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Revenue Sources for Mutual Fund Distributors

Chapter 6 contains sample questions related to mutual fund distribution in India, including topics like certification requirements and revenue models for distributors. It tests knowledge on whether only individuals can distribute mutual funds, the nature of commissions earned, and the implications of direct investment plans. The questions are formatted as true/false and multiple-choice to assess understanding of mutual fund regulations.

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Mithali Lad
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5 views7 pages

Revenue Sources for Mutual Fund Distributors

Chapter 6 contains sample questions related to mutual fund distribution in India, including topics like certification requirements and revenue models for distributors. It tests knowledge on whether only individuals can distribute mutual funds, the nature of commissions earned, and the implications of direct investment plans. The questions are formatted as true/false and multiple-choice to assess understanding of mutual fund regulations.

Uploaded by

Mithali Lad
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Chapter 6-Sample questions:

1. Only individuals are allowed to distribute mutual funds in


India. State whether True or False.
a. True
b. False

2. Mutual Fund Distributors Certification Examination offered


by is required for becoming a mutual fund distributor.
a. Securities and Exchange Board of India
b. National Institute of Securities Markets
c. Association of Mutual Funds in India
d. National Skills Development Corporation
3. In what form do mutual fund distributors earn revenue?
a. Commission from mutual funds for the distribution of the
schemes
b. Fees collected from the investors
c. Commission received from Association of Mutual Funds in
India
d. Investment advisory fee from mutual funds

4. Mutual fund distributors can only earn upfront commission


from the mutual funds. State whether True or False.
a. True
b. False

5. Mutual fund distributors earn no commission when the


investor chooses to invest in “direct” plans. State whether
True or False.
a. True
b. False

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