrastructure could mitigate these risks by enabling shared benefits and maintaining collective bargaining power .
The FAO project, financed by the Japanese Ministry of Agriculture, Forestry and Fisheries, aims to enhance community resilience to climate change in mountain watersheds by strengthening the capacities of institutions and communities in forest-based disaster risk reduction and increasing the resilience of local populations through sustainable agricultural value chains. These efforts include improving institutional and technical capacities on risk-based watershed management and implementing on-ground adaptation practices .
The Slow Food Coffee Coalition promotes sustainable coffee practices by encouraging the cultivation of diverse coffee varieties, supporting agroecological farming practices, and preserving biodiversity. It aligns with the goals of smallholder farmers by aiming for more inclusive agrifood systems and improving rural livelihoods. The coalition emphasizes fair treatment, market access, and empowerment of coffee producers, helping address inequalities in the coffee supply chain .
Socio-economic challenges in Malawi include limited financial resources, low market prices, and high input costs, which hinder sustainable coffee practice adoption. Solutions involve increasing financial support through investments and microfinance access, promoting cooperative models for shared resources and infrastructure, and creating policies that incentivize sustainable methods while ensuring fair trade conditions for smallholder farmers .
The Slow Food Coffee Coalition facilitates market access by creating networks between producers, roasters, and consumers focusing on sustainable practices. This approach empowers smallholder farmers by enhancing their market visibility, enabling better prices for quality coffee, and reducing reliance on exploitative buyers. Consequently, it has positively impacted livelihoods by increasing income stability and fostering investments in farm improvements .
Increased temperature and rainfall variability in Uganda lead to reduced coffee yields, quality decline, and heightened pest and disease risks. Adaptive measures include implementing agroforestry practices, improving irrigation systems, breeding climate-resistant coffee varieties, and enhancing farmers' access to climate information to make informed decisions, collectively helping to mitigate climate impact .
Agroforestry plays a critical role in enhancing resilience by integrating diverse tree and plant species into coffee farms, which improves soil health, regulates microclimates, and maintains biodiversity. In Malawi and Uganda, smallholder farmers adopting agroforestry benefit from better resource management and improved climate adaptation. These systems also enhance food and energy security and provide buffer crops against market and climate fluctuations, fostering sustainable livelihoods .