Concurrent Process Validation in Accra
Concurrent Process Validation in Accra
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5 authors, including:
David Mingle
The University of Tennessee Health Science Center
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1.1 Types of process validation of desired characteristics from a review of historical data,
1.1.1 Prospective Validation based on the precondition that composition, procedures and
This form of validation which should be performed for new or equipment remain unchanged, and that facility, experience
substantially modified manufacturing processes, is essential and the results from in-process and final control tests are
for restricting the risk of errors occurring in advance; e.g. the evaluated.
preparation of injectable products requires this form of
validation. 1.1.4 Revalidation
This is needed to ensure that changes in the process and/or in
1.1.2 Concurrent Validation the process environment, whether introduced intentionally or
This is the form of validation carried out during the normal unintentionally, do not adversely affect process characteristics
production of a product to ensure that a process produces and product quality [3].
products with desired characteristics as the manufacturing
process is implemented. 2. Materials and Methods
The following production and analytical equipment were
1.1.3 Retrospective Validation utilized during production and quality control processes;
It is the form of validation which demonstrates process Moisture Analyzer, Analytical Balance, Dissolution Tester,
consistency and involves looking back into past experiences Disintegration Tester, Weighing Balance, Vernier Caliper,
obtained during production; i.e. establishment of documented Friability Tester, Tablet Compression Machine, Mechanical
evidence that a process will continuously produce a product Mixer, Dispensing Booth, Stop Watch.
2.1 Study Design were identified as T5 and those from the bottom were
The validation design was based on the study of the effect of represented by B5. Samples represented by T1, T2, T3 and T4
critical operation variables on the quality of intermediate and were sampled about 6 cm away from the walls of the blender
finished products at identified critical control points. The and equidistance to each other and the middle sampling
design considered sampling from ten points. points. Samples from the bottom region were represented as
The blender employed was U-shaped. Cluster sampling was follows; B5, B1, B2, B3 and B4.
adopted for the blend. Top samples from the middle region
Fig 2: Sampling plan for Top region Fig 3: Sampling Plan for Bottom region
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NB: The following figures; 1,2,3,4,5,6,7,8,9 and 10 were used and end of each process. The blister packaging machine was
to represent the following cluster sampling points qualified and all packing materials were pretested. 100 tablets
respectively; T1,T2,T3,T4,T5,B1,B2,B3,B4 and B5, for the were taken at initial, midway and closing stages of blister
purposes of statistical analysis. For compression and packaging operations. Complete quality control tests were
packaging, the expected operations and performance of the performed on the blistered and packed samples. Results
compression machine was verified. 100 tablets for each batch obtained were evaluated and suitable conclusions were drawn.
were sampled during compression at the beginning, middle
2. Standard deviation
3. T-test
F = explained variance
4. F-test
unexplained variance
5. Cpk USL – LSL/6*SD, USL: upper specification limit, LSL: lower specification limit, SD: standard deviation
6. CpU USL – µ/3*SD, USL: upper specification limit, LSL: lower specification limit, SD: standard deviation; µ: Mean
7. CpL µ – LSL/3*SD, USL: upper specification limit, LSL: lower specification limit, SD: standard deviation; µ: Mean
8. Skewness
9. ketosis
Confidence
10. Mean ± t * s / √N; s = standard deviation; N = sample size; t = Constant from t-distribution table
Interval
11. Total Yield (%) Actual Yield/Expected Yield * 100
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Fig 4: Regression analysis for Batch 1(Art) Fig 5: Regression analysis for Batch 1(Amod)
Regression Analysis (Cubic) and Test for Normality on each 3.0. If Kurtosis is greater than 3.0, it is heavily tailed. If
batch was performed. Null Hypothesis: The data are normally Kurtosis is less than 3.0, data set is slightly tailed.
distributed. The null hypothesis is rejected if the p-value is Skewness: If the skewness is between -0.5 and 0.5, the data
below 0.05 [5]. A histogram for each Batch was plotted. Also are fairly symmetrical. If the skewness is between -1 and –
included was Boxplot for each batch showing the Content 0.5 or between 0.5 and 1, the data are moderately skewed. If
Distribution of Artesunate and Amodiaquine. Skewness and the skewness is less than -1 or greater than 1, the data are
Kurtosis were determined. For normal distribution, Kurtosis = highly skewed [6].
[Link].1 Histogram and Normal Distributive Curve showing the Content Distribution
Fig 6: Normal distributive curve for Batch 1 of (Art) Fig 7: Boxplot for Batch 1 of (Art)
For Artesunate, the F-calculated values of 2.62, 2.88 and 1.10 1, 2 and 3 were 1.176 ± 0.018, 1.182 ± 0.002 and 1.171 ±
were lower than the F-tabulated value of 10.11 at 0.1 % 0.002 respectively. This implies that the flow character for all
significance level indicating insignificant differences between the batches were good (1.12 – 1.18). Bulk and tap densities
the batches. were used to predict the flow and the compressibility
For Amodiaquine, the F-calculated values of 7.25, 4.50 and character of the powders.
8.32 were lower than the F-tabulated value of 10.11 at 0.1 %
significance level indicating insignificant differences between Amodiaquine
the batches. The compressibility indices of Batches 1, 2 and 3 were
11.969±0.078, 13.651±0.063 and 13.860±0.040 respectively.
[Link] Blend Characterization and Flowability Properties This implies that the compressibility characteristics of all the
A Bulk and tap density apparatus was used to determine the batches were good (11-15). Hausner ratio values for Batches
following parameters, bulk density, tap density, 1, 2 and 3 were 1.133±0.001, 1.161±0.008 and 1.140±0.011
compressibility index and hausner ratio [7]. respectively. This implies that the flow character for all the
batches were good (1.12 – 1.18). Bulk and tap densities were
Table 8: Scale of Flowability used to predict the flow and the compressibility character of
Compressibility index (%) Flow Character Hausner Ratio the powders.
≤ 10 Excellent 1.00 – 1.11
11 – 15 Good 1.12 – 1.18 [Link] Loss on Drying (LOD) (%)
16 – 20 Fair 1.19 – 1.25 LOD (%) for the granules was determined after 3 minutes of
21 – 25 Passable 1.26 – 1.34 mixing with sampling from all 10 sampling points. Data was
26 – 31 Poor 1.35 – 1.45 recorded and regression analysis was performed on the data
32 – 37 Very poor 1.46 – 1.59 obtained for each batch.
> 38 Very, very poor > 1.60 For Artesunate, the Loss on drying gave the following values
for Batches 1, 2 and 3 respectively; 1.41 ± 0.44 %, 1.30 ±
Artesunate 0.17 % and 0.98 ± 0.07 %. These values are less than the
The compressibility indices of Batches 1, 2 and 3 were 14.943 specified upper limit of 5.00 %. For Amodiaquine, the Loss
± 1.275, 15.454 ± 0.161 and 14.506 ± 0.122 respectively. This on drying gave the following values for Batches 1, 2 and 3
implies that the compressibility characteristics of all the respectively; 1.51 ± 0.10 %, 1.53 ± 0.11 % and 1.86 ± 0.07 %.
batches were good (11-15). Hausner ratio values for Batches These values are less than the specified upper limit of 2.00 %.
Fig 8: Regression analysis of LOD (Art, Batch 1) Fig 9: Regression analysis of LOD (Amod, Batch 1)
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Table 11: Statistical evaluation of Data obtained from holding drums as against data from Blend Uniformity (Artesunate)
Specification: T-critical value = 9.925 at 99 % probability level.
Artesunate Batch 1
Drum 1 T1 and B1 T2 and B2 T3 and B3 T4 and B4 T5 and B5
Mean Assay (%) 99.51 100.43 100.19 102.30 103.60 100.47
T-Test 0.414 0.884 4.886 2.208 0.540
Artesunate Batch 2
Mean Assay (%) 101.55 105.46 99.49 99.96 102.09 105.61
T-Test 1.095 0.799 0.727 0.325 1.757
Artesunate Batch 3
Mean Assay (%) 104.52 102.40 99.57 100.98 97.88 100.37
T-Test 0.506 1.203 0.647 2.443 0.882
T-test was carried out to prove that, there is no significant For Amodiaquine, T-test was carried out to prove that, there is
difference between the assay results obtained from the no significant difference between the assay results obtained
analysis of the blend transferred into the holding drums and from the analysis of the blend transferred into the holding
the assay results obtained at the various sampling positions drums and the assay results obtained at the various sampling
during the uniformity of blend studies. The t-values were less positions during the uniformity of blend studies. The t-values
than the t-critical (tabulated) value of 9.925 at 99 % were less than the t-critical (tabulated) value of 9.925 at 99 %
probability level. Hence, there is no significant difference probability level. Hence, there is no significant difference
between the mean assay results. The null hypothesis is between the mean assay results. The null hypothesis is
therefore accepted implying that, no segregation takes place therefore accepted implying that, no segregation takes place
when blends are transferred into holding drums. when blends are transferred into holding drums.
A simulated container was adopted for the blend holding time Hausner ratio and Appearance were the parameters tested at
studies. The blends were held for one month in a polyethylene initial and at the 30th day. Results show insignificant
rubber inserted in High Density Poly Ethylene (HDPE) differences between results obtained at initial and those
bottles. Assay, LOD, Bulk density, Compressibility index, obtained on the 30th day. Thus, holding the blend for a period
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of one month in HDPE drums and also at the required storage within specification of 9.96 – 10.02 for Artesunate and 12.76
condition (below 30 oC and NMT 60 % RH) will – 12.82 for Amodiaquine.
insignificantly affect the blend with respect to the tested
parameters [Link] Uniformity of Dosage Unit (Weight Variation
(WV))
[Link] Tablet Compression Process Performance and
Product Quality Studies Artesunate
Tests for Hardness, Thickness and Diameter were performed
Dose and ratio of Drug substance implies 25 mg and 25%
on the compressed tablets at beginning, middle and end of the [8]
compression process for all three batches of Artesunate and
Amodiaquine. With Artesunate have a specification of Not Table 13: Assay Results (Artesunate)
less than 2.5 for hardness, all tested tablets were within
specification and that of Amodiaquine were also within Batch Average weight (mg) of 20 Tablets Assay (%)
specification of Not less than 1.5. For Thickness test, the Batch No. 1 355.0 103.65
specification for Artesunate was 4.30 – 4.50 mm and all tested Batch No. 2 354.0 106.98
tablets were within specification. For diameter, results were Batch No. 3 352.0 103.72
Fig 10: Regression analysis for Art Batch 1 (WV) Fig 11: Regression analysis for Amod Batch 1 (WV)
Artesunate Amodiaquine
Acceptance values for Batch 1 at the beginning, middle and Acceptance values for Batch 1 at the beginning, middle and
end of compression were 3.57, 3.17 and 2.18 respectively. end of compression were 2.52, 0.96 and 2.29 respectively.
Those of Batch 2 at the beginning, middle and end of Those of Batch 2 at the beginning, middle and end of
compression were 7.11, 6.96 and 5.70 respectively whereas compression were 2.17, 1.15 and 1.31 respectively whereas
Batch 3 at the beginning, middle and end of compression Batch 3 at the beginning, middle and end of compression
were 3.28, 4.01 and 3.10 respectively. The acceptance values were 2.00, 3.01 and 1.83 respectively. The acceptance values
are all less than L1 = 15.0 [8] which indicates consistent are all less than L1 = 15.0 which indicates consistent
uniformity in the dosage units of all the batches. uniformity in the dosage units of all the batches.
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Table 17: Process Capability Index of Batches 1, 2 and 3 of Artesunate and Amodiaquine with sampling at beginning middle and End of process
Specifications: Cpk< 1 -not capable; Cpk= 1 -marginally capable; Cpk> 1 -capable [9]
Artesunate Amodiaquine
Hardness Test Thickness Diameter Hardness Test Thickness Diameter
µ ± SEM 5.57 ± 0.09 4.41 ± 0.01 10.00 ± 0.01 6.68 ± 0.12 4.60 ± 0.01 12.01 ± 0.01
SD 0.89 0.10 0.10 1.14 0.11 0.08
LSL 2.5 3.00 8.5 2 3.50 11.00
3*sd 2.67 0.29 0.29 3.41 0.32 0.23
CpL 1.15 4.85 5.25 1.37 3.39 4.49
Table 18: Process capability index for Uniformity of Dosage Units and 3.57 respectively, which are greater than 1. This implies
(Art); 10 Determinations that, the manufacturing process is reproducible as well as
Art Amod capable of consistently delivering quality products.
SD 1.40 0.94
LSL 85 85 Amodiaquine
USL 115 115 Process capability indices for Hardness, Thickness, Diameter
6SD 8.40 5.64 and Uniformity of Dosage units tests were 1.37, 3.39, 4.49
Cp 3.57 5.32 and 5.32 respectively, which are greater than 1. This implies
that, the manufacturing process is reproducible as well as
Artesunate capable of consistently delivering quality products.
Process capability indices for Hardness, Thickness, Diameter
and Uniformity of Dosage units tests were 1.15, 4.85, 5.25 3.2.3 Yield Analysis
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4. Conclusion
Results obtained indicated that, there was an acceptable level
of homogeneity within a batch and consistency between
batches. All critical variables are therefore valid indicating
that, the manufacturing processes for Artesunate and
Amodiaquine tablets had been robustly designed enough to
meet predetermined standards and quality attributes. The
manufacturing process as a result is capable and stable to
assure quality and safe products. Quality control tests carried
out on the compressed tablets of Artesunate and Amodiaquine
were within the acceptance criteria for Identification, Weight
variation, Disintegration, Friability, Assay, Hardness,
Dissolution, Average weight and Loss on Drying.
5. References
1. USFDA, “Guidance for Industry, Process Validation:
General Principles and Practices”, 2011,1-18
[Link]/downloads/Drugs/GuidanceComplianceRe
gulatory; [Visited on 07/31/2020]
2. Annex 2, WHO good manufacturing practices for
pharmaceutical products: main principles1; WHO
Technical Report Series No. 986, 201
3. Ajibola A. Olaniyi, Principles of Drug Quality Assurance
and Pharmaceutical analysis. 2005; 116-120:447-469.
Published in 2000 AD by Mosuro Publishers; Reprinted
4. Statistical Package for the Social Sciences (SPSS 13.0);
initially developed by Norman H. Nie, Dale H. Bent, C.
Hadlai Hull
5. [Link]
significant-2/; [Visited on 07/31/2020]
6. [Link]://[Link]/doc/en/reporting-and-
dashboards/maql-analytical-query-language/maql-
expression-reference/aggregation-functions/statistical-
functions/predictive-statistical-use-cases/normality-
testing-skewness-and-kurtosis; [Visited on 07/31/2020]
7. USP 29-NF24; General chapter 1174, Powder Flow
8. BP; Appendix XII C. Consistency of Formulated
Preparations; Uniformity of Weight (Mass) (Ph. Eur.
Method 2.9.5); Uniformity of Content ([Link]. Method
2.9.6), Uniformity of Dosage Units ([Link]. Method
2.9.40), 2008.
9. Eugenie Khlenikova, McNeil Consumer Healthcare;
Introduction to Statistical Applications for Process
Validation;
[Link]
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