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Isomorphism of Locally Ringed Spaces

The document outlines the isomorphism between the locally ringed space D(f) and Spec(Af) for a ring A and an element f in A, demonstrating that the underlying topological spaces are homeomorphic and that the structure sheaves match. It also discusses the properties of open subschemes and the natural map from morphisms of schemes to ring homomorphisms. Additionally, it describes Spec(Z) as the spectrum of the ring of integers and its role as a final object in the category of schemes.

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0% found this document useful (0 votes)
14 views21 pages

Isomorphism of Locally Ringed Spaces

The document outlines the isomorphism between the locally ringed space D(f) and Spec(Af) for a ring A and an element f in A, demonstrating that the underlying topological spaces are homeomorphic and that the structure sheaves match. It also discusses the properties of open subschemes and the natural map from morphisms of schemes to ring homomorphisms. Additionally, it describes Spec(Z) as the spectrum of the ring of integers and its role as a final object in the category of schemes.

Uploaded by

zhongrenn9
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

1 Schemes 2.

1
Below is a fairly detailed outline of the standard proof that for a ring A and
f ∈ A, the locally ringed space

D(f ), OX D(f ) on X = Spec(A)

is isomorphic to Spec(Af ).
Here D(f ) ⊆ Spec A is the **standard open set** of all prime ideals
p ⊂ A such that f ∈ / p. Also Af denotes the **localization** of A obtained
by inverting powers of f .

1. The Underlying Topological Spaces Are Homeomorphic
1.1 Bijective Correspondence of Points
Recall that

Spec(Af ) = q q is a prime ideal in Af .

Each prime q ⊆ Af corresponds to a prime ideal p ⊆ A (its “contraction”)


such that p ∩ S = ∅, where S = {1, f, f 2 , . . . } is the multiplicative set we
are localizing at.
- **Equivalently**, saying p ∩ {1, f, f 2 , . . . } = ∅ means f ∈
/ p. - Hence
such p ∈ Spec(A) precisely belongs to D(f ).
This yields a natural **bijection** of sets

Spec(Af ) ←→ D(f ) ⊆ Spec(A),

by sending q 7→ q ∩ A. (And conversely, each prime p ∈ D(f ) extends


uniquely to a prime q ⊆ Af .)
1.2 Topology Compatibility
Under this bijection, the Zariski topology on Spec(Af ) is the same as
the subspace topology on D(f ) ⊆ Spec(A).
- In Spec(Af ), the basic open sets have the form

D(g) = {q ∈ Spec(Af ) | g ∈
/ q},

for g ∈ Af . - If g̃ ∈ A is a representative of g ∈ Af , then under the bijection,


D(g) in Spec(Af ) corresponds to D(g̃) ∩ D(f ) inside Spec(A).
Hence the map is a homeomorphism of topological spaces:

Spec(Af ) −→ D(f ) ⊆ Spec(A).

1
2. The Sheaf of Rings Matches: Isomorphism of Locally Ringed Spaces
We must also check that this homeomorphism respects the **structure
sheaf** OSpec(A) restricted to D(f ) versus the structure sheaf OSpec(Af ) .
2.1 Definition of the Structure Sheaf on Spec(Af )
By construction (or by the usual universal property of localization),

 −1
OSpec(Af ) ( D(g) ) = Af g . Concretely:

OSpec(Af ) ( D(g) ) = (Af )g = Af g (since localizing twice is the same as one combined localizatio

2.2 Restriction of OSpec(A) to D(f )


On the other side, recall that OSpec(A) (D(h)) ∼
= Ah . When we restrict
OSpec(A) to the open subset D(f ), its basic opens are of the form D(h) ∩
D(f ) = D(f h). Hence
  
OSpec(A) D(f ) D(f h) = OSpec(A) D(f h) = Af h .

2.3 Checking the Isomorphism on Basic Opens


Under our homeomorphism Spec(Af ) ∼ = D(f ), the basic open D(g) ⊆
Spec(Af ) corresponds to D(g̃) ∩ D(f ) = D(f g̃) ⊆ Spec(A). Comparing the
rings of sections:
- **Left side**:

OSpec(Af ) D(g) = (Af )g = Af g .

- **Right side**:
 
OSpec(A) D(f )
D(f g̃) = Af g̃ .

But under “lifting” g 7→ g̃, we see Af g̃ ∼


= Af g .
Hence these two rings are **canonically isomorphic** for every basic
open of the form D(g). By uniqueness of sheafification and the fact that the
basic opens form a basis for the Zariski topology, these local identifications
glue to give an **isomorphism of sheaves of rings** over the homeomorphism

Spec(Af ) ∼
= D(f ).

2.4 Local Rings and Locally Ringed Space Isomorphism


To check it is an isomorphism **of locally ringed spaces**, one finally
checks that the induced map on stalks (local rings) is an isomorphism. At
a point q ∈ Spec(Af ) corresponding to p ∈ D(f ) ⊆ Spec(A), one has:
- The stalk OSpec(Af ),q ∼
= (Af )q . - The stalk OSpec(A),p localized to D(f )
is Ap , and this is isomorphic to (Af )q because q sits over p.

2
Everything matches up so that the maps on maximal ideals (or prime
ideals in the stalks) are consistent. Hence it is indeed an **isomorphism of
locally ringed spaces**.
Thus we conclude:

(D(f ), OX |D(f ) ) ∼
= Spec(Af )

as locally ringed spaces.

3
1 Schemes 2.2
**Solution Explanation**
We want to show that if (X, OX ) is a scheme (over some base), and
U ⊆ X is an open subset, then U, OX U is itself a scheme, often called
an **open subscheme** of X. Here, OX U denotes the restriction of the
structure sheaf OX to U . The scheme structure on U is then inherited from
X.

1. Recall the Definition of a Scheme
A **scheme** (X, OX ) is a topological space X together with a sheaf
of rings OX (called the structure sheaf), such that every point of X has
an open neighborhood V ⊆ X for which (V, OX |V ) is **isomorphic** (as a
locally ringed space) to Spec(A) for some ring A.
Concretely, for every x ∈ X, there is an open affine neighborhood V ⊆ X
and an isomorphism of locally ringed spaces

(V, OX |V ) ∼

= Spec(A), OSpec(A) .


2. Restricting to an Open Subset U ⊂ X
We are given an open U ⊆ X. We consider the restricted sheaf OX |U .
We need to check:
1. The topological space U equipped with the restriction of OX is a
**locally ringed space** (i.e., its stalks are local rings). 2. It is covered by
open affines of the form Spec(A).
2.1. Locally Ringed Space Condition
- For each u ∈ U , let OX |U denote the restriction of the presheaf OX to
U . Then the stalk at u, (OX |U )u , is **by definition** the same as OX,u ,
because restricting to a smaller open set does not change the germ of a
section at u. - Since OX,u is a local ring (as X is a locally ringed space),
the restriction (OX |U )u remains a local ring.
Hence U, OX |U is a **locally ringed space**.
2.2. Cover by Affine Opens
Given u ∈ U , because X is a scheme, there exists an open affine neigh-
borhood V ⊂ X of u, say

(V, OX |V ) ∼
= Spec(A).

But U ∩ V is an open subset of V (since U and V are both open in X).


Therefore, the induced structure on U ∩V is the restriction of OX |V to U ∩V .

1
Because Spec(A) is itself a topological space, an open subset of Spec(A) is
(by definition) an **affine open** if it can be written as Spec(A)f = { p ∈
Spec(A) : f ∈/ p} for some f ∈ A.
Hence we get an isomorphism of locally ringed spaces

(U ∩ V, OX |U ∩V ) ∼

= Spec(A)f , OSpec(A) Spec(A) , f

showing (U ∩ V ) is **affine** in the restricted sense.


Thus every point u ∈ U has an open neighborhood
 U ∩V ⊆ U isomorphic
to Spec(A)f , which is affine. Hence U, OX |U is **locally affine**, and so
it is a scheme.

3. Conclusion
By restricting the structure sheaf OX to the open subset U , we obtain a
locally ringed space (U, OX |U ). Locally, it is isomorphic to open subschemes
of affine schemes (because X is covered by affines, and we further restrict
to open subsets). Therefore, (U, OX |U ) **is itself a scheme**, called the
**open subscheme** of X determined by U .

Hence, any open subset U ⊆ X with the restricted sheaf OX |U is a scheme.

2
1 Schemes 2.4
Below is a restatement in more conventional notation and typography, show-
ing how one obtains the natural map

α : HomSch (X, Spec A) −→ HomRings A, Γ(X, OX ) .

1. Set-up and Notation
1. **A** is a (commutative) ring. 2. **(X, OX )** is a scheme. 3. We
are given a morphism of schemes

f : X −→ Spec A.

1.1 The Associated Map f # on Structure Sheaves


By the definition of a morphism of schemes, we have

f # : OSpec A −→ f∗ OX .

Concretely, this is a morphism of sheaves of rings on the topological space


Spec A (with its Zariski topology).
1.2 Taking Global Sections
Taking global sections of both sides on Spec A gives us an induced ring
homomorphism
 
A = Γ Spec A, OSpec A −→ Γ Spec A, f∗ OX .

But  
Γ Spec A, f∗ OX ≃ Γ X, OX
by the definition of the direct image sheaf f∗ OX . Hence we get a ring
homomorphism
A −→ Γ(X, OX ).

2. The Natural Map α
Given any morphism f : X → Spec A, the above process yields a
**ring** homomorphism

Φf : A −→ Γ(X, OX ).

Thus we get a **map of sets** (in fact, a map of hom-sets):


  
α : HomSch X, Spec A −→ HomRings A, Γ(X, OX ) ,

1
where each f is sent to the induced homomorphism Φf .

3. Why It Is “Natural”
1. **Functorial in A**. One checks that if A → A′ is a ring homomor-
phism, then there is a induced map Spec A′ → Spec A, etc. The construction
of α is compatible with such morphisms in the usual sense of functoriality
(one formalizes this by looking at the contravariant functor Spec (·) from
rings to schemes).
2. **Functorial in X**. Likewise, if X ′ → X is a morphism of schemes,
then a morphism X → Spec A induces one X ′ → Spec A, and everything
commutes.
Hence α reflects the usual duality between the category of rings (con-
travariantly) and the category of affine schemes, extended to the fact that
morphisms into an affine scheme Spec A are equivalent to ring homomor-
phisms out of A on global sections.

4. Historical or Conceptual Note
- In classical algebraic geometry, this map α is intimately connected with
the **Yoneda lemma** viewpoint:

HomSch (X, Spec A) = HomSch Spec Γ(X, OX ), Spec A
if X were affine; more precisely, for affine X, we have X ≃ Spec Γ(X, OX ).
- In the nonaffine case, one still obtains the map α by restricting attention
to the induced map on global sections, although now X is not necessarily
Spec Γ(X, OX ).
Either way, the construction of α is straightforward from the definitions
and is often used as a step in describing how morphisms of schemes into
affine schemes are encoded by ring homomorphisms on global sections.

5. Final Summary
1. From a scheme morphism f : X → Spec A, we automatically get a
**structure sheaf map** f # : OSpec A → f∗ OX . 2. Taking global sections
recovers a **ring** homomorphism A → Γ(X, OX ). 3. This process is
**functorial**, giving a map
  
HomSch X, Spec A −→ HomRings A, Γ(X, OX ) .
4. This is precisely the map α in the statement.


Hence the natural map α arises by sending f 7→ A → Γ(X, OX ) .

2
1 Schemes 2.5
Description of Spec(Z)
The **spectrum of the ring of integers**, Spec(Z), is the set of prime
ideals of Z, equipped with the Zariski topology. The prime ideals of Z are:
1. The zero ideal (0), which corresponds to the **generic point** of
Spec(Z). 2. The prime ideals (p) for each prime number p, which correspond
to the **closed points** of Spec(Z).
Thus, the underlying topological space consists of the points:

Spec(Z) = {(0)} ∪ {(p) | p prime}.


The Zariski topology on Spec(Z) is defined by the basic closed sets:

V (I) = {p ∈ Spec(Z) | I ⊆ p}
for ideals I of Z. Specifically:
- V (0) = Spec(Z), since every prime ideal contains (0). - V (p) = {(p)},
which means each closed point is a singleton. - V (n) = {(p) | p divides n}
for n > 0, meaning that the closed set defined by an integer n consists of
the prime ideals corresponding to the prime factors of n.
The structure sheaf OSpec(Z) is the sheaf associated with the **affine
scheme** Spec(Z), meaning its sections over D(f ) (the standard distin-
guished open set associated with f ∈ Z) are given by Z[ f1 ].
Spec(Z) as a Final Object in the Category of Schemes
In the **category of schemes**, a final object (or terminal object) is an
object T such that for every scheme X, there exists a **unique morphism**
X → T.
We claim that Spec(Z) is the final object in the category of schemes.
That is, for every scheme X, there exists a **unique** morphism of schemes:

X → Spec(Z).
Existence of a Morphism X → Spec(Z)
A morphism of schemes f : X → Spec(Z) corresponds to a **ring ho-
momorphism** on affine open sets. Specifically, for any affine open U =
Spec(A) ⊂ X, a morphism X → Spec(Z) induces a ring homomorphism:

Z → A.
But since Z is the **initial object in the category of rings**, there is
a unique ring homomorphism Z → A, namely the one sending 1 to the
multiplicative identity in A.

1
Since every scheme is covered by affine open sets Spec(A), and the
morphisms on these opens glue uniquely due to the uniqueness of the in-
duced ring homomorphisms, we obtain a **unique** scheme morphism X →
Spec(Z).
Uniqueness of the Morphism
Suppose f, g : X → Spec(Z) are two morphisms. Then on each affine
open U = Spec(A) ⊂ X, these morphisms induce ring homomorphisms
Z → A. But as mentioned, this homomorphism is uniquely determined.
Hence, f and g must agree on all affine open sets, meaning f = g globally.
Conclusion
Since every scheme X admits a unique morphism to Spec(Z), this shows
that Spec(Z) is the **final object** in the category of schemes. This re-
sult reflects the idea that Spec(Z) is a universal base space for arithmetic
geometry, encapsulating the **global arithmetic** of all schemes.

2
1 Schemes 2.6
**Spectrum of the Zero Ring** The **zero ring** 0 is the unique ring in
which 0 = 1, meaning that every element is equal to 0. Explicitly, it consists
of only one element {0}, and the only possible multiplication and addition
satisfy 0 + 0 = 0 and 0 · 0 = 0.
The **prime spectrum** of a ring A, denoted Spec(A), consists of all
prime ideals of A, equipped with the Zariski topology.
- In the **zero ring**, the only ideal is {0}, which is also the entire ring
itself. - However, an ideal I in a ring is **prime** if whenever ab ∈ I, then
either a ∈ I or b ∈ I. - Since the only ideal {0} satisfies this property vac-
uously (because there are no nonzero elements), it **is not a prime ideal**
in the usual sense. - In fact, in commutative algebra, the **zero ring has no
prime ideals** because the definition of a prime ideal typically assumes the
presence of multiplicative elements. - Thus, we conclude that:

Spec(0) = ∅.

That is, the spectrum of the zero ring is the empty topological space.

**The Zero Ring as an Initial Object in the Category of Schemes** A
category has an **initial object** if there exists an object X such that for
every other object Y , there is a unique morphism X → Y .
1. **The Category of Rings**: - In the category of commutative rings
with unity, the zero ring is an **initial object**. - This follows because for
any ring R, there is a unique ring homomorphism 0 → R, which sends the
unique element 0 to 0 in R. - However, there is no ring homomorphism
R → 0 unless R itself satisfies 0 = 1, which only happens if R is also the
zero ring.
2. **The Category of Schemes**: - The **category of schemes** has
objects given by schemes (locally ringed spaces satisfying certain conditions)
and morphisms given by morphisms of locally ringed spaces. - The empty
space ∅ with the **trivial structure sheaf** (i.e., the sheaf of rings being
the zero ring at every open set) corresponds to Spec(0), which is the empty
scheme. - For any scheme X, there is a **unique morphism** ∅ → X (since
maps from the empty set to any space are unique). - Thus, Spec(0) serves
as the **initial object** in the category of schemes.

**Conclusion** - The **spectrum of the zero ring is empty**: Spec(0) =
∅. - The **zero ring is an initial object** in the category of rings. -

1
The **empty scheme** Spec(0) is the **initial object** in the category
of schemes.
This highlights an important feature of algebraic geometry: the algebraic
structure of the zero ring translates naturally into the **initial topology and
categorical properties** of its associated geometric space.

2
1 Schemes 2.7
Below is a standard argument in algebraic geometry showing that giving a
morphism
Spec K −→ X

is equivalent to giving a pair x, k(x) ,→ K consisting of a point x ∈ X and
an inclusion of fields k(x) → K. Here k(x) denotes the **residue field** of
X at x.

1. From a Morphism Spec K → X to a Point x ∈ X and k(x) → K
1. **A morphism Spec K → X determines a point x ∈ X.**
- Since Spec K has a unique (closed) point corresponding to the zero
prime ideal in K, its image in X is a single point x. - Concretely, if

ϕ : Spec K −→ X

is a morphism of schemes, then x := ϕ unique point of Spec K is a point
in X.
2. **We get an induced local ring map OX,x → K.**
- By definition of a morphism of locally ringed spaces, we get a commu-
tative diagram on the stalk:

OX,x −→ Γ Spec K, OSpec K = K,

respecting local structures (it sends the maximal ideal of OX,x into the
unique maximal ideal 0 ⊂ K). - Thus we have a **local homomorphism**
OX,x → K that kills the maximal ideal mx ⊂ OX,x .
3. **Hence we get a map on residue fields k(x) → K.**
- Because mx is in the kernel of OX,x → K, this induces a ring homo-
morphism
k(x) = OX,x /mx −→ K.
- Since OX,x /mx is a field, this map is in fact an **injection** (or **inclu-
sion** of fields), because the only prime ideal in K is the zero ideal. Hence
we get
k(x) ,→ K.
Putting these together, any morphism Spec K → X gives rise to:
1. A **point** x ∈ X. 2. An **inclusion** of residue fields k(x) ,→ K.

2. From a Point x ∈ X and k(x) ,→ K to a Morphism Spec K → X

1
Conversely, start with:
- A point x ∈ X. - An **injective** ring map k(x) → K.
We want to construct a morphism of schemes Spec(K) → X with image
x.
1. **Lift k(x) → K to a local map OX,x → K.**
- Because OX,x ↠ k(x) is surjective (the quotient by mx ), any injection
k(x) ,→ K extends uniquely to a local ring homomorphism OX,x → K that
kills mx .
2. **Use sheaf/lifting properties to get a map on an open neighborhood
of x.**
- By the usual property of stalks, such a local map OX,x → K is given
by a (compatible) family of maps from sections over some neighborhood of
x. This (in the language of local morphisms of locally ringed spaces) yields
a **scheme morphism** from Spec K into X, sending the point of Spec K
to x.
3. **Uniqueness**: Two different extensions would differ on the maxi-
mal ideal mx and so would give different local maps.
Hence from the data (x, k(x) ,→ K), there is a **unique** morphism

Spec(K) −→ X

mapping the unique point of Spec K to x and inducing the given injection
k(x) → K on residue fields.

3. Summary of the Equivalence
Putting both directions together, we get a natural **1-to-1 correspon-
dence**:
n o n o
morphisms Spec K → X ←→ (x, k(x) ,→ K) x ∈ X .

Hence giving a morphism from Spec K to X is equivalent to giving


1. A **point** x ∈ X, and 2. A **field inclusion** k(x) ,→ K.
That completes the proof.

2
1 Schemes 2.8
**Solution Explanation**
Let X be a scheme over a field k. We want to show that giving a k-
morphism
Spec k[ε]/(ε2 ) −→ X


is equivalent to specifying:
1. A point x ∈ X whose residue field is k (i.e. a k-rational point, meaning
k(x) = k), 2. An element of the Zariski tangent space Tx X.
Here the **Zariski tangent space** Tx X at the point x is defined as
∨
Tx X = mx /m2x ,

the dual of the vector space mx /m2x over k(x). Since k(x) = k in our situa-
tion, this is a vector space over k.

1. Setup: Morphisms from Dual Numbers
1. **Ring of dual numbers**: We consider the local Artin ring R :=
k[ε]/(ε2 ). It has a unique maximal ideal (ε), satisfying ε2 = 0.
2. **Residue field**: The residue field of R at (ε) is isomorphic to k.
Concretely,
R/(ε) ∼= (k[ε]/(ε2 ))/(ε) ∼
= k.
Hence any morphism Spec(R) → X selects some point x ∈ X whose residue
field must contain k. If we want a morphism of k-schemes (i.e. the structure
map X → Spec k is respected), then that point x must actually have residue
field equal to k.

2. From a Morphism to a Point in X plus a Tangent Vector
**Step 1:** Let
f : Spec(k[ε]/(ε2 )) −→ X
be a morphism of k-schemes. Because Spec(R) has a single (closed) point
corresponding to the ideal (ε), the image of that point under f is some
point x ∈ X. Since R/(ε) ∼= k, the residue field of x must be k. Thus x is
k-rational.
**Step 2:** Now look at the induced local homomorphism on stalks at
x. Denote by OX,x the local ring of X at x with maximal ideal mx . We get
a local ring homomorphism

OX,x −→ k[ε]/(ε2 )

1
sending mx into (ε). Since ε2 = 0, the image of m2x must be zero. This
homomorphism therefore factors as

OX,x −→ OX,x /m2x −→ k[ε]/(ε2 ).


**Step 3:** Restrict further to the quotient mx /m2x . Because m2x goes to
zero, we get an induced linear map of k-vector spaces

mx /m2x −→ (ε)/(ε2 ).
But (ε)/(ε2 ) ∼
= k · ε as a k-vector space (one-dimensional). Thus any
such local homomorphism amounts to choosing an element

[α] ∈ Homk mx /m2x , k · ε .




Dualizing (or simply identifying the space of k-linear maps mx /m2x → k


with (mx /m2x )∨ ), we see that specifying this local homomorphism is equiva-
lent to specifying an element of

(mx /m2x )∨ = Tx X.
Hence:
- The point x is determined by where (ε) maps, - The tangent vector is
determined by how the ring homomorphism kills m2x but may have a non-zero
image on mx .

3. From a Point plus a Tangent Vector to a Morphism
Conversely, given:
1. A k-rational point x ∈ X (so mx ⊂ OX,x and k(x) = k), 2. A tangent
vector θ ∈ Tx X (i.e. an element of Homk (mx /m2x , k)),
we can construct the corresponding morphism Spec(k[ε]/(ε2 )) → X by
defining a local ring homomorphism

OX,x −→ k[ε]/(ε2 ),

as follows:
- On the residue field level, OX,x /mx → k[ε]/(ε2 )/(ε) ∼
= k, we take the
isomorphism corresponding to the chosen rational point x. - On mx /m2x →
(ε)/(ε2 ), we use the linear map induced by θ. Concretely, if θ(f ) ∈ k is the
image of f ∈ mx modulo m2x , then we send it to θ(f ) · ε ∈ k · ε.

2
Extending multiplicatively (and respecting ε2 = 0), one obtains a unique
local homomorphism of rings OX,x → k[ε]/(ε2 ). This patching is enough to
define a morphism of schemes

Spec(k[ε]/(ε2 )) −→ X

that sends the closed point of Spec(k[ε]/(ε2 )) to x and encodes the chosen
tangent vector θ.

4. Conclusion
Summarizing both directions:
- **Given** a k-morphism Spec(k[ε]/(ε2 )) → X, we get a unique k-
rational point x ∈ X (residue field k) and a vector in Tx X. - **Conversely,**
any choice of x ∈ X with k(x) = k and a vector in Tx X uniquely determines
such a morphism.
Hence to give a morphism

Spec(k[ε]/(ε2 )) −→ X

over k is **equivalent** to giving a k-rational point x ∈ X plus an element


of the Zariski tangent space Tx X.

3
1 Schemes 2.9
Below is a standard argument showing that every nonempty irreducible
closed subset of a scheme has a **unique** generic point. The proof hinges
on two key facts:
1. Every **irreducible** closed subset Z ⊆ X in a scheme X has at least
one generic point (in fact, any irreducible topological space has a generic
point in the “spectral” sense).
2. The underlying topological space of a scheme is **T0 ** (Kolmogorov).
In a T0 -space, an irreducible set can have **at most** one generic point.
Putting (1) and (2) together yields the **existence** and **uniqueness**
of the generic point of Z.

1. Terminology and Setup
- A **generic point** ζ of a closed set Z ⊆ X means that

{ζ} = Z.

Equivalently, ζ is contained in every dense open subset of Z.


- A **scheme** X has an underlying topological space (the spectrum-
type topology). This underlying space is always **T0 **, meaning: for any
two distinct points x, y ∈ X, there is an open set that contains one of them
but not the other.
- A subset Z ⊆ X is **irreducible** if it cannot be written as a union
Z = Z1 ∪ Z2 of two proper closed subsets.

2. Existence of a Generic Point
**General fact** (true for the underlying “spectral” topology of any
ringed space like Spec R, or any irreducible topological space that arises in
the Zariski-type setting):
¿ If Z is a nonempty irreducible closed subset in a scheme X, then there
is at least one point ζ ∈ Z whose closure equals Z.
In more algebraic language, when Z = V (I) in Spec R, irreducibility of
Z translates to I being prime (or at least an intersection of primes in some
contexts), and a **minimal** prime in that intersection corresponds to a
point whose closure is exactly V (I). Concretely, one shows that the set
\
U
U ⊆Z
nonempty open in Z

1
is nonempty because Z is irreducible (no proper closed subset covers it).
Any point ζ in this intersection must lie in every nonempty open of Z,
hence {ζ} = Z.
Thus a generic point **exists**.

3. Uniqueness of the Generic Point in a T0 -Space
Now we show **any two distinct points** in an irreducible space Z
**cannot both** serve as generic points (i.e., there is at most one generic
point).
1. Suppose for contradiction that Z has **two** distinct points ζ1 , ζ2 ∈
Z such that
{ζ1 } = Z and {ζ2 } = Z.
In a T0 -space, there is an open set U ⊂ X containing ζ1 but **not** con-
taining ζ2 .
2. Intersect U with Z. Then U ∩ Z is an open subset of Z containing ζ1
but excluding ζ2 .
3. But if ζ2 were also a generic point, ζ2 would lie in **every** nonempty
open subset of Z. That contradicts the fact that ζ2 ∈ / U ∩ Z.
Hence no two distinct points can both be generic. This shows **at most
one** generic point.

4. Putting It All Together
- By irreducibility, we have **at least one** generic point. - By T0 , we
have **at most one** generic point.
Therefore, a nonempty irreducible closed subset Z in a scheme X has
**exactly one** generic point ζ.

Hence every nonempty irreducible closed subset of a scheme has a unique generic point.

2
1 Schemes 2.10
The spectrum of a ring, denoted Spec(R[x]), is the set of all prime ideals
of R[x], equipped with the Zariski topology. Let’s analyze its structure and
compare it to R and C.
Step 1: Prime Ideals in R[x]
In R[x] , prime ideals fall into two main categories: 1. Maximal Ideals
The maximal ideals of R[x] correspond to the points in C , but in a spe-
cific way: • If α ∈ R, then(mα ) = (x − α)[Link] α + iβ ∈ C \
R, then(x−(α+iβ))(x−(α−iβ)) = x2 −2αx+(α2 +β 2 )def inesarealirreduciblepolynomial, andtheide
2αx+(α2 +β 2 ))isamaximalideal.T hus, themaximalidealsinR[x]correspondto :
Realpointsα ∈ R, as(x−α).P airsof complexconjugatepoints(α±iβ), appearingasquadraticpolynom
2αx+(α2 +β 2 )).2.T heM inimalP rimeIdealT heonlynon−maximalprimeidealisthezeroideal(0), wh
Thus, we conclude:

Spec(R[x]) = {(0)}∪{(x−α) | α ∈ R}∪{(x2 −2αx+(α2 +β 2 )) | α, β ∈ R, β ̸= 0}.

Step 2: Zariski Topology on Spec(R[x]) • The basic closed sets in Spec(R[x])


are given by sets of the form:

V (I) = {p ∈ Spec(R[x]) | I ⊆ p},

where I is an ideal of R[x] . • The closure of a point depends on the corre-


sponding ideal: • The point (0) (the generic point) is dense in Spec(R[x])
because every nonzero polynomial vanishes somewhere in C. • A point (x -
α)(correspondingtoα ∈ R)isclosed, meaningitf ormsasingle−pointclosedsetintheZariskitopology.
2αx + (α2 + β 2 ))(correspondingtoaconjugatecomplexpair)isalsoclosed.
Thus, the Zariski topology is very different from the usual topology: •
The only dense point is (0) . • All other points (corresponding to maximal
ideals) are closed. • The space is not Hausdorff in the usual sense.
Step 3: Comparison with R and C
Comparison with R • The set R naturally corresponds to the maximal
ideals (x - α)f orα ∈ [Link], Spec(R[x]) contains additional points cor-
responding to pairs of complex conjugates. • The topology on R (usual
topology) is completely different from the Zariski topology on Spec(R[x]),
where every proper closed set is finite.
Comparison with C • The set C is much larger than R , but in Spec(R[x]),
we only see complex numbers appearing in pairs of conjugates. • Spec(C[x])
is just C ∪{(0)}, whichisbiggerthan Spec(R[x]), since complex points appear
individually in C , but only in conjugate pairs in Spec(R[x]).

1
Summary • Spec(R[x]) consists of real numbers (corresponding to max-
imal ideals (x - α))andcomplexconjugatepairs(correspondingtoideals(x2 −
2αx+(α2 +β 2 ))).T heZariskitopologyisverydif f erentf romtheusualtopology :
thezeroideal(0)isdense, [Link], Spec(R[x])
is larger because it includes points representing complex numbers in conju-
gate pairs. • Compared to C , it is smaller because individual complex
points do not appear—only their conjugate pairs do.
Thus, Spec(R[x]) is a topological space that encodes both real and com-
plex algebraic information but in a way that differs significantly from the
usual number systems.

2
1 Schemes 2.11
We analyze the spectrum of the polynomial ring k[x] over the finite field
k = Fp .
**Step 1: Structure of Spec(Fp [x])**
The prime spectrum Spec(Fp [x]) consists of prime ideals in Fp [x], which
fall into two categories:
1. **The zero ideal** (0): - This corresponds to the **generic point**,
which represents the function field Fp (x). - Its residue field is Fp (x), the
field of rational functions over Fp .
2. **Maximal ideals** (f (x)) where f (x) is an irreducible polynomial
over Fp : - Each maximal ideal corresponds to an irreducible polynomial
f (x), and the residue field is Fp [x]/(f (x)), which is a finite field extension
of Fp . - If f (x) has degree d, the residue field is Fpd , the finite field with pd
elements.
Thus, the spectrum Spec(Fp [x]) consists of: - A generic point correspond-
ing to (0) with residue field Fp (x). - One closed point for each irreducible
polynomial f (x), with residue field Fpd where d = deg(f ).
**Step 2: Counting Points with a Given Residue Field**
To count the number of points in Spec(Fp [x]) with a given residue field
Fpd , we count the number of monic irreducible polynomials of degree d over
Fp . This number is given by:
1X
Nd = µ(k)pd/k
d
k|d

where µ(k) is the Möbius function. This formula counts the number of
irreducible polynomials of degree d over Fp .
Thus, for each d, there are Nd closed points in Spec(Fp [x]) with residue
field Fpd .
**Conclusion** - Spec(Fp [x]) consists of a generic point corresponding
to (0) and closed points corresponding to irreducible polynomials. - The
residue fields of closed points are the finite fields Fpd where d is the degree
of an irreducible polynomial. - The number of closed points with residue
field Fpd is given by the number of monic irreducible polynomials of degree
d over Fp , computed using the formula involving the Möbius function.

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