0% found this document useful (0 votes)
25 views10 pages

UN Enable Project Proposal Guidelines

The document outlines guidelines for preparing and submitting project proposals aimed at addressing social and economic issues faced by specific social groups. It includes sections on background justification, objectives, project implementation, monitoring and evaluation, and budget considerations. The proposal must detail the project's expected outcomes, beneficiary involvement, and institutional arrangements for effective execution.

Uploaded by

AMANUALE D
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
0% found this document useful (0 votes)
25 views10 pages

UN Enable Project Proposal Guidelines

The document outlines guidelines for preparing and submitting project proposals aimed at addressing social and economic issues faced by specific social groups. It includes sections on background justification, objectives, project implementation, monitoring and evaluation, and budget considerations. The proposal must detail the project's expected outcomes, beneficiary involvement, and institutional arrangements for effective execution.

Uploaded by

AMANUALE D
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

12/22/23, 6:19 PM UN Enable - Sample Project Proposal

Skip navigation links Sitemap | About us | FAQs

Guidelines for Preparing


and Submitting Project Proposals

Sample Project Proposal

PART I. BACKGROUND AND JUSTIFICATION

This section should provide a brief introduction to the current social and economic situation of the
social group which will benefit from the proposal. The background should also describe: (1) the
problem or critical issue which the proposal seeks to resolve, (2) how the proposal relates to other
relevant national development strategies and policies, and (3) whether there are other programmes
and activities which will complement the proposal.

The statement of background and justification should describe how the need for the project was
determined, and how intended beneficiaries were involved in project identification and planning.

If a non-governmental organisation has prepared the proposal, it is important to describe how


concerned governmental officials were made aware of and/or were involved in project formulation.

Sample Cover Page of a Project Document

PROJECT DOCUMENT

Fund:

Project number:

Project title:

Executing agent:

Project Location:

Implementing agent(s):

Proposed starting date: Duration:

Government inputs: Fund inputs:

In kind

(local currency) (US$)

In cash:

(currency)

[Link] 1/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

Other / third party cost-sharing:

(source; currency)

Summary description of the project proposal:

Signed:

___________________________ Name:

(On behalf of Government) Title:

Date:

____________________________ Name:

(On behalf of Executing Agent) Title:

Date:

____________________________ Name:

(On behalf of United Nations) Title:

Date:

The discussion of background and justification should indicate what kind of assistance the concerned
governmental offices will provide the proposal - if approved - as well as what resources the non-
governmental community could provide.

[Link] 2/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

Finally, the section should describe the relevant experience and capabilities of the project Executing
Agent, and the type and level of resources that the Executing Agent will provide for project planning,
implementation management and follow up.

PART II. OBJECTIVES

A. Development objective

The section should describe the way in which the situation of the concerned social group is treated in
national development strategies and policies, in terms of specific programmes and how the proposed
project will relate to this.

The discussion should indicate the specific national social and economic objectives to which the
proposal - if successful - is expected to contribute, and how this is expected to contribute to
improved well-being and livelihood among the concerned social group.

B. Immediate objectives

The immediate objectives section describes what the project is expected to achieve in terms of
effects among intended beneficiaries.

Specifically, the section discusses what changes are expected to occur among intended beneficiaries
if project operations are successful. Changes can include new and improved technical skills and
knowledge, increased income-generating capacities, improved health status, and greater public
awareness of the social group perspective in national development.

The section should also discuss whether project operations - if successful - will be extended to other
locations as well as and whether the project experience can be applied to other sectors.

PART III. PROJECT IMPLEMENTATION AND MANAGEMENT PLAN

A. Expected project results

The section should describe the overall results that the project is expected to produce - on
successful completion - among its intended beneficiary group. The discussion should also discuss
whether there may be unintended effects of the project.

The discussion should indicate in quantitative terms, to the extent possible, what the project will
produce through its planned activities and budget.

B. Project activities and work plan

The section should describe how each immediate (project) objective will be carried out in terms of
planned activities, their timing and duration, and who will be responsible for each activity. This can be
summarized in a simple table, as described on the following page.

Preliminary Work Plan

Objectives / Outputs /
Activities Responsible party Start Finish

[Link] 3/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal
Immediate Objective 1: (State briefly)

Output 1. (State briefly)

Activities to produce output (List in logical order)

1.1

....

Immediate Objective n:

C. Project Beneficiaries

This section describes who and how many people are expected to benefit from the project -- directly
and indirectly. It should also discuss how intended beneficiaries have been involved in project
design, and their expected role in project implementation and evaluation.

D. Institutional Setting

This section should describe:

(1) Where project operations will take place?

(2) Who will be responsible for planning and management of project


operations as well as the roles that other bodies and organizations associated
with the project - on a direct or indirect basis - will play.

(3) What arrangements are to be established to ensure that there will be


effective coordination with other relevant programmes and activities.

The section should also discuss whether project operations are expected to continue, or expand to
other areas or sectors, once the current phase of assistance is completed. This could include plans
for introducing self-financing provisions to ensure continued viability of operations on project
completion.

PART IV. PROJECT MONITORING AND EVALUATION

This section should discuss briefly proposed mechanisms and procedures for periodic monitoring of
project operations to ensure that activities occur as planned, that they remain directed towards
stated objectives, and that appropriate corrective action is taken if required?

[Link] 4/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

Specifically the discussion should indicate who will be responsible for preparing periodic project
progress and final technical reports and for the accounting of expenditures made from the grant of
the respective Fund.

All Fund-assisted projects need to be evaluated on completion. This section should also identify the
party who will responsible for this task as well as how intended beneficiaries will be involved?

PART V. BUDGET

The project budget should indicate: (1) total cost of the project, (2) components which will be
financed by the project executing agent and (3) components for which external assistance is sought.

A project budget has five main sections, as described below. A sample budget pro forma is presented
on the following page.

10.00 Project Personnel. Project operations may require as many as three different types of staff.
Normally, the resources of the Funds can finance specialized national professional staff needed to
plan and carry out the project or specialized consultant services required to accomplish a specific
project objective; financing of project support personnel is not a priority for the Funds.

- Professional staff, who will be appointed for more than six months;

- Consultants, who will be appointed for less than six months; and

- Support staff, who will be responsible for project administration, clerical


support and related tasks.

For technical budgeting purposes, the estimated costs of international professional staff should be
listed from budget line 11.01 for the first staff member; additional staff should be numbered
sequentially.

National professional staff should be listed from budget line 17.01 and numbered sequentially for
each additional staff member.

Consultants should be listed from budget line 11.51 and numbered sequentially as well.

Brief terms of reference for project personnel to be financed by the Funds should be included as
annexure to the project document.

The project personnel budget category also includes a line item for official, national travel of project
staff, if required and if this cannot be funded from other sources.

20.00 Subcontracts. This component pertains to specialized services provided the project by an
outside contractor. Each subcontract will require a separate budget line; subcontractor terms of
reference should be attached as an annexure to the project document.

30.00 Training. Three categories of training activities can be undertaken by a project. Priority in
allocating the resources of the Funds is accorded to in-service training activities.

31.00 Individual fellowships, which relate to individual training outside the


country of the project;

32.00 Group training and study tours, which relate to organized training
programmes and study tours conducted outside the country of the project;
group training normally does not exceed two months and study tours normally
are one month or less;
[Link] 5/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

33.00 In-service training, which relates to the cost of individual and group
training organized and conducted in the country of the project.

40.00 Equipment. Three categories of equipment may be required for project implementation.

N.B. Normally the resources of the Funds will only support acquisition of equipment needed for
training or applied research. Their terms of reference do not allow financing of construction or repair
of premises.

41.00 Expendable equipment, which are items of equipment, supplies or


training materials valued at less than US$400;

42.00 Non-expendable equipment, which are items of equipment valued at


US$400 or more or which have a serviceable life of five years or more; and

43.00 Premises, which includes the purchase, construction or rent of


permanent or prefabricated housing and other facilities required for project
operations.

50.00 Miscellaneous. This component includes provision, under budget line 51, for operation and
maintenance of project equipment that cannot be covered by the host government or the project
executing agent; under budget line 52, for report costs, which can also cover the reproduction of a
reasonable number of copies of project technical and final reports; and under budget line 53, for
sundry expenses, which also can cover official postage, communications and incidental supplies.

The budget covering the requested contribution from the Funds should include both the estimated
total and annual costs of all project components. Project personnel, fellowships and group
training/study tour components should include estimated work months as well as their costs.

A separate budget should be prepared to describe the budget components to be financed - in cash
or in kind - by Government, Project Implementing Agent and other parties participating in the project.

For more information:

Division for Social Policy and Development / DESA


DC2-1320
United Nations New York 10017 - USA
Telefax : +1 212 963-3062

Project Budget Outline (1)


Project Budget Covering Co-financing
Contribution of United Nations

(in US dollars)

Fund title:

Project title:

Project code:

[Link] 6/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

Budget Component Total Year 1: ______ . Year 2: ______

w/m $ w/m $ w/m $

10 Project Personnel

11.01 International Expert(s)

11.50 Consultant(s)

11.99 Subtotal: Personnel

13.00 Administrative Support

15.00 Official Travel

17.00 National Professional

Project Personnel

19.00 Component Total

20 Subcontract(s)

21.00 Subcontract #1

29.00 Component Total

30 Training

31.00 Fellowships

32.00 Group Training / Study Tours

33.00 In-service Training

39.00 Component Total

40 Equipment

41.00 Expendable Equipment

42.00 Non-Expendable Equipment

[Link] 7/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal
43.00 Premises

49.00 Component Total

50 Miscellaneous

51.00 Operation, Maintenance and

Repair of Equipment

52.00 Publications and Report Costs

53.00 Sundry, and Communications

59.00 Component Total

99.00 Grand Total

Project Budget Outline (2)

Project Budget Covering Contribution of Government /


Project Implementing Agent

[specify currency]

Fund title:

Project title:

Project code:

Budget Component Total Year 1: _____. Year 2: _____

w/m w/m w/m

[Link] 8/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

10 Project Personnel

11.10 Project Management

11.20 Technical Staff

11.30 General Service Staff

11.99 Subtotal: Personnel

15.00 Official Travel

19.00 Component Total

30 Training

31.00 Local Training

39.00 Component Total

40 Equipment

41.00 Expendable Equipment

42.00 Non-Expendable Equipment

43.00 Premises

49.00 Component Total

50 Miscellaneous

51.00 Operation, Maintenance and

Repair of Equipment

52.00 Publications and Report Costs

53.00 Sundry, and Communications

59.00 Component Total

99.00 Grand Total

Home | Sitemap | About us | News | FAQs | Contact us

[Link] 9/10
12/22/23, 6:19 PM UN Enable - Sample Project Proposal

© United Nations, 2003-04


Department of Economic and Social Affairs
Division for Social Policy and Development

[Link] 10/10

Common questions

Powered by AI

National development strategies provide the framework for aligning project objectives with broader economic and social goals. The development objective should describe how the project's goals connect with specific programs within these strategies and be expected to contribute to national social and economic objectives, thereby enhancing the well-being and livelihood of the concerned social group .

Project implementation plans can mitigate risks of unintended effects by incorporating comprehensive risk assessments and creating feedback loops for ongoing adjustment. Stakeholder consultations during planning stages, and continuous beneficiary involvement in monitoring processes, help identify potential issues early on. Developing flexible strategies that allow for swift adaptation to unforeseen circumstances can also reduce negative impacts on beneficiaries .

A project proposal should address potential expansion by outlining a framework for scalability. This includes specifying criteria for success, developing a plan for replication in different contexts, and ensuring resource allocation for scaling efforts. It should also consider integrating lessons learned and stakeholder feedback to refine processes as the project expands. Collaboration with local institutions and securing broad community support can facilitate smoother transitions into new areas or sectors .

Including both direct and indirect beneficiaries in project planning stages ensures comprehensive stakeholder engagement, which can lead to more relevant and effective project outcomes. Direct beneficiaries are involved in design and implementation, allowing projects to align more closely with their needs. Indirect beneficiaries contribute broader perspectives, ensuring that potential externalities are considered and enhancing the project's scalability and applicability across sectors or regions .

A clear project budget structure offers several advantages: transparency in financial planning, facilitating easier tracking of expenditures against allocated resources, and improving accountability among stakeholders. It ensures that funding is directed towards prioritized areas and supports strategic decision-making. Additionally, it enhances donor confidence and can streamline approval processes by demonstrating thorough financial management .

The key components necessary for preparing a comprehensive project budget include: (1) outlining the total cost of the project, (2) specifying components financed by the project executing agent, and (3) indicating components for which external assistance is sought. The budget is divided into five main sections: 10.00 Project Personnel (including professional staff, consultants, and support staff), 20.00 Subcontracts, 30.00 Training (comprising fellowships, group training, and in-service training), 40.00 Equipment (expendable and non-expendable), and 50.00 Miscellaneous (including equipment operation and maintenance, report costs, and sundry expenses).

To ensure the involvement of intended beneficiaries in the monitoring and evaluation process, the project should establish mechanisms that include: engaging beneficiaries in preparing periodic progress and final technical reports, accounting of expenditures, and potentially involving them directly in project evaluations. The project should outline roles and responsibilities clearly, ensuring that beneficiaries are part of the evaluation team or advisory panel to assess project outcomes and provide feedback .

In-service training is prioritized in the project budget according to UN Enable guidelines. This prioritization is critical because it supports capacity building within the host country, enabling sustainable improvements and knowledge retention. In-service training also allows for immediate application of skills in real-time project scenarios, which can enhance the quality and effectiveness of project implementation .

Delineating the responsibilities of different bodies in the institutional setting is crucial for ensuring effective project management and coordination. It prevents overlap, clarifies accountability, ensures that tasks are executed efficiently, and facilitates better interaction and synergy between various stakeholders. Furthermore, it aids in aligning the project with relevant existing programs and prepares for its potential expansion or continuation beyond the initial phase .

Including a detailed project monitoring and evaluation section ensures that the project activities are aligned with the stated objectives, facilitates accountability, and verifies the correct use of resources. It provides systematic procedures to monitor progress, identify deviations early, and implement corrective actions if required. This section is also vital for assessing the project’s impact and laying the groundwork for future improvements or expansion possibilities .

You might also like