Risk Assessment and Referral Guide
Risk Assessment and Referral Guide
2023)
Learners
2.2 Importance of Risk Assessment
2.3 Assessment Tools Provided in DepEd Issuance/s
Department of Education(n.d.).
[Link]
deped-guidelines-and-procedures-on-the-management-of-
children- at-risk-car-and-children-in-conflict-with-the-law-
cicl/
Say:
Good afternoon,
everyone!
I am ___________ and I
will be your facilitator for
this session titled “Risk
Assessment and
Referral”. I will guide you
through deepening your
learning about the
referral service of the
Guidance and
Counseling program
mentioned in the prior
modules.
Show:
Present the slide title.
Slide 1
Say: Slide 2
Let’s begin by answering
the pretest to gauge your
prior knowledge about
the topic. We have here
five questions provided
with multiple choices for
you to accomplish in 5
minutes. You can either
scan the QR Code or
enter the quizlet’s
shortened URL.
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
show the pretest and
timer slide.
Do:
If internet access is
reliable, stay on the
slide; but if difficult or
impossible present the
slides of the 5 questions
one at a time with 1
minute interval for
manual responses. If Slides 3-7
internet access is
reliable, stay on the
slide; but if difficult or
impossible present the
slides of the 5 questions
one at a time with 1
minute interval for
manual responses
Say:
The objective of our
module is to equip you
with knowledge, skill,
and right values in
conducting risk
assessment and referral
as part of your guidance
designates’ tasks.
Show:
Present the objectives’
slide.
Do:
Read the list of
objectives on the slide.
Slide 8
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
10 Say: Slide 9
minutes
At the end of this
session, there will be two
output options that your
group could choose
from. You could either
produce a
Or
2. Infographic video of
referral process
for common cases in the
school context
Do:
Show expected output
slide.
Do:
Present the title of the
session and instruct
Slide 10
them about the activity
titled “Green
Opportunity or Red
Risk”.
Prepare the 5 red cards
containing the following
risk descriptions from
which the groups will
pick from (1 for each
card): Red cards: honor
roll and inclusion in
stage performance
bullying, any mental
condition, suicide, theft,
academic struggle/
failure
Say:
1. Group yourselves by
counting off from 1 to
5. Slide 11
Same numbers should
group together.
2. Let your group
representative pick a
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
card.
3. Depict the scene
portraying the risk
cited on your card.
4. Each group is given
a10- second time to
present in front.
[Link] training class will
identify the scene
portrayed by
each group
Say:
1. Was it easy to Enumeration
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present activity slide.
Do: Slide 12
Encourage at least 2
participants to respond.
Acknowledge responses
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Say:
Now, let us move on to
the meat of our session.
Why do you think we are
discussing this module
as part of your training?
Show:
Facilitator will show the
sub-title slide “I. Legal
Bases”
Do: Slide 15
Say:
Yes, you hit the mark
with your responses. It
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
is important for us to
consider this module
because whether we like
it or not, as educators
we are bound to promote
resiliency and well-being
under the 4th
COMPONENT of
MATATAG Agenda. As a
matter of fact, the
following legal bases
justifies the integration
of our Module: Risk
Assessment and Referral
1. RA 11036 “The Mental
Health Act”
2. DepEd Order no.18
s.2015: Guidelines-
Procedures on
the Management of CAR-
CICL
3. DM-OUCI-2021- 359:
Guidelines on the
Counseling and Referral
System of Learners for
S.Y. 2020-2021
4. DO 40, s. 2012 Child
Protection Policy 5. RA
9258 or “The Guidance
and Counseling Act of
2004”
Show:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 15
Say:
Let us refresh our
memory of the salient
points of each law or
department order in
relation to our session
on risk assessment and
referral.
Show:
Facilitator will show
Mental Health Law slide
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Do:
Be attentive to questions
arising from participants
Slide 16
Say:
In the Department of
Education, as early as
2015, we have an order
to assess risk and refer Slide 17
already. DepEd Order 8
s.2015 gave us the
Guidelines and
Procedures on the
Management of Children-
At-Risk (CAR) and
Children in Conflict with
the Law (CAR-CICL).
Show:
Present DO 18 s. 2015
slide
Do:
Move on to next slide
Slide 17
Say:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
If I were to comment,
one of the best things
that happened as a
result of the challenges
during the COVID 19
pandemic was the need
to really take learners’
mental health seriously
which resulted to the
issuance of DepEd
Memorandum (DM-
OUCI-2021-055)
Guidelines on the Slide 18
Counseling and Referral
System of Learners for
SY 2020-2021. This is
our 3rd legal basis. This
directs schools and
SDOs to practice
appropriate referral
procedures along with
guidance and counseling
provision
Show:
Present slide that
contains the
memorandum
Do:
Observe reactions of
participants
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 18
Say:
Show:
Present DO 40, s. 2012
slide
Slide 19
Say:
Finally, the law that Slide 20
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
valid Certificate of
Registration and the
valid Professional
Identification Card or a
special permit.
Hence, as guidance
designates, you need
this capacity building to
equip yourselves with
the things that you are
permitted to do. You
may not be able to do
professional counseling
nor administer
standardized
assessments, but you
can still greatly help in
some risk assessment
tasks and referral
especially with the
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
present situation of
shortage in the number
of available RGCs in the
service.
Show:
Present slide containing
RA 9258 or the
Guidance and
Counseling Act of 2004
Do:
Observe responses from
participants
Slide 20
Say: Slide 21
Do:
The facilitator will show
the sub-title slide “II.
Risk Assessment”
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Say:
Show:
Present slide containing
definitions of mental
Slide 22
health and mental
health condition.
Do:
Observe your
participants.
Say: ````````````````````
````````````````````
`````````````
Mental health is really a Slide 22-23
pressing concern not
only for some adults like
us but mostly for
learners as well. This
session is essential in
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present slide for risk and
risk assessment.
Slide 24-25
Do:
Present slide containing
definition of risk and
risk assessment
Say/Show:
18 series of 2015 as
Appendix A.
Show:
Present copy of the
slides containing List of
At-Risk Learners as
attached in the profiling
and risk assessment
tools as attached in the
DepEd Order No. 18
series of 2015.
Do:
Say:
Do:
Ask participants why
risk assessment is
important in schools.
Facilitator notes
responses and thank
them for actively
participating.
Do:
The facilitator will show
the sub-title slide “II.1
DepEd Assessment Tools
in Issuance/s
Say: Slide 35
Show:
Present slide for Profiling
and Risk Assessment
Tools for Children-At-
Risk
Say:
The risk assessment
form will help the
guidance counselor and
guidance designate
assess properly a learner
being referred to them. Slide 36
The form contains some
demographic details that
need to be accomplished
prior to accomplishing
the checklist by ticking
on individual,
community,
psychological factors
inherent in the child.
Also, the form includes a
rundown of factors that
learners are vulnerable Slide 37-38
to.
Say/Show:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present slides containing
questions in the ASQ
tool one by one as it is
being discussed by the
facilitator.
Say:
Let us run through these Slide 39
questions one by one in
the succeeding slides.
The questions are also
translated in Filipino for
easier grasp. But
facilitators from other
provinces are
encouraged to use or
translate the questions
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Second is,
Say:
Slide 41
Important Note:
However, clinical
judgment can always
override a negative
screening, so use your
judgment and decisions
upon the client
objectively.
Say:
Do:
Ask participants if they
are still with you while Slide 42
you are presenting the
slides before you
continue with the next
part of the presentation.
Slide 44
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 45
Say:
Show:
The facilitator will show
the sub-title slide “II.3
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
HEEADSSS”
Say: Slide 46
HEEADSSS is an
assessment tool
designed to check on the
psychological
dimensions among
adolescents through the
acronym HEEADSSS
which stand for
Show:
Show table for the
acronym of HEEADSSS
Home
Slide 47
Activities and Peer Relationships
Drug Use/Cigarettes/Alcohol
Sexuality
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Safety
The HEEADSSS is a
screening tool for
conducting a
comprehensive
psychosocial and health
risk assessment. It also
provides an ideal format
for preventive health
checks. It also includes
information about young
people’s function in key
areas of their life.
Say:
The HEEADSSS also
contains the
demographic data
needed from the client
and the Rapid
HEEADSSS form is the
initial form being used
by the mental health
practitioners.
Say:
There is a prescribed
assessment form for Slide 51
HEEADSSS made by the
Department of Health.
Kindly look at this slide.
As you can see, the
learners who would
answer YES to numbers
1,4,9, and 10 needs
immediate referral and
should be interviewed
and referred to the Slide 52
Guidance Counselor. If
ever learners indicate to
any other items, they
need to be referred
within the next month.
Show:
Present slide containing
how to use the Rapid
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
HEEADSSS.
Say:
In some cases, there is
also a need for external
Slide 53
referral in which the
counselor feels that it is
not in her capacity to
handle and manage the
case being referred and
may need a specialist to
handle the case. The
two-way referral is being
used as shown in this
slide. Slide 52-53
Show:
Present slide containing
external referral for
HEEADSSS.
Do:
Ask participants if they
have clarifications on the
referral pathways.
Say:
For this part of the
session, here are the
additional resources.
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 53
Slide 54-55
Slide 55
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 56-57
Say:
Now, we go to the other Slide 58
most important part of
the session. You have
already done risk
assessment, used
assessment tools, and
now what’s next?
Essentially, it is referral.
This part of the session
is Understanding the
Referral System.
Show:
Present slide containing
title slide for “III.
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Understanding the
Referral System cited in
DM-OUCI-2021-359:
Guidelines on the
Counseling and Referral
System of Learners for
S.Y. 2020-2021"
Say:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 58
Referral as a service
work together with
Follow up as it checks
the current functioning
of those who availed of
counseling sessions or
other mental health
services.
professional license, so
in this context, how
should a referral be done
among guidance
designates and how
would boundaries
delineate how we should
function in the field.
The Department of
Education in its policy
statement reiterates that
as practitioners in the
field who are directly
dealing with clients,
such as our learners, we
should ensure the
systematic procedure of
counseling and referral
of learners in public
schools and guide all
public schools and
governance levels in the
implementation of
counseling and referral
processes and other
support mechanisms
that would support
DepEd’s mental health
program
Do:
Present slides containing
DepEd’s policy
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
statements on
counseling and referral.
Say:
As a teacher and a
guidance designate,
when a learner begins to
manifest observable
behaviors that are
worsening or may have
been showing signs and
symptoms of a struggle
in some areas of his or
her development, you
know exactly that these
manifestations can be
addressed and mitigated
so that future problems
may be prevented. This
is where the concept of
referral sets in as
guidance service.
The Department of
Education has already
established a
mechanism of
counseling and referral
through its DM on
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Guidance Counseling
and Referral which
started last school year
2021-2022.
Slides 63-64
Show:
Do:
Present slides containing
referral flowcharts and
forms used within the
Department of
Education.
Say:
1. Accomplish Annex
E (Referral Form)
2. The referral form
shall be submitted
to the Guidance
Counselor via
electronic mail or
physical Slide 65-66
submission while
observing
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
confidentiality.
3. Upon receipt of the
referral form, the
Guidance
Counselor shall
assess, evaluate,
and provide the
schedule for
intake interview or
other services that
may be deemed
necessary to
address the needs
of the learners.
Slide 67
Say:
When referring to a
Guidance Counselor
here are the processes
involved:
[Link] the
Counseling Referral
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
[Link] the GC
regarding your referral
either by phone or
Show:
Present slide containing
flowchart of the Referral
System for Schools
without an RGC
Say:
Say:
Show:
Present slide containing
flowchart handling
bullying cases, bullying Slide 68
and retaliation.
Say:
For bullying cases, the
referral should begin
with any school
personnel intervening to
stop the bullying
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present slide containing
flowchart for doing
external referrals from
cases happening in
school.
Show:
Present slide containing
rules and procedures in
handling child abuse
cases, violence, and
discrimination cases. Slide 69
Show:
Present slide containing
the RACE Referral
System.
Show:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present slide containing
flowchart for school-
Slide 73
based referral system
from Heads Up PH.
Show:
Present slide containing
flowchart for school-
based referral system
from Heads Up PH. Slide 74
Important Reminder:
Do:
Show:
Slide 77
Do:
Present slide that
contains details on case
notes.
Show:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 73
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Say:
The DepEd’s
Memorandum on the
Guidelines of Counseling
and Referral System for
SY 2020-2021 shows a
very detailed guide on
how to make an
appropriate referral.
Do:
Present slide that
contains guidelines on
the counseling and
referral system.
Slide 74
Say:
As a Guidance
Designate, DM-OUCI-
2021-359: Guidelines on
the Counseling and
Referral System of
Learners for S.Y. 2020-
2021 is a helpful guide
on how to do referral to a
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
registered guidance
counselor in your
districts and work area.
RGC.
Show:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Do:
Continue presenting the
next slide on the
guidelines in referring
learner to the Guidance
Counselor.
Say:
The next slide shows the
steps to carry out
properly referring a Slide 75
learner to a Guidance
Counselor.
1. Accomplish the
Counseling
Referral Form from
the GCO.
2. Inform the GC
regarding your
referral either by
phone or personal
visit at the GCO.
3. The Guidance
Counselor shall
assess, evaluate,
and schedule the
intake interview or
other services that
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
may be deemed
necessary
4. The Guidance
Counselor shall
inform the
teacher/adviser
that the learner
has been given
attention.
Show:
Do: Slide 76
Present the slide on
reminders to bear in
mind before finalizing
referral.
Say:
behavior
endangers his or
her well-being and
those of those, it is
our responsibility
to provide such
help to the learner
without
necessarily getting
his or her consent
Show:
Do:
Say:
Important Note:
Say:
Do:
Present slide containing
Guidelines in Referring
Learner to a Mental
Health Facility.
Say:
1. The Guidance
Counselor shall inform
the parent, learner,
teacher/adviser (if
necessary), and the
school head about
the referral. Consent Slide 78
shall be obtained from
the parent/guardian.
2. Schools or the Schools
Division Office shall refer
the learner to the
nearest and most
accessible institution
that provides mental
health services.
3. The Guidance
Counselor shall prepare
the letter of referral to
the specific professional
and agency/institution.
[Link] Guidance
Counselor shall monitor
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Slide 79
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Slide 80
Do: Slide 81
Present slide on
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Resource Mapping
Say:
As a guidance designate,
it is important that you
are also aware of
available mental health
professionals (internal
and external
stakeholders) relative to
your area.
Internal stakeholders
include nurses, guidance
counselors, teachers,
and school
administrators.
External stakeholders
include individuals in
different professions,
fields and interests that
could address the
learner’s present issues,
concerns or problems.
Show:
Do:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Slide containing a figure
showing referral process
to be followed by a
Guidance Designate
Say:
The Guidance Designate
shall exhaust all
available personnel
nearest to him/her to
carry out the referral
process.
1. A registered
guidance
counselor in the
nearest school.
2. A registered
guidance
counselor
available in the
Division Office
3. A registered
guidance
counselor from a
partner
organization/instit
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
ution and
communities
Do:
Present slide containing Slide 83
the diagram on RACE
Referral System
Say:
Suicide cases in schools
are being screened using
the CSSR-S or the
Columbia Suicide
Severity Rating Scale.
The scale determines the
severity level of suicide
that a learner may
experience.
Show:
Another diagram
showing the RACE
Referral System in
Handling Suicide Cases
in Schools or Other
Educational Institutions
Do:
Present the slide on a
Quick Guide about the
Procedure in Referring
Distressed Learners to
the Guidance Office
Say:
Show:
Show:
Show slide containing
25 minutes Slide 85
the title of the activity,
“Get Me Some Help!"
Say:
appropriate and
approved assessment
tool to use and how to
do the referral. After the
activity, each group will
be given 5 minutes to
present their output.
Show:
Slide containing
instructions about the
activity.
Say:
Listen to the following Slide 86
instructions before we
execute them:
Do
Read the instructions on
the slide:
1. Count off from 1 to
5; and proceed to
your group. There
shall be 5 groups
in the training
class.
2. Let one group
representative pick
a case card for
your group.
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
3. Decide on which
approved risk
assessment tool is
appropriate to use
for the case
assigned to you.
4. Choose one to
perform:
a. Create a referral
flowchart and
present it to the
class.
b. Create a reel
video of the
appropriate
referral process for
the assigned case
and post it on
social media.
Say:
Before I present the case
scenarios, let us do the
grouping first. Count off
from 1 to 5.
Do:
Direct the execution of
the grouping. Ensure
that 1s are together, and
so with 2s, 3s, 4s, and
5s.
Assign each group a
specific and strategic
space by which to stay
Show:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Do:
Call a participant from
Group 1 to read the slide
containing Case #1
Do:
Execute the same task
done in Case# with
Cases # 2-5 by calling
one participant from
each group to read the
case scenario assigned
to them as you show the
specific case slides.
Show:
Present the slides of
Cases #2-5
Slides 88-91
Say:
Time is up! Let us now
process the activity.
Each group is given 5
minutes to present their
output as earlier
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
instructed.
Do:
Call the 5 groups to
present in class in turns.
3. What is your
takeaway from the
activity?
Show:
Slide containing the
processing questions.
Do:
Call 1 or 2 responders
per question. Openly
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
acknowledge their
responses.
Say:
Overall, risk
assessments and
referrals must be done
properly. The process of
an efficient referral
makes helping a learner
in need be done
properly.
Show:
Present slide containing
the quotation for the
Final Thoughts on the
session.
Slide 93
Say:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present slides containing
the references for the Slides 93-94
entire module and
session.
5 minutes Do:
Let the participants
answer the post test.
Ensure that the
Say:
Show:
Present the slides
containing the post-test.
A referral toolkit is a
simple and practical aid
that enables school
internal and external
stakeholders to take, act
on, and refer identified
distressed learners to
mental health
professionals with
improved coordination
and collaboration system
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Show:
Present main title slide
and next slide that
contains a referral
toolkit's definition.
Say:
Show:
Present slide containing
additional resources.
1. Mental Health
Continuum
2. Behaviour
Emotions
Thoughts Learning
and Social
Relationships
3. Indicator Checklist
Show:
Present slide containing
list of additional risk
assessment tools.
Say:
Say:
components:
Flourishing, Going OK,
Struggling, Severely
Impacting everyday
activities.
Do:
Present slide containing
the colored scale with
the four (4) components
of the Mental Health
Continuum.
Significantly, it points
out what can you notice
with learners as to the
level of concern (very
low, low, moderate and
high), the core features
of the four (4)
components, and their
respective support focus.
Do:
Present slide with the
table containing what to
notice among learners
using the Mental Health
Continuum.
Say:
In actual conditions,
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Do:
Present slide containing
the table on what can it
look like in the three (3)
areas of functioning
among learners.
Say:
In the first column, the
person is said to be
Flourishing if he/she
regularly experiences
more positive more than
negative emotions.
Do:
Mention other
components of the table
per column/component.
Highlight what may be
important to see
especially on the last
component that may
suggest severe effects
and manifestations to
learners and may
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
warrant immediate
referral.
Say:
After using this tool, the
guidance designate shall
look out for warning
signs of mental illness
and emotional distress
among learners as
shown in this table.
Show:
Present slides containing
a table on warning signs
of mental illness and
emotional distress
among learners ranging
from atypical and
unusual behaviors and
including academic
performance problems
that are present.
Say:
Another assessment tool
is the Behaviour
Emotions Thoughts
Learning and Social
Relationships. This is
also from Beyondblue as
cited in Heads Up PH
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Connect.
Show:
Do:
Distribute sample copies
of the Behaviour
Emotions Thoughts
Learning and Social
Relationships tool
Say:
(Enclosure No. 6 to DepEd Memorandum No. 044, s. 2023)
Say:
The next tool is the
Indicator Checklist. The
checklist contains ten
(10) statements
answerable by “Yes” or
“No”. The list suggests
that the more you
answer “Yes”, the greater
is the level of concern
and follows when you
have more “No”
responses.
Show:
Do:
Present slide that
contains the Indicator
Checklist.
Indicator Checklist
among participants.