People, Pathogens and Our Planet: Volume 1: Towards A One Health Approach For Controlling Zoonotic Diseases
People, Pathogens and Our Planet: Volume 1: Towards A One Health Approach For Controlling Zoonotic Diseases
THE WORLD BANK AGRICULTURE AND RURAL DEVELOPMENT HEALTH, NUTRITION AND POPULATION
2010 The International Bank for Reconstruction and Development / The World Bank 1818 H Street, NW Washington, DC 20433 Telephone 202-473-1000 Internet [Link]/rural E-mail ard@[Link] All rights reserved. This volume is a product of the staff of the International Bank for Reconstruction and Development/The World Bank. The findings, interpretations, and conclusions expressed in this paper do not necessarily reflect the views of the Executive Directors of The World Bank or the governments they represent. The World Bank does not guarantee the accuracy of the data included in this work. The boundaries, colors, denominations, and other information shown on any map in this work do not imply any judgment on the part of The World Bank concerning the legal status of any territory or the endorsement or acceptance of such boundaries. The material in this publication is copyrighted. Copying and/or transmitting portions or all of this work without permission may be a violation of applicable law. The International Bank for Reconstruction and Development/The World Bank encourages dissemination of its work and will normally grant permission to reproduce portions of the work promptly. For permission to photocopy or reprint any part of this work, please send a request with complete information to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, USA, telephone 978-750-8400, fax 978-750-4470, http:/ /[Link]/. All other queries on rights and licenses, including subsidiary rights, should be addressed to the Office of the Publisher, The World Bank, 1818 H Street NW, Washington, DC 20433, USA, fax 202-522-2422, e-mail pubrights@[Link]. Cover photo illustration: Pathogens by ILRI, Traffic in Saigon by Tran Thi Hoa; Chickens in Cage by FAO/19194/P. Johnson; Buffalo in Kenya by Curt Carnemark
Contents
ACKNOWLEDGMENTS
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A B B R E V I AT I O N S A N D A C R O N Y M S FOREWORD
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E X E C U T I V E S U M M A RY
The Impacts xi The Constraints xii The Actions xii Financing Needs and Funding Mechanisms
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1 2 3 4
Drivers of Emerging Zoonotic Diseases 7 Drivers in Human Living Environments 7 Drivers in Food and Agriculture Systems 9 Drivers at the Earth and Ecosystems Level 10
Making One Health Operational 25 Adopting One Health 25 Institutions and One Health 26 The Current International Situation 30 Avenues for Improvement at the International Level Building on Achievements 32
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Contents
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Annex 1: Economic Losses from Zoonotic Diseases 39 Annex 2: Basic Assumptions Regarding Financing Requirements 43 Annex 3: Contributing to One World, One Health: A Strategic Framework for Reducing Risks of Infectious Diseases at the Animal-Human-Ecosystem Interface 47 Annex 4: One World One Health: From Ideas to Action 51 References 53
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Acknowledgments
This report was prepared by staff from the World Bank with support from a number of other organizations. The team was led by Jimmy W. Smith (World Bank), and consisted of Cornelis de Haan, Gunnar Larson, and Silvia Robles (World Bank), and Ulrich Sperling (SAFOSO Inc.). Special input was also provided by Ron Bergevoet (Agricultural Economics Research Institute at Wageningen University); Esther Schelling (Swiss Tropical Institute); Jan Slingenbergh (FAO), who contributed to Chapter 2; and Purni Narayanan (Consultant, Health Canada), who helped with the discussions on SARS in Canada. The team is grateful for the contributions made by the following peer reviewers: Armin Fidler, Yewande Awe, Brian Bedard, Sandra Cointreau, Stephane Foreman, Jean Kamanzi, Francois Le Gall, Abel Lufafa, Laurent Msellati, Piers Merrick, Juan Pablo Uribe, Monica Des Gupta, Nwanze Okidegbe, Olga Jonas, and Nancy Morgan (FAO-World Bank liaison). The team is also thankful for the comments provided by Paul Gully (WHO), Joseph Domenech (FAO), Alain Dehove (OIE), and Osman Monsoor (UNICEF) on behalf of their respective organizations. The final product remains the responsibility of the authors. The team also thanks Juergen Voegele and Mark Cackler of the World Banks Department of Agriculture and Rural Development for their guidance and support. The World Bank wishes to thank the Department for International Development (DFID) of the United Kingdom for their valued support of the Livestock Trust Fund, which contributed to the development of this report.
ASF AHICP ALive ALU AMA ARI AMVA AU-IBAR BSE CBPP CDC CFEZID CITES CSCHAH CVO CWGESA DALY DFID DZC EID EIN FAO FETP FMD FVE GAO GEIS GFATM GF-TADs GLEWS GPAI
African swine fever Avian Influenza Control and Human Pandemic Preparedness and Response Project Partnership for African Livestock Development average livestock unit American Medical Association advanced research institution American Veterinary Medical Association African Union/Interafrican Bureau for Animal Resources bovine spongiform encephalopathy contagious bovine pleuropneumonia Centers for Disease Control and Prevention Centre for Food-borne, Environmental and Zoonotic Infectious Diseases Convention on International Trade in Endangered Species of Wild Fauna and Flora Canadian Science Centre for Human and Animal Health Chief Veterinary Officer Cysticercosis Working Group in Eastern and Southern Africa disability-adjusted life year Department for International Development Danish Zoonosis Centre emerging infectious diseases Emerging Infectious Diseases Network Food and Agriculture Organization Field Epidemiology Training Program foot-and-mouth disease Federation of Veterinarians of Europe General Accounting Office Global Emerging Infections Surveillance and Response System Global Fund to Fight AIDS, Tuberculosis and Malaria Global Framework for Progressive Control of Transboundary Animal Diseases Global Early Warning System for Major Animal Diseases Global Program for Avian Influenza
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GPHIN H5N1 HPAI IDRC IFPRI IHR INAPs IOM MDGs MRSA OECD OIE OWOH PHAC PHEIC PPR ProMED PVS SAPUVET SARS TSE UNEP UNICEF UNSIC VPH WAHID WHO WWT WCS WNV ZVED
The Global Public Health Intelligence Network not an acronym; avian influenza A highly pathogenic avian influenza International Development Research Centre International Food Policy Research Institute International Health Regulations integrated national action plans Institute of Medicine Millennium Development Goals Methicillin-resistant Staphylococcus aureus Organisation for Economic Co-operation and Development Office International des Epizooties (World Organisation for Animal Health) One World One Health Public Health Agency of Canada public health emergency of international concern Peste des petits ruminants Program for Monitoring Emerging Diseases Performance of Veterinary Services Sanidad Publica Veterinaria severe acute respiratory syndrome transmissible spongiform encephalopathy United Nations Environmental Programme United Nations Childrens Fund United Nations System Influenza Coordination veterinary public health World Animal Health Information Database World Health Organization Wildfowl and Wetlands Trust Wildlife Conservation Society West Nile virus National Center for Zoonotic, Vector-Borne, and Enteric Diseases
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Foreword
Emerging and re-emerging infectious diseases that have the potential to become pandemic occur with alarming regularity, and a substantial majority of these are zoonotic in originthat is, transmissible from animals to humans. Developing preparedness through effective surveillance and control systems has been complicated for a number of reasons, not the least of which have been the difficulties of establishing reliable communications and consultation between public health and veterinary health agencies. Today we know that these channels of communication must be expanded to include monitoring of wild species and the health of ecosystems. Both natural habitats and those environments that are managed by humans, such as agricultural production systems and food supply chains, are habitats in which pathogens can emerge, circulate, change dynamics, and sometimes cross-host species. Recognition of the interrelatedness of the respective health domains and of the risks that zoonotic diseases represent to public health has led to appeals for more horizontal interaction among the disciplines and the sector agencies, departments, and ministries that are responsible for public health, medical professions, veterinary services, and the environment. The idea of One Health, as it became known, would assume urgent practical significance in late 2003 with the emergence of highly pathogenic avian influenza (HPAI). Since then, the prevention and control of avian influenza have been in the crosshairs of high-level international attention, most notably at a series of ministerial-level meetings held in Beijing and Bamako in 2006, New Delhi in 2007, Sharm el-Sheikh in 2008, and a One Health consultation in Winnipeg in 2009. While the Global Program on Avian Influenza (GPAI), developed in response to the spread of HPAI, did not fulfill all the aspirations of One Health, it did establish a precedent of considerable practical significance for emerging infectious zoonotic diseases. That progress now has to be built upon and developed further by the international organizations and national agencies whose mandates involve disease prediction, prevention, identification and response, and controlincluding institutions that deal with ecological issues and wildlife health. While the general concepts are now well accepted, how to implement the One Health concept is still not clearly understood.
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Foreword
Developing an institutional framework that builds on the model of the GPAI and that broadens its scope to cover future pandemics is a global priority with a wide consensus. One of the issues its planners need to confront is which aspects of that framework can be applied to long-standing endemic diseases that pose little or no risk of becoming pandemic, but that impose severe human and economic costs on the developing countries in which they persist. Many of these endemic diseases are confined to the tropics, or have been effectively controlled in industrialized countries for generations. Yet they clearly carry practical significance to the One Health perspective, recognizing the interrelatedness of health issues in all domains. Because the burden of these diseases fall overwhelmingly on the poor, they pertain directly to the poverty and health-related Millennium Development Goals (MDGs), and their control is therefore a global public good, even though many of them are local or national in range. A global surveillance and
control system that is established primarily for emerging infectious zoonotic diseases with pandemic potential can be readily improvised to address the endemic diseases that are a priority in many developing countries, few of which have the capacity or resources necessary to monitor or control them effectively. Making One Health operational represents an extraordinary opportunity for convergence and synergy between the priorities of industrialized countries and those of developing countries. This paper discusses the practical issues involved in making One Health a reality, and argues that supporting the development of the national and international capacities and infrastructure required to do so is a highly appropriate area of investment on the part of the international development community. Juergen Voegele Director, Agriculture and Rural Development The World Bank
Executive Summary
Whether living in urban or rural environments, humans tend to perceive the world around them as being shaped by culture and industry more than by natural history. Humans, however, are part of a biological continuum that covers all living species. Charles Darwins 200th birthday in 2009 could serve to remind us of this. All animals, including humans but also plants, fungi, and bacteria, share the same basic biochemical principles of metabolism, reproduction, and development. Most pathogens can infect more than one host species, including humans. In 1964, veterinary epidemiologist Calvin Schwabe coined the term One Medicine to capture the interrelatedness between animal and human health, and the medical realities of preventing and controlling zoonotic diseases or zoonoses diseases that are communicable between animals and humans. One Medicine signaled the recognition of the risks that zoonotic diseases pose to people, their food supplies, and their economies. Given the interrelatedness of human, animal, and ecosystem health, the rationale for some form of coordinated policy and action among agencies responsible for public health, medical science, and veterinary services is quite intuitive. Later, the term One Health came into use, and later still, the broader concept of One World One Health, which is today used to represent the inextricable links among human and animal health and the health of the ecosystems they inhabit.1
THE IMPACTS
Even as hunter-gatherers, humans were at risk of contracting diseases from the animals they used as food. The domestication and rearing of livestock in ever-increasing numbers and in close proximity to expanding human populations increased the risk of disease in both populations. While humans learned through experience and scientific research how to reduce that risk, the persistence of emerging infectious diseases of zoonotic origin was underscored early in the 20th century by the flu pandemic of 19181919 and later in the century by HIV/AIDS. More recently still, the emergence of severe acute respiratory syndrome (SARS),
1 One World One Health is today a trademark of the Wildlife Conservation Society. xi
Executive Summary
H5N1 (highly pathogenic avian influenzaHPAI), and influenza A(H1N1) has pointed to our continued vulnerability. These diseases also have major economic impacts. The emergence of BSE, SARS, H5N1, and influenza A(H1N1) have caused over US$20 billion in direct economic losses over the last decade and much more than US$200 billion in indirect losses. Should HPAI evolve to relatively severe global pandemica prospect that has not yet been eliminatedestimated losses of US$3 trillion have been projected (Gale 2008). Aside from emerging infectious diseases, the less headlinegrabbing but highly under-reported neglected diseases such as tuberculosis, brucellosis, and various forms of zoonotic parasitosis result from livestock to human transmission and impose significant health burdensmost of which are borne by poor people. Despite important scientific progress, a variety of forces drive the increased incidence of emerging infectious diseases seen today. Intensified farming and concentration of animals, pressure on food production systems, and increasing global movement of people, animals, and animal products have led to evolutionary pressures on pathogens that present an expanding array of risks. The changing demographic composition increases the global share of vulnerable people. Public awareness of the risks of zoonotic diseases and political commitment to containing them tend to fade over time after an outbreak has run its course and as other priorities such as financial and food price crises and climate change become more prominent. The continuity of resources devoted to disease surveillance and control has therefore remained an enduring concern. The sources of zoonotic disease are not limited to humans and their livestock. They extend to (and from) wildlife as well, and this source is the most significant. Wildlife ecosystems are characterized by a fine-tuned, dynamic balance among all their components, which consist of flows of organic and inorganic matter and energy as well as living organisms. While pathogens are very much part of this balance, they are prevented from exceeding certain levels of prevalence through negative feedback cycles such as induced resistance or host population size. Conceptually, two types of factors can destabilize wild ecosystems and their role in global health. The first is destruction and fragmentation, for instance through deforestation, which destroys
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the balance between different species and can enable individual species to become dominant. The second type of destabilizing factor occurs as the result of increased interaction between human and wild ecosystems. This interaction gives rise to more opportunities for the exchange of pathogens, including transmission to nave or unprotected individuals. Farming near rainforests, the consumption of bushmeat, and ecotourism are examples of the types of interactions that can create opportunities for pathogens to jump species. Case studies often reveal the two pathways to overlap and to result in spillovers of pathogens into cultivated ecosystems.
THE CONSTRAINTS
One of the most essential factors in the control of any new emerging health risk is early detection of the disease and understanding of its epidemiology. This can enable the agencies responsible for disease control to attack the disease at its source, reducing its spread and preventing it from becoming endemic. A number of cases visited in this document, including West Nile virus (WNV) and H5N1, reveal the persistence of avoidable time lags between the emergence of a new disease and the implementation of an appropriate control strategy. The delays can be attributed to a variety of reasons. Limited human capacity and poor physical facilities often cause emerging new diseases to remain unnoticed, particularly in the developing world. Reporting is often delayed out of fear of the economic losses likely to result from trade bans and reduced tourism. However, delays are also caused by the piecemeal nature of work undertaken by public health, veterinary, and environmental agencies acting in isolation from one another along narrowly sectoral lines. Discrete, purely disciplinary approaches have led to delayed diagnoses and sometimes misdiagnoses of diseases and disease risks, and to the formulation of incomplete and ineffective control strategies by public institutions that do not effectively communicate with each other until the disease has spread widely.
THE ACTIONS
For professionals working in sector agencies, determining ones role begins with the question What am I responsible for? The answer tends to be
defined bureaucratically according to the division of labor that distinguishes the work of different agencies. Overall, this makes for a vertical orientation by the respective agencies concerned with different aspects of an issue such as a newly emerging disease. Changing the organization of work across disciplines to start with the question What needs to be done? implies a substantial reorientation along horizontal lines in which regular communication takes place between staff at work in different disciplines and sectors. Substantial consensus can now be found among informed human and animal health authorities, scientists, and policy makers that effective prevention and control measures against emerging and re-emerging infectious diseases will require multisector strategies and active collaboration across professional disciplines. This does not imply an amalgamation of work but rather the creation of a culture in which, for example, a veterinary epidemiologist is more likely to (and indeed expected to) relate findings of potential significance to his or her counterparts working in public health. In fact, in this example, the veterinary epidemiologist is not just expected to communicate these findings, but doing so is an integral part of his or her professional responsibilities, just as making practical note of the findings is part of the public health practitioners responsibilities. In this setting, the epidemiologist who fails to share information about a new pathogen in pigs, or a public health official who fails to duly note it as something to monitor, are both culpable of negligence. Responsibility is no longer conveniently divided according to bureaucratic mandate, and oversights are no longer the unfortunate but understandable byproduct of gaps in jurisdiction. The actions that need to be taken to bring about such a working environment apply to both national and international institutions. National governments are, however, the principal agents, with international agencies playing a largely supporting role. Improved coordination among public, veterinary, and ecosystems health agents will rely on the following measures.
remains an area of marked weakness in many resource-poor countries, is an important area of potential convergence and a necessary condition for more effective priority setting. Such a priority setting would identify hot spots. Hot spots refer to those contexts in which climatic, social, and economic conditionsincluding the state of sanitation infrastructure and services and the proximity of humans and animalsprovide a particularly favorable environment for diseases to emerge or re-emerge within.
Executive Summary
Strengthening Education
A review of curricula, with more emphasis on epidemiology and the wider effects of ecosystems on human and animal health, is needed because public human and veterinary health services must shift from controlling to preventing diseases. World Organisation for Animal Health (OIE) initiatives that support developing countries in devising more appropriate veterinary curricula can lay the basis for future generations of veterinarians to be better acquainted with the One Health concepts.
place through the exchange of memoranda of agreement among the different sector agencies concerned. The body itself may consist of or be served by a number of working groups. Coordinating authority conferred as a function of executive office, such as a prime minister or deputy minister, who is served in this capacity by an advisory committee that operates with his or her authority. Special One Health teams, composed of representatives of the human, animal, and ecosystem institutions, with particular responsibility for diseases at the animalhuman-ecosystem interface. Creation of an independent agency for public health, including zoonoses and food safety. The prospective institutional architecture for global surveillance and control is also considered. How ecosystem health and wildlife organizations will be represented in this architecture will be an important issue to resolve. The challenge of systematizing disease reporting internationally will entail the establishment of clear financial incentives to encourage early reporting and enforceable legal restrictions to discourage under-reporting.
countries and those in industrialized countries. The imposition of levies on the trade of commodities that are associated with zoonotic diseases, such as meat and pharmaceuticals, is also raised as a possible source of funds. Surveillance and control systems that focus on pandemic diseases can be applied to other diseases as well. This represents an important area of convergence between industrialized and developing countries, which sometimes have different priorities with respect to disease control. Industrialized countries often focus more on managing the risk of pandemic diseases, in part because most endemic diseases have been under control in these countries for years or even generations. In many developing countries, where these long-standing diseases have never been effectively controlled, and where the human and economic costs associated with them have remained high, these diseases are a
more pressing priority. This report finds substantial latitude for synergy in the overlap between monitoring the risk of pandemic diseases and monitoring the risk and incidence of persistent endemic diseases. Both categories of disease are likely to be found in similar conditions. Monitoring both therefore focuses purposefully on hot spots. An integrated surveillance system would not discriminate between pandemic and endemic diseases because the two are inextricably intertwined. Areas that are heavily burdened by existing diseases are also areas in which new diseases are most likely to emerge, and some proportion of these will have the potential to become epidemic or pandemic. In this way a system that is put into place with the primary purpose of detecting pandemic risk can be organized to track existing diseases as well, and to do so more economically than maintaining separate systems.
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Canada experienced its rst case of SARS when a guest of the Metropole Hotelground zeroin Hong Kong returned to Canada in February 2003. By August of that year, there were 438 suspected cases of SARS in Canada, including 44 deaths. The epicenter of the SARS infection lay in Toronto and its surrounding suburbs, an area that is home to 5.3 million people and a thriving scene for the business, science, and arts communities. Canadas economy suffered as vacationers and business travelers avoided visiting the country. The accommodation and food services sectors are estimated to have declined by US$4.3 billion dollars between March and September of 2003 (Keogh-Brown and Smith 2008). The Conference Board of Canada estimated losses of $570 million from the travel and tourism sectors in the city of Toronto during 2003, and $222 million from Pearson International Airport, a major Canadian airport and a hub for international ights (Conference Board of Canada 2003). While many abroad chose not to travel to Canada, those living in Toronto attempted to minimize their risk of exposure to SARS. Restaurants, shops, and theatres remained empty, especially in the popular
Chinatown area. Canadian real GDP dropped by an annual rate of 0.3 percent during the second quarter of 2003, the time period corresponding with the SARS crisis (Government of Canada 2003). Health-care professionals working on the front lines of the SARS crisis carried much of the disease burden. In addition to social effects such as stigmatization and isolation, and psychological effects such as guilt or worry about spreading the disease, more than 100 health workers became ill and three died due to probable SARS. Health-care costs soared. SARSrelated and major one-time health costs for the province of Ontario reached $824 million in 20032004 (Government of Ontario 2005). The handling of SARS by public health authorities emphasized the fundamental need for a stronger public health system in Canada and a stronger integration between public health and emergency response systems. Provincial and municipal health authorities responded to the immediate medical threat of SARS, but issues such as outbreak containment, timely access to laboratory results, surveillance, information sharing, and communication to the public remained inconsistent and an ongoing problem.
and Africa. Of the 1.6 million annual human deaths from tuberculosis, between 2 and 8 percent is estimated to be of bovine origin (Cosivi et al. 1998). The World Health Organization (WHO) reported that in 2005 alone 1.8 million people died from food-borne diarrheal diseases such as Escherichia coli, Campylobacteriosis, and Salmonellosis. Foodborne pathogens were estimated to cost up to US$35 billion in 1997 in medical costs and lost productivity in the US (WHO 2007). A recent World Bank report estimated direct and indirect losses from food-borne disease in Vietnam could be up to US$1 billion per year (World Bank. 2006). Many of these food-borne disease-related costs are grossly underreported. A large proportion of these cases can be attributed to the contamination of food and drinking water including the contamination of those sources by infected humans. The issue of food safety and the threat of zoonotic diseases being transmitted through food supply chains have
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made sanitary standards a focal point of food trade policy. The monetary costs of reduced productivity and market losses resulting from uncontrolled zoonoses are often difcult to allocate per sector. In the public health sector, these costs relate principally to diagnosis, treatment, and hospitalization. In the private sector, they relate largely to out-of-pocket expenses to the patient or animal owner, and to a variety of opportunity costs. Comprehensive cross-sectoral analysis can be applied to estimate the monetary benets of control by sector, allowing proportional allocation of intervention resources. Such analyses have been carried out for brucellosis, echinococcosis, rabies, and Trypanosoma rhodesiense. Their results point to the high payoff and cost-effectiveness of control interventionscosting US$25 or less per disability-adjusted life year (DALY) averted (Roth et al. 2003; Coleman et al. 2004; Budke et al. 2005; Knobel et al. 2005; Budke 2006; Fevre et al. 2008).
Recognizing the interrelatedness of the human and animal health domains that is manifest in zoonotic diseases, the magnitude of these threats, and the need for more purposeful consultation between medical and veterinary health, in the 1960s concerned scientists and science policy makers began appealing for more systematic communication with One Medicine. These would evolve into a more expansive vision of One Health in which the concept of active interdisciplinary collaboration was extended to cover the additional domain of wildlife health, including the health of ecosystems and the wildlife inhabiting them. One Health is the subject of Chapter 3 of this report. It was the reemergence of avian u that prompted the international community into action, and while the global campaign against avian u did not fulll this aim, it did make a number of important strides that warrant building upon in pursuit of the longer-term vision of One Health. While the prospect of a global pandemic caused by HPAI did not lead to the fulllment or realization of One Health, it did galvanize enormous international resolve and unprecedented global collaboration. The importance and urgency of the threat from HPAI were illustrated by the Secretary General of the UN naming David Nabarro as his representative and high-level coordinator of the UN System responsethe creation of the United Nations System Inuenza Coordination (UNSIC), which has been indispensable to the global response. This was followed by a series of high-level meetings that provided direction, and created and preserved momentum. In Ottawa in October 2005, an International Meeting of Health Ministers issued a communiqu declaring their agreement that a multi-sectoral approach, beginning with the animal health and human health sectors, must underlie global efforts towards coordinated pandemic planning, and that the immediate global public health issue is to work collaboratively with the animal health sector to prevent and contain the spread of the H5N1 virus among animals, and from animals to humans. While the focus of the meeting was on H5N1, the international coordination, capacity building, and communications strategies they advocated applied to emerging zoonotic diseases in general, including the formulation of veterinary policies with provision for advice to farming communities to ensure appropriate animal and public health standards for the raising, handling, and transport of potentially
u-bearing animals.2 At WHO headquarters in Geneva the following month, a Meeting on Avian Inuenza and Human Pandemic Inuenza brought together an even wider range of participants in addition to health ministers. Among the proposals made at the meeting was one for the international community to support individual countries in developing integrated action plans. The proposal would lead to the development of the integrated national action plans now used for surveillance and response throughout much of Africa. Summing up the proceedings, the WHO Director General also stressed the need to reduce the viral burden of H5N1 through timely notication of outbreaks in birds, poultry culling and vaccination as indicated, including backyard ocks, and provision of appropriate compensation for farmers (WHO 2005). In Beijing in January 2006, the government of China, the European Commission, and the World Bank co-sponsored the International Pledging Conference on Avian and Human Pandemic Inuenza, and was supported by the governments of the United States, Japan, and many others. There the international community pledged US$1.9 billion in nancial support and held extensive discussion on prospective coordination mechanisms, the parameters of a common strategy, and reiterated the earlier meetings call for emphasizing action at the national level. Eleven months later, at the Ministerial Meeting and Pledging Conference on Avian and Human Pandemic Inuenza held in Bamako, Mali in December 2006, participants agreed to the compensation guidelines that had been prepared by the UNs Food and Agriculture Organization (FAO), International Food Policy Research Institute (IFPRI), OIE, and the World Bank, and pledged an additional US$475 million in support. At the New Delhi International Ministerial Conference on Avian and Pandemic Inuenza in December 2007, the Indian government presented its Road Map for the control of HPAI and offered its use to the global community. Participants called for the formulation of a strategic framework and pledged an additional US$400 million. The consultation document Contributing to One World, One Health was subsequently tabled at the Sixth
2 Global pandemic inuenza readiness: an international meeting of health ministers. Communique, October 25, 2005. 3
International Ministerial Conference on Avian and Pandemic Inuenza in Sharm el-Sheikh, Egypt in October 2008. There the technical details of the Strategic Framework were discussed, and the document was subsequently translated into a series of key recommendations at the Expert Consultation on One World, One Health in Winnipeg in March 2009. These are included at the end of this report as Annex 2. The next Ministerial meeting on Avian and Pandemic Inuenza will take place in and be hosted by Vietnam in April 2010. The series of international meetings reects an unprecedented level of international cooperation, which while it continues to exist, represents a profound opportunity to create an integrated international surveillance and control system. The urgency of capitalizing on this opportunity arises out of changing priorities as the threat of an HPAIrelated pandemic has faded from public awareness and as international attention has shifted to other emerging issues such as food prices, the nancial crisis, and climate change. The persistence of the
threat may be downplayed by many public ofcials, however much it remains recognized by medical and veterinary authorities. Barring the still-very-real possibility of the viruss reemergence in a new and more virulent form, the GPAI, for instance, will eventually run its course. For the time being, the program remains in place not only to provide resources to continue to ght the persistent threat of avian u, but also, as of June 2, 2009, to fast track an additional US$500 million from the World Bank to help countries nance emergency operations to prevent and control outbreaks of A(H1N1). Figure 1 illustrates the enormous success achieved in terms of pandemic preparedness by the global effort. It also illustrates that there is still considerable work left to be done. It is therefore opportune to take stock of what has been learned from the experience of controlling HPAI and to consider how the lessons of this experience can inform sustainable international preparedness for future emerging and re-emerging infectious zoonoses.
Source: United Nations Pandemic Inuenza Contingency, Ofce for the Coordination of Humanitarian Affairs. (Interactive map available at [Link] 4
The sum total of needs that prevail within the human, livestock, and wildlife health domains is beyond the scope of any one discipline, and is certainly beyond the scope of this report. The focus of One Health, then, is on areas of convergence, in which these needs overlap and interact, and which therefore generally excludes diseases that lack the potential to jump speciesfrom animals to humans (Figure 2). This report examines the One Health concept as a framework for fostering more effective control across sectors. It also identifies a number of barriers to making the concept operational, including governance and institutional issues at local, national, and international levels, and considers ways to overcome them. Finally, it examines funding needs and prospective funding mechanisms for the control of emerging infectious diseases of animal origin. While a broad consensus exists with regard to the merits of the One Health approach,
Ecosystem Services
Humans
Domestic Animals
Wildlife
Ecosphere
Climate
the question of how to make it operational raises a variety of issues that this report attempts to illuminate.
The factors that drive the emergence of new diseases can be usefully classied into those that occur in one of three environments: in the environment in which humans live, in the food and agriculture system, or in natural ecosystems. In human living environments, changing consumer demand, urbanization, human and animal population density, the proximity of humans and livestock, changing demographics, increasing mobility, rates of poverty, and the deteriorating state of public health and veterinary services all serve as drivers of emerging and re-emerging zoonotic diseases. In food and agriculture systems, the number of livestock, the spatial concentration of livestock production, the existence of mixed biosecurity regimes, growth in the export of animal source products, inappropriate vaccination and drug use, and exploitative farming systems are prominent factors. In natural ecosystems, the effects of human encroachment and adverse land use such as deforestation, poaching, and trade in live animals and bushmeat carry considerable consequences in terms of habitat fragmentation, biodiversity loss, and climate change. For a variety of reasons, the emergence of pathogens within these domains is on the increase, as is the exchange of pathogens between them (Woolhouse 2008; Taylor et al. 2001). A more detailed description of the factors driving increased disease emergence in each domain follows in Figure 3.
Human living environments - increasing population density and growth - increasing human mobility - growing poverty and inequality - increasing susceptibility - changing dietary habits - diminished quality of governance and service - lack of infrastructure
Food and agriculture systems - expanding agricultural production - increase in stock numbers - globalization of production and supply - peri-urban livestock production - spatial clustering of production plants - excessive scaling up of single plants - irregular use of drugs and vaccines - trade in live animals and animal products - mixing small, medium, and largescale production
Natural ecosystems - human encroachment and land use - deforestation - climate change - habitat fragmentation - biodiversity loss - hunting, poaching, bushmeat trade, - unregulated tourism
period (Delgado et al. 2001). This increase of consumption of animal source foods is driving the rapid expansion of the livestock sector in developing countries.
substantially reduce the risk of diseases in these settings is often very limited. The populations of eastern and southern Asia make up over 50 percent of the world population. FAO estimates that China alone accounts for half the worlds standing population of domestic pigs and an estimated 5.5 billion birds including chicken, ducks, and geese. The global distribution of emerging infectious disease events in humans reects this human and livestock density (Jones et al. 2008).
Changing Demographics
Factors such as aging populations, the prevalence of HIV/AIDS, the proportion of the population that is undernourished (notably the number of pregnant or lactating women who are undernourished)in short, any demographic development that increases the number of people who are immunocompromised fosters a favorable environment for the emergence and spread of infectious diseases, among which zoonoses are generally prevalent.
Mobility
Populations are also becoming more mobile, especially as incomes rise, and this dramatically facilitates the spread of diseases that can be transmitted between people. Outbreaks of infectious diseases that remained isolated to specic localities in the past are far more likely to spread given this mobility. In 2008, the World Tourist Organization reported that international tourist arrivals reached 924 million, and this number is expected to increase to 1.6 billion by the year 2020 (World Tourism Organization 2009). There are newly emerging patterns of movements of irregular migrants from the less-developed parts of the world to the developed countries in search of better opportunities. In addition, it is estimated that there are 12 million internally displaced people in Africa alone. This mobility implies also the mobility of culture, health beliefs, food preferences, and hence epidemiological factors (Apostolopoulos and Sonmez 2007). Circular, intraregional, and irregular migrants may carry a higher risk of infectious diseases such as tuberculosis (Markel and Stern 2002).
increasingly globalized, and the transport of animals and animal products have become so extensive that food safety hazards and emerging infectious disease risks can travel rapidly and widely. The number of livestock is increasing rapidly in order to meet rising demand for animal source products. FAO estimates that the number of food animals being processed each year will increase from about 21 billion currently to about 28 billion in 2030. The major share of this growth will be supplied by developing countries, where, between 2001 and 2050, meat production is expected to rise 1.8 percent annually (FAO 2006).
Poverty
Poor, food-insecure people are more vulnerable to both emerging and lingering zoonotic diseases. Rabies and livestock-induced tuberculosis and brucellosis, for instance, are predominantly found among the poorer strata of the population. Impoverished people are moreover less likely to visit a health provider, thus reducing the chance for early detection of a new disease. In some areas poverty leads to greater reliance on bushmeat, which represents one of the most direct risks of contracting a zoonotic disease. Deteriorating government public health services and stagnating public health and veterinary budgets in many countries have seriously limited disease surveillance and other preventive operations (World Bank 2009).
coexistence of modern and traditional production, often in close proximity to one another, poses mutual risk. Pathogens that are endemic remain a persistent threat to both (Slingenbergh et al. 2004; Slingenbergh and Gilbert 2008). Export of animal source products has grown faster than production, as global trade has expanded by 6 percent per year and now constitutes about 13 percent of total food export, reaching US$37 billion in fresh and frozen meat and $20 billion in live food animals (International Trade Centre, UNCTAD and WTO 2009). Inappropriate vaccination and drug use are also factors in livestock and food chain systems. The inadequacy of the health systems causes gaps in vaccination coverage and suboptimal use of drugs, leading to drug resistance and hence increased risk of newly emerging pathogens. Adding antibiotics to livestock feed for nontherapeutic purposes is another cause of induced resistance to antibiotics in animal source foods. Methicillin-resistant Staphylococcus aureus (MRSA), circulating in pigs and calves and now a major threat in hospitals, is an example of the results of inappropriate drug use. Exploitative farming systems in which working conditions and animal housing conditions are poor and prone to hazardous interactions between livestock and humans, and between livestock and wild species, should also be considered. These settings are well suited not only for the are-up of novel agents, but perhaps more importantly, for the persistence of existing agents, adding to the endemic disease burdens that are already in place. The interplay of complex factors provides opportune environs in which many pathogens cocirculate. Most emerging disease events take place in these unregulated conditions, characteristic of production throughout much of the developing world. Once isolated, these hot spots are today increasingly connected to the larger world through trade and human trafc in a context of globalization.
the system can introduce new disease agents or present existing agents with opportunities to escape the habitat they are a natural part of. A variety of human activities may generate ecological vacuums that are lled by invasive predators or parasites that may carry diseases that indigenous species lack immunity to (Slingenbergh et al. 2009; Sakai et al. 2001; Daszak et al. 2000). While human and domestic animal diseases do sometimes affect wildlife, pathogens that are transmitted from wildlife to humans, often through domestic animals, are considerably more numerous (Cleaveland et al. 2001). These include HIV, Ebola, SARS, H5N1, Nipah, and hantaviruses, Lyme disease, Crimean-Congo hemorrhagic fever, tick encephalitis, and West Nile virus. A number of pathogens, including HPAI, have been transferred from wild species to domestic ones in recent years. A diverse reservoir of inuenza viruses circulates also in wild birds, and contacts between these birds and domestic poultry and pigs are common. These contacts lead to human exposure and to the exchange of viruses and genetic material between humans and animals. These contacts lead to human exposure and to the exchange of viruses and genetic material between humans and animals. The pandemic risk these materials pose varies by type. RNA viruses, for instance, are known for their built-in instability, and their tendency to undergo replication errors gives them greater potential to invade any novel host niches that may be available. Arthropod-borne viral infections are prominent among the group of emerging disease agents, sometimes becoming manifest at mediumto-high latitudes. Insects, bats and birds, as well as humans are renowned spreaders of disease agents between continents.
(Institute of Medicine 2009). A Congressional Research Service report estimates the illegal global trade in animals at a minimum $5 billion and potentially in excess of $20 billion annually (Congressional Research Service 2008).
Climate Change
Changes in long-term and seasonal weather patterns will have major effects on disease behavior such as spreading patterns, diffusion range, and introduction and persistence in new habitats. The extension of vector habitats will be a major factor in the impact of climate change on the spread of infectious diseases, as, for example, shown by the expansion of Rift Valley fever in East Africa. It might lead also to the emergence of novel pathogens and vectors such as the recent outbreaks of bluetongue disease among sheep in Europe that was caused by a virus carried by a small African midge known as Culicoides imicola. The vector appeared in southern Europe in 2000 and led to the evolution of novel Culicoides species that also transmit the bluetongue virus. The spread of the virus into more temperate zones was very likely facilitated by the warming trend in the regions climates. The evidence presented in this chapter corroborates the vital need for a more complete understanding of the drivers in the human and animal zoosphere, and in particular in considering the health of the overall ecosphere in developing early warning and response systems for the detection, prevention, and control of emerging and lingering zoonotic diseases. How the One Health approach pertains to this understanding, and how it can be applied operationally at the interface of animalhuman-ecosystem health, are the subjects of the following two chapters respectively. Volume 2 of this report will discuss in more depth the drivers of emerging and re-emerging diseases and how these may be mitigated. In a perfect world, the subject matter of Volume 2 would have preceded that of this volume. The urgency of dealing with the issues at the interface of the animal-human-ecosystem domains prompted this inversion.
11
One Health
In the twentieth century, human and veterinary health professionals became increasingly specialized and technically, institutionally, and even culturally separate. During the 1960s, Calvin Schwabe, who many consider the founder of veterinary epidemiology, questioned the wisdom of so rigid a division of labor. In 1960, Dr. Schwabe coined the term One Medicine to capture the interrelatedness between the health of different species, and to recognize the importance of reducing the risks that zoonotic diseases pose to people, their food supplies, and their economies (Schwabe 1964). In 1975, the FAO, OIE, and WHO followed suit in a joint report on The Veterinary Contribution to Public Health Practice, which established veterinary public health (VPH) as an area of cooperation among the three organizations that years later would become an important facilitator in formulating an international response to avian u. (VPH will be considered in greater detail below in Chapter 4.) The concept of One Health was later broadened to encompass the health of ecosystems as well as human, domestic animal, and wildlife health. In September 2004, the World Conservation Society convened a symposium at Rockefeller University titled One World, One Health, based on the 12 Manhattan Principles appealing for more purposeful and systematic channels of communication among human, animal, and wildlife health services. The idea also involved a rejection of reductionist or piecemeal approaches and an embrace of systems thinking to accommodate intricate social and environmental interactions (Forget and Lebei 2001). The principle was perhaps best dened by the American Veterinary Medical Association Task Force in 2008 as the collaborative efforts of multiple disciplines working locally, nationally and globally to attain optimal health for people, animals and our environment (American Veterinary Medical Association 2008). One Health is used to refer to a more integrated or holistic approach to human, animal, and ecosystem health. Events would bear out the arguments for greater collaboration between public and veterinary health. During the early outbreaks of HPAI in Hong Kong in 1997, the disease was seen as one of domestic poultry. Only later were wild bird species implicated as the sourcea determination that could have been made much earlier had eld biologists been consulted. The rst research on the role of wild birds and ducks as a likely reservoir of the virus started only in late 2004. The UNEP (United Nations Environmental Programme) Convention on Migratory Species (CMS) established a scientic committee to assess wild birds as a vector in the transmission of HPAI in August 2005.
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One Health
Greater interaction between public health and animal health specialists working within their respective organizations might have enabled them to address the disease at its source earlier on during the HPAI campaign. Instead, the campaign initially focused on building stocks of antiviral drugs to respond to a human pandemic. The WHO issued a worldwide alert regarding SARS on March 12, 2003. In early 2004, the civet cat was identied as the source of the SARS coronavirus, an announcement that led to massive culling of the animal. Only in September 2005 was the horseshoe bat identied as the real vector. Earlier detection of this vector would not only have obviated the massive culling of the civet cat, but could have expedited earlier effective control of the disease, thus reducing the massive economic losses the disease caused in East Asia and North America. With the outbreak of the Nipah virus in Malaysia in 1998, human cases were almost exclusively conned to male pig farmers. A further outbreak in Singapore among slaughterhouse workers in 1999 conrmed the link with pigs. As a result, 1.1 million pigs were culled in Malaysia. In 2000, the press reported a suspicion among experts that fruit bats were the actual disease vectora suspicion that was conrmed in early 2001.
agencies lack necessary skillseven if the division of labor among them is not an issue. Most public health institutions are completely devoid of veterinarians, biologists, and ecologists, while public veterinary health institutions are usually staffed solely by veterinarians. Wildlife institutions have little in-house medical or veterinary expertise. In the absence of close working relationships between professionals with different and complementary skill mixes, delays in the diagnosis and reporting of disease outbreaks become more likely.
Budgetary Constraints
Sharing nances is constrained by low and unequal budget allocations. Although public health is underfunded in relation to health care, the human health sector generally has signicantly more human and nancial resources available for disease control activities than environmental or animal health agencies. Moreover, over the last decades, the relation between staff salaries and recurrent costs to enable the services to operate has deteriorated, leaving limited discretionary spending for all services. This has been well documented for the veterinary services, in particular for sub-Saharan Africa (Leonard 2004; Gauthier and de Haan 1999; World Bank 2009). Environmental agencies are often the poorest funded in the public sector.
Information Sharing
National public health authorities often use different disease reporting procedures and communication channels than the veterinary services. Despite the importance of understanding the life cycle of pathogens in humans, and in both domestic and wild animals, most national and international health organizations monitor, and can only generate information on, human or domestic animal disease but not both together (Kuehn 2006). In the case of the West Nile virus (Box 2), veterinary authorities actually learned about the human dimensions of the outbreak only through media coverage. The normal bureaucratic constraints to sharing information among and within human and animal health agencies lead to such missed opportunities. The reporting of a suspected human or animal disease often causes disruption of tourism or the imposition of trade embargos by importing countries. This may have serious economic consequences for the reporting country or sector, and
Institutional Capabilities
There are major gaps in the capacities of sectoral institutions involved in disease control. Given the complex interaction among human, animal, and ecosystem domains, understanding the epidemiology of a disease can be delayed when one or more
14
The first incidence of a hitherto unknown disease in the Americas, with massive mortality, emerged in wild birds in June 1999, and the first human cases occurred in New York City in early August 1999. These were retrospectively identified as cases of West Nile virus. That month, a major incidence of bird deaths was also reported. In early September, the disease in humans was misdiagnosed as St. Louis encephalitis. Animal health officials learned of the outbreak in humans through the news media and began to suspect that the unknown disease in birds was linked to these human cases. In late September
Source: Kahn 2006.
the up-to-then separate investigations converged thanks to the efforts of a veterinary pathologist at the Bronx Zoo. In early October the connection between the two diseases was conrmed. Dr. Laura Kahn observed that physicians treating the initial patients in New York City in 1999 might have beneted if they knew that in the previous months and concurrently, veterinarians in the surrounding area had been seeing dozens of crows dying with neurologic symptoms similar to those of the affected humans.
trigger political pressure to delay reporting and limit communication of information. The rst reports of the HPAI outbreak in East Asia, for instance, were delayed by national authorities, responding to pressure from political and economic agents who feared economic losses from trade (Dolberg et al. 2005). This does not necessarily imply corruption or collusion between economic interests and political decision makers understanding the likely costs involved naturally creates pressure to be certain of a public health situation before announcing it to the world. Yet there has been gradual progress in international cooperation and information sharing during recent decades. Indeed, this progress has accelerated since the outbreak of HPAI. Box 3 depicts a number of the principal international information systems. One enduring challenge relates to the very number of institutions or networks at play in the current global system. Some of their roles are complementary, others overlap. While a grand design to promote global collaboration might not be feasible, or even desirable, the international community can take measures to reduce gaps to a minimum. Some of these gaps are geographic, leaving resource-poor countries incompletely covered although the main risk factors for emerging diseases are found within these countries. The international community can also develop incentives for information networks to interact and improve their coordination.
Common reporting procedures and communication channels in the event of an outbreak will be an important step in encouraging timely reporting of emerging or re-emerging diseases. Establishing these channels is not only a matter of bridging professional and institutional divisions that separate public and animal health agencies, but also one of bringing greater consistency to the incentives and regulatory framework that govern national disease reporting. Human health reporting is governed by the International Health Regulations (IHR), which legally binds countries to report a disease that may constitute a PHEIC to the WHO within 24 hours, although it is not yet clear how countries are sanctioned in the case of delayed reporting (Hitchcock et al. 2007). Beyond the legal obligation, IHR also introduces a strong element of peer pressure, authorizing the Director General of WHO to act on informal disease reports from CSOs and networks such as ProMED. This is initiated through a formal request to the state party of the country in which the disease has informally been reported, asking for verication. If the public health event may be a PHEIC and if no adequate reply is received, the Director General of WHO is authorized to share the information with other state parties. The incentives and legal frameworks for animal disease reporting are somewhat different. Animal disease reporting often has major trade implications. Under OIEs Terrestrial Animal Health Code, OIE member countries have accepted
15
One Health
The Global Public Health Intelligence Network (GPHIN) focuses primarily on four human diseases: influenza, polio, SARS, and smallpox. The GPHIN was developed under the auspices of the WHO and is open to governments on a user fee basis. In addition to its four focal diseases, the network also monitors for certain diseases in which an outbreak would constitute a public health emergency of international concern (PHEIC). The Global Outbreak Alert and Response Network is in place to follow up on any such outbreak identified by the GPHIN. It provides support to national governments on disease identification and characterization, outbreak preparedness and aid to affected populations. It is also under the auspices of the WHO. The Program for Monitoring Emerging Diseases (ProMED)4 is a disease reporting system of the International Society for Infectious Diseases. It is based on formal and informal sources of information. Data on human, animal, and plant diseases are collected by volunteers and screened by expert moderators. Most sources of information come from the US. Reporting by developing countries, particularly in sub-Saharan Africa, remains weak. The Global Early Warning System for Major Animal Diseases (GLEWS) was set up to improve the
tracking of diseases among animals in high-risk areas. The two zoonotic diseases it currently focuses on are HPAI and Rift Valley fever. Its principal source of data is the FAO, although it uses information from the OIE and WHO as well. It also uses a number of advanced databases such as ProMED, and the GPHIN. The World Animal Health Information Database (WAHID) is used to store and summarize information on diseases reported to OIE. Med-Vet-Net is a European network that maintains a database for the prevention and control of zoonoses and food-borne diseases. The Global Emerging Infections Surveillance and Response System (GEIS) of the US Department of Defense focuses on infectious disease with a potential health risk for US military personnel. ArboNET, the US national surveillance system for arboviral diseases, has a surveillance system for West Nile virus that can serve as an integrated system at the national level. The Emerging Infectious Diseases Network (EIN), developed by the University of Iowa under the auspices of the US Centers for Disease Control and Prevention (CDC), is based on a network of pediatric, internist, and public health ofcials.
Source: Institute of Medicine and National Research Council 2008. Achieving Global Sustainable Capacity for Surveillance and Response of Emerging Diseases of Zoonotic Origin: Workshop Report. The National Academies Press. Washington, DC.
the legal obligation to notify the organization of an emerging animal disease. This obligation was reiterated in May 2009 by OIEs highest organ, the General Assembly. In addition, OIE collects and analyzes data from other sources and veries such information with the Chief Veterinary Ofcer (CVO) of the country concerned. But it cannot take formal action, such as the recommendation of an export ban, until such information is ofcially conrmed by the CVO. However, the OIE members do not always reply to these requests for
4 ProMED is the only system that brings together information on human, animal, and plant diseasesa feature that must either be brought to other systems, or which new systems may have to be designed to accommodate.
conrmation. OIE gures show only a 70 percent response rate to such requests (see Table 1). Improving this rate and exploring the possibility of bringing OIE and WHO regulatory frameworks into line are the topics of ongoing discussion. In May 2009, the OIE General Assembly decided to make disease reporting a legal obligation, an important step in this direction.
Under-reporting
Under-reporting or late reporting is still frequent, however, and given the importance of this issue to early detection of disease outbreaksand for minimizing the cost of controlunder-reporting warrants in-depth discussion. There are many reasons
16
Year
Answers (% of Requests)
No Answers (% of Requests)
32 29 85 97 113 140
for under-reporting, and a good understanding of these is a prerequisite for the design of improved reporting. While the reasons for under-reporting often differ from one case to another, a number of factors commonly prevail. These are presented graphically in Figure 4. Programs to reduce under-reporting often focus on technical means and may address disease detection, disease reporting, or both. Detection is the limiting factor more often than access to reporting channels, and is commonly the result of insufcient awareness of a disease among farmers and eld veterinariansparticularly at the beginning of the reporting chain. To improve early detection rates, these agents must not only be aware of the existence of the disease, but also have an understanding of the threat that it represents. In the case of endemic diseases, people can often become accustomed to the fact that some animals fall victim to them from time to time. This habituation effect is particularly common with slowly progressing production diseases such as tuberculosis or brucellosis that do not cause sudden death among large numbers of people or animals. Yet awareness of a disease and its threats may be limited not only in the eld but also among central planning and surveillance programs, where selfsustaining or even enhancing cycles of unawareness or neglect may occur. Poorly designed surveillance programs can also cause large numbers of cases to be overlooked if the populations at high risk are not sufciently sampled. This was the case when BSE surveillance in Europe relied
entirely on farmers and veterinarians reporting suspected casesa system of passive surveillance. When the system was changed to targeted active surveillance, many more cases were detected. In fact, it was estimated that only one out of six cases was reported under the passive surveillance scheme ProMED 1997). The absence of sufficient diagnostic capacity is another cause of limited ability to detect diseases. Lack of infrastructure and facilities such as properly equipped laboratories with well-trained staff, or simply the lack of affordable diagnostic tests of sufficient sensitivity, can lead to this constraint. Rapid tests for transmissible spongiform encephalopathy (TSE) in early subclinical phases of disease development illustrate how higher test sensitivities would lead to higher case numbers. Lack of appropriate samples can also be a critical limiting factor. In Uganda, for instance, mortality from sleeping sickness was suspected to be under-reported by a factor of 12 owing to difficulty in detecting the disease before parasites pass from the blood to the brain (Odiit et al. 2005 and ProMED 2004). The most recent example in which a rapid and broadly accessible test was absent altogether, therefore preventing the disease from being detected or reported, was the very first phase of the outbreak of Influenza A(H1N1) in North America. Some programs focus more on the access to reporting channels, assuming that disease detection is not or not alone limiting. They address technological aspects such as access to the Internet in remote areas and often rely on mobile phone
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One Health
Lack of awareness of a disease Inability to detect Lack of diagnostic capacity Inability Lack of communication with technical resources Inability to report Lack of communication with administrative resources International trade (OIE, SPS) Consequences for trade Domestic trade (movement restrictions) Unwillingness National reputation (e.g., tourism) Consequences for reputation
technology to enable communication.5 Less often, access to proper official communication channels is limiting, but unclear processes and case definitions can hinder disease reporting. The former was indicated as the major issue around underreporting of communicable diseases by doctors in New York, whereas the latter played a role during the outbreak of SARS in China (Konowitz et al. 1984 and ProMED 2003).
5 For examples see: Global Infectious Disease Surveillance and Detection: Assessing the ChallengesFinding Solutions, Workshop Summary (2007), Board on Global Health. The National Academies Press. [Link] .php?record_id=11996 (accessed May 25, 2009). 18
The reluctance to report animal disease outbreaks is often rooted in the existence of disincentives. For reporting to be improved, these disincentives must either be removed or compensated for. One of the principal disincentives relates to the consequences of disclosure for international trade of animals and animal products. The Terrestrial and Aquatic Animal Health Codes of the OIE are WTO-recognized standards that link the animal health status of a country to the right to trade certain products. The prevalence of reportable diseases can have a major economic impact on a countrys farm industry. In extreme cases, such as BSE, a single case of a disease can bring the trade of certain products to a halt. How often this
actually results in hiding or denying an outbreak is a question that by its nature dees proper analysis. The reporting of disease outbreaks, of course, has important consequences for domestic as well as for international trade. Outbreaks of highly infectious diseases are often controlled by restricting the movement of live animals and animal products. The anticipated decline in market value often leads farmers to clandestinely transport their animals to places outside the restriction zone in spite of the suspicion or even knowledge that the animals are infected. The CVO of a country with an emerging or re-emerging disease is often under pressure from powerful commercial and political interests to conceal an emerging infectious disease This appears to have been a major contributing factor to the rapid spread of H5N1-infected poultry in Indonesia in 2003 and to the ineffectiveness of the technocratic approaches that were employed to control the spreadand with signicant loss of human life (Forster 2009). Ensuring adequate independence of the Veterinary Service is therefore important. OIEs assessment tool, the Performance of Veterinary Services (PVS), therefore attaches considerable weight to the independence of the veterinary service in disease reporting. Owing to informal peer pressure and the PVS assessments, under-reporting has been reduced according to OIE ofcials. But the independence of veterinary services should be a central point in international efforts in strengthening early warning systems. Vigilant policing and strict law enforcement are vital elements in deterring animal owners from concealing possible outbreaks and subverting surveillance and control measures. They are not, however, sufcient, especially, of course, in countries in which the capacity to monitor compliance is limited. Fostering cooperation by owners also entails balancing these deterrents with positive incentives such as eligibility for indemnity and compensation so that complying with the law does not entail relinquishing the basis of ones livelihood. Concealing a disease outbreak may, after all, be the only rational economic decision an animal owner can make. Yet even where compensation mechanisms are in place and accessible, animal owners will still compare the value of their animals to the compensation offered for culling them, unless the healthy remainder of the herd or ock can be expected to be saved by sacricing the diseased part. This calculation becomes straightforward when there is no compensation at all. In 2006, the World
Bank, FAO, OIE, and IFPRI published guidelines for compensation payments in Enhancing Control of Highly Pathogenic Avian Inuenza in Developing Countries through Compensation. The guidelines were adopted at the Ministerial and Pledging Conference in Bamako in December of that year. In addition to informing owners about the potential liabilities and consequences of violating the law, owners must also be educated about the rationale behind those laws, because laws that are perceived as being arbitrary or unfair are usually more difcult to enforce. Not all of the potential consequences of reporting infectious diseases are economic. Some consequences concern the reporters social and professional reputation. The fear and stigma associated with being the first to report or with corroborating early reports cannot be overstated, and in some cases has led to suicide among animal owners who were suspected of having been the source or an outbreak, or of having missed or concealed one (ProMED 2004a). Social pressure to not report may, of course, also stem from threatened economic interests. Ones hunch that the animal symptoms that one is observing might be the early signs of an outbreak may after all come to nothing. But during the interim, while the threat is being evaluated at whatever pace the concerned public surveillance agency deems fit, business may well be closed for everyone in ones district or area. If the suspicion is found to be groundless, then, in hindsight, all the losses that have resulted from the unwarranted report are attributable to the reporter. If the suspicion is substantiated, then the reporter may be suspected within his or her community of having caused the problem. Ultimately, highly contagious diseases are impossible to conceal, and the disincentives that discourage people from reporting them tend to be concentrated in time during the early phase of an epidemic. At the policy level, the prospects of allocating public revenues to compensation and insurance services are to be considered within a larger context of limited resources. These services are generally at a disadvantage in competing with other demands for public resources in that the issue of farm animal health is almost always assigned to the public institutions responsible for agriculture, institutions that are much less politically inuential than other institutions such as public health or nance ministries. The matter of political clout
19
One Health
will be addressed in greater detail in the following chapter. In summary, there is a multitude of underlying reasons for under-reporting, and more often than not, more than one are at play simultaneously. Many programs to improve compliance with reporting duties have failed because they addressed only one reason, leaving others unattended to. All reasons for under-reporting must be addressed comprehensively, a Herculean task that nonetheless must not be avoided.
GLIMMERS OF HOPE
While disease outbreaks and the threat of bioterrorism have led many countries to revise their public health systems, the interconnectedness of health issues in different countries in the larger context of globalization has made it increasingly clear that countries cannot act effectively in isolation. Recent zoonotic disease outbreaks have already had a major impact on how national and international public human and animal health institutions communicate and interact. The emergence of SARS in particular was a major impetus for the nalization and adoption of the WHOs revised International Health Regulations of 2005. The Regulations constituted a paradigm shift in which the reporting of human diseases would no longer be limited to individual diseases, but rather would cover illness or medical condition, irrespective of origin or source, that presents or could present signicant harm to humans. The applicability of the Regulations to human disease in general was pivotal because it extended coverage to diseases that will emerge in the future. By adopting the 2005 International Health Regulations, countries committed themselves to a revision of their core public health surveillance capacities by 2009. Governments appointed national IHR focal points to be the spokesperson in urgent communications between state parties and the WHO regarding events that may constitute a public health emergency of international concern. The WHO, however, can take into consideration unofcial reports and obtain verication from state parties concerning such events. The Director General of the WHO needs only to consider the recommendations of an emergency committee of international experts and does not need the countrys concurrence to declare a public health emergency of international concern.
20
It was in this context that the HPAI scare again created momentum to bring national and international stakeholders together. At the national level, public and animal health agencies have come together into joint health-agriculture task forces while INAPs have been prepared to coordinate their activities. At the international level, a global campaign against HPAI brought together a variety of agencies. The establishment of UNSIC and the Global Program on Avian Inuenza Control and Human Pandemic Preparedness and Response (AHICP) in particular established more regular channels of communication among the FAO, the World Bank, the OIE, and UNICEF. The campaign made the prevention and control of emerging and re-emerging diseases with pandemic potential the focus of highlevel attention by the international community. There are a number of practical examples of collaborative human and animal health in the planning of One Health activities. However, there is less to show in the actual implementation of the concept as a whole. Moreover, the involvement of wildlife health specialists in most institutions is weak, if not completely absent. The National Center for Zoonotic, Vector-Borne, and Enteric Diseases (ZVED), which was organized in April 2007 under the auspices of the CDC, is a good example of an operational One Health unit. ZVED provides leadership, expertise, and service in laboratory and epidemiological science, bioterrorism preparedness, applied research, disease surveillance, and outbreak response for infectious diseases. The Centers vision is to improve health by reducing the impact of infectious diseases using a comprehensive approach to ensure that human interactions with animals, animal products, wildlife, and the natural environment are healthier and safer (National Center for Zoonotic, Vector-Borne, and Enteric Diseases 2009). In November 2007, One Health was identied as the top priority for the veterinary profession in Europe by the Federation of Veterinarians of Europe (FVE). In 2008, the European Academies Science Advisory Council prepared a policy report on the control of zoonoses, urging a closer integration of human and animal health (European Academies Science Advisory Council 2008). In Canada, the limitations of the public health system were thrown into sharp relief by the outbreak of SARS in 2003 and the epidemic that followed. The Minister of Health established the National Advisory Committee on SARS and Public
Health to assess the factors that limited the effectiveness of the campaign against SARS and to recommend improvements in the countrys preparedness and responsiveness to future disease outbreaks. The committee recommended that the national government create an agency mandated to coordinate federal and provincial public health responses, a departure from relying on provincial departments. In 2004, the government established the Public Health Agency of Canada. The Agency goes far in resolving two issues that are common to many countries: the fragmentation of functions and responsibilities among public institutions, and a lack of authority among public health entities. Box 1 describes the Canadian experience in greater detail. National cross-sector and interdisciplinary working groups and task forces have been established in a number of countries. In Canada, the C-EnterNet (pronounced centernet) is facilitated by the Public Health Agency of Canada to monitor for infectious enteric diseases, surveying sentinel sites to detect new threats, including zoonotic ones. Canadas International Development Research Centre (IDRC) hosts the Ecosystem Approaches to Human Health Program, which assesses the relationships between
the health of different components of an ecosystem, including human health. The IDRC is also a partner in the International Association for Ecology and Health, which publishes the journal EcoHealth and which also stresses the interdependencies among development, human health, and healthy ecosystems. The Canadian Science Center for Human and Animal Health (CSCHAH) and Denmarks Zoonosis Institute promote collaboration between medical and veterinary health and are described in some detail in Boxes 4 and 5. In 2005, the Canary Database was established at Yale University for the use of animals as sentinels of human and environmental health risks, including emerging infectious diseases (Rabinowitz et al. 2008b). In Kenya, the International Emerging Infectious Disease Program has established joint surveillance systems and uses its diagnostic facilities for both human and animal specimens. Both the American Medical Association (AMA) and the American Veterinary Medical Association (AVMA) established One Health task forces in 2007. In June 2008, the US National Academy of Science, through the Institute of Medicine (IOM) established a panel on Sustaining Global Capacity
Box 4: The Canadian Science Center for Human and Animal Health
The CSCHAH is a research and diagnostic facility that contains specialized laboratories for human and animal health. Located in Winnipeg, Canada, the CSCHAH houses the National Microbiology Laboratory and National Centre for Foreign Animal Disease. The Laboratory is part of the Public Health Agency of Canada, and the Centre is part of the Canadian Food Inspections Agency. As such, the CSCHAH represents the integration and close partnership between these two federal agencies on issues concerning human and animal health. The CSCHAH is an internationally renowned facility that is among an elite group of laboratories capable of working with the worlds deadliest pathogens. The facility is the only one in Canada to operate at level 4 containment, allowing researchers to work safely with pathogens such as Ebola, Marburg, and Nipah. The CSCHAH also contains level 2 and level 3 laboratories, which make up the majority of the facility. These
Source: The Public Health Agency of Canada 2009.
allow researchers to work on less pathogenic agents. The CSCHAH provides a unique environment for collaboration between researchers working on animal diseases and those working on human diseases. Among its many activities, the National Microbiology Laboratory offers reference microbiology services and supports epidemiology, surveillance, and emergency response programs. During the H1N1 outbreak in April 2009, the National Microbiology Laboratory was the rst laboratory to completely sequence the genomes of the H1N1 viruses from Mexico and Canada. The CSCHAH continues to look forward and to innovate. Recently, the facility added a new operations center outfitted with a state-of-the-art communications network. The CSCHAH uses the operations center to coordinate activities among the provinces, other areas of the federal government, or international organizations.
21
One Health
The Danish Zoonosis Centre (DZC) was established in 1994 as a separate unit within the Danish Veterinary Institute under the Ministry of Food, Agriculture, and Fisheries (now the National Food Institute, Technical University of Denmark). The reasons for the creation of DZC were the implementation of the EU Zoonosis Directive (92/117/92), an increasing incidence of reported zoonotic infections in humans, and an increased awareness of the occurrence of zoonotic agents in pork and poultry products In Denmark. Before 1994 several institutions were responsible for control along the food production chain, resulting in suboptimal communication and coordination. The solution was the formation of DZC as a coordinating body that integrates all data on the occurrence of zoonoses in animals, food, and humans in one place. Furthermore, a zoonosis epidemiological research unit was established. The objective of DZC is to guide prevention and control of food-borne zoonoses in Denmark, and DZC is based on an agreement between the Danish Veterinary Institute (food and animal data) and Statens Seruminstitut (human data). DZC has no power to make risk management decisions, but exerts its tasks through scientic assessments and advice to the risk-managing institutions such as the Danish Veterinary and Food Administration.
Funding comes partly from the Danish Government, partly from research and advisory service. The professional staff consists of approximately 13 people, with additional general support from the National Food Institute. Coordination at the national level takes place in regular meetings with industry and NGOs as well as with ofcial administrative institutions and ministries and with research partners. Tasks performed by the DZC include to: Maintain the national statistics on zoonoses Carry out surveillance of antibiotic-resistant bacteria Trace sources of infection and uncover routes of transmissionsporadic cases and outbreaks Conduct epidemiological research Disseminate information Coordinate activities between institutions and authorities Strong research areas were and are still the basis for the success of DZC. In particular, the contamination source modelwhich ties together the risk associated with occurrence of specic types of zoonotic microorganisms in production animal species, in food originating from these species, and in the human cases of these infectionshas been instrumental in setting up monitoring and tracing of food-borne zoonotic infections.
for Surveillance and Response to Emerging Diseases of Zoonotic Origin. The panel was sponsored by USAID. Its report was published in October 2009. In 2001, the United Kingdom Zoonoses Group was set up at the ministerial level, bringing together representatives of veterinary and public health and other services on a permanent basis. Innovative research like the zoonoses research program of the German government prescribes compulsory cooperation between physicians and veterinarians. These examples of cooperation between public health and veterinary services and the incorporation of wildlife and ecosystem health in disease surveillance need to inform similar initiatives in developing countries, including the institutional models used to foster new forms of collaboration. However daunting the barriers to institutional coordination may appear, there are practical examples
22
of operational coordination among human, animal, and wildlife health services, and there are glimmers of hope also in the developing world. At the subSaharan African level, the CDC center in Nairobi also seems to have a well-integrated disease surveillance system, and is a good example of the integration of the different disciplines. The Cysticercosis Working Group in Eastern and Southern Africa (CWGESA), which brought together medical, veterinary, and animal production scientists and professionals to coordinate research and development activities targeting this zoonotic disease, is mentioned as an example of institutional innovation promoting cross-sectoral collaboration for research targeting a specic disease (Boa et al. 2003). However, the Group does not appear to have contributed substantially to increased coordination between medical and veterinary institutions in controlling cysticercosis in the countries involved (Randolph et al. 2007).
In southern Sudan, for instance, mixed community-based teams provided both human and animal health services in the midst of civil war, carrying out human health activities such as polio vaccinations and guinea worm eradication while animal health workers on the teams carried out rinderpest vaccinations. In Mauritania, where cases of high fever were mistakenly diagnosed by the countrys public health service as yellow fever, contacts with the livestock services revealed that these were in fact cases of Rift Valley fever (Digoutte 1999; Nabeth et al. 2001). Finally, in Chad, the combination of the vaccination for
nomadic children for measles and whooping cough, and the compulsory cattle vaccination for anthrax, blackleg, and contagious bovine pleuropneumonia, increased the number of people vaccinated per day to 130 in joint vaccination campaigns from 100 without participation of the veterinary services. It also resulted in a reduction in the delivery costs of about 15 percent. Furthermore, pastoralist families vaccinated their livestock and children more spontaneously (Schelling et al. 2007). Though limited in scale, these experiences suggest that the coordinated delivery of human and animal health services and surveillance is feasible at the village level.
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While a number of countries employ, or are planning to introduce, integrated disease surveillance, prevention, and control systems along the lines of One Health, few existing systems can be classied as fully functional applications of the principle. Optimally, such a system would actively fulll a number of functions. It would enable shared surveillance to improve the capability to detect the emergence of a disease event, thus fullling a prescription set forth in the International Health Regulations. It would allow the preparation of joint strategies for prevention and control, clearly dening roles, responsibilities, and accountabilities. A One Health approach would also facilitate joint preparation and testing of emergency preparedness plans and the joint formulation of internal and external reporting and communication plans. Sharing facilities and exchanging staff in surveillance and control operations would foster capacity throughout the systems membership. Finally, it would enable participating institutions to employ new modalities for mobilizing nancial resources for joint planning and response to emergency and ongoing operating needs.
25
um an he An im alth al he al th To ur ism
Tr ad e O th er s
um an he An im alth al he al th To ur ism
a countrys ministry or department of health and are responsible for emergency preparedness and planning, including surveillance of infectious diseases, identication of possible syndromes, and pandemic planning. These roles are part of a broader institutional division of labor that includes strategic planning and resource mobilization. In some countries the supervision and regulation of private health providers and quality control over pharmaceuticals may extend to actively supplementing private rms in providing clinical services. National veterinary services are generally agencies within the ministry of agriculture. They are typically responsible for ensuring the protection of animal health, for the safety of food products of animal origin, and for the eradication of major animal diseases. They are often responsible for the quality control of veterinary pharmaceuticals and the oversight of clinical services provided by private operators. Most veterinary services also oversee the sanitary aspects of international trade in animals and animal products, and may enforce animal welfare standards. In many developing countries, the public veterinary service still supplements the private sector in the provision of clinical services, although these private good functions are increasingly performed by private veterinarians. In some countries, the veterinary service is also responsible for monitoring and controlling wildlife diseases. Issues that impinge on the health of ecosystems, including pollution related to livestock husbandry, generally fall under the jurisdiction of environment ministries. The ministries
Tr ad e O th er s
involvement in wildlife is largely limited to the management of parks and related matters concerning biodiversity conservation. Their interest in wildlife diseases normally starts when the occurrence of a disease becomes a threat to the survival of the affected species. In most developing countries, these services are greatly underfunded. They are generally not allowed to use the revenues generated by the parks for their own operation and management costs.
and endangered species. Zoonotic diseases often tend to fall between these foci. National risk assessments and analyses of the potential costs and consequences of the principal zoonotic disease threats are likely to increase the profile of those threats, and support the arguments of those advocating increased levels of funding to address them. Compiling and communicating this information places zoonotic diseases more firmly on the public agenda and among the priorities of public agencies. The risk assessments should identify hot spots upon which the efforts of surveillance systems can focus, and in which the monitoring activities of different agencies can converge. Joint preparedness planning has been exemplied in the formulation of INAPs under the aegis of the Partnership for African Livestock Development (ALive). As of October 2009, rapid assessments had been undertaken in 26 sub-Saharan Africa countries to evaluate their preparedness for avian and human inuenza and to identify what was required to strengthen their response plans. The assessments were conducted by multidisciplinary teams from FAO, OIE, the African Union/Interafrican Bureau for Animal Resources (AU-IBAR), and the WHOs Regional Ofce for Africa and consisted of specialists in animal health, human health, communications, and nance. The results of the assessments were used as the bases for INAPs, most of which were then endorsed by their respective national governments. Several of the INAPs were used as input into externally supported projects to enhance inuenza preparedness. These projects, such as the World Bank-funded Uganda Avian and Human Inuenza Preparedness and Response Project provided a balanced distribution of responsibilities and resources. Among the principal challenges encountered when preparing the action plans were the high transaction costs of assembling multidisciplinary teams with members from multiple institutions, and the need to adapt interventions to the needs of individual countries. While the ALive initiative is widely considered a unique experience in intersectoral cooperation, the INAPs themselves still need to be tested through simulation exercises, such as have been conducted by countries in other developing regions. Coordinating surveillance services may go far in preventing the kinds of delays that were experienced
27
in diagnosing the West Nile virus and HPAI as a result of the disconnect between public health and veterinary surveillance systems. Coordinating grassroots surveillance systems through the participation of community representatives proved quite successful in the control of HPAI in Indonesia (Scoones and Forster 2008). Such grassroots systems are well suited to link human and veterinary health services. Sharing facilities such as transport and cold storage equipment is often met with resistance, partly out of fear of cross-contamination of human and animal specimens as we have seen. Such integration, however, must take into account prioritization of sample processing, specimen testing, and other services provided to ensure that animal and human health needs are met in times of high demand or pandemic outbreaks.
world in the case of a new disease outbreak. It is essential that the way emerging diseases should be handledthat is, the most appropriate strategy to control an emerging disease, the safety of animal products from the diseased areas, the level of emergency statusis presented to the general public in a unied fashion. For example, the major economic losses experienced by the pig industry in several developing countries as a result of the premature identication of inuenza A(H1N1) as swine u shows the importance of close cooperation in national and international communication with the media (Box 6).
Legislation that Facilitates Selective Interaction Between Medical and Veterinary Services
Veterinarians are not allowed to treat human patients, and paraprofessionals often are not allowed to handle certain human and animal drugs or to
The general publics awareness of the threat of zoonotic diseases, especially those that spread quickly around the world as a result of human movement, was heightened by the outbreak of inuenza A (H1N1) in late April 2009. This outbreak and spread inicted enormous social and economic costs on countries globally, but particularly on Mexico where it was rst reported. In addition to the deaths and widespread illness caused, a very signicant portion of the economic costs are associated with pandemic preparedness and disruption of economic activity. Some of the disruption to trade and to livelihoods for those concerned with pigs may have been minimized had it not been for the misnaming of the disease. Although the genetic makeup of the inuenza A (H1N1) virus proved to be a combination of human, swine, and poultry genomes, at the time of the outbreak and the name swine u took hold, the virus was not detected in pigs, and up to the present time few diagnoses of the disease in swine have been made. Within days of the ofcial announcement of the new u strain, international tensions rose as trade bans were announced that did not comply with exiting trade rules, and that restricted the import of pigs
28
and pork products from countries reporting human cases of inuenza A (H1N1). Responding to the name of the inuenza virus and associating it with pigs, consumers reduced their purchases of pork, and prices slid in many markets. In a few countries, governments even ordered the culling of pigs, despite the lack of the disease and in disregard of the potential livelihood losses for poor affected farmers. Markets have remained depressed in most places of the world. Much effort was subsequently made to reassure the public that pigs were not the source and that consumption of pork products did not pose risk of exposure to the disease, but these had little effect as the name was already well established. Hence, blame for this component of the economic losses suffered has been attributed to the name swine u, which, in the context of a pandemic threat, created a fear of disease transmission even though pigs and the consumption of pork products dont spread it. While political or economic winner and loser calculations should not be a consideration for reporting or naming the source of a disease, inadvertent consequences such as this should and could be avoided by designing and following appropriate procedures at both national and international levels.
perform simple interventions. These restrictions apply even in remote areas, where neither accredited physicians nor veterinarians are available. The establishment of private health providers in these contexts is constrained by the inability of potential clients to pay in such remote and resource-poor areas. Even in these settings, combining medical and veterinary practices to expand coverage is generally not recommended by the public health and veterinary authorities, owing to public health concerns regarding the possibility of cross-contamination and of cheaper veterinary drugs being used on humans. (In fact, the relative prices of human and veterinary pharmaceutical products drive a major black market for these products.) With a proper legal framework and appropriate training, however, certain select public health activities could be sharedfor instance, in surveillance by human and animal health eld agents. Patient care would, of course, remain the sole responsibility of the human health agents.
technicians is seldom seen, although it could enable trainees to play a critical role in the early detection of emerging zoonotic diseases. There are, however, some examples of integrated training programs. One is the CDC-sponsored Field Epidemiology Training Program (FETP), which originally focused on public health ofcials but more recently has also begun accepting veterinarians and biologists (CDC 2009). Another is the EUsponsored Sanidad Publica Veterinaria (SAPUVET) program, which links universities in Europe and Latin America and focuses more on veterinary health. OIE is launching a major initiative to strengthen veterinary schools in Africa. A clear priority in establishing these and other initiatives as centers of excellence is to develop interdisciplinary curricula around topics such as wildlife disease and surveillance systems, communications, and the perception of risk among human populations.
Strengthening Education
The number of veterinary schools has expanded dramatically in recent decades. In Africa, for instance, the number has increased from three to 40 schools since 1965. However, both veterinary and medical education systems remain weak in most developing countries, and many schools lack sufcient resources to provide quality instruction. In the former Soviet Union, and to a lesser extent elsewhere in Eastern Europe, the quality of instruction varies widely, and curricula are often more theoretical than practical. Limited western-language skills have been an important constraint (Schillhorn van Veen 2004). In China, the combination of formal and nonformal training systems prepares students for the traditional role of a veterinary clinician, but do not address the needs of the modern livestock sector or adequately cover public health or food safety issues (Bedard 2004). Much like in western countries, interdisciplinary training that relates human, veterinary, and ecosystem health is also very scarce. Veterinary faculties tend to focus on clinical skills that pertain to meat and milk production, and often operate under the auspices of their countrys agriculture ministry. Human health faculties often focus on control or eradication programs on specic diseases such as malaria or HIV/AIDS. Joint training of community health technicians and animal health
countries that have prepared INAPs as of August 2009. These current levels of cooperation are, however, likely to fade if the risk of avian u continues to be contained. Unless countries nd ways to institutionalize more permanent channels between their responsible line ministries and sector agencies, new coordination mechanisms will have to be built from scratch in the event of a new outbreak. The goal is to design institutional relationships and mechanismsand perhaps even new institutionsthat facilitate effective and efcient prevention, detection, and control of zoonotic and other diseases of national or international signicance. Depending on the capacity of public institutions within a country, a number of options are available. Creating a special permanent cross-sectoral coordination mechanism (which could have several working groups), either through the exchange of memoranda of agreement between the different ministries and agencies involved, the primary responsibility of which is to prepare prevention strategies and regularly update contingency plans to address eventual new or re-emerging outbreaks. Establishing a coordinating authority at the executive level of government, such as at the prime minister or deputy prime minister level, to which the agencies responsible for public health, veterinary services, and the environment must all report. This may take the form of a task force assigned to dene an integrated strategy, oversee the preparation of contingency plans, and ensure their full implementation. Establishing special One Health teams composed of representatives of the human, animal, and ecosystem institutions, with particular responsibility for diseases at the animal-human-ecosystem interface; or Creating an independent agency for public health, including zoonoses and food safety, with characteristics similar to those established in Canada and Denmark. Experiences in the preparation and, in particular, the implementation of the HPAI emergency projects by the World Bank conrm the need for stronger coordination. In a number of countries, a committee or task force at the executive level to ensure coordination needed to be established. An internal World Bank evaluation of the HPAI campaign conrms
30
that the best functioning National Steering Committees are those chaired by the presidents or prime ministers ofce, so that a top-down command structure exists which can, in case of outbreak emergencies, issue direct orders with authority to the lower levels and expect to have these complied with forthwith. At district and provincial levels, the degree of cooperation varies, depending in large measure on the trust between the main persons involved (Brandenburg, 2008).
called veterinary public health, which was further defined by WHO in 1999 as the sum of all contributions to the physical, mental and social wellbeing of humans through an understanding and application of veterinary science (WHO 2009) Zoonotic diseases are the core domain of veterinary public health, which provides a valuable channel between the FAO and OIE, although FAO has no human medical skills among its staff. OIE sets animal health standards, whose implementation FAO supports through technical assistance. The three organizations are also partners in the Codex Alimentarius Committee, which sets food safety standards, and in the Global Early Warning System for Major Animal Diseases, including Zoonoses (FAO 2007). These established instruments of collaboration among the FAO, OIE, and WHO would prove important in facilitating the international communitys response to HPAI. Despite the noteworthy levels of cooperation among these international organizations during the HPAI campaign, a number of impediments also became clear, particularly during the initial phase of the outbreak. Different legal and financial frameworks, as well as business models and operational procedures, remain hurdles to fuller collaboration. Much of the cooperation remains informal, and is the product of personal relationships among decision makers in the organizationsrelationships that would likely quickly dissolve with changes in personnel. How to make these informal channels into formal, institutional ones that are an integral part of the terms of reference and performance expectations of professionals working within the organizations is the next challenge. While how the specialized international agencies is organized falls outside the remit of the World Bank, the institution does have a particular interest in this subject because the development mandate encompasses all these areas. Also, the partnership with the international agencies is indispensable to the Banks work. The international community could aim for the improvement described below. In that regard, a report published by authority of the United Kingdoms House of Lords in July 2008 sought to initiate dialogue on this and related matters, and the recently released report of IOM (2009) also has a number of recommendations in this respect (House of Lords 2008).
31
convincingly deny such information in a timely manner. This recommendation has also been made by the recent IOM panel (2009).
BUILDING ON ACHIEVEMENTS
Three general options are discussed nextfrom business as usual to more far-reaching and systematic approaches that fundamentally change how international organizations act and interact. The rst option is to proceed using the model that was established by the GPAI and consisted of a task force administered by the FAO, OIE, and WHO. Theoretically, this model can be expanded on a caseby-case basis to include other concerned agencies as well, depending on the challenges that are implicit in
32
responding to a newly emerging or re-emerging highly infectious zoonotic disease. This represents an ad hoc and reactive orientation to emerging diseases that requires considerable improvisation on the part of the institutions involved. It is, moreover, based on the assumption that the HPAI model is more or less directly applicable to all emerging diseases in general. The second option is to strengthen the existing joint Global Early Warning System by improving disease surveillance and reporting procedures from within countries. This option could be strengthened by streamlining with the WHOs International Health Regulations, with similar responsibilities, incentives, and penalties, applied to livestock/wildlife. Incentives could include linking access to funding of longer-term control operations to the availability of appropriate contingency plans, which include the improvement of communication channels, the availability of emergency funds, and the agreement to mandatory early reporting (OIE 2007). The third option, and the one that is advocated in this report, is to strengthen the coordinating role of UNSIC, or introduce a similar high-level UN mechanism to facilitate consultation with concerned international organizations such as the FAO, OIE, and WHO, and to expand this consultation to include institutions specializing in wildlife and environmental health and others concerned. This coordinating role is by denition unintrusive and avoids impinging on the mandates of the organizations and institutions involved, limiting itself to building consensus and to formulating mutually agreed-upon strategies to employ during the early phases of an emerging outbreak. This would imply appropriate and secure funding, and extending UNSICs mandate, which is now expected to run out by the end of 2010. Whichever option is arrived at, three related imperatives require explicit action. First, a stronger global awareness program is needed that emphasizes the risks of emerging zoonotic diseases. Second, the low-income developing countries need nancial and technical assistance to strengthen their health systems in the context of the One Health approach. Third, the provision of improved international research capacity for the control of zoonotic diseases is needed, that creates an active interface between medical and veterinary science. This research agenda needs to underpin efforts to develop and operate an efcient and effective global surveillance system and to anticipate technical challenges to controlling disease outbreaks.
Reducing the enormous risks posed by the emerging and re-emerging zoonotic diseases will require, as a prerequisite, improving the installed physical and human resource capacity to predict, prevent and to control them. Such risk reduction is an important public good. While OECD countries are able to assess their respective needs and to develop the necessary physical and institutional capabilities to meet the challenge, that is not the situation in the low-income developing countries. Since the integrity of a global disease prevention and control capacity is dependent on a minimum capability of each member of the community and the chain is only as strong as its weakest link, it is necessary to help the poor countries to make the necessary investments to install the requisite capabilityphysical and human. Estimates of what this will cost are presented below. Presented as well are suggestions for some nancing mechanisms that could be used to make the up-front investment and maintain a response capability at both national and international levels. As the contributions of the international specialized agencies are indispensable to a global effort to predict, prevent, and control highly infectious diseases, including zoonoses, adequate funding for them must also be provided.
FUNDING NEEDS
An effective and efcient global surveillance system is key to reducing the risks associated with zoonotic diseases. The establishment and maintenance of such a system will require a substantial and reliable ow of nancial resources. The rst priority will be to carry out the ongoing international campaign to bring the pandemic risk of HPAI fully under control. Building on the model that has been established by the GPAI, funding mechanisms will then be needed to expand the model into a global human and animal disease (domestic and wildlife) surveillance and control system that covers emerging and re-emerging zoonotic diseases. The institutional architecture that is set up to monitor and control those diseases should also be well placed and wield substantial capacity to monitor and control the neglected zoonotic diseases, diseases of trade and other endemic ones as well.
international inter-ministerial meetings. As of October 2008, $2.054 billion of this amount had been rmly committed or already expended for the human and animal control cost of HPAI. $853 million, or 42 percent of this amount, was directed to national programs. $512 million, or 25 percent, went to international organizations. $301 million, or 15 percent, went to regional programs. The remaining 19 percent ($386 million) went to other programs, including those involving research. This distribution of expenditures over the various groups differs from what was envisaged in the declaration of the rst Inter-Ministerial Meeting on Control of HPAI in Beijing in January 2006. The declaration stated, among other things, that individual countries are central to a coordinated response. Yet national programs received less than half the total available funding. This was in large measure attributable to the novelty of the HPAI threat, which required extensive globally coordinated epidemiological research and international stockpiling of antivirals. Future funds should be directed more towards national governments. The framework document Contributing to One World, One Health presented at Sharm el-Sheikh reported a shortfall of US$836 million in the current programs, mainly as a result of a lack of grant nancing for country level activities. US$440 million of this shortfall concerned sub-Saharan Africa. This was at rst glance a surprising nding given the priority which the international development community generally assigns to Africa and the dire needs of health systems there. However, HPAI arrived in Africa about 18 months after the diseases outbreak in Asia, by which time the fear of a major pandemic had already subsided, and funding availabilities had diminished. Whatever its reasons, the funding shortfall for Africa represented a missed opportunity to build on efforts of the ALive platform and its members, with support from the EC, to develop INAPs discussed earlier.
costs in relation to the level of risk deemed acceptable to the global community. More detailed individual country cost studies will clearly be required but the estimates presented here are sufcient for planning investments by the international donor community. These investments are urgently needed. The cost estimates used in the framework document, and hence in this chapter, are based on the gures for unit costs presented at the Bamako HPAI Conference in 2006 (ALive 2006). Individual countries were used as the basic unit. These cost estimates are based on human and livestock populations and distributed over the costs of developing and maintaining infrastructure. They take account of the previous investments already carried out under the ongoing GPAI and were calculated for each country for human, veterinary, and communication services. These gures were adjusted for: The countrys income level, covering all World Bank client countries, differentiating the funding needs between low-income, and low-middle to high-income countries.7 OECD countries were excluded. The lower-incomelevel countries were estimated to have a higher need but lower per-unit cost for infrastructure and maintenance, including stafng. The economies of scale in surveillance and early response costs, with a progressive decrease in per-animal unit cost if other species are covered in addition to the HPAI-related costs. The economies of scale in surveillance costs for wildlife disease monitoring assuming declining nancial requirements as livestock density increasesthat is, countries with a relatively low livestock density need a relatively larger fraction of their total funds for wildlife monitoring. Characteristics of the country with higher levels of intensity in wildlife disease monitoring if a country was considered a hot spot. Costs of preventing and controlling HPAI. This included also the need to complete the current campaign resulting from a considerable number (140 by September 2008) of already prepared INAPs. The annual additional nancing need over the next three years would be US$542 million to US$735 million.
7 Low-income countries are dened as having per capita gross national income of US$935 or less. Low-middle income countries are dened as gross national income per capita between US$935 and US$11,450.
Table 2: Estimated Cost of Funding the OWOH Framework to 2020 (US$ million)
49 Low-Income Countries
Public health services Veterinary services Wildlife monitoring Communication International organizations Research Total Average per year Average per country for the period
*US$65 million per country for the middle-income countries only. Source: Adapted from Contributing to One World, One Health: A Strategic Framework for Reducing Risks of Infectious Diseases at the Animal-Human-Ecosystem Interface. 2008.
Additional information on these assumptions is provided in Annex 2. Applying these assumptions, estimates of total costs over the next decade are presented in Table 2. Owing to the poor state of services in low-income countries, funding needs in those countries are estimated to be much higher than those in middleincome countries.
Funding Responsibilities
How nancial responsibilities are divided between international and national public sources requires considerable deliberation. The responsibility for funding an activity or function is in principle determined by whether the good that is provided through that activity is global, national, local, or private in scope. Owing to their transboundary nature, protection from highly infectious zoonotic diseases with pandemic potential is generally considered a global public good. Control of these diseases clearly fullls the criteria that are dened by the International Task Force on Global Public Goods (International Task Force on Global Public Goods 2006). Issues that are broadly conceived as important to the international community, that for the most part cannot or will not be adequately addressed by individual countries acting alone and that are dened through a broad international consensus or a legitimate process of decision-making.
The benets of controlling these diseases are not exclusive to any particular country and therefore fulll the nonexclusion principle that is sometimes illustrated with the example of the benets of a streetlight. Moreover, by benetting from the control of these diseases, one country does not diminish the benets that other countries enjoy, and control therefore also fullls the non-rivalry character of global public goods. As a global public good, the control of these diseases falls rmly within the mandates of international institutions, and the activities that provide that control are clearly eligible for funding by international sources. Applying the same principles, public goods that are national in scope are generally assigned to national-level institutions. The control of diseases that affect specic countries but that do not represent direct threats to human health on a global scale are less likely to be eligible for international support. The control of less infectious and more local diseases such as rabies or bovine tuberculosis yields benets that are mostly local public goods and private goods. The responsibility for funding their control can therefore be delegated to local levels of government and to private individuals. Neglected zoonotic diseases may fall short of satisfying the criteria of a global public good in some respects but not entirely. First, their impacts have been and remain important factors that actively contribute to world poverty and that undermine
35
Table 3: Activities for the Prevention and Control of Diseases at the Animal-Human-Ecosystem Interface and Their Status as a Public Good
Activity Disease of Low Human Epidemic Potential Disease of Moderate to High Human Epidemic Potential
1. Preparedness Risk analysis Preparedness plan Animal vaccine development 2. Surveillance Public health, veterinary and wildlife Diagnostic capacity Managerial and policy arrangements 3. Outbreak control Rapid response teams Vaccination Cooperation among human, veterinary, and wildlife services Compensation schemes 4. Eradication plans 5. Research
Global National/regional Private8 Global Global National National/regional National/regional/private National National/private National/regional/private National/regional/private
Global Global Global Global Global Global National/global Regional/global Global Global Global Global
Source: Contributing to One World, One Health: A Strategic Framework for Reducing Risks of Infectious Diseases at the Animal-HumanEcosystem Interface 2008.
economic growth in every region of the developing world. These impacts disproportionately and sometimes overwhelmingly fall upon the poor and vulnerable. They therefore assume far more than local signicance in terms of achieving the poverty- and health-related Millennium Development Goals which, of course, are global public goods. Moreover, disease pathogenesis does not discriminate between diseases that are endemic and those that have epidemic or pandemic potential. Nor do disease surveillance systems. While control measures are generally disease specic, surveillance systems monitor all categories of diseases existing, emerging, and re-emerging. Any disease surveillance system will therefore also monitor the prevalence of diseases of a lower or nonpandemic risk. These considerations are reected in Table 3.
FUNDING MECHANISMS
There is general agreement that industrialized and middle-income nations should be responsible for funding their own surveillance systems. Experience
8 This may also be a global public good depending on diseases and context. 36
indicates that low-income countries, with so many other, often more direct needs, cant provide sustainable funding for the early detection of and response to zoonotic diseases, even though they generally have the most numerous and urgent needs to do so. Considering the global public goods involved, and the public health and economic benets that the international community derives from early detection and control, international funding is clearly warranted. A variety of options are available for funding work related to these public goods. Funding has generally been provided in the form of time-bound (mostly three to ve years), project-based investments. The nancier is usually a bilateral or multilateral donor or nancing agency that funds most of the infrastructure costs such as laboratory and transport facilities, and some initial operating costs. The recipient country is then responsible for funding part of the operating costs and is expected to continue funding the activity after the time-bound project closes. Long-term nancing by these international agencies is often not possible owing to administrative constraints related to exigencies such as parliamentary approval cycles, policy changes, and a variety of geopolitical considerations. There are usually
signicant nancial constraints on the national share of operating costs even during the life of the project. These constraints become more pronounced as the project ends and international funding stops. The commitments that governments sometimes make to fund maintenance costs following the project period are difcult to enforce. Activity levels typically remain high during the projects implementation when external nancing is available, and then slackensoften precipitously when that funding ends. For a system that is expected to provide a continuing service to the global community, such a boom and bust model is grossly inadequate. The instability also represents a source of global risk because diseases that emerge in countries with few resources and with little capacity can spill over into the rest of the world. Establishing a global funding mechanism that facilitates a constant and permanent ow of resources of about US$800 million annually is therefore needed. A combination of different funding sources can be envisaged. First, the global community could seek to establish a permanent obligation on the part of high- and middle-income countries to support low-income countries in the operation of their surveillance and early response systems. Such a contribution is not foreseen under the WHOs International Health Regulations, which is considered one of its main weaknesses (IOM, 2009). It could take the form of long-term twinning arrangements between veterinary and human health service agencies in industrialized and developing countries. Or the annual Ministerial Meeting on Avian and Pandemic Inuenza could be xed on the international events calendar and be used as a permanent mechanism to formulate and drive the One Health agenda, to secure pledging from its members, and to and monitor the funding for the global program. Second, nonconventional donors and foundations, such as those devoted to individual diseases, may provide nancial support as many of them are able to commit funds over longer periods of time than conventional bilateral donors. The funding they provide may be on a regular basis or channeled through an endowment that is established for a specic set of purposes. Adequately resourced, such endowments are a highly appropriate solution, but are unlikely to be able to fund the amounts required in the near future. Additional sources therefore need to be identied.
Third, a levy on certain articles or commodities might be used to channel resources into a global fund or funds. This could provide the regular stream of income needed to sustain a global surveillance and early detection system. This option was considered in Contributing to One World, One Health, in particular for fragile states, and proposed in the IOMs Sustaining Global Surveillance and Response to Emerging Zoonotic Diseases. The articles or commodities to be levied could be selected according to a number of criteria. They would be generally recognized as being related to the spread of zoonotic diseases, so that the parties levied would understand the purpose of the levythus increasing the acceptability of the levys cost. The levy would have to be relatively easy to collect and preferably have a limited effect on the poor. A levy on meat exports. This would be directly related to the global public good of control of zoonotic diseases. It would directly benet middle- and high-income countries by protecting their livestock sectors against the introduction of contagious animal diseases such as foot-and-mouth disease. Its cost to low-income countries would be moderate given that their meat exports account for only 5 percent of exports globally.9 Its costs could also be limited if based on a clear and well-established system of collection. The levy would preferably not apply to live animals in order to avoid driving live animal trade further underground into illegal channelsthis despite the fact that live animals are important transmitters of zoonoses with pandemic potential. With the total volume of meat trade from the middle- and highincome countries estimated at about 20 million tons (FAOSTAT), the incremental costs per kilogram would vary between US$0.04 (all costs) and US$0.02 (operating costs only). Additional contributions from the nonconventional sources described above could further reduce these costs. A levy on processed meat products, which has a more indirect link with zoonotic diseases than meat but is also easy to collect and is typically a product of wealthier consumers.
9 Source: Calculated from ITC 2005 data set, [Link] [Link]/tradstat/sitc3-3d/[Link] (accessed March 14, 2009). 37
A levy on pharmaceutical products, which would also have a rather direct link with zoonotic diseases, would also be easy to collect, but, if restricted to products to control zoonotic diseases, would directly affect the poor. Such dedicated levies have been used at the national level. In the Netherlands, for example, a levy is charged on each animal slaughtered, and the proceeds are used to fund national emergency disease control measurescompensation mechanisms in particular. These have not yet been used at the international level (although France has proposed a similar scheme to generate funds for a global public good by levying airlines to control global climate change). Access to these funds by resource-poor countries would be conditional on a proven political commitment to cooperate. That commitment would be determined by the countries performance in integrating human and animal health systems and their gradual contribution to the operating costs of the surveillance and response systems. A more detailed discussion on criteria for access to such a fund can be found in a 2007 OIE-World Bank study on the feasibility of establishing a global fund for animal disease emergencies (OIE 2007). A global fund for the control of zoonoses has been proposed by FAO among others. The option is specically described by Zinstag et al. 2007, who suggest global subsidiary contributions from countries that are currently free of certain contagious diseases to countries where those diseases are endemic. Care would have to be taken to ensure that such a vertical funding approach does not undermine funding for health systems as a whole, as can occur with this mechanism. Resource mobilization can be a contentious issue because there is often a disconnect between the resources and the priorities of high- and middleincome countries and those of low-income countries. In low-income, resource-poor countries in which the human and economic costs of neglected zoonotic diseases have persisted over generations, the control of these diseases is deemed by them to be far more pressing than potential pandemics. However, emerging zoonoses that have pandemic potential are assigned higher priority by governments and international agencies in wealthier countries, where resources are relatively abundant and fund-raising
potential is far greater. This apparent dilemma, however, becomes less important, and might disappear altogether if the opportunities for convergence and synergy implicit in an effective surveillance system are taken. Monitoring for the potential pandemics that are the chief concern of contributing countries and investing donor agencies may be the raison dtre of a surveillance system, but that system will also be able to apply its capacity and some proportion of its resources to monitor lingering zoonoses and diseases of trade.
38
39
40 Direct losses/costs Data source Period Sources of Loss/ Costs Sources of Loss Amounts (US$ millions) Indirect losses Amounts (US $ million)
Disease
Location
BSE
UK
UK BSE inquiry10
19881996
OECD review11 CDC (2005)12 CDC (2005) FAO (2002)13 Hosono et al. (2006)14 2003 2003 Total Total Direct costs 19981999 1999 19901999 Total Culling Income loss farmers Culled animals 18,000 400 97 124 90 19861996 19972000 20032007
Vet service costs Health services Compensation Research Total/year Total/year Total
150 6 360 60 935 850 11,000 Lost export trade Lost tax revenue Ripple effect to other livestock industries Ripple effect to other sectors 120 105 170 60,000
Nipah virus
Malaysia
SARS
East Asia
Canada17 2003 EU18 Elci19 Safman20 See case study in box on social impact
C$1,500 or 0.15 percent of GDP 50,000120,000 GDP growth 1.2 %YY changes in visitors arrivals 2 percent in East Asian GDP or US$200 billion 12 8,000 10,000 132
HPAI
20032006 Total Dec. 2003Feb. 2006 Total 2004 (rst wave) Compensation
Lost trade
500
East Africa
Lingering Zoonotic Diseases WHO21 WHO22 Annually Annually Total Health and production N.A. N.A. Hospital cost and lost labor 250 590 150
Rabies Porcine cysticercosis/ taenosis Cystic Echinococcosis Food borne Budke et al. (2006)23 Annual 1997 Annual WHO26 World Bank27 Livestock losses DALY Total Lost products 140220024 19476525 35,000 250
Global
US Vietnam
10 11 12 13 14
15 16 17 18 19 20 21 22 23 24 25 26 27
UK Government Web Archive. 5 May 2009. OECD (2003) Food Borne Diseases in OECD Countries. Present State and Economic Costs. Presentation by Dr. Lonnie King (CDC), Washington. FAO and APHCA (2002) Manual on the Diagnosis of Nipah Virus. Bangkok Thailand FAO. Hosono H., Kono, H., Ito, S., and Shirai, J., 2006. Economic Impact of Nipah Virus Infection Outbreak in Malaysia. Proceedings 11th. International Symposium on Veterinary Epidemiology and Economics. Asian Development Bank 2003 . Wong, R., and Siu, A., 2008. Counting the Economic Cost of SARS: 213230. VIGILAIR 2005. European Commission Health and Consumer Protection Directorate-General 2006. Elci, C., 2006. Safman, R., 2009. WHO 2009a. Ibid. Budke, C. M., Deplazes, P., and P. R. Torgerson. 2006. Depending on under-reporting assumptions. Ibid. WHO 2007. World Bank, 2006.
41
This annex describes the assumptions used to calculate the different components of the financial gaps and needs provided in Chapter 5. In summary, the cost estimate is based on individual countries as the basic unit, and takes account of the countries human and livestock population and land area for wildlife. As the requirements will depend on the development level of a county, the costs are further based on each countrys income level, differentiating between low-income (LI), low-middle income (LMI), upper-middle income (UMI) and five high-income countries (HI). Only IDA and IBRD countries were included, not included were OECD countries and other non-World Bank clients. Table 1 Annex 2 provides the details on a regional basis. The estimated unit costs per country were based on the cost gures provided in the paper prepared for the Bamako HPAI conference (ALive 2006). Following this paper, the costs were divided into costs for infrastructure development and
costs for maintaining the infrastructure, and split out for: Human health services (in US$ per 1,000 people); Communication (in US$ per 1,000 people); and Veterinary services (in US$ per ALU). These unit costs were adjusted for: The economies of scale in surveillance and early response costs, if other species are to be covered in addition to poultry. The calculated costs per ALU were therefore converted with 0.7 for the second species and 0.15 for the third species to be covered. No additional costs were assumed if more than three species were included. The infrastructure funded from previous investments according to Table 2 Annex 2. This led to the unit costs for human and livestock services as shown in Table 3 Annex 3.
# ALU in Million**
34 6 3 1 1 4 49
8 12 9 11 9 4 53
0 3 11 16 2 0 32
0 0 1 4 0 0 5
42 21 24 32 12 8 139
24 103 24 20 9 12 192
*AFR: Africa Region; EAP: East Asia and Pacic Region; ECA: East Europe and Central Asia Region; LCR: Latin America and Caribbean Region; MNA: Middle East and North Africa Region; SAR: South Asia Region. **ALU: Average Livestock Unit. 43
Table 2 Annex 2: Assumptions on Percentage of Total Costs Already Covered by Previous Investments
Region
Veterinary Services
Wildlife Monitoring
0% 0% 0% 0% 0% 0%
Table 3 Annex 2: Unit Costs (US $) Used in the Calculations for the Investment Needs for Different Income Level Countries
Veterinary Service/ALU28 Human Health Service/ 1,000 Humans
Income Level
1st species
2nd species
3rd species
4th species
To these unit costs per country for human and livestock disease surveillance systems, the cost of wildlife disease monitoring still has to be added. However, there were no reliable data on unit costs of such monitoring programs available, and a more indirect method, based on the assumption that countries with a relatively low livestock density need a relatively larger fraction of their total funds for wildlife monitoring, was adopted. Based on this rationale, the share of the total veterinary service cost for monitoring zoonotic diseases in wildlife was made dependent on livestock density (four groups)
and monitoring intensity (three levels), as shown in Table 4 Annex 2, assuming that countries with a low livestock density. For example, the humid, tsetse yinfected areas of Central Africa have weaker veterinary services, but in most instances larger wildlife populations. To the surveillance (including communication) costs of emerging diseases, the cost for eradication HPAI still had to be added. The main cost elements are: Compensation costs, estimated at $2 per chicken;
28 Average livestock units. Data refer to the number of animals of the species present in the country at the time of enumeration in terms of livestock unit (LU). It includes animals raised either for draft purposes or for meat and dairy production or kept for breeding. Live animals in captivity for fur or skin such as foxes, minks, and so on, are not included. The enumeration chosen, when more than one survey is taken, is the closest to the beginning of the calendar year. Live animals data is reported in livestock unit (LU) for comparison of different species across geographical regions. The conversion factors used to calculate ALU for number of animals are: cattle 0.9, sheep and goats 0.1, pigs 0.2, chickens 0.01, and ducks and geese 0.03. (Source: [Link] envi_indi/[Link].) 44
Table 4 Annex 2: Assumed Percentages of the Total Animal Monitoring Costs Related to Wildlife Monitoring for Three Different Monitoring Strategies and Four Different Livestock Intensities
Monitoring intensity Group Maximum ALU/km2* Intensive Medium Extensive
1 2 3 4
20% 10% 5% 5%
*ALU/ km2 average livestock units per square kilometer of counties area.
Culling and destruction and disinfection, assumed at US$1 per bird; Vaccination costs, at US $ 0.38 per bird, similar to the costs of the last vaccination campaign in Vietnam (of which vaccine cost is US$$0.18).29 For the number of new outbreaks, the number of outbreaks during 2007 and up to July 2008 of HPAI in low- and medium-income countries not endemically infected30 was dened, and it is assumed that the frequency and location of new outbreaks would be similar to those in the past one and a half year. To calculate the costs for the ten-year period, it is assumed that the HPAI outbreaks continue for another three years before the disease is controlled.
Finally, the strategy also should be able to address outbreaks of previously unknown diseases, for which it is assumed that during an outbreak 1 million average livestock units would have to be culled. Analyses of historic data indicate that the emergence of new zoonotic diseases occurs on average once every two years. With the farm gate price of US$234 per ALU, this would result in a total funding need of US$ 234 million per outbreak.31 Finally, a special assessment was made for the funding needs of the 43 low-income countries, in line with the recommendations of Chapter 5, which would make the costs of surveillance and eradication of HPAI a global public good and therefore the responsibility of the global community.
29 For Africa, due to distribution of poultry units and backyard flocks, the costs were estimated at US$0.90 (of which vaccine cost is US$$0.18). 30 Based on the number of outbreaks in 2007 until July 2008 in lowand medium-income countries. (Source: [Link]
31 Average from value of African and Asian ALU (Source: FAOSTAT 2005). 45
Annex 3: Contributing to One World, One Health: A Strategic Framework for Reducing Risks of Infectious Diseases at the Animal-Human-Ecosystem Interface
EXECUTIVE SUMMARY
Humanity faces many challenges that require global solutions. One of these challenges is the spread of infectious diseases that emerge (or reemerge) from the interfaces between animals and humans and the ecosystems in which they live. This is a result of several trends, including the exponential growth in human and livestock populations, rapid urbanization, rapidly changing farming systems, closer integration between livestock and wildlife, forest encroachment, changes in ecosystems, and globalization of trade in animal and animal products. The consequences of emerging infectious diseases (EID) can be catastrophic. For example, estimates show that H5N1 HPAI has already cost over US$20 billion in economic losses. If it causes an inuenza pandemic, it could cost the global economy around US$2 trillion. Therefore, investments in preventive and control strategies are likely to be highly cost-effective. Concerns about the potential for a pandemic have spurred worldwide efforts to control the H5N1 virus subtype. This virus spread out of the Peoples Republic of China in late 2003 into the rest of Asia, then Europe and Africa. The success of these control efforts is reected in the fact that over 50 of the 63 countries affected by the virus have managed to eliminate it. But H5N1 HPAI remains entrenched in several countries, and it still has the potential to cause a pandemic. Participants in the December 2007 New Delhi International Ministerial Conference on Avian and Pandemic Inuenza recommended that the international community draw on experiences with HPAI and develop a medium-term strategy to address EID. It was agreed that a better understanding of the drivers and causes around the emergence and spread of infectious diseases is needed, under the broad perspective of the One World One Health (OWOH) principles (see Annex 1). The following Strategic Framework has been developed jointly by four specialized agenciesFAO, OIE, WHO, and UNICEFand by the World Bank and UNSIC in response to the New Delhi recommendation. The Strategic Framework focuses on EID at the animal-human-ecosystem interface, where there is the potential for epidemics and pandemics that could result in wide-ranging impacts at the country, regional, and international levels. The objectives and outputs of the Strategic Framework focus on some of the major drivers for the emergence, spread, and persistence of EID. The approach pursued in the Strategic Framework builds on lessons learned from the response to ongoing HPAI H5N1 infections. The objective of the Framework is to establish how best to diminish the risk and minimize the global impact of epidemics and pandemics due to EID, by enhancing disease intelligence, surveillance, and emergency response systems at national, regional, and international levels, and by supporting them through strong and stable public and animal health services and effective national communication strategies. National authorities play a key role in devising, nancing, and implementing these interventions. Successful implementation will contribute signicantly to the overall goal of improving public health, food safety and security, and the livelihoods of poor farming communities, as well as protecting the health of ecosystems. There are ve strategic elements to this work: Building robust and well-governed public and animal health systems compliant with the WHO International Health Regulations (IHR 2005) and OIE international standards, through the pursuit of long-term interventions
47
Contributing to One World, One Health: A Strategic Framework for Reducing Risks of Infectious Diseases at the Animal-Human-Ecosystem Interface
Preventing regional and international crises by controlling disease outbreaks through improved national and international emergency response capabilities Better addressing the concerns of the poor by shifting the focus from developed to developing economies, from potential to actual disease problems, and through a focus on the drivers of a broader range of locally important diseases Promoting wide-ranging collaboration across sectors and disciplines Developing rational and targeted disease control programs through the conduct of strategic research. The overall objective of the Strategic Framework represents an international public good. Its achievement will involve the strengthening of existing animal and public health surveillance, response, prevention, and preparedness systems at the country, regional, and international levels. Priority interventions and associated actions will be established by officials at the country level and will be prioritized with the help of experienced international agency personnel. They will be identified based on known areas of risk (hot spots) for disease emergence and on research findings that point to new risks. The Strategic Framework does not propose prioritization of diseases to target; instead, it brings benefits to poor communities and agricultural sectors by reducing the risks of infectious diseases that are important locallyfor example, Rift Valley fever, tuberculosis, brucellosis, rabies, foot-and-mouth disease, African swine fever (ASF), and Peste des petits ruminants (PPR). This approach will not only control existing and often neglected infectious diseases, but will also promote surveillance for EID at a grassroots level by embedding global concerns within a local context. Based on these considerations, the following six specific objectives have been identified as areas for possible priority emphasis by national authorities: Develop international, regional, and national capacity in surveillance, making use of international standards, tools, and monitoring processes Ensure adequate international, regional, and national capacity in public and animal healthincluding communication strategies
48
to prevent, detect, and respond to disease outbreaks Ensure functioning national emergency response capacity, as well as a global rapid response support capacity Promote interagency and cross-sectoral collaboration and partnership Control HPAI and other existing and potentially re-emerging infectious diseases Conduct strategic research
Implementation of the Strategic Framework will be guided by key principles. These include the adoption of a multidisciplinary, multinational, and multisectoral approach; the integration of technical, social, political, policy, and regulatory issues; and the establishment of broad-based partnerships across sectors and along the research-to-delivery continuum. They will include engagement of wildlife and ecosystem interests, the human and veterinary medical community, and advanced research institutions (ARI). National authorities will be encouraged to build on national strategies on EID, to engage with the private sector to strengthen local capacity and to promote long-term sustainability. This would include the strengthening of institutions already in existence, in addition to the structures, mechanisms, and partnerships that have been developed in response to the HPAI crisis among international agencies (FAO, OIE, WHO, and UNICEF) such as UNSIC, GLEWS, the Global Framework for Progressive Control of Transboundary Animal Diseases (GF-TADs), and the FAO/OIE Crisis Management Centre (CMC-AH), as well as those developed between the public and animal health sectors. This would be done without requiring the integration or fusion of their roles. The Strategic Framework will encourage the formation of flexible, formal, and informal networks of partners, and will promote pro-poor actions and interventions. In considering options for nancing implementation, key issues to be addressed include the benet-cost ratio of various options, long-term sustainability, public versus private goods, and the political commitment of key stakeholders. Donor funding will be sought, including a combination of grants and loans. This joint Strategic Framework will be presented as a consultation document at the International Ministerial Conference on Avian and Pandemic
Inuenza in Sharm el-Sheikh, Egypt, October 2526, 2008. It will be discussed by high-level participants from countries, international technical agencies, regional organizations, ARIs, donors, and the private sector. This should provide an opportunity for the key stakeholders to discuss the
Framework and consider how best to reach a consensus on sustained efforts to control EID. In due course, national authorities should consider the degree to which they are ready to make long-term political and nancial commitments for validation, implementation, and monitoring impact.
49
The Strategic Framework was rst released at the International Partnership on Avian and Pandemic Inuenza meeting in Egypt in October 2008. At that meeting, PHAC offered to host a consultation to further discuss the objectives in the Strategic Framework. Over the course of the three-day consultation, experts from 23 countries shared their knowledge of best practices, challenges, and barriers to implementation of an OWOH approach. Representatives of the six international organizations discussed their vision of the Strategic Framework and answered questions from the participants. A number of experts provided presentations and case studies on key areas, and participants had the opportunity to work in small groups to discuss issues such as surveillance data gathering, management and ownership, interdisciplinary training, and maintaining political will. Recommendations included creating transdisciplinary networks for information sharing, developing a Global Health university curriculum, and engaging grassroots involvement in animal, human, and ecosystem health initiatives. In her closing remarks, Danielle Grondin, Acting Assistant Deputy Minister of the Infectious Disease and Emergency Preparedness Branch, PHAC, encouraged participants to take the spirit of OWOH and apply it in whatever sphere of inuence they might have.
KEY RECOMMENDATIONS
The following key recommendations emerged over the course of the consultation. They represent areas of focus for moving forward the animal-humanecosystem interface concepts of OWOH and the objectives presented in the Strategic Framework. Foster political willMultilevel, multiministry political will is crucial to driving the OWOH concept forward.
51
Support partnership and collaborationFinding new ways to work together and build new attitudes is essential. This will require leadership and commitment to make multidisciplinary collaboration a common practice. Encourage data sharing and integration Working in more integrated ways and sharing data and information will help eliminate data silos and data hugging. Build capacity (infrastructure and skills)The building of knowledge, skills, and OWOH attitudes at the local level is important. There is a need to encourage the academic community to develop and implement integrated curricula and to foster transdisciplinary collaboration. Develop communication strategies/plansMedia should be engaged as a partner. This will
require investment in training. Working with the media is critical to getting information to the public and other target audiences. Provide incentives for reporting adverse eventsIncentives are important to encourage key actors to report in a timely manner. Encourage stakeholder and community engagementEveryone who is part of these issues needs to understand their role and contribution. This will require the engagement of stakeholders and communities in OWOH concepts. Develop supra-country approachesIn addition to a multidisciplinary/transdisciplinary approach, the integration of efforts, data, and so on also needs to take a transboundary/ regional approach.
52
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