Regulation of Transcription
9.1: Principles of Transcription Regulation
● Overview of Transcriptional Regulation
○ Transcriptional regulation controls when and how much a gene is expressed
○ This process ensures that cells produce the right proteins at the right time, which
is essential for:
■ Cell differentiation (how cells become specialized, like muscle or nerve
cells)
■ Development (forming tissues and organs during growth)
■ Responding to environmental signals (like stress or nutrient availability)
○ Transcription factors are proteins that regulate gene expression by either:
■ Activating transcription (helping RNA polymerase bind)
■ Repressing transcription (blocking RNA polymerase)
● Levels of Transcriptional Regulation
○ RNA Polymerase Holoenzyme: The enzyme responsible for transcribing DNA
into RNA
○ Gene regulation can happen at different stages:
■ Initiation: The most common regulatory step, where RNA polymerase is
either encouraged or blocked from starting transcription
■ Elongation: Some genes regulate how efficiently RNA is synthesized after
transcription begins
■ Termination: Control over when transcription stops
■ Post-transcriptional Regulation: Some RNA molecules self-regulate how
much of a protein gets made
○ Repressors: Proteins that decrease transcription by blocking RNA polymerase
○ Activators: Proteins that increase transcription by making it easier for RNA
polymerase to bind
● Regulatory Proteins and Binding Sites
○ Many genes are controlled by regulatory proteins that bind near the gene
○ These regulatory sequences are short DNA segments where proteins attach to
influence transcription
○ Regulatory sequences can be:
■ Near the promoter (immediately upstream)
Regulation of Transcription
■ Far away, requiring DNA looping to bring them into contact with RNA
polymerase
○ In Bacteria:
■ Regulatory sequences are called operator sites
■ These sites are usually very close to the promoter or even overlap with it
■ If an operator is farther away, the DNA loops to bring the regulatory
protein closer to the polymerase
● Eukaryotic Enhancers and Distal Regulation
○ Eukaryotic genes are more often regulated by distal (far away) sequences
○ These distant regulatory sequences are called enhancers
○ Enhancers can be:
■ Upstream (before the gene)
■ Downstream (after the gene)
○ How do distant enhancers regulate transcription?
■ The DNA loops, bringing the enhancer into contact with the promoter
■ This looping is aided by architectural proteins, which help stabilize the
interaction
● Locus Control Regions (LCRs)
○ LCRs are a specialized type of enhancer region found in complex eukaryotic
genes
○ Example: The beta-globin gene (important for hemoglobin in red blood cells)
○ LCRs contain multiple elements:
■ Enhancers: Increase transcription
■ Insulators: Prevent unwanted interactions with nearby genes
○ How do LCRs work?
■ Multiple proteins bind to the LCR
■ This recruits additional factors that help RNA polymerase start
transcription
■ DNA loops to bring the LCR closer to the gene's promoter
● DNA-Binding Proteins and Specificity
○ For regulation to be precise, regulatory proteins must recognize the correct DNA
sequence
Regulation of Transcription
○ Each regulatory protein contains a DNA-binding domain, which allows it to
attach to a specific DNA sequence
○ Regulatory proteins often have additional functional domains that:
■ Help proteins bind together (oligomerization)
■ Activate or repress transcription
■ Interact with other transcription factors
○ Eukaryotic transcription factors often recruit "helper" proteins:
■ Co-activators: Increase transcription but do not bind DNA directly
■ Co-repressors: Decrease transcription but also do not bind DNA directly
● Regulation by Allosteric Effectors
○ Gene regulation can change in response to environmental conditions
○ Allosteric effectors are small molecules that bind to regulatory proteins and
change their shape
■ Estrogen is an allosteric effector that binds to the estrogen receptor and
influences gene transcription
○ Other modifications can also change regulatory protein activity:
■ Phosphorylation (adding a phosphate group)
■ Other covalent modifications like methylation or acetylation
○ These modifications help fine-tune gene expression by controlling:
■ Where the regulator is located in the cell
■ How strongly it interacts with DNA
■ Whether it activates or represses transcription
● Chromatin and Transcriptional Regulation
○ In eukaryotes, DNA is wrapped around histone proteins to form chromatin
○ Chromatin structure affects gene accessibility:
■ Open chromatin (euchromatin): Genes are accessible and can be
transcribed
■ Closed chromatin (heterochromatin): Genes are tightly packed and
transcription is blocked
○ Histone modifications regulate chromatin structure:
■ Acetylation: Loosens chromatin → activates transcription
■ Deacetylation: Compacts chromatin → represses transcription
○ Histone acetyltransferases (HATs) add acetyl groups, promoting gene expression
Regulation of Transcription
○ Histone deacetylases (HDACs) remove acetyl groups, repressing transcription
● The Histone Code Hypothesis
○ Histones can also be modified by:
■ Acetylation
■ Methylation
■ Phosphorylation
■ Ubiquitination
○ These modifications form a "histone code" that determines gene activity
○ Scientists are still studying how different combinations of modifications
influence transcription
9.2: DNA-binding Domains in Proteins that Regulate Transcription
● DNA-Binding Motifs
○ DNA-binding motifs are specific structural patterns in proteins that allow them
to interact with DNA
○ Some motifs are found in all organisms, while others are specific to eukaryotes or
metazoans (multicellular animals)
○ Why are these motifs important?
■ They enable transcription factors to read and bind specific DNA
sequences
■ They help regulate gene activation and repression by recruiting RNA
polymerase or blocking it
● Helix-Turn-Helix Motif
○ The Helix-Turn-Helix (HTH) motif is a common DNA-binding structure
○ Found in many protein families, including bacterial repressors and homeodomain
proteins in eukaryotes
○ Structure:
■ It consists of two α-helices connected by a short turn
■ The second helix (recognition helix) fits into the major groove of DNA to
make sequence-specific contacts
○ Key Features:
■ Often found in dimeric proteins, meaning two copies of the protein bind
to DNA together
Regulation of Transcription
■ The two recognition helices are spaced 3.4 nm apart, allowing them to
bind in neighboring DNA grooves
○ Example
■ The lac repressor in E. coli, which controls lactose metabolism, uses an
HTH motif to bind DNA
● The Homeodomain – A Specialized Helix-Turn-Helix
○ A homeodomain is a monomeric version of the HTH motif found in many
eukaryotic transcription factors
○ It plays a major role in developmental gene regulation
○ Structure:
■ Three α-helices, with Helix 3 (red) inserting into the major groove of DNA
■ The N-terminal arm interacts with the minor groove for extra stability
○ Example:
■ Homeobox (Hox) genes, which are crucial for body plan development in
animals
● Zinc Finger Motifs
○ Zinc fingers are one of the most versatile and common DNA-binding domains in
eukaryotes
○ Structure:
■ A short α-helix and two β-strands wrapped around a central zinc ion (Zn²⁺)
■ The zinc ion stabilizes the structure, allowing it to bind DNA
○ Key Features:
■ Zinc fingers interact with the minor groove of DNA
■ Many proteins contain multiple zinc fingers, each recognizing a different
DNA sequence
■ The most common type is the Cys2His2 zinc finger, where the zinc ion is
coordinated by two cysteine and two histidine residues
○ Example:
■ The TFIIIA transcription factor in Xenopus laevis (a frog species) uses
zinc fingers to bind and regulate ribosomal RNA genes
● Coiled-Coil DNA Binding Motifs
○ Coiled-coils are alpha-helices that wrap around each other, forming a stable
structure
Regulation of Transcription
○ These motifs are found in leucine zipper and helix-loop-helix proteins
○ Types:
■ Basic region-leucine zipper (bZIP) proteins:
● Consist of two long α-helices (~60 amino acids long)
● These helices have hydrophobic leucine residues that interact,
forming a "zipper”
● The N-terminal ends of the helices separate and sit in the major
groove of DNA
● Example: CREB (cAMP response element-binding protein)
■ Basic region-helix-loop-helix (bHLH) proteins:
● Similar to bZIP but contain a loop between two helices
● Only become structured when bound to DNA
● Example: MyoD, a muscle-specific transcription factor
● Beta-Sheet DNA Recognition
○ While α-helices are the most common DNA-binding structures, beta-sheets and
loops can also bind DNA
○ Example 1: MetJ Repressor
■ Binds DNA using two β-strands instead of helices
○ Example 2: Nuclear Factor kappa B (NF-κB)
■ A mammalian transcription factor important in immune response
■ Uses beta sheets to interact with DNA
○ Example 3: Immunoglobulin Transcription Factors
■ Some antibody-related transcription factors use entirely beta-sheet
structures to recognize DNA
9.3: Mechanisms for Regulating Transcription Initiation in Bacteria
● Transcription regulation in bacteria is primarily controlled at initiation, meaning the
decision to start transcription is tightly controlled.
● Key mechanisms include:
○ Preventing RNA polymerase from binding to the promoter (negative regulation)
○ Enhancing RNA polymerase’s ability to bind and initiate transcription (positive
regulation)
○ Using small molecules that act as signals to regulate transcription factors
Regulation of Transcription
● Trp Operon – Negative Regulation
○ negative transcriptional regulation
○ helix-turn-helix protein that binds to the operator when tryptophan is abundant,
blocking transcription
○ When tryptophan levels are low, the repressor cannot bind to the operator,
allowing transcription to occur so the cell can synthesize more tryptophan
○ This feedback inhibition prevents unnecessary gene expression and conserves
energy
● CAP and Positive Transcription Regulation
○ Catabolite Activator Protein (CAP), also called the cAMP receptor protein (CRP),
activates transcription in response to low glucose levels
○ How it works:
■ When glucose is low, cAMP levels increase
■ cAMP binds to CAP, changing its shape and allowing it to bind upstream
of promoters
■ CAP recruits RNA polymerase, enhancing transcription of genes needed
to metabolize alternative sugars (like lactose)
○ CAP regulates over 100 E. coli promoters
● Lac Operon and Dual Regulation
○ Lac operon is regulated by both negative and positive control:
■ Negative regulation (Lac repressor, LacI):
● When lactose is absent, the Lac repressor binds to the operator,
blocking transcription
● When lactose is present, it binds to the repressor, causing it to
dissociate from the DNA, allowing transcription
■ Positive regulation (CAP):
● When glucose is low, CAP binds to its operator site, enhancing
transcription
● When glucose is high, CAP is inactive, leading to weak
transcription even if lactose is present
● MerR Proteins and Promoter Architecture
○ The spacing between the -10 and -35 promoter elements is important for RNA
polymerase binding
Regulation of Transcription
○ If the spacing is too large, polymerase cannot bind effectively
○ MerR family regulators solve this issue by binding to the DNA and twisting it,
changing the spacing to optimize transcription
○ This structural modification ensures genes are transcribed efficiently
● ATP-Dependent Transcription Activation
○ Some transcription factors need ATP hydrolysis to activate transcription
○ NtrC (nitrogen regulatory protein C) is an example:
■ It binds enhancer elements far from the promoter
■ Phosphorylation triggers NtrC to oligomerize (form a complex)
■ It interacts with RNA polymerase, hydrolyzing ATP to open the promoter
and initiate transcription
● Two-Component Regulatory Systems
○ Bacteria often sense external signals and regulate transcription accordingly
○ Two-component systems involve:
■ Sensor kinase: A membrane protein that detects environmental changes
■ Response regulator: Gets phosphorylated and binds DNA to activate or
repress transcription
● Ex: OmpR-EnvZ system in E. coli controls osmotic stress response
9.4: Competition Between cl and Cro and Control of the Fate of Bacteriophage Lambda
● Bacteriophage lambda is a virus that infects E. coli
● It injects its DNA into the bacterium and must choose between:
○ Lysogeny (dormant phase) – the viral DNA integrates into the bacterial genome
and is replicated with the host
○ Lytic growth – the virus actively replicates, leading to cell destruction and release
of new viral particles
● The choice between these two fates depends on the competition between two key
proteins:
○ cI (lambda repressor) – promotes lysogeny
○ Cro – promotes lytic growth
● Role of cI, Cro, and cII in Decision-Making
○ When bacteriophage lambda infects a bacterial cell, it produces both cI and Cro
proteins
Regulation of Transcription
○ The outcome depends on the concentration of another protein: cII
■ cII stimulates transcription of cI, leading to high levels of cI protein
■ If cI levels are high, it represses genes needed for the lytic cycle and
maintains lysogeny
■ If cII is degraded (by host proteases), cI is not produced, and Cro
accumulates, leading to lytic growth
● Transcriptional Control at Four Promoters
○ The competition between cI and Cro occurs at four key promoters on the phage
DNA:
■ PR (Right Promoter)
■ PL (Left Promoter)
■ PRE (Promoter for Repressor Establishment)
■ PRM (Promoter for Repressor Maintenance)
○ PR and PL drive the expression of lytic genes
○ PRE and PRM control the production of cI
○ Key interactions:
■ If cII is present, it activates PRE, producing cI
■ If cI accumulates, it activates PRM, keeping its own production ON while
repressing PR and PL
■ If cII is degraded, Cro is made from PR, and it represses PRM, preventing
cI expression
● How cI Promotes and Maintains Lysogeny
○ cI is a transcriptional repressor that binds to operator sites in the lambda genome
○ It has two functions:
■ Repressing lytic genes: cI binds to PR and PL to block transcription of
genes needed for lysis
■ Activating its own production: cI binds to PRM, ensuring that more cI is
made
○ How does this maintain lysogeny?
■ High cI levels prevent Cro from being expressed
■ cI ensures the virus remains integrated into the bacterial genome as a
prophage
● How Cro Promotes Lytic Growth
Regulation of Transcription
○ If cII fails to accumulate (due to host cell proteases degrading it), cI is never
produced, and Cro takes control
○ Cro binds to PRM, preventing transcription of cI
○ This ensures lytic genes are expressed from PR and PL
○ The virus replicates, assembles, and lyses the host cell
● Binding Affinity and Operator Sites
○ The lambda genome contains six operator binding sites where cI and Cro
compete:
■ OR1, OR2, OR3 (Right operator region)
■ OL1, OL2, OL3 (Left operator region)
○ cI binds first to OR1 and OL1 (high affinity).
■ This recruits more cI to OR2 and OL2, forming a DNA loop that enhances
repression of PR and PL
○ At high levels, cI binds OR3 and OL3, turning off its own production (negative
feedback)
○ Cro binds in the reverse order:
■ It binds OR3 first, shutting down PRM (stopping cI production)
■ Then it binds OR2 and OR1, ensuring lytic genes are transcribed
● SOS Response and Switching from Lysogeny to Lysis
○ Lysogeny must be reversible – if the host cell is under stress, the virus must
switch to lytic growth
○ The SOS response (DNA damage response) is triggered when the bacterial cell is
in distress
○ The bacterial RecA protein becomes activated and cleaves cI, causing it to
dissociate from DNA
○ With cI gone, PR and PL are no longer repressed, and the virus enters the lytic
cycle
● The fate of lambda phage is controlled by competition between cI and Cro:
○ If cI dominates → Lysogeny (viral DNA integrates into host genome)
○ If Cro dominates → Lytic growth (virus replicates and destroys the host)
● Factors:
○ cII levels (if high → lysogeny, if low → lysis)
○ Host conditions (healthy cells favor lysogeny, stressed cells favor lysis)
Regulation of Transcription
○ SOS response (triggers lysis if the host is damaged)
9.5: Regulation of Transcription Termination in Bacteria
● Transcription termination is a critical regulatory step in bacteria
● There are two main types of termination:
○ Intrinsic (Rho-independent) termination – relies on RNA forming a stem-loop
structure
○ Rho-dependent termination – requires the Rho protein to disrupt transcription
● Some genes override termination using special regulatory mechanisms
● Anti-Termination in Bacteriophage Lambda
○ Some bacteriophage (virus) genes only get transcribed when termination is
prevented, called anti-termination
○ How it works:
■ The N protein is produced early in infection
■ RNA polymerase starts transcription but encounters termination sites (tL
and tR)
■ Without intervention, transcription stops at these sites
■ When N protein accumulates, it binds to nut sites in the transcribed RNA
■ This recruits other proteins that modify RNA polymerase, allowing it to
bypass termination sites
● Role of Q Protein in Lambda Phage
○ Another antitermination protein, Q protein, regulates late-stage lytic genes in
lambda phage
○ How Q protein works:
■ Q binds at the Q binding element (QBE), located between the -35 and -10
promoter regions
■ Normally, transcription terminates early, right after the promoter
■ Q protein interacts with the sigma factor (σ70) of RNA polymerase
■ This interaction modifies the elongation complex, allowing RNA
polymerase to bypass termination sites and continue transcribing late
lytic genes
● Attenuation as a Mechanism of Transcriptional Control
Regulation of Transcription
○ Attenuation is a termination mechanism used to regulate amino acid
biosynthesis genes in bacteria
○ This mechanism is dependent on RNA secondary structure
○ Example: The trp Operon
■ The trp operon is regulated based on tryptophan levels
■ RNA leader sequences can fold into two alternative structures:
● Stem-loop structure with a terminator (high tryptophan) → Stops
transcription.
● Stem-loop structure without a terminator (low tryptophan) →
Allows transcription to continue
■ This regulation allows bacteria to fine-tune tryptophan synthesis based
on availability
● How the trp Operon Leader Sequence Works
○ The leader sequence of the trp mRNA contains:
■ A short peptide-coding region
■ A series of tryptophan codons
■ Four RNA blocks (1, 2, 3, and 4) that can form different secondary
structures
○ Regulation is based on ribosome behavior:
■ Low tryptophan → Ribosome stalls at tryptophan codons → Regions 2 and
3 pair → No terminator → Transcription continues
■ High tryptophan → Ribosome moves fast → Regions 3 and 4 pair →
Terminator forms → Transcription stops
● Riboswitches – RNA-Based Gene Regulation
○ Riboswitches are RNA structures that directly bind small molecules to control
gene expression
○ Structure of riboswitches:
■ Aptamer region – Binds to the metabolite
■ Expression platform – Controls whether transcription continues or
terminates
○ Example: The Adenine Riboswitch in Bacillus subtilis
■ Low adenine → RNA forms an anti-terminator → Transcription continues
■ High adenine → RNA forms a terminator → Transcription stops
Regulation of Transcription
○ Riboswitches provide rapid regulation without needing proteins
9.6: Regulation of Transcription Initiation and Elongation in Eukaryotes
● Eukaryotic transcription is regulated primarily by DNA-binding proteins that recruit
co-activators or co-repressors
● These factors do not work alone but interact with other proteins to either promote or
inhibit RNA polymerase II transcription
● Example: ELK1
○ ELK1 is a transcription factor that recruits Mediator, which is needed for RNA
polymerase II activity
○ Mitogens (extracellular signals) activate kinases that phosphorylate ELK1,
leading to recruitment of Mediator and activation of transcription
● Regulation of Galactose Metabolism in Yeast
○ The Gal4 transcriptional activator regulates galactose metabolism genes
○ Key proteins involved:
■ Gal4: Binds to UASG (Upstream Activating Sequence for Galactose) to
activate transcription
■ Gal80: Inhibits Gal4 in the absence of galactose
■ Gal3: Senses galactose presence and removes Gal80 inhibition, allowing
Gal4 to activate transcription
○ Process:
■ Without galactose → Gal80 binds Gal4 and blocks activation
■ With galactose → Gal3 binds Gal80, removing repression and allowing
Gal4 to recruit SAGA and Mediator, activating transcription
● Repression of Transcription by Ume6 in Yeast
○ Ume6 is a transcriptional regulator that can act as both a repressor and activator
based on cellular conditions
○ Repression (in presence of nutrients like nitrogen and carbon):
■ Ume6 binds DNA and recruits co-repressors Sin3, Rpd3, and Isw2
■ Rpd3 (histone deacetylase) removes acetyl groups from histones →
chromatin compacts → transcription is repressed
■ Isw2 (nucleosome remodeling enzyme) helps form a repressive chromatin
structure
Regulation of Transcription
○ Activation (in absence of nutrients):
■ Ume6 is phosphorylated, causing Sin3 and Rpd3 to dissociate
■ A co-activator Ime1 is recruited, allowing transcription to proceed
● Regulation of Transcription Elongation in Drosophila Hsp70 Gene
○ RNA polymerase can pause after initiating transcription. This pausing is a
regulatory mechanism
○ Example: Drosophila Hsp70 (Heat-Shock Protein 70) gene:
■ Hsp70 protects cells from heat stress
■ Without heat shock, GAGA factor recruits NURF, keeping the promoter
open
■ Transcription starts but then pauses because RNA polymerase is not
sufficiently phosphorylated
■ Heat shock causes the Heat Shock Factor (Hsf) to trimerize and bind to
heat shock elements (HSEs)
■ Hsf recruits Mediator and a kinase phosphorylates RNA polymerase II,
allowing elongation to continue
● HIV Transcription and Anti-Termination
○ HIV uses an anti-termination mechanism to regulate viral transcription
○ Key elements:
■ TAR element (a stem-loop RNA structure) acts as a termination signal
■ The Tat protein (HIV regulatory protein) binds to TAR
■ Tat recruits pTEFb kinase (Cdk9-CyclinT), which phosphorylates RNA
polymerase II CTD
■ This phosphorylation prevents premature termination, allowing
full-length viral RNA synthesis
9.7: Combinatorial Regulation of Eukaryotic Transcription
● Combinatorial regulation refers to the control of gene expression by multiple
transcription factors and signals
● A single gene can be activated or repressed depending on the combination of factors
present
Regulation of Transcription
● This system allows for fine-tuned gene expression and enables complex cell
differentiation and responses to environmental signals
● Example: Yeast Mating Types
○ Yeast cells exist as haploid a, haploid α, or diploid a/α cells
○ The expression of mating-type genes is controlled by a set of transcriptional
regulators
● Regulation of Yeast Mating-Type Genes
○ The three cell types (a, α, and a/α) have distinct gene expression patterns
controlled by four key regulators:
■ a1
■ α1
■ α2
■ MCM1 (a general transcription factor)
○ Mating-type determination:
■ a cells express a-specific genes regulated by MCM1
■ α cells express α-specific genes activated by α1 and repressed by α2
■ a/α diploid cells suppress mating genes and can undergo meiosis under
starvation conditions
● Combinatorial Regulation in a/α Diploid Cells
○ In a/α diploid cells, the combination of a1 and α2 proteins forms a heterodimer
○ This heterodimer binds to DNA and represses genes required for mating
○ Key outcomes:
■ The α1 gene is turned off → No α-specific genes are expressed
■ RME1 (a repressor of meiosis genes) is also turned off → Allows meiosis
when nutrients are low
○ This combinatorial regulation ensures diploid cells do not attempt to mate, but
instead prepare for meiosis when conditions worsen
● Combinatorial Control in Higher Eukaryotes – Interferon-β Enhanceosome
○ In mammals, combinatorial control is seen in the regulation of immune response
genes.
○ Example: Interferon-β (IFN-β) gene
■ The IFN-β gene is activated in response to viral infections
Regulation of Transcription
■ Multiple transcription factors bind to an enhancer sequence, forming an
enhanceosome
■ An important architectural DNA-binding protein, HMG-I(Y), bends the
DNA to help other transcription factors bind
■ Once the enhanceosome is fully assembled, the IFN-β gene is transcribed,
triggering an immune response
● Full Summary:
○ Combinatorial regulation allows precise control over gene expression
■ Yeast mating-type regulation shows how different combinations of
transcription factors determine cell fate
■ Diploid cells use combinatorial repression to prevent mating and allow
for meiosis when necessary
■ In humans, interferon-β activation relies on multiple transcription factors
and DNA bending
○ This regulatory strategy enables eukaryotic cells to integrate multiple signals and
respond appropriately
9.8: The Role of Signaling Cascades in the Regulation of Transcription
● Cells constantly adjust gene expression in response to:
○ Developmental signals
○ Environmental changes
○ Hormones and metabolic changes
○ Pathogen infections
● Many of these responses are mediated by signaling cascades, where a series of molecular
interactions lead to transcriptional changes
● Example: Nuclear receptor proteins
○ These directly regulate gene expression in response to small molecules like
hormones
○ Nuclear receptors have two domains:
■ DNA-binding domain (recognizes specific genes)
■ Ligand-binding domain (responds to signals like hormones)
● Nuclear Receptors and Ligand-Dependent Gene Activation
○ Nuclear receptors regulate transcription based on ligand binding
Regulation of Transcription
○ How it works:
■ Without a ligand (e.g., estrogen), the receptor is bound to a co-repressor,
keeping transcription OFF
■ When a ligand binds, it induces a conformational change, releasing
co-repressors
■ The receptor recruits co-activators, leading to gene activation
○ Example: Estrogen Receptor (ER)
■ Estrogen binds to ER, which then activates genes related to cell growth
and development
■ This mechanism is critical in breast cancer, where estrogen-responsive
genes can promote tumor growth
● Nuclear Receptors Can Also Regulate Nuclear Localization
○ Some nuclear receptors are not always inside the nucleus
○ Example: Glucocorticoid Receptor (GR)
■ In the absence of glucocorticoids, GR remains in the cytoplasm
■ When a glucocorticoid hormone binds, GR undergoes a conformational
change, exposing its nuclear localization signal (NLS)
■ This allows GR to enter the nucleus and activate transcription
● NF-κB and Inflammatory Signaling
○ NF-κB (Nuclear Factor Kappa B) is a key transcription factor in immune
responses
○ In unstimulated cells, NF-κB is kept inactive in the cytoplasm by I-κB (Inhibitor
of NF-κB)
○ How NF-κB is activated:
■ Infection or stress triggers a signaling cascade
■ I-κB kinase (IKK) phosphorylates I-κB, marking it for degradation
■ Once I-κB is degraded, NF-κB’s nuclear localization signal (NLS) is
exposed, allowing it to enter the nucleus
■ NF-κB activates genes related to inflammation, immune response, and
cell survival
9.9: Gene Silencing
Regulation of Transcription
● Gene silencing refers to the long-term inactivation of specific genes, often over multiple
cell divisions (epigenetic inheritance)
● It is primarily caused by changes in chromatin structure:
○ Euchromatin: Open and transcriptionally active
○ Heterochromatin: Condensed and transcriptionally silent
● Example: Yeast Mating Locus
○ The yeast MAT locus controls mating type (a or α cells)
○ Extra copies of mating genes exist on chromosome III but are silenced
○ HMRa and HMLα regions are inactive due to chromatin modifications
● Silencing of HMLα and HMRa by Sir Proteins
○ Silencing Information Regulator (Sir) proteins maintain heterochromatin in yeast
○ Key players:
■ Sir2: A histone deacetylase that removes acetyl groups, leading to
chromatin compaction
■ Sir3 & Sir4: Spread heterochromatin along the chromosome
■ Abf1, Rap1, Orc1: Help recruit Sir proteins to the silencing regions
○ Effect:
■ Silencing spreads along the chromatin, blocking transcription
■ Telomere-adjacent genes are also silenced in a similar manner
● DNA Methylation and Imprinting
○ DNA methylation is a major mechanism of transcriptional silencing
○ Example: IGF2 and H19 Genes (Genomic Imprinting)
■ IGF2: A growth factor gene expressed only from the paternal
chromosome
■ H19: A non-coding RNA gene expressed only from the maternal
chromosome
○ Mechanism:
■ A region called the Insulator Control Region (ICR) controls which gene is
active
■ CTCF protein binds to ICR when it is unmethylated (maternal
chromosome), blocking IGF2 and allowing H19 expression
■ On the paternal chromosome, ICR is methylated, preventing CTCF
binding → IGF2 is transcribed, and H19 is silenced
Regulation of Transcription
○ Failure of imprinting can cause diseases like Beckwith-Wiedemann syndrome,
where excessive IGF2 leads to overgrowth and cancer risk
● MeCP2 and Human Gene Silencing
○ MeCP2 is a protein that binds methylated DNA and recruits co-repressors
(Sin3A) and histone deacetylases (HDACs)
○ MeCP2 mutations cause Rett Syndrome, a severe neurological disorder in girls.
■ Since MeCP2 is on the X chromosome, males with mutations rarely
survive
■ Rett Syndrome leads to intellectual disability, movement disorders, and
autism-like symptoms
● RNA Interference (RNAi) and Chromatin Silencing
○ RNA interference (RNAi) helps establish heterochromatin and silence
transcription
○ Example: Fission Yeast (S. pombe)
■ Small RNA molecules target centromeric regions near mating-type loci
■ These RNAs base pair to form double-stranded RNA (dsRNA)
■ The dsRNA is processed into small interfering RNAs (siRNAs)
■ RITS (RNA-Induced Transcriptional Silencing) Complex:
● siRNAs guide the RITS complex to heterochromatin
● RITS recruits histone deacetylases (HDACs) and histone
methyltransferases (HMTs)
● Histone hypoacetylation and methylation (H3K9) promote
chromatin compaction, reinforcing long-term gene silencing