Psychosocial Factors in Chronic Disease Health
Psychosocial Factors in Chronic Disease Health
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Health Evidence Network synthesis report
Keywords
CANCER, CHRONIC DISEASE, CARDIOVASCULAR DISEASES, EVIDENCE-BASED HEALTH CARE,
PSYCHOSOCIAL FACTORS, SOCIAL DETERMINANTS OF HEALTH
Suggested citation
Pikhart H, Pikhartova J. The relationship between psychosocial risk factors and health outcomes
of chronic diseases. A review of the evidence for cancer and cardiovascular diseases. Copenhagen:
WHO Regional Office for Europe; 2015 (Health Evidence Network (HEN) synthesis report).
Address requests about publications of the WHO Regional Office for Europe to:
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ISSN 2227-4316
ISBN 978 92 890 5083 8
Abbreviations............................................................................................................ iv
Contributors................................................................................................................v
Summary.................................................................................................................... vi
Glossary.................................................................................................................... viii
2. Results.................................................................................................................... 12
2.1. Psychosocial factors and CVDs................................................................................12
2.2. Psychosocial factors and cancer............................................................................ 14
3. Discussion.............................................................................................................. 15
3.1. Linkages with CVDs and cancer............................................................................ 15
3.2. Strengths and limitations of the review............................................................ 16
3.3. Policy options and implications for research, scientific knowledge,
policy and practice.........................................................................................................17
4. Conclusions........................................................................................................... 19
References.................................................................................................................20
Annex 1. P
RISMA guidelines for systematic reviews.........................................26
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HEALTH EVIDENCE THE RELATIONSHIP BETWEEN PSYCHOSOCIAL RISK FACTORS AND HEALTH
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ABBREVIATIONS
CVD cardiovascular disease
IPD-Work Individual-Participant-Data Meta-analysis in Working Populations
NCD noncommunicable disease
iv
CONTRIBUTORS
This report has been produced with the financial assistance of the European Union.
The views expressed herein can in no way be taken to reflect the official opinion
of the European Union.
Authors
Hynek Pikhart
Senior Lecturer, Research Department of Epidemiology and Public Health, University
College London, London, United Kingdom
Jitka Pikhartova
Research Fellow, School of Health Sciences and Social Care, Brunel University,
London, United Kingdom
Tom C. Russ
Member, Alzheimer Scotland Dementia Research Centre
Associate Member, Centre for Cognitive Ageing & Cognitive Epidemiology,
Edinburgh, United Kingdom
Alzheimer Scotland Clinical Research Fellow, Scottish Dementia Clinical Research
Network, NHS Scotland, Perth, United Kingdom
The HEN editorial team is part of the Division of Information, Evidence, Research
and Innovation, at the WHO Regional Office for Europe. HEN synthesis reports
are commissioned works that are subjected to international peer review, and the
contents are the responsibility of the authors. They do not necessarily reflect the
official policies of the Regional Office.
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SUMMARY
The issue
The European Region with its 53 Member States is the WHO region with the
highest mortality rate from noncommunicable diseases (NCDs) for adults aged
15–59 years (1). A relatively small group of health conditions is responsible for
a large part of the disease burden in Europe. Preliminary assessments indicate
that chronic diseases (or NCDs) are the leading cause of mortality and morbidity
in Europe, accounting for 86% of total premature deaths (2). In order to better
understand the main NCDs, it is essential to identify and discuss their risk factors.
Among others, psychosocial factors have been proposed as risk factors for NCDs.
Despite substantial research, it remains unclear whether psychosocial factors are
causally linked with NCDs and whether any interventions focusing on modifying
psychosocial factors are effective (in terms of modification of the risk) and might
be included in chronic disease prevention and management.
What is the evidence for a link between psychosocial factors and morbidity and
mortality for chronic diseases?
Based on evidence from the reviews, the report also addresses the issue of
whether psychosocial factors might be included in chronic disease prevention
and management in Europe.
vi
Results
• The role of psychosocial factors in development of cardiovascular-related
outcomes has been investigated much more extensively than cancer outcomes.
• Only eight identified papers meeting the eligibility criteria include results for
cancer outcomes.
• Most studies, particularly for cardiovascular outcomes, focused on work-related
psychosocial factors, and in particular the role of job demands, job control and
their combination in a job strain model.
• Most psychosocial factors appear to influence cardiovascular outcomes, however,
the evidence for an association between psychosocial factors and cancer is
weaker than for cardiovascular outcomes.
• There does not seem to be one particular group of reviewed psychosocial factors
that would have more importance on development of cardiovascular outcomes
or cancer than any other group of factors.
Consistency of findings in most reviews related to social support, social isolation
or various measures of stress at work supports the hypothesis that psychosocial
factors are causal risk factors for CVDs and cancer.
Policy considerations
There is only limited evidence related to intervention studies focusing on the role
of psychosocial factors in development of CVDs or cancer. However, evidence from
observational studies supports the relationship between psychosocial factors and
CVDs and, in limited way, with cancer. Although based on results from a relatively
low population, attributable risk of psychosocial factors might become part of
complex total risk-reducing interventions focusing on multiple risk factors rather
than being the focus of single factor interventions.
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GLOSSARY
Psychosocial factors
Psychosocial factors mean a combination of psychological and social. These are
social, cultural or environmental influences affecting health and behaviours of
individuals. Although psychosocial factors include acute and chronic stressors,
this review focuses on chronic factors. Examples of psychosocial factors used in
this review include social support, social networks, social integration, loneliness,
social capital, bereavement, social disruption, work environment, psychological
distress, depression, anger and hostility. Psychosocial work environment includes
high workload, job demands, strict and tight deadlines, lack of control over work,
and imbalance between efforts at work and relevant rewards or job satisfaction.
Noncommunicable diseases
In line with WHO definition, NCDs are those diseases that are not passed from
person to person. In general, they are of long duration and slow progression.
The four main groups of NCDs are CVDs, cancers, chronic respiratory
diseases and diabetes mellitus. This review focuses only on the first two,
CVDs and cancers, as these are responsible for the majority of chronic disease
events. For example, it has been estimated that CVDs account globally for
17.3 million deaths annually, followed by cancers (7.6 million), respiratory diseases
(4.2 million) and diabetes (1.3 million) (3). These four groups of NCDs thus account
for around 80% of all NCD deaths (3). It has been estimated that CVDs alone led to
151 million disability-adjusted life years in 2008 (representing 10% of all disability-
adjusted life years in that year) (4). In addition, there were about 12.9 million new
cancer cases in 2009 alone and it is projected that this number will further rise to
almost 17 million by 2020 (5).
viii
1. INTRODUCTION
1.1. Background
The European Region with its 53 Member States is the WHO region with the highest
mortality rate from NCDs for adults aged 15–59 years (1). A relatively small group
of health conditions is responsible for a large part of the disease burden in Europe.
Preliminary assessments indicate that chronic (or noncommunicable) disease is
responsible for most of the disease and deaths in Europe, accounting for 86% of
total premature deaths. CVDs are the number one killer, causing more than half of
all deaths across the European Region (2). Data from around the world show that
in high-income countries the poor carry a disproportionate amount of the chronic
disease burden (6). It has been reported that chronic diseases have significantly
influenced economic growth in high-income countries and that every 10% increase
in the working age rates of mortality from chronic NCDs decreases economic
growth rates by approximately 0.5% (7). At the Sixty-sixth World Health Assembly,
countries unanimously adopted and supported a resolution (WHA66.10) on NCDs
(8). This marked a major moment for efforts in NCD prevention and control, putting
in place the strong foundations of a global NCD framework, through:
• endorsement of the WHO Global Action Plan for the Prevention and Control
of NCDs 2013–2020 (9);
• adoption of the Global Monitoring Framework on NCDs, including the 9 global
targets and 25 indicators;
• agreement to develop a global coordination mechanism by the end of 2013 to
coordinate activities and promote engagement of all actors in the global NCD
response; and
• adoption of the Mental Health Action Plan at both global and regional level in
Europe.
In addition, all the Member States of the WHO European Region adopted the
Health 2020 policy framework in 2012 (10), which included targets to reduce
inequalities in Europe and enhance the well-being of the European population.
The WHO Regional Office for Europe has launched an initiative to measure
subjective and objective well-being in the European population. The European
Union’s Europe 2020 strategy considers health as a resource for the success of
this strategy (11).
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Finally, in 2011, the WHO European Region agreed to a European Action Plan for
the Implementation of the European Strategy for the Prevention and Control
of Noncommunicable Diseases (2012–2016), which has a series of priority actions.
The Action Plan included explicit linkage between mental and physical health,
and a concern with seeking population- and individual-level interventions that
could reduce the burden of NCDs.
2
potential interventions. Although a large number of studies exist that have examined
the relationship between specific psychosocial factors operating at different levels
and specific NCDs, only a few studies to date have attempted to systematically
collate and synthesize the overall evidence provided from this considerable,
but widely dispersed, evidence base. The existing reviews usually focus on individual
psychosocial factor or individual health outcome.
The purpose of this report is to respond to the synthesis question and provide
a systematic review of the relevant evidence linking psychosocial factors with
two broad groups of NCDs, CVD and cancers, with a focus on the European
Region. Such a review will enable identification of the important psychosocial
factors operating at various levels, as well as help in evaluation of any important
between-country differences. Identifying the range of such factors will facilitate
more evidence-informed, clinically relevant and cost-effective interventions in the
future. Furthermore, it may help to identify areas that might require more research.
1.2. Methodology
1.2.1. Sources for the review
This report is primarily based on searching scientific literature databases
(Medline and PubMed). In addition, relevant references and bibliographies were
hand searched for additional studies. We developed and followed a standard
protocol for this review according to the PRISMA guidelines for systematic reviews,
which define a process of study identification, screening, eligibility and inclusion
(the PRISMA checklist is given in Annex 1) (16).
An initial review of titles and abstracts and, subsequently, a full review of all remaining
search results were carried out independently by two reviewers to determine
whether they met the criteria for inclusion in this review. All disagreements were
resolved via discussion between the two reviewers. Where additional information
pertaining to a study was necessary, the respective authors were contacted.
4
Fig. 1. Flow diagram for the systematic review (PRISMA template)
Identification
Records identified
Additional articles
through database Records
through search of
searching and screened excluded
relevant references
by title/abstract (n = 1735)
(n = 4)
(n = 1818)
Screening
(n = 83) (n = 48) (n = 4) (n = 2)
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Table 1. contd
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Table 1. contd
8
Table 1. contd
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Table 1. contd
10
Table 1. contd
Notes: CHD: coronary heart disease; CI: confidence interval; GHQ: General Health Questionnaire;
HR: hazard ratio; IHD: ischaemic heart disease; M: meta-analysis; OR: odds ratio; R: review; RR: relative
ratio.
a
Individual participant’s data meta-analysis.
b
Partial individual participant’s data meta-analysis.
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2. RESULTS
Following these reviews, a number of other systematic reviews have been conducted
to investigate the adverse effect of a range of psychosocial factors. Among these,
the role of work-related psychosocial factors on CVDs was investigated most
frequently (e.g. 21,22,23,26). The evidence related to the role of work-related
psychosocial factors is not entirely consistent. Most reviews concluded that work-
related psychosocial factors play an important role in development of CVDs. Most of
these reviews also concluded that negative effects of work-related factors were
more consistently identified in men than women (e.g. 22,26). Two reviews (31,34)
published recently have showed that adverse work-related psychosocial factors
may increase the risk of elevated blood pressure. However, they also showed results
that were not entirely consistent. For example, Landsbergis et al. (31) reported that
more than half of published studies found nonsignificant effects.
12
whole population. No countries from other regions, such as Asia, northern America,
south Europe or eastern Europe, are represented.
The role of other psychosocial factors on risk of CVDs has not been investigated to
the extent seen with work stress. Among these, the most consistent results can be
found for the association between depression and coronary heart disease. While
Hemingway & Marmot (53) reported that depression was associated with coronary
heart disease in 11 out of 11 identified studies, Kuper, Marmot & Hemingway (20)
in the updated review reported the same in 15 out of 22 identified studies. In two
meta-analyses, Rugulies (17) and Kuper et al. (18), respectively, reported 64% and
90% increased risk of coronary heart disease associated with depression.
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3. DISCUSSION
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1. Although evidence comes from a wide range of countries, most of this evidence
is derived primarily from the United States, the United Kingdom and northern
and western European countries.
2. Only English written publications were considered.
3. Only reviews and meta-analyses were considered. Consequently, psychosocial
factors that have not been previously a focus of reviews were omitted. Similarly,
studies that have never been included in reviews were omitted. It is likely that
only a very limited number of such individual studies have been omitted as a
large number of reviews were identified. Nevertheless, it is possible that some
studies not published in English language were omitted because most of the
systematic reviews included in this synthesis also looked only into publications
written in English language.
4. The proportion of studies reporting significant associations between psychosocial
factors and selected outcomes may be an overestimate because of underreporting
of nonsignificant findings (i.e. publication bias).
16
5. Some individual studies appear in several of the systematic reviews and meta-
analyses included in this synthesis, and therefore they artificially strengthen
the evidence showing the association between psychosocial factors and these
two groups of NCDs.
6. Most evidence originates from observational studies while evidence originating
from intervention studies is very limited. The proportion of observation studies
included in the reviews is cross-sectional, thus allowing assessment only of an
association between psychosocial factors and reported health outcomes rather
than evaluating causality.
There is only limited evidence related to intervention studies focusing on the role
of psychosocial factors in development of CVD or cancer. No systematic reviews
focusing on intervention studies have been identified so far, perhaps with the
exception of that of Schneider et al. (54), who reported results combining two
randomized control trials of long-term effects on mortality of stress reduction using
transcendental meditation. They showed that mortality from CVDs decreased by
30% and cancer mortality by 49% in an intervention group. These large effects
must, however, be considered in the light of small sample size: even when the two
studies were combined the sample size was just 202 subjects. Some individual
intervention studies have been reported in recent years, and focusing a systematic
review on such studies may be one direction of research that should be developed
in the future.
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The findings from the above-mentioned observational studies might also have
implications for policy and practice, although caution should be exercised because
of the limited results from interventions. We have identified three policy options.
18
4. CONCLUSIONS
In the largest systematic review of psychosocial factors on CVDs and cancer to
date, we indirectly included several hundred individual, mostly observational,
studies in reported reviews and meta-analyses. As such, this report provides
evidence that psychosocial factors play an important role in explaining CVD
and cancer outcomes (although the evidence of the relationship between
psychosocial factors and cancer is not as strong as for CVDs), and that these
factors act independently as risks for these groups of NCDs. In particular for
CVDs, the evidence for the association with depression and social isolation is
both strong and consistent. These findings suggest that psychosocial factors
may provide multiple opportunities for prevention, intervention and possible
intersectoral approaches to tackle the social inequalities in health observed
in middle and older ages. These findings also support the Health 2020 policy
framework and strategy, which aims to reduce health inequalities and focuses on
actions that would improve health, including improving psychosocial conditions
to reduce stress through measures such as job control, adequate social protection
or improved job security (10).
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Table A1. contd
Section/topic No. Checklist item
Search 8 Present full electronic search strategy for at least one
database, including any limits used, such that it could be
repeated
Study selection 9 State the process for selecting studies (i.e. screening, eligibility,
included in systematic review and, if applicable, included in
the meta-analysis)
Data collection 10 Describe method of data extraction from reports (e.g. piloted
process forms, independently, in duplicate) and any processes for
obtaining and confirming data from investigators
Data items 11 List and define all variables for which data were sought
(e.g. PICOS, funding sources) and any assumptions and
simplifications made
Risk of bias 12 Describe methods used for assessing risk of bias of individual
in individual studies (including specification of whether this was done at
studies the study or outcome level), and how this information is to be
used in any data synthesis
Summary 13 State the principal summary measures (e.g. risk ratio,
measures difference in means)
Synthesis of 14 Describe the methods of handling data and combining results
results of studies, if done, including measures of consistency (e.g. I2)
for each meta-analysis
Risk of bias 15 Specify any assessment of risk of bias that may affect the
across studies cumulative evidence (e.g. publication bias, selective reporting
within studies)
Additional 16 Describe methods of additional analyses (e.g. sensitivity or
analyses subgroup analyses, meta-regression), if done, indicating which
were pre-specified
RESULTS
Study selection 17 Give numbers of studies screened, assessed for eligibility,
and included in the review, with reasons for exclusions at each
stage, ideally with a flow diagram
Study 18 For each study, present characteristics for which data were
characteristics extracted (e.g. study size, PICOS, follow-up period) and
provide the citations
27
HEALTH EVIDENCE THE RELATIONSHIP BETWEEN PSYCHOSOCIAL RISK FACTORS AND HEALTH
NETWORK SYNTHESIS OUTCOMES OF CHRONIC DISEASES: A REVIEW OF THE EVIDENCE FOR
REPORT CANCER AND CARDIOVASCULAR DISEASES
28
Annex 2. SEARCH STRATEGY
The present review was based upon a bibliographic search of databases, concluded
on 23 June 2014.
Databases
The PubMed and Medline databases were searched, using keywords as set out in
the search terms below.
Search terms
1. psychosocial OR “psycho-social” OR “PS factor” OR “PS factors” OR stress OR
“job demand” OR “job demands” OR “job strain” OR “work demand” OR “work
demands” OR “job control” OR “perceived control” OR “ERI” OR effort OR
reward OR trust OR “social capital” OR “social support” OR “social network”
OR “social disruption” OR “loneliness” OR bereavement” OR “psychological
work environment” OR “social integration” OR “self esteem” OR “self-esteem”
OR “social esteem” OR happiness
2. “systematic review” OR “metaanalysis” OR “meta-analysis”
3. “chronic disease” OR “NCD” OR “non-communicable disease” OR
“noncommunicable disease” OR “non-communicable mortality” OR
“noncommunicable mortality” OR “cancer” OR “neoplasm” OR “neoplasma”
OR “tumour” OR “malignancy” OR “melanoma” OR “CVD” OR “CHD” OR
“MI” OR “heart attack” OR “stroke” OR “AMI” OR “myocardial infarction” OR
“cardiovascular” OR “coronary heart”
4. “2000/01/01”[Date - Publication] : “3000”[Date - Publication]
5. 1 AND 2 AND 3 AND 4
29
World Health Organization ISBN 978-92-890-5083-8
Job strain and depression negatively impact cardiometabolic health. For example, depressive symptoms are strongly associated with coronary heart disease (Kuper et al., 2009, RR 1.9). Additionally, work stress and job strain are consistently linked to blood pressure regulation issues, contributing to poor cardiometabolic outcomes. Psycho-emotional states like anger and hostility are shown to increase the risk of acute cardiovascular events, indicating the complexity of psychosocial effects on cardiometabolic health .
The impact of psychosocial factors on cardiovascular diseases (CVDs) is more extensively documented than their impact on cancer. Most studies, particularly for cardiovascular outcomes, focus on work-related psychosocial factors like job demands and job control. The evidence suggests psychosocial factors strongly influence CVD outcomes, while the association with cancer outcomes is weaker . However, consistency in findings related to social support and stress at work suggests psychosocial factors are causal risk factors for both CVDs and cancer .
Evidence on job strain's impact on cardiovascular health is varied. While job strain is related to CVDs in most studies, results differ, potentially due to biases towards null in some investigations, as seen in the study by Belkic et al. (2004). Other studies, like Kivimäki et al. (2006), reported age/sex-adjusted relative risks with respect to effort-reward imbalance, which were found to have inconsistent associations with cardiovascular outcomes. Differences in study methodologies and gender differences contribute to this variability .
Social support and social isolation have consistently been linked as causal risk factors for both CVDs and, to a lesser extent, cancer. Studies have demonstrated that strong social relationships reduce the likelihood of mortality, indicating a protective effect. Conversely, social isolation and low social support are associated with an increased risk of CVD and other health outcomes, affirming the role of these social factors in chronic disease management .
The review highlighted limitations such as the dominance of observational study designs, which only allow for associations rather than causal evaluations. There's also a geographical limitation, as most evidence derives from Western countries, potentially overlooking variations elsewhere. Publication bias and the selection criterion of english language publications contribute to potential underreporting of non-significant findings and exclusion of non-English studies .
Evidence suggests that psychosocial factors may operate differently in men and women, as several studies and reviews have reported gender differences in their effects. However, specifics of these differences are not extensively detailed in the current reviews, indicating an area for further research. Gender-based differences could imply tailoring psychosocial interventions to be more effective for each gender .
The policy implications include recognizing the complex nature of psychosocial disadvantage and the multiple targets for interventions. While findings on work stress and social support form a basis for interventions, they should be considered alongside the relatively low population attributable risk for specific diseases like coronary heart disease. Therefore, policy may focus more on behavioral interventions and broader well-being outcomes. Additionally, there's a need for increased support for intervention studies assessing the causal impact of psychosocial factors .
Future research could focus on intervention studies targeting psychosocial factors, as existing evidence primarily comes from observational studies. Emphasis might be placed on gender-specific analyses to understand how psychosocial influences differ between men and women. Expanding the geographical scope of research to include non-Western contexts could diversify findings. Additionally, examining the long-term effects of psychosocial interventions and potentially integrating them with behavioral interventions might offer comprehensive strategies for chronic disease management .
The attributable risk of psychosocial factors in developing CVD, estimated around 4%, is considered low because it is significantly lower than estimates associated with more established behavioral risk factors like smoking or physical activity. These estimates suggest that psychosocial factors, while influencing CVD, might not have as powerful an impact as these behavioral factors, thus affecting the focus and funding of interventions .
The challenges include a lack of systematic reviews focusing solely on intervention studies, as most evidence originates from observational studies which only establish associations rather than causality. The limited intervention studies, such as those on stress reduction using transcendental meditation, show significant effects but are criticized for small sample sizes, which limit the generalizability of results. Furthermore, psychosocial interventions might have a relatively low population attributable risk for diseases like coronary heart disease, thus questioning their priority over behavioral interventions .