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Construction Risk Management Guide

The document provides an overview of risk management in construction, highlighting the importance of identifying, assessing, and mitigating various types of risks including safety, financial, legal, project, and environmental risks. It discusses the processes involved in managing these risks, including the use of risk matrices and the distinction between known and unknown risks. Additionally, it emphasizes the need for effective planning and communication to turn potential risks into opportunities for improved project outcomes.

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jethro chan
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100% found this document useful (1 vote)
118 views47 pages

Construction Risk Management Guide

The document provides an overview of risk management in construction, highlighting the importance of identifying, assessing, and mitigating various types of risks including safety, financial, legal, project, and environmental risks. It discusses the processes involved in managing these risks, including the use of risk matrices and the distinction between known and unknown risks. Additionally, it emphasizes the need for effective planning and communication to turn potential risks into opportunities for improved project outcomes.

Uploaded by

jethro chan
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

R I

S
K MANAGEMENT
TOPIC NO. 1

INTRODUCTION TO RISK PROJECT MANAGEMENT


• Importance of Risk Management

• Overview of Project Risks

• Key Concepts: Risk, Uncertainty, and Opportunity

CONSTRUCTION RISK MANAGEMENT 2


RISK
MANAGEMENT
Risk management system in a
construction industry deals with
planning and evaluating the
project risks, then, it must be
followed by the implementation
of processes, procedures, and
systems to mitigate the risks.

1/7/20XX CONSTRUCTION RISK MANAGEMENT 3


RISKS IN CONSTRUCTION PROJECT
1. SAFETY RISK 3. LEGAL RISK
Workers / Staffs (Engineers, Architects, Regulations, code compliance, disputes.
Site Supervisors) and every personnel
4. PROJECT RISK
involved in the project.
Management of resources, schedules.
2. FINANCIAL RISK
5. ENVIRONMENTAL RISK
Budget of the project.
Acts of Gods (Floods, Typhoons, Earthquakes)

CONSTRUCTION RISK MANAGEMENT 4


SAFETY RISKS
PERSONAL PROTECTIVE EQUIPMENT
QUADRANT I: QUADRANT II:
LOW RISK, GENERAL PROTECTION LOW RISK, SPECIALIZED PROTECTION
• CHEMICAL RESISTANT GLOVES,
• HARD HATS, SAFETY GLASSES,
LIGHTWEIGHT COVERALLS, HEARING
REFLECTIVE VESTS
PROTECTION

QUADRANT III: QUADRANT IV:


HIGH RISK, GENERAL PROTECTION HIGH RISK, SPECIALIZED PROTECTION
• SAFETY SHOES, FULL-BRIM HARD • SELF CONTAINED BREATHING
HATS, SAFETY GOGGLES, SAFETY APPARATUS, FLAME RESISTANT
GLOVES, SAFETY HARNESS SUITS, ARC FLASH SUITS

CONSTRUCTION RISK MANAGEMENT 6


MOST COMMON TYPE OF INJURIES

• Superficial Injuries
• Open Wounds
• Discolorations, Sprains, and Strains
• Muscle and Tendon Injury
• Crushing Injury
• Traumatic Amputations
• Foreign Body Entry
• Burns and Corrosions
• Toxic Effect

CONSTRUCTION RISK MANAGEMENT 8


INSIGHTS TO OCCUPATION INJURIES

• Total Case: 2,309 total cases


• Workdays Lost: 810 injuries involved
workdays lost.
• Fatal Injuries: 27 cases
• Non-fatal Injuries: 783. with 27
resulting in permanent incapacity and
756 in temporary incapacity.
• Without Workdays Lost: 1,499 cases
that did not result in any workdays lost.

CONSTRUCTION RISK MANAGEMENT 9


LEADING CAUSE OF INJURIES

• Caught by or in Between Objects


• Over-exertion or Strenuous Movement
• Stepping On, Striking, or Struck by Objects
• Falls of Persons
• Exposure to Harmful Substances
• Struck by Falling Objects
• Exposure to or Contact with Extreme
Temperature
• Exposure or Contact with Electric Current

CONSTRUCTION RISK MANAGEMENT 10


LEADING CAUSE OF INJURIES

CONSTRUCTION RISK MANAGEMENT 11


FINANCIAL RISKS

12
FINANCIAL RISKS
COST OVERRUNS
Actual budget costs exceed
the budget for project.

PAYMENT DELAYS
Delay in receiving payments from
clients, leading to cashflow problems.

CONTRACTUAL RISKS
Financial losses due to unfavorable
contract terms or misinterpretations.

CONSTRUCTION RISK MANAGEMENT 13


LEGAL RISKS

14
CONSTRUCTION RISK MANAGEMENT 15
PROJECT RISK
PROJECT
MANAGEMENT CYCLE

CONSTRUCTION RISK MANAGEMENT 17


ENVIRONMENTAL RISKS
SITE PREPARATION FOR
ENVIRONMENTAL RISKS
• Secure loose objects and
construction materials on-site.
• Develop and practice evacuation
plans.
• Establish communication plans for
weather updates and warnings.

1/7/20XX CONSTRUCTION RISK MANAGEMENT 19


RISKS, UNCERTAINTIES, OPPORTUNITIES

RISKS UNCERTAINTY OPPORTUNITY

Risk in construction refers to Uncertainty refers to situation Opportunity in construction


the potential for an event or where the outcomes, refers to the potential for
condition to negatively impact probabilities, or impacts of positive outcomes that can
project objectives such as cost, events are unknown or improve project performance,
time, quality, or safety. unpredictable. reduce costs, or enhance value.

CONSTRUCTION RISK MANAGEMENT 20


TOPIC NO. 2

CYCLES OF RISK PROJECT MANAGEMENT


• Construction Risk Management

• Why is Risk Management Essential in Construction

• Main Risk Categories in Construction

• Known and Unknown Risks

CONSTRUCTION RISK MANAGEMENT 21


CONSTRUCTION
RISK MANAGEMENT

Risk management system in a


construction industry deals with
planning and evaluating the
project risks, then, it must be
followed by the implementation
of processes, procedures, and
systems to mitigate the risks.

CONSTRUCTION RISK MANAGEMENT 22


EXAMPLE:
WORKING AT HEIGHTS
• Identify the Risks
• Assess the Risks
• Mitigate the Risks
• Monitor the Risks

1/7/20XX CONSTRUCTION RISK MANAGEMENT 23


RISK MANAGEMENT IS ESSENTIAL

STREAMLINE OPERATIONS

ENHANCE SAFETY

INCREASE CONFIDENCE

INCREASE PROFITS

CONSTRUCTION RISK MANAGEMENT 24


MAIN RISK
CATEGORIES
IN CONSTRUCTION

3 PORTFOLIO LEVEL RISKS

2 PROGRAM LEVEL RISKS

1 PROJECT LEVEL RISKS

1/7/20XX CONSTRUCTION RISK MANAGEMENT 25


MAIN RISK FLOW CHART
PORTFOLIO LEVEL
RISK MONITORING
CONTINGENCY
AND REPORTING
ASSESSMENT

PROGRAM LEVEL
CONTIGENCY ASSESSMENT

PROGRAM 2

PROGRAM 3

PROGRAM 5
PROGRAM 4
PROGRAM 1
RISK REGISTER AND
CONTINGENCY TOOL
(PER PROJECT/PROGRAM)

CONSTRUCTION RISK MANAGEMENT 26


KNOWN AND UNKNOWN RISKS

KNOWN RISKS UNKNOWN RISKS

These risks are identifiable events or conditions These risks are events or conditions that cannot
that can be anticipated and assessed before be indentified during project planning. The risk
they occur. matrix helps prepares contingencies, but these

Note: Predictable Challenges risk remain unindentifiable until they


materialize.

CONSTRUCTION RISK MANAGEMENT 27


KNOWN RISKS:
THE PREDICTABLE
CHALLENGES
These risks can be systematically
evaluated, quantified, and planned for
with specific mitigation strategies.
• Weather impacts on concrete pour
• Standard permit processing delays
• Typical material delivery timeframes
• Regular equipment maintenance
needs
• Common labor availability issues

1/7/20XX CONSTRUCTION RISK MANAGEMENT 28


UNKNOWN RISKS:
THE HIDDEN THREATS
Managing these threats requires:
• Proactive Identification
• Regular Assessments
• Flexible Contingency
• Rapid Response
• Systematic Documentation

1/7/20XX CONSTRUCTION RISK MANAGEMENT 29


UNDERSTANDING KNOWN AND UNKNOWN RISKS

KNOWN RISKS UNKNOWN RISKS


EXAMPLES
(CERTAIN) (UNCERTAIN)
1. Weather Delays 1. Subsurface Conditions
2. Material Shortages 2. Design Changes
Known (Identified) 3. Regulatory Compliance 3. Market Fluctuations
4. Labor Strikes 4. Regulatory Changes
5. Equipment Failure 5. Funding Delays

1. Pandemics
1. Environmental Hazards
2. Alien Landing
2. Historical Site Restrictions
3. Development of AI that
Unknown (Unidentified) 3. Subcontractor Issues
overtakes Human
4. Stakeholder Concerns
4. Economic Collapse
5. Previous Project Data
5. Political Instability

CONSTRUCTION RISK MANAGEMENT 30


COMMON PROJECT RISKS
Risk Name Description Likelihood Impact
Delays can stem from numerous sources,
Project Delays including inclement weather, design changes, Almost Certain Moderate
or regulatory approvals.

Cost overruns occur when actual project costs


Cost Overruns Likely Major
exceeded the estimated budget.

Changes in project design during construction


Design Changes Likely Moderate
can lead to increase costs and delays.

It involves uncontrolled changes or


Scope Creep continuous growth in a project’s scope, Likely Moderate
leading to additional scope of works.

It arise from substandard workmanship or


Quality Issues Possible Moderate
materials, leading to rework and delays.

CONSTRUCTION RISK MANAGEMENT 31


TOPIC NO. 3

RISK MANAGEMENT PLANNING


• Risk Matrix Template

• Risk vs Issues

• Turning Project Risks into Opportunities

• Risk and Opportunity Matrix

• Key Risk Management Standards

• Future of Construction Risk Management

CONSTRUCTION RISK MANAGEMENT 32


R I
S
K MATRIX
COMPONENTS OF RISK MATRIX
RECOMMENDED
COMPONENT DESCRIPTION
DESCRIPTORS
• Rare
Also known as probability, this • Unlikely
Likelihood refers to how likely it is for a risk • Possible
event to occur. • Likely
• Almost Certain
• Insignificant
Also referred to as consequence, • Negligible
Impact this determines the extent of a risk • Moderate
event’s effects on the project. • Extensive
• Significant

CONSTRUCTION RISK MANAGEMENT 34


COMPONENTS OF RISK MATRIX
RECOMMENDED
COMPONENT DESCRIPTION
DESCRIPTORS
• 1: Very Low Risk
A numerical value is calculated by • 2-4: Low Risk
Risk Score assessing a risk’s likelihood and • 5-9: Medium Risk
impact. • 10-16: High Risk
• 17-25: Extreme Risk
• Very Low
The process of categorizing risks • Low
Risk Rating into levels of severity using the • Medium
Risk Matrix. • High
• Extreme

CONSTRUCTION RISK MANAGEMENT 35


RISKS MATRIX
IMPACT / GRAVITY OF CONSEQUENCE

Insignificant Negligible Moderate Extensive Significant


1 2 3 4 5

Almost Certain Medium Risk High Risk High Risk Extreme Risk Extreme Risk
5 5 10 15 20 25

Likely Low Risk Medium Risk High Risk High Risk Extreme Risk
PROBABILITY

4 4 8 12 16 20

Possible Low Risk Medium Risk Medium Risk High Risk High Risk
3 3 6 9 12 15

Unlikely Low Risk Low Risk Medium Risk Medium Risk High Risk
2 2 4 6 8 10

Rare Very Low Low Risk Low Risk Low Risk Medium Risk
1 1 2 3 4 5

CONSTRUCTION RISK MANAGEMENT 36


EXAMPLE:
START OF A PROJECT
Managing these threats requires:
• Resources (Manpower, Materials)
• Project Calculated Budget
• Possible Design Issues
• Project Scheduling

1/7/20XX CONSTRUCTION RISK MANAGEMENT 37


RESOURCES (MANPOWER, MATERIALS)
IMPACT / GRAVITY OF CONSEQUENCE

Insignificant Negligible Moderate Extensive Significant


1 2 3 4 5

Almost Certain Medium Risk High Risk High Risk Extreme Risk Extreme Risk
5 5 10 15 20 25

Likely Low Risk Medium Risk High Risk High Risk Extreme Risk
PROBABILITY

4 4 8 12 16 20

Possible Low Risk Medium Risk Medium Risk High Risk High Risk
3 3 6 9 12 15

Unlikely Low Risk Low Risk Medium Risk Medium Risk High Risk
2 2 4 6 8 10

Rare Very Low Low Risk Low Risk Low Risk Medium Risk
1 1 2 3 4 5

CONSTRUCTION RISK MANAGEMENT 38


PRODUCT BENEFITS

Simple and efficient to use

Quick customer service assistance

Free 90-day customer support

1/7/20XX CONSTRUCTION
Pitch
RISK
deck
MANAGEMENT 39 39
RISKS AND ISSUES

TYPE EXAMPLES DESCRIPTION

• The potential risk of severe


weather, such as storms of heavy
Risk Unexpected Weather Conditions
rain, that could delay construction
activities

• A storm has occurred, turning the


risk into a reality. This issue has
Construction Delay due to
Issue halted construction and pushed
Bad Weather
the project timeline back by two
weeks.

CONSTRUCTION RISK MANAGEMENT 40


MANAGING ISSUES IN PROJECT MANAGEMENT
Monitoring
and Review

Identification
Implementation

COMMUNICATION

Documentation
Resolution
Planning

Analysis

CONSTRUCTION RISK MANAGEMENT 41


RISKS TO OPPORTUNITY

RISK ISSUE OPPORTUNITY


The glass panels have arrived The delay in receiving the glass
The glass panels could arrive at with some defects, which is panels allows the team to re-
a later date due to shipping currently delaying installation evaluate and choose a more
delays, potentially pushing as the team must asses the advance glass type that offers
back the installation schedule damage and arrange for better energy efficiency, enhancing
replacements the building’s overall value

Shortage of engineers - -

CONSTRUCTION RISK MANAGEMENT 42


RISK VS OPPORTUNITY MATRIX

Significant Extensive Moderate Negligible Insignificant Insignificant Negligible Moderate Extensive Significant
5 4 3 2 1 1 2 3 4 5

Almost Certain Extreme Opp. Extreme Opp. Rare Opp. Rare Opp. Great Opp. Medium Risk High Risk High Risk Extreme Risk Extreme Risk
5 25 20 15 10 5 5 10 15 20 25

Likely Extreme Opp. Rare Opp. Rare Opp. Great Opp. Weak Opp. Low Risk Medium Risk High Risk High Risk Extreme Risk
4 20 16 12 8 4 4 8 12 16 20

Possible Rare Opp. Rare Opp. Great Opp. Great opp. Weak Opp. Low Risk Medium Risk Medium Risk High Risk High Risk
3 15 12 9 6 3 3 6 9 12 15

Unlikely Rare Opp. Great Opp. Great Opp. Weak Opp. Weak Opp. Low Risk Low Risk Medium Risk Medium Risk High Risk
2 10 8 6 4 2 2 4 6 8 10

Rare Great Opp. Weak Opp. Weak Opp. Weak Opp. Very Weak Very Low Low Risk Low Risk Low Risk Medium Risk
1 5 4 3 2 1 1 2 3 4 5

CONSTRUCTION RISK MANAGEMENT 43


OPPORTUNITIES
IN CONSTRUCTION
• Maximizing Efficiency Onsite
• Program Management
• Bulk Procurement
• Modular Construction
• BIM Class Detection
• Value Engineering and Flexible
Design

1/7/20XX CONSTRUCTION RISK MANAGEMENT 44


ISO 31000:2018 KEY RISK
RISK MANAGEMENT GUIDELINES
MANAGEMENT
STANDARDS
Essential Framework Benefits:

• Tested methods that work across


different project types.

• Clear steps for identifying and


handling risks.

• Industry-accepted ways to measure


and track threats.

• Systematic approaches to protect


project value
CONSTRUCTION RISK MANAGEMENT 45
FUTURE TRENDS AND INNOVATIONS

CONSTRUCTION RISK MANAGEMENT 46


THANK YOU !
ENGR. RENZ BRIXTER B. LINGAMEN, CE, MP, ME-1, MSCE-SE

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