Pharmaceutical Packaging Essentials
Pharmaceutical Packaging Essentials
INTRODUCTION
Packaging is the process by which the pharmaceuticals are suitably placed so that they should
retain their therapeutic effectiveness from the time of their packaging till they are consumed.
Definition: Packing is the art and science which involves preparing the articles for transport,
storage, display and use.
The ideal container or package should:
1. Protect the contents from the following environmental hazards:
(a) Light - protect the contents from light
(b) Temperature - be capable of withstanding extremes of temperature.
(c) Moisture - be capable of withstanding extremes of humidity.
(d) Atmospheric gases - protect the contents from the effect of atmospheric gases (e.g. aerial
oxidation).
(e) Particles - protect from particulate contamination.
(f) Microorganisms - protect from microbial contamination.
2. Protects the content from the following mechanical hazards
(a) Vibration - Usually due to transportation
(b) Compression - this usually includes pressure applied during stacking.
(c) Shock - such as impact, drops or rapid retardation.
(d) Puncture - penetration from sharp objects or during handling operations.
(e) Abrasion - this may create electrostatic effects.
3. They must not add or permit loss to its contents:
(a) Protect the contents from both loss and gain of water.
(b) Protect the contents from loss of volatile materials
(c) Must not shed particles into the contents.
(d) Must not leach anything to the contents.
4. Must have a pharmaceutically elegant appearance:
(a) In a competitive market the appearance of a package first draws the attraction of the
consumers than its contents.
(b) Must be easy to label and thus to identify the product.
5. Must be convenient and easy to use by the patient.
6. Must be cheap and economical.
7. Must not react with the content.
8. Must be biodegradable.
SELECTION OF PACKAGING MATERIAL
The materials selected for packaging must have the following characteristics:
1. They must protect the preparation from environmental conditions.
2. They must not be reactive with the product,
3. They must not impart tastes or odours to the products,
4. They must be non-toxic,
5. They must be FDA (Food & Drug Administration) approved,
6. They must meet applicable tamper-resistance requirements
7. They must be adaptable to commonly employed high-speed packaging equipment. and
8. They must have reasonable cost in relation to the cost of the product.
PACKAGING MATERIALS
The following materials are used for the construction of containers and closures
1. Glass: - (i) Type-I Borosilicate glass
(ii)Type-II Treated sodalime glass
(iii)Type-III Regular soda-lime glass
(iv)Type-NP General purpose soda lime glass
(v)Coloured glass
2. Metals (i) Tin (ii) Iron (iii) Aluminium (iv) Lead.
3. Plastics (a) Thermosetting resins : (i) Phenolics
(ii) Urea
(b) Thermoplastic resins: (i)Polyethylene
(ii)Polypropylene
(iii)Polyvinylchloride (PVC)
(iv)Polystyrene
(v)Polycarbonate
(vi)Polyamide (Nylon)
(vii)Acrylic multipolymers
(viii)Polyethylene terephthalate (PET)
4. Rubber (i) Natural rubber
(ii)Neoprene rubber
(iii)Butyl rubber.
GLASS
Preparation of glass:
Glass is composed principally of sand (silica - SiO2), soda-ash (Na2CO3 - sodium carbonate)
and lime-stone (Ca CO3-calcium carbonate).
Glass made from pure silica consists of a three-dimensional network of
silicon atoms each of which is surrounded by four oxygen atoms an in
this way the tetrahedra are linked together to produce the network.
Glass prepared from pure silica require very high temperature to fuse,
hence soda-ash and lime is used to reduce the melting point.
(i) glass made of pure silica has network (Fig-1)
Properties:
(a) It is very hard and
(b) chemically resistant but
(c) melting point very high so it is very difficult to mould.
(ii) Glass made of pure silica + Na2O (Fig.-2)
(valency of Na = 1)
Properties:
(a)Structure is less rigid so low
m.p. and easier to mould
(b) the glass is too rapidly attacked
by water and NaOH is leached out of the glass.
(iii) Pure silica + CaO (or BaO, MgO, PbO and ZnO) (Fig.-3)
(valency of Ca, Ba, Mg, Pb, Zn = 2)
Properties:
(a) divalent oxides do not break the network
of pure silica, but only push the tetrahedron
apart. It is more rigid than soda-silica network.
(b) Since the bond is more stronger, hence chemical reactivity is lowered.
ALUMINIUM
Advantages:
(i) Aluminium is a light metal hence the shipment cost of the product is less.
(ii) They provide attractiveness of tin at some what lower cost.
(iii) The surface of aluminium reacts with atmospheric oxygen to form a thin, tough, coherent,
transparent coating of oxide, of atomic thickness, which protects the metal from further
oxidation.
Disadvantages:
(i) Any substance that reacts with the oxide coating can cause corrosion e.g. products with
the oxide coating can cause corrosion e.g. products of high or low pH, some complexing
agents etc.
(ii) As a result of corrosion process H2 may evolve.
Use:
(i) Aluminium ointment tubes.
(ii) Screw caps
(iii) Aluminium strips for strip-packaging of tablet, capsules etc. Some times internally
lacquered aluminium containers are used to stop the reaction with the content.
IRON
Advantages:
Iron as such is not used for pharmaceutical packaging, large qualities of tin-coated steel,
popularly called ‘tin’, combines the strength of steel with the corrosion resistance of tin.
Disadvantages:
If an aqueous liquid can penetrate a pinhole or other fault in the layer of tin, which is virtually
a short-circuited galvanic cell is set up and the intense chemical reaction which results brings
about rapid corrosion of underlying steel. As a further measure the tin surface is lacquered.
Uses:
Fabrication of milk containers, screw caps and aerosol cans.
LEAD
Advantages:
(i) Lowest cost of all the metals used in pharmaceutical containers.
(ii) Soft metal.
Disadvantages:
Lead when taken internally there is risk of lead poisoning. So lead containers and tubes
should always have internal lining of inert metal or polymer.
Uses:
With lining lead tubes are used for such product as fluoride tooth paste.
PLASTICS
General properties of plastics
1. Plastics are synthetic polymers of high molecular weight.
2. They are sensitive to heat, and many may melt or soften at or below 1000C. Nevertheless,
several plastics can be autoclaved e.g. nylon, polycarbonate, polypropylene, high density
polyethylene (HDPE) etc.
3. Plastic containers are light in weight, they are easier to handle.
4. Mechanically they are almost as strong as metals and , therefore, containers can have
thinner walls than glass containers.
5. They are poor conductors of heat, a disadvantage if the content is to be autoclaved.
6. Generally, they are resistant to inorganic chemicals but are often attacked by organic
chemicals but are often attacked by organic solvents and oils.
7. Plastic contain some additives (e.g. antioxidants, lubricants, plasticizers, stabilizers, filler)
which may contaminate the content.
8. Very few types of plastics completely prevent the entry of water vapour and some are
permeable to gases like oxygen, carbon-di-oxide.
TYPE OF PLASTICS
Plastics are classified into two groups according to their behaviour when heated:
1. Thermoplastic type
On heating, they soften to a viscous fluid which hardens again on cooling.
e.g. Polyethylene, polypropylene, polyvinylchloride, polystyrene, nylon (polyamide),
polycarbonate, acrylic multipolymers, polyethylene terephthalate etc.
2. Thermosetting type
When heated, they may become flexible but they do not become liquid; usually their shape is
retained right upto the temperature of decomposition. Because of a high degree of cross-
linking they are usually hard and brittle at room temperature.
e.g. phenol-formaldehyde, urea formaldehyde, melamine formaldehyde.
ADDITIVES OF PLASTICS
Plastics are polymers which are prepared from monomers. Plastics may be used directly to
form the finished article, it is usual to add other substances for improved stability, or in-use
performance.
(i) Stabilizer: Side reactions during polymerization may produce a proportion of unsaturated
potentially unstable compounds. so stabilizers are used to stop those side reactions. e.g.
octyl tin to stabilize PVC.
(ii) Antioxidants Plastics are vulnerable to oxidation. The antioxidants binds with the free
radicals and stops the oxidation reaction. e.g. N,N’-di--napthyl-p-phenylene diamine for
stabilizing plastics and rubbers.
(iii) Pigments: These are used for decorative purpose. They may absorb electro-magnetic
radiation in UV region and thereby reducing photodegradation. For clear plastics organic
absorbers such as 4-biphenyl salicylate are used.
(iv) Fillers are often employed to make the product cheap but in some cases may be essential
for correct product performance. e.g. Bakelite, a phenol-formaldehyde resin, is brown
brittle material, quite unsuitable for the manufacture of screw caps unless mixed with a
filler such as wood flour. Examples of fillers: whiting, asbestos and mica.
(v) Plasticizers are used to reduce Tg of a polymer. They do it by directly reducing the
attractive forces between polymer chains.
(vi) Other agents: Cross-linked agents, curing agents, activators and accelerators etc.
PLASTIC MATERIALS
MATERIAL ADVANTAGES DISADVANTAGES TYPICAL USES
High density Inert, low cost, low Semi-opaque, transfer Detergents, bleaches,
polyethylene (HDPE) water vapour of taste ingredients, milk, foods, cleansing
= 0.955 g/cc transmission, tough. absorb dilute solutions. powders, drugs &
cosmetics.
Low density Squeeze property, Relatively poor barrier Cosmetics, personal
polyethylene (LDPE) inertness, low cost. to non-polar molecules products, foods.
= 0.920 g/cc. and high water vapour
transmission.
Polystyrene Clarity, stiffness, low High water vapor Dry drugs, petroleum
= 1.05 g/cc. cost. transmission, jelly.
susceptibility to
cracking, poor impact.
Rigid Clarity, stiffness, O2- 10-12 additives may be Shampoo, bath oil,
polyvinylchloride barrier, retention of present, difficult to detergent.
(PVC) non-polar molecules. process, susceptible to
= 1.35 g/cc. organic solvent.
Polypropylene Inert, low cost. Low temperature Drugs, cosmetics,
= 0.90 g/cc. brittleness, high syrups, juices.
concentration of
stabilizer is present.
Polyamide (Nylon6,10) Good barrier for non- High cost, water Foods, drugs,
= = 1.10 g/cc. polar molecules, tough, absorption cosmetics, aerosols
good O2-barrier,
sterilizable.
Polycarbonate Very tough, clear, Cost, susceptibility to Drugs, cosmetics.
= 1.20 g/cc. sterilizable solvent cracking, poor
barrier for water and
O2.
Acrylic polymers Clarity, good for oils Poor water vapor Drug cosmetics.
(PMMA =Polymethyl transmission, poor
methacrylate) barrier for O2.
= 1.10 g/cc.
Polyethylene Excellent strength, Bottle for carbonated
terephthlate (PET) good barrier for gas waters, mineral waters,
and aroma. mouth washes,
cosmetics.
DRUG-PLASTIC CONSIDERATION
A packaging must protect the drug without altering the composition of the product until the
last dose is removed.
Drug plastic consideration have been divided into five separate categories:-
(1) permeation, (2) leaching, (3) sorption, (4) chemical reaction, and (5) alteration in the
physical properties of plastics or products.
1. PERMEATION
The transmission of gases, vapours or liquids through plastic packaging materials can have an
adverse effect on the shelf-life of a drug.
(i) Permeation of water vapor and O2 through the plastic wall into the drug can cause a
problem if the dosage form is sensitive to hydrolysis and oxidation. Temperature and
humidity influences the permeability of oxygen and water. e.g. Nylons are hydrophilic in
nature, and are poor barrier for water while hydrophobic materials as polyethylene
provide much better barriers.
(ii) Formulations containing volatile ingredients may change when stored in plastic
containers due to the permeation of one or two ingredients through the walls of the
containers. Often, the aroma of cosmetic products become objectionable and the taste of
medicinal products changes.
(iii) Certain w/o emulsions cannot be stored in a hydrophobic plastic bottle, since there is a
tendency for the oil phase to migrate and diffuse into the plastic.
2. LEACHING
Additives those are added in the plastics may leach into the content. Particular dyes may
migrate into a parenteral solution and cause a toxic effect.
Release of a constituent from the plastic container to the drug product may lead to drug
contamination, may catalyse some reaction in the solution - decomposing the drug.
3. SORPTION
This process involves the removal of constituents from the drug product by the packaging
material. Drug substances of high potency are administered in small doses. In this case losses
due to sorption may significantly affect the therapeutic efficacy of the preparation.
A common problem is the loss of preservatives. These agents exert their activity at low
concentration, and their loss through sorption may be great enough to leave a product
unprotected against microbial growth.
Factors influencing the characteristics of sorption from products are:
(i) chemical structure of the solute,
(ii) pH,
(iii) solvent system,
(iv) concentration of solute,
(v) temperature,
(vi) time of contact and
(vii)area of contact.
4. CHEMICAL REACTIVITY
Certain ingredients that are used in plastic formulations may react chemically with one or
more components of a drug. Ingredients in the formulation may react with the plastic. Even
micro-quantities of chemically incompatible substances can alter the appearance of the plastic
or the drug product.
5. MODIFICATION
The physical and chemical alteration of the packaging material by the drug product is called
modification. Deformation in polyethylene containers is often caused by permeation of gases
and vapours from the environment or by loss of content through the container walls.
(i) Oils have a softening effect on polyethylene and PVC.
(ii) Fluorinated hydrocarbons attack polyethylene and PVC. In some cases the content may
extract the plasticizers, antioxidant or stabilizer, thus changing the flexibility of the
package.
(iii) Plasticizers when extracted by some solvents renders the wall stiff.
RUBBER
Natural rubber consists of long chain polymers of isoprene units linked together in the cis-
position. Its most important source is the tree Hevea braziliensis from which a latex,
containing 30 to 40% of rubber in colloidal suspension, exudes when shallow cuts are made
in the bark.
Solid rubbers are prepared in two ways:
(i) Smoked sheet
Rubber is negatively charged. so it is coagulated by adding a little acetic or formic
acid. On standing the rubber forms a spongy mass. It is passed through rollers to make sheets.
The sheets are washed and smoked with wood fire. Phenolic compounds from wood fire
makes the material brown and acts as a preservative and protect rubber from mold growth.
Since it contains non-rubber materials hence, are not used in pharmaceutical purpose.
(ii) Pale crepe
The spongy coagulam is thoroughly washed. It is torn up and then continually
sprayed with water while it is squeezed between rollers. As a result it has less of non-rubber
constituents - hence pale crepe is used for pharmaceutical purpose.
Compounding rubbers:
Some of the properties of raw rubber (e.g. poor elasticity and sensitivity of temperature
change) makes it unsuitable for the production of most rubber articles.
Physical and chemical properties of rubber are altered by the addition of some additives, such
as:
1. Vulcanizing agent
Raw rubber has poor elasticity, so its strength is poor.
It hardens when cold and becomes soft and sticky when warm.
It dissolves in many solvents
Vulcanizing increases greatly the range of stress and temperature over which the
material is elastic.
Sulfur is a vulcanizing agent and it forms cross-links between the long rubber
molecules.
Procedure of vulcanization:
(i) Heat vulcanizing:
The mixture of rubber and sulfur is heated for about 6 hours at 1500C.
(ii) Cold curing:
Rubber is treated in the cold with sulfur monochloride as a vapour or a solution in
carbon-di-sulphide. Small amount of HCl may remain as residue, hence this rubber cannot be
used in certain types of medical products.
2. Accelerators
These reduce the time of vulcanization and the amount of sulfur required.
e.g. 2-mercapto benzthiazol (MBT)
tetra methyl thiuram disulphide (TMT) [ S is not required]
zinc dimethyl dithiocarbamate [vulcanize with s at room temperature]
3. Activators
These are used to increase the activity of accelerators
e.g. Stearic acid or zinc stearate for MBT and
zinc oxide for TMT.
4. Fillers
Two classes of fillers are added to rubber.
Reinforcing fibres are used to improve physical properties.
e.g. carbon black (very finely divided carbon)
zinc oxide, magnesium carbonate and calcium carbonate.
Extending fillers are added mainly as diluents to reduce cost and partly to facilitate
manufacture.
e.g. talc and asbestos.
5. Softeners
These facilitates the incorporation of fillers, make the compound easier to manufacture.
e.g. Pine oil, mineral oil, tar-fractions.
6. Antioxidants
The chains are broken at the double bonds and S-links by oxidation, causing softening and
weakening. Deterioration is slowed down by including antioxidants.
e.g. phenyl betanaphthyl amine and para-hydroxy diphenyl.
7. Pigments
e.g. Oxides of iron and sulphides of cadmium and antimony.
Coal tars dyes.
8/ Lubricants
To assist the removal of rubber products from the mould
e.g. zinc stearate, talc are dusted before moulding.
1. BUTYL RUBBER
These are copolymers of isobutylene with 1-3% of isoprene or butadiene.
Advantages:-
(i) After vulcanization butyl rubber possesses virtually no double bond, consequently they
are most resistant to aging and chemical attack.
(ii) Permeability to water vapour and air is very low.
(iii) Water absorption is very low.
(iv) They are relatively cheaper compared to other synthetic rubbers.
Disadvantages
(i) Slow decomposition takes place above 1300C.
(ii) Oil and solvent resistance is not very good.
2. NITRILE RUBBER
Advantages:
(i) Oil resistant due to polar nitrile group.
(ii) Heat resistant.
Disadvantage
Absorption of bactericide and leaching of extractives are considerable.
3. CHLOROPRENE RUBBERS (NEOPRENE)
these are polymers of 1:4 chloprene.
Advantages
(i) Due to the presence of Cl group close to the double bond so the bond is resistant to
oxidation hence these rubbers age well.
(ii) This rubber is more polar hence oil resistant.
(iii) Heat stability is good (upto 1500C).
(iv) Water absorption and permeability are less than for natural rubbers.
4. SILICONE RUBBERS
Advantages
(i) Heat resistance (upto 2500C).
(ii) Extremely low absorption and permeability of water.
(iii) Excellent aging characteristics due to their saturated chemical structures.
(iv) Poor tensile strength.
Disadvantages
They are very expensive.
PHARMACEUTICAL PACKAGES
1. CONTAINERS
The container is the device that holds the drug. The immediate container is that which is in
direct contact with the drug at all times.
According to the method of closure and use, the containers are of following types;-
(a) Well closed containers:
A well closed container is used to protect the preparation from contamination by extraneous
solids, to prevent the loss of contents during transport, storage and handling.
(b) Air tight container
Air tight containers are used to protect the container from atmospheric contamination of
liquids, solids or vapors. They prevent loss of drugs due to efflorescence, deliquescence or
evaporation or oxidation.
(c) Hermetically sealed containers
Hermetically sealed containers is that which does not allow the air and other gases to pass
through it. e.g. glass ampoules are sealed by fusion.
(d) Light resistant containers
They are used to protect the drugs which undergo decomposition in the presence of light.
Such drugs may be enclosed in amber coloured bottle or opaque container.
(e) Single dose container
They are used to supply only one dose of the medicament. e.g. ampoules.
(f) Multi dose container:
A multidose container holds a number of doses e.g. multidose vials.
(g) Aerosol containers
Containers for aerosol must be strong enough to withstand the pressure evolved inside the
container at the time of use of the preparation.
Classification of containers according to their shapes:
1. Glass / polyethylene bottles.
(i) Narrow mouth
(ii) Wide mouth
2. Dropper bottles/ droptainers
3. Collapsible tubes
4. Ampoules
5. Vials
6. Polythene packets for i.v. fluid.
7. Polythene / glass bottle for i.v. fluids
8. Aerosol containers
CLOSURE LINERS
a liner may be defined as any material that is inserted in a cap to effect a seal between the
closure and the container.
Factors in selecting a liner:
(i) Chemical inertness should be chemically inert
(ii) Appearance, thickness etc.
(iii) Gas and water-vapour transmission rates should be low.
(iv) Torque require to remove the cap should be optimum.
(v) heat resistance e.g. during autoclaving should be thermostable.
(vi) Shelf-life should not change their shape during storage.
(vii)Economics should be cheap.
Liners are classified into two types:
(a) Homogeneous liner:
These are one-piece liner available either as a disk or as a ring.
they are widely used for pharmaceuticals because their properties are uniform and can
withstand high-temperature sterilization.
(b) Heterogeneous or Composite liners:
These are composed of layers of different materials chosen for specific requirements, In
general the composite liner consists of two parts: a facing and a backing.
Usually, the facing is in contact with the product, and the backing provides the cushioning
and sealing properties required.
Limits
Type Description Test Size (ml) Volume of 0.05 N H2SO4 to neutralize
used the extract from 10g of glass (ml)
I Highly resistant Crushed All 1.0
Borosilicate glass glass
II Treated soda lime Whole 100 or less 0.7
glass container Over 100 0.2
III Soda -lime glass Crushed All 8.5
glass
N.P. General purpose Crushed All 15.0
soda-lime glass glass
The lot of tube passes the test if the total score is less than 100 points. If the score is above
150, the lot fails. If it is between 100 and 150 the test is repeated again with 50 more tubes.
This time the lot will pass if total 100 tubes gives 150 points.
C. PLASTIC CONTAINERS
(i) Leakage test
Ten containers are filled with water, fitted with the closures and are kept inverted at room
temperature for 24 hours. There should be no signs of leakage from any container.
(ii) Collapsibility test
This test is applicable to containers which are to be squeezed in order to remove the contents.
a container, by collapsing inwards during use, yield at least 90% of its nominal contents at the
required rate of flow at ambient temperature.
(iii) Transparency test
A 16-fold dilution of a standard suspension described in IP96 is prepared so as to give an
absorbance at about 640 nm of 0.37 to 0.43.
Five empty containers were filled to their nominal capacity suspension in each container is
detectable when viewed through the containers, as compared with a container of the same
type filled with water.
(iv) Water vapour permeability test
Five containers are filled with nominal volume of water and heat sealed with aluminium foil-
polyethylene laminate or other suitable seal. Each container is accurately weighed and
allowed to stand for 14 days at a relative humidity of 60 5% and a temperature between 20
to 250C.
After 14 days it is weighed again. The loss in weight in each container is not more than 0.2%.
Other tests include:
*Tests for Barium, heavy metals, tin, zinc, etc.
*Test on extracts:
Specified volume of extracting medium is taken in it. Plastic of specified surface area is cut
and extracted. With the extract following tests are carried out:
(i) appearance of the extract - must be colourless.
(ii) Light absorption
(iii) Non-volatile matter.
(iv) Residue on ignition.
(v) Heavy metals
(vi) Buffering capacity
(vii) Oxidisable substances.
*Bacteriological tests are carried out to determine the biological response of animals to
plastics and other polymeric material by the injection or instillation of specific extracts from
the material under test.