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Understanding Mandatory vs. Directory Statutes

The document discusses the classification of statutes as either mandatory or directory, highlighting their definitions and implications. Mandatory statutes require strict compliance and are often indicated by words like 'shall' or 'must', while directory statutes are more permissive and can be disregarded without invalidating actions taken. The determination of whether a statute is mandatory or directory depends on legislative intent, context, and the specific language used within the statute.

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0% found this document useful (0 votes)
20 views3 pages

Understanding Mandatory vs. Directory Statutes

The document discusses the classification of statutes as either mandatory or directory, highlighting their definitions and implications. Mandatory statutes require strict compliance and are often indicated by words like 'shall' or 'must', while directory statutes are more permissive and can be disregarded without invalidating actions taken. The determination of whether a statute is mandatory or directory depends on legislative intent, context, and the specific language used within the statute.

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Katy Katy Katy
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© All Rights Reserved
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MANDATORY AND DIRECTORY STATUTES

 Generally, statutes may be classified either as mandatory or directory.


 Will an act done in violation of a statute render it void? Will the nonperformance of what a stature prescribes
make the proceedings invalid?
 A mandatory statute is a statute which commands either positively that something be done, or performed in a
particular way, or negatively that something not be done. A mandatory statute contains words of command or
prohibition.
 A directory statute is permissive or discretionary in nature
o It merely outlines the act to be done, in such a way that no injury can result from ignorint it

WHEN STATUTE IS MANDATORY OR DIRECTORY

 There is no universal rule by which the two may be distinguished from another
 Neither is there an absolute test
 To answer this question, the primary object is to ascertain legislative intent
 The legislative intent must be obtained from the surrounding circumstances
 Consideration must be given to the statute as a whole
 Words of permissive character may be given a mandatory significance, to effect the legislative intent
 Words of mandatory character may be given directory interpretation, if the legislative purpose is best carried out
by doing so

TEST TO DETERMINE NATURE OF STATUTE

 Ascetain the consequences

LANGUAGE USED

 Generally, “shall,” “must,” “cannot” “shall not” are regarded as mandatory


 Permissive words such as “may” are generally directory

USE OF “SHALL” OR “MUST” OR “MAY”

 “Shall” – mandatory (word of command)


 “May” – an auxiliary verb showing opportunity or possibility (directory)

WHEN “SHALL” IS CONSTRUED AS “MAY” AND VICE VERSA

 Depending on the consideration of the entire provision + nature + object + consequences


 “May” may be construed as either mandatory or directory, depending on the intention of the statute, as
gathered from the context
o “May” is construed as “shall” where a statute provides for the doing of some act which is required by
public duty + concerns rights of individuals
o “Shall” is construed as “may” when required so by the context/intention

USE OF NEGATIVE, PROHIBITORY, OR EXCLUSIVE TERMS

 A negative statute is mandatory.


Using negative words qualified by the word “only” means that there is an intention to effect exclusionary
negation.

The use by legislature of negative, prohibitory, or exclusive terms make the statute mandatory

MANDATORY STATUTES

STATUTES CONFERRING POWER

Statutes which confer upon a public body the power to perform acts which concern the public interests ->
mandatory (even if the language used is permissive)

STATUTES GRANTING BENEFITS


 Statutes which require certain steps or conditions to be met before availing of benefits conferred by law ->
mandatory
 Vigilantibus et non dormientibus jura subveniunt -> the law aids the vigilant, not those who slumber on their
rights
 Potior est in tempore, potios est in jure – first in time, first in right

STATUTES PRESCRIBING JURISDICTIONAL REQUIREMENTS

 Must be strictly complied with before the courts or tribunals can have authority to proceed -> mandatory

STATUTES PRESCRIBING TIME TO TAKE ACTION OR TO APPEAL

 Generally mandatory -> such statutes are absolutely indispensable to prevent needless delays in the orderly
discharge of business

ELECTION LAWS ON QUALIFICATION AND DISQUALIFICATION

 The rule that election laws are mandatory before, but not after elections – apply only to provisions which are
procedural in nature (affecting the conduct of elections)
o This rule does not apply to provisions of election laws that prescribe the time limit to file certificates of
candidacy and qualif/disqualify of office, why? These are mandatory even after elections

STATUTES PRESCRIBING QUALIFICATIONS FOR OFFICE

 Eligibility to a public office is of a continuing nature -> must exist at the term commencement and during
occupancy of said office

STATUTES RELATING TO ASSESSMENT OF TAXES

 Generally, intended to insure equality of taxation or protect citizens -> mandatory


 XPN: Those designed merely for information or direction of officers to secure systematic modes -> directory
 When laws are intended for the protection of citizens -> mandatory

STATUTES CONCERNING PUBLIC AUCTION SALE

 Statutes authorizing public auction sale of properties and prescribing the procedures to be followed -> in
derogation of property rights and due process -> mandatory

DIRECTORY STATUTES

 There are statutory requisitions intended to guide officers in the conduct of business
 Such are regulations designed to secure order, and by disregard of which, rights of interested parties may be
injured -> directory

STATUTES PRESCRIBING MANNER OF JUDICIAL ACTION

 Statutes that prescribe judicial action that judges must follow in the discharge of their function -> directory
 Must be complied with strictly

STATUTES REQUIRING RENDITION OF DECISION WITHIN PRESCRIBED PERIOD

 The Constitution provides that the maximum period within which a case shall be decied
o 24 months – for SC
o 12 months – for lower collegiate courts
o 3 months – all other lower courts
o Each constitutional commission shall decide any case brought before it within 60 days from date of
submission for resolution
 Will the court lose jurisdiction after the lapse of prescribed period, without having decided the case?
o A statute requiring rendition of judgment within a specified time is merely directory -> non-compliance
does not invalidate the judgment on the theory that if the statute had intended such result, it would
have clearly indicated it.
o Since these are directory, and not mandatory, the officer who failed to comply with the law may only be
dealt with administratively.
o The question as to whether time provision is mandatory or directory is one of legislative intent.

CONSTITUTIONAL TIME PROVISION DIRECTORY

 Does the Constitution alter the GR and render time provisions mandatory?
No authoritative interpretation of the above-provision has been rendered by the Court.
Statutes that require rendition of judgment forthwith or immediately are merely directory, so non-compliance
does not invalidate the judgment.

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