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Master's Theses University of Connecticut Graduate School
12-12-2016
Recommended Citation
Steciak-Noujaim, Deborah N., "The Relationship Between Emotional Support and Health Related Self-Efficacy in Older Inmates"
(2016). Master's Theses. 1026.
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The Relationship Between Emotional Support and Health Related
Self-Efficacy in Older Inmates
A Thesis
At the
University of Connecticut
2016
i
Copyright by
2016
ii
APPROVAL PAGE
Presented by
Major Advisor
Lisa C. Barry, Ph.D., MPH
Associate Advisor
Richard Fortinsky, Ph.D.
Associate Advisor
Dorothy Wakefield, M.S.
University of
Connecticut 2016
iii
Table of Contents
Abstract…………………………………………………………………………………………………………………………………..v
Introduction………………………………………………………………………………………………………………………..…. 1
Background……………………..………………………………………………………………………………………………………2
Older Inmates…………….…………………………………………………………………………………………….… 3
Self-Efficacy …………………………………………………………………………………………………………….… 4
Methods…………….……………………………………………………………………….……………………….………………...9
Study Variables……………………………………………………………………………………………………………12
Results ……………………………………………………………………………………………………………………………..……17
Discussion ………………………………………………………………………………………………………………………..……24
Limitations …………………………………………………………………………………………………………………29
References……………………………………………..………………………………………………………………………………33
Appendices …………………………………………………………………………………………………………………………….41
iv
Abstract
Inmates age 50 and older are the fastest growing segment of the prison population.
Because the majority of inmates return to the community, adequate self-care is essential for
managing their overall health. Studies among older community-living persons indicate that
emotional support is associated with improved efficacy for managing one’s health (e.g., health
related self-efficacy). Data collected from the “Physical Functioning and Mental Health of Older
Prisoners” study were analyzed to determine if emotional support is associated with health-
related self-efficacy among older inmates in Connecticut. Even after controlling for
demographic, incarceration and clinical/behavioral factors, older inmates reporting lower levels
of emotional support were more likely to have poor health related self-efficacy. This
relationship did not differ by gender. Identifying factors associated with poor health related
self-efficacy in the older inmate population may inform the development of interventions
v
Introduction
The United States prison population has grown exponentially in the past four decades
(National Research Council, 2014). The Federal Bureau of Justice Statistics reports that in 1978,
about 300,000 inmates were incarcerated in both state and federal correctional facilities
(Bureau of Justice Statistics, 2014). By 1994, the prison population had grown drastically to
approximately one million (Bureau of Justice Statistics, 2014). This population has continued to
grow at an alarming rate in more recent years, in 2012 there were more than 1.5 million
inmates incarcerated in either jails or prisons (Bureau of Justice Statistics, 2014). The growth in
the United States prison population is not only extremely costly, but it also places a
considerable strain on the Department of Correction’s staff and resources (National Research
Council, 2014).
Inmates age 50 and older (i.e., older inmates) are the fastest growing segment of the
prison population (Williams et al., 2007). Older inmates have high rates of chronic health
conditions including diabetes, chronic lung disease, and hepatitis C (Binswanger et al., 2009).
This could be due, in part, to the life circumstances of these individuals both before and during
incarceration (e.g. drug abuse, alcohol abuse, poor access to healthcare, etc.) (Binswanger et
al., 2009; Williams et al., 2007). Because the majority of inmates will eventually return to the
community, adequate health related self-efficacy is essential for managing their overall health
(Freudenberg, 2001).
component to managing overall health among older persons in the general population
(Bodenheimer et al., 2002; Panagioti et al., 2014). In the older inmate population, better
1
health related self-efficacy while in prison may be associated with better health-related
outcomes after prison release. However, little is known regarding factors associated with
health related self-efficacy in older inmates. In the general population, it has been shown that
low levels of emotional social support are associated with a decline in feelings of self-efficacy
among older persons (McAvay, Seeman & Rodin, 1996; Seeman et al., 1999; Steptoe, Shankar,
Demakakos, & Wardle, 2013). This same relationship will be analyzed in the older inmate
population for this study. Improved understanding of factors that may be associated with older
inmate’s health related self-efficacy can help to inform interventions to enhance self-care
abilities. These types of interventions may aid this growing population to manage their health
Background
The immense growth of inmates age 50 and older over the past four decades could be
the result of multiple circumstances. Studies have suggested that longer sentences, newly
instated minimum sentencing laws, the observed increase in the number of individuals arrested
at later ages, and population aging could all be potentially contributing factors (Luallen &
Cutler, 2015; Williams et al., 2007). If the rate of incarcerated older persons continues to grow,
this population may comprise 1/3 of the United States prison population by the year 2030
(Chettiar, Bunting & Schotter, 2012). Due to the high rates of chronic illness and mental health
diagnoses in older inmates, this population places great tension on the prison system in terms
of healthcare management and cost (Mitka, 2004). Developing specific ways to manage this
population is vitally important in maintaining the safety and infrastructure of the United States
2
Older Inmates
In the general population, older persons are considered to be anyone who is age 65 and
older. However, due to the many lifestyle differences of individuals in the prison population,
inmates age 50 and older are considered to be “older” (Mitka, 2004; Williams et al., 2007).
Inmates’ accelerated aging stems from stresses of living in the prison environment and
unhealthy lifestyles (e.g. high risk behaviors) and inadequate healthcare while outside of prison
(Conklin et al., 2000; Fellner & Vinck, 2012; Mitka, 2004). The older inmate population also has
significantly greater health problems when compared with the general population (Williams et
al., 2012). It has been shown that older inmates have high rates of untreated mental health
conditions, chronic illnesses and functional impairments (Barry, Wakefield, Trestman, &
Conwell, 2016; Binswanger, Krueger, & Steiner, 2009; Fazel et al., 2004; Mitka, 2004, Williams
healthcare services when compared to their younger counterparts (Bureau of Justice Statistics,
2014). In Connecticut, the annual healthcare cost for inmates, age 18-49, is approximately
$4,000. The healthcare costs of older inmates are about two to three times more expensive
(Ahalt et al., 2013). The total healthcare expenses for inmates in the year 2012 in Connecticut
were $86.9 million; this includes both medical and dental care (Bureau of Justice Statistics,
2014). With the rates of incarcerated individuals steadily growing over the past three decades
and the rise in the older inmate population, the projected healthcare costs in prisons is also
The Bureau of Justice Statistics (2006) reports that over 95% of all inmates are
eventually released back into the community. In the “Physical Functioning and Mental Health
3
of Older Prisoners” study, approximately 30% of the 167 older inmates participating in the
study were expected to return to the community within 2 years. Due to the fact that so many
their self-efficacy in managing their own health, and the factors that may affect their health
related self-efficacy.
Self-Efficacy
manage the events in his/her life (Wood & Bandura, 1989). In the general population, greater
feelings of self-efficacy have been shown to lead to better health outcomes and lower rates of
hospitalizations and emergency room visits (Daltroy, 1993; Scherer, & Bruce, 2001). Whereas
individuals with low health related self-efficacy are more likely to have poor health outcomes,
including disability and depression, especially among those with chronic health conditions and
chronic pain (Arnstein et al., 2009; Gallant, 2003). Furthermore, numerous studies show that
for older community-dwelling adults, it is imperative to maintain the ability to perform basic
self-care activities in order to achieve a good quality of life and maintain independence (Borg et
al., 2006; Golden et al., 2009). For the purposes of this study, self-care will be referred to as
To date, research on the health of older inmates is minimal, and few studies have
evaluated the various factors that may affect health related self-efficacy in the older inmate
population. Susan J. Loeb, Ph.D., Assistant Professor at Pennsylvania State University has been a
pioneer in the field of self-efficacy among older inmates. In a 2010 study, Loeb and associates
evaluated the association between older inmates’ self-rated health and self-efficacy (Loeb et
4
al., 2010). Findings showed that there was a significant positive relationship between self-
efficacy and one’s self-rated health. In another study, Loeb and Steffensmeier (2006) found a
older male inmates. Self-care behaviors observed in this particular study included exercising,
eating fruits and vegetables, brushing teeth, and taking prescribed medications. Older inmates
with greater self-efficacy were more likely to attempt positive behaviors, whereas those with
low self-efficacy were more likely to try to avoid these behaviors (Loeb & Steffensmeier, 2006).
These findings help to illustrate the potential importance of health related self-efficacy for
maintaining inmates’ health. However, the factors that may affect inmates’ feelings of health
related self-efficacy, and can be potentially modified to improve health related self-efficacy,
remain unknown.
Social support is defined as a person’s perception that they are cared for and have the
support of a person or persons when making important decisions (Uchino et al., 2006). It also
includes an individual’s perception that they are part of a social network, or linkages to a group
of people in their community (Wills & Ainette, 2012). Social support has been shown to be
essential for maintaining both physical and mental health (Ozbay et al. 2007). It has been
suggested that having social support can improve resilience to stress and even reduce medical
morbidity and mortality (Southwick et al. 2005). Lack of social support has also been shown to
negatively affect the mood and wellbeing of community-dwelling older adults (Golden et al.,
2009).
5
Social support has been categorized into four main types: emotional, instrumental,
informational and appraisal (Heaney & Israel, 2008). For the purposes of this project we will
focus on emotional support; Dr. Barry’s study only collected information on an inmate’s
emotional support. Emotional support is defined as support that involves the establishment of
empathy, love, trust and caring (Heaney & Israel, 2008). In the general population, it has been
shown that low levels of emotional social support are associated with a decline in feelings of
self-efficacy among older persons (McAvay, Seeman & Rodin, 1996; Seeman et al., 1999;
Steptoe, Shankar, Demakakos, & Wardle, 2013). It has also been suggested that low emotional
support can lead to poor levels of self-efficacy for managing chronic illnesses like diabetes
(Gallant, 2003). Diabetes is increasingly prevalent among all older adults (Kirkman et al., 2012).
Individuals diagnosed with diabetes, similar to many other chronic illnesses, perform a variety
of self-care tasks such as dietary management, exercise, blood glucose testing and foot care
(Gallant, 2003). It has been suggested that because these healthcare activities may be new to
an individual, having another individual’s emotional support while learning and performing
Females, in general, are more family centered and relationship oriented, and thus
typically report higher levels of emotional support than males (Harris, 1993; Jiang & Winfree,
2006). Female inmates have also been shown to report higher levels of emotional support than
male inmates (Jiang & Winfree, 2006). Consequently, it is possible that greater feelings of
emotional support among female inmates may translate to better health related self-efficacy in
this group. Furthermore, the number of older female inmates in the U.S. has grown
6
considerably in the past decade. It is estimated that more than 15,000 older female inmates
were incarcerated as of the year 2014 (Carson, 2014). However, there is still a paucity of
research on the health of the older female prison population and few existing studies report on
the emotional support of female inmates because they are largely limited to studying men. It is
important to perform studies that include samples of both males and females, so that the
mechanism by which emotional support may impact older inmate’s health related self-efficacy
The public health problem addressed in this project centers around the fact that the
older prisoner population continues to grow, and that many of these individuals will eventually
be released back into the community. Due to their many healthcare needs, this population is
very expensive to care for both while incarcerated and when they are released back into the
important to determining who may or may not be better at maintaining their health upon
prison release. Specifically, this analysis will focus on the effect emotional support may have on
theory. This theory states that an individual’s self-efficacy along with their goals, expectations
(Bandura, 2004). Findings from this project could lead to interventions aimed at increasing
emotional support in order to maintain older inmate’s health related self-efficacy; which in turn
could benefit both the older inmate population as well as the community that cares for them.
7
Specific Aims and Hypothesis
others appears to facilitate an individual’s belief in the types of activities in which they can
successfully engage in (Bandura, 1981, 1986, 1988). This theory has been demonstrated in the
general population in studies evaluating the relationship between social support and self-
efficacy (McAvay, Seeman & Rodin, 1996; Seeman et al., 1999; Steptoe, Shankar, Demakakos, &
Wardle, 2013). Using Bandura’s theory, it is important to evaluate this relationship within the
aging prisoner population. This information could be used to develop interventions aimed at
increasing older inmate’s emotional support which in turn could increase their health related
self-efficacy. As previously stated, this population is rapidly growing and is extremely costly to
care for. These types of interventions could potentially aid Department of Correction’s staff in
their management of older inmates’ overall health, as well as the inmates themselves when
they transition back to the community and are fully responsible for managing their own health.
This study aims to determine if emotional support is associated with health-related self-
efficacy (e.g., confidence in managing one’s own health) among older inmates in Connecticut.
To attain this objective, the following Specific Aims in a sample of older inmates were pursued:
Specific Aim 1: To evaluate the association between emotional support and health
Based on the literature review conducted prior to this analysis it is hypothesized that
8
higher levels of emotional support will be associated with higher health related self-efficacy
among older inmates and that this relationship will be stronger in females when compared to
factors will impact the magnitude of the relationship between emotional support and health
related self-efficacy, but that emotional support will remain significantly associated with health
related self-efficacy.
Methods
This is a cross sectional study based on a secondary data analysis from the “Physical
Functioning and Mental Health of Older Prisoners” study (PI: Lisa C. Barry, Ph.D., MPH, Assistant
Professor of Psychiatry at the University of Connecticut Health Center). This research was
collected included face-to-face interviews and reviews of medical charts and CT Department of
Correction (CTDOC) data. The University of Connecticut Health Center Institutional Review
Board (IRB) initially approved this project on December 21, 2011; the study is still open for data
analysis. Permission to use this data was given by Dr. Lisa Barry and was analyzed in a de-
Study participants were recruited between September 2012 and August 2014. The
study sample included 167 older inmates, aged 50 and older, (66% male) from 3 correctional
facilities in Connecticut (MacDougall-Walker, Osborn, and York Correctional). In the year 2012,
when the study began, there were approximately 765 inmates housed in these 3 facilities who
were age 50 and older. York Correctional is the only institution in Connecticut that houses
9
female inmates. The study sample included 57 females from York Correctional, 61 males from
Osborn, and 49 males from MacDougall-Walker Correctional. The eligibility requirements are
summarized in Table 1.
A list of inmates meeting the eligibility criteria was provided quarterly by Correctional
Managed Healthcare (CMHC) staff at the University of Connecticut Health Center. Information
included the inmate’s name, housing unit and facility name. The Research Assistant (RA) would
one facility at a time. The RA’s began recruitment at Osborn Correctional, and then moved to
York Correctional and MacDougall. Each day that the RA was scheduled to conduct interviews,
the RA would submit visitation forms to the facility visitation coordinator with a list of the
10
interested inmates that would be approached the following day; a maximum of 4 inmates were
interviewed per day. When the RA arrived at each facility, they would submit the visitation
pass again to the correctional officer (CO) at the front gate. Inmates were then called down one
by one from their housing units to the visitation room. The RA, along with the inmate, would
then be escorted by a CO into the professional visit room where screening, consent and the
study interview would take place. The inmates were informed that a CO was stationed outside
After screening was complete, each inmate was then consented into the study. The RA
would hand the inmate a copy of the consent and read through the document line by line with
him/her and answer any potential questions. The RA would then perform the same process
with the study’s HIPAA documents. Once the inmate was consented into the study, the RA
would immediately begin the study interview. Each interview took approximately 2 hours to
complete. In the event that the entire interview could not be completed in one sitting (i.e. the
facility was put on lockdown, the inmate had to attend chow, etc.), the RA would schedule a
time to return to complete the remaining parts of the interview with the inmate.
In total, 167 interviews were completed over the course of 23 months. After each
interview was completed, chart reviews and review of CTDOC data were completed for all
participants. Chart reviews were conducted in the medical wing of each prison, where inmate
medical charts are routinely stored. Information collected during these chart reviews included
chronic conditions, current medications, mental health diagnoses, current mental health
treatment, hospitalizations and emergency room visits. CTDOC data was collected from the
11
online CTDOC medical database. CTDOC-specific data included admit date for current
incarceration, end of sentence date, estimated parole date, and current offense.
Data collected from the face-to-face interviews, medical chart reviews, and DOC data
were then entered into a Microsoft Access database developed by the project data manager.
The database was password protected and stored on password protected computers at the
Center on Aging at the University of Connecticut Health Center. Data was also double keyed in a
separate database and run through error-checking programs. Any errors were then routinely
Study Variables
a. Independent Variable
Emotional Support: Emotional support was assessed using 7 questions from the Medical
Participants were asked how often particular types of support are available to them
(e.g., “Someone you can count on to listen to you when you need to talk”). Potential
responses included “none of the time”, “a little of the time”, “some of the time”, “most
of the time”, or “all of the time”. Scores range from 7 to 35, with a higher score
b. Dependent Variable
participants to rate their level of confidence using the following two questions: “How
confident are you that you can manage your own health” and “How confident are you
that you can ask a doctor about things about your health that concern you” (Loeb et al.,
12
2011). Responses were coded as a scale of 1 (not at all confident) to 5 (completely).
Given the non-normal distribution of responses, with responses for both questions
highly skewed to the left (Figure 2), responses from both questions were collapsed to
form a dichotomous variable. Participants responding that they were “not at all”, “a
little,” or “fairly” confident in either of these 2 variables were considered as having poor
health related self-efficacy. Otherwise, study participants were coded as having good
health related self-efficacy unless a response was missing for both questions (n=1).
c. Additional Variables
Demographic Characteristics: Participants were asked “how old are you?”, “what race
do you consider yourself?”, and “what is your ethnicity”. Age was operationalized as a
Hispanic/Latino, Asian, Native Hawaiian/Pacific Islander, and Other, but for the purposes
of this study was further collapsed into three categories: White/Caucasian, Black/African
13
American, and Hispanic/Latino/Other. Education level was assessed by asking: “what is
the highest grade or year of regular school that you have completed” and was
dichotomized as less than high school (i.e., did not graduate from high school) and high
school graduate or greater. Gender is recorded based on which facility the inmate is
housed in; York Correctional is the only female prison in the state of Connecticut.
the CTDOC Offender Based Information System. Data included time served for the
current offense, if the inmate is a repeat offender, and the type of offense (e.g., violent
vs. non-violent). Examples of violent offenses include assault and battery, homicides,
Clinical/Behavioral Characteristics:
Chronic Conditions: During the chart review for each participant, chronic conditions
sexually transmitted diseases. The total number of chronic conditions was summed.
Alcohol Abuse: The CAGE, a 4-question screening test for alcohol dependence was
administered to participants indicating alcohol use (Bust et al., 1987). This test includes
four questions which ask if you have ever felt that you should “cut down on your
drinking”, if “people annoyed you by criticizing you about your drinking”, if “you felt bad
or guilty about your drinking”, and if “you had a drink first thing in the morning to
14
steady your nerves or get rid of a hangover”. Two positive responses indicate alcohol
dependence and participants were coded as having or not having alcohol dependence.
Chronic Pain: Chronic pain was assessed using the question “during the past 6 months,
have you experienced pain on most days of every month for at least 3 months in a row”.
Participants were coded as having chronic pain if they reported having pain for most
Depressive Symptoms: The Physician Health Questionnaire (PHQ-9) was used to assess
depressive symptoms. The PHQ-9 is a 9-item measure that assesses the symptoms used
to evaluate DSM-IV criteria for Major Depressive Disorder by asking participants how
often in the past two weeks they have been bothered by problems including “feeling
down, depressed, or hopeless,” and “feeling tired or having little energy.” Potential
responses included “not at all”, “several days”, “more than half the days”, or “nearly
every day”, and scale scores range from 0 to 27 with higher scores indicating worse
Poor Hearing: Hearing was assessed with the following question: “how would you rate
your hearing”. Potential responses included: poor, fair, very good, excellent, and legally
deaf. Participants indicating poor, fair, or legally deaf were coded as having poor
hearing.
Poor Vision: Vision was assessed using two questions. The first being “how would you
rate your eyesight”, responses included: poor, fair, very good, excellent, and legally
blind. The second question was “do you have difficulty seeing ordinary newsprint, even
with glasses”. Participants indicating their vision was fair, poor, legally blind, or reported
15
“yes” to having difficulty reading ordinary newsprint even with glasses; were coded as
PADL Disability: Prison activities of daily living (PADLs) disabilities were assessed using a
modified version of the Williams PADL Disability Index (Williams et al., 2006).
Participants rated their level of difficulty performing six activities of daily living in prison:
dropping to the floor for alarms, climbing on and off the top bunk, hearing orders from
staff, walking while wearing handcuffs, standing in line for medications, and walking to
chow (dining hall). Potential responses included “not difficult”, “somewhat difficult”,
“very difficult”, and “cannot do, even with help”. Participants reporting one or more
PADLs as “very difficult” or “cannot do, even with help” were considered as having PADL
disability.
Statistical Analysis
tests for categorical variables and either t-tests or Wilcoxon tests for continuous variables and
count variables, were used to conduct bivariate analyses to determine the associations
dependent variable, health related self-efficacy (good versus poor). T-tests, Wilcoxon tests, or
Pearson correlation statistics were used to evaluate the association between the
aforementioned characteristics and emotional support. Logistic regression was used to evaluate
the unadjusted association and adjusted associations between emotional support and health
related self-efficacy. The adjusted model was adjusted sequentially for groups of variables (i.e.
demographic, incarceration) that were associated with emotional support and/or health related
16
self-efficacy at the p < .10 level, in bivariate analyses (≤0.10 two-tailed), with the exception of
age and gender that were forced into the model, and the variables “number of years in prison”
and “repeat offender” as these variables were highly correlated with age. The analyses were
also re-run after stratifying by gender. The data were analyzed using the SAS Analytics
Results
There were 52 (31%) study participants who reported poor health related self-efficacy.
As shown in Figure 3, older inmates who reported poor health related self-efficacy had
significantly lower mean emotional support scores as compared to those with good health
related self-efficacy (19.3±8.0 versus 23.5±8.2; p = 0.002). The average emotional support
score for this study population was 22.1 (±8.3, range 7.0-35.0).
Table 2 summarizes the characteristics of the overall study population, and according
to health related self-efficacy (poor versus good). The study population consisted of 167 older
inmates that were racially diverse. The mean age was 57.2 (±6.9); 92 (55.1%) were
were (33.7%) female; and 121 (72.9%) graduated from high school. On average, the study
population had served 7.8 (±8.9) years for their current offense, approximately 60% were
serving for a violent offense, and 68% were repeat offenders. Those with poor health related
self-efficacy (n=52) were more likely to report chronic pain (p=0.04), have higher depression
symptom scores (p=<0.001), have poor hearing (p=0.003), have poor vision (p=0.02), and have
PADL disability (p=0.006). Number of chronic conditions and prior alcohol abuse were not
17
18
19
Table 3 summarizes the bivariate associations between categorical variables and
emotional support. Females had significantly higher mean emotional support scores when
compared to their male counterparts (p = 0.004) and those convicted of a violent offense had
lower emotional support scores than those who were not incarcerated for a violent offense (p
= 0.008). Table 4 summarizes the bivariate associations between continuous variables and
emotional support. Years in prison for current offense (p=0.006) and PHQ-9 depression score
were both strongly associated with emotional support. As number of years in prison and
20
21
Table 5 presents the results from the multivariable model evaluating the association
between health related self-efficacy and emotional support. In the unadjusted analysis (Model
#1), emotional support was strongly associated with poor health related self-efficacy (OR =
0.94, 95% CI 0.94, 0.98). Controlling for demographic factors (i.e. age and gender) did not
impact the magnitude of the association (OR = 0.94, 95% CI 0.90, 0.98). Emotional support
remained significantly associated with health related self-efficacy even after controlling for
incarceration and clinical/behavioral factors (OR =0.94, 95% CI 0.88, 0.99). Variables that were
independently associated with health related self-efficacy were: prior alcohol abuse (OR=5.06,
95% CI 2.14, 12.00), poor hearing (OR=2.45, 95% CI 1.07, 5.58), and PADL disability (OR= 2.51,
Tables 6 and 7 present the results from the multivariable model evaluating the
association between health related self-efficacy and emotional support according to gender.
Table 6 shows that poor health related self-efficacy was not associated with emotional
support among the females in either the unadjusted analysis (Model #1) or the adjusted
model. In contrast, Table 7 shows that poor health related self-efficacy was significantly
associated with emotional support among the males in the unadjusted analysis (Model #1).
However, this association was no longer significant after controlling for demographic,
incarceration and clinical/behavioral factors. Although non-significant, the odds ratios for
both females and males were similar and were in the hypothesized direction.
22
23
Discussion
This project focused on evaluating the association between emotional support and
health-related self-efficacy among older inmates in Connecticut. Even after controlling for
levels of emotional support were more likely to have poor health related self-efficacy.
Whereas women reported higher levels of emotional support in comparison to the men, the
association between emotional support and health related self-efficacy did not differ
according to gender. Furthermore, with the exception of prior alcohol abuse, poor hearing,
and PADL disability; other factors (demographic, incarceration and clinical/behavioral) were
The finding that emotional support was associated with health related self-efficacy is
consistent with previous research conducted with community dwelling older adults (McAvay,
Seeman & Rodin, 1996; Seeman et al., 1999). It has been suggested that the establishment of
emotional support from others appears to facilitate an individual’s belief in the types of health
maintenance activities they can successfully engage in (i.e. taking prescribed medications,
exercising and eating healthy foods), the effort they expend during those activities, and their
perseverance in the face of difficulties (Bandura, 1981, 1986, 1988; McAvay, Seeman & Rodin,
1996; Seeman et al., 1999). Consequently, individuals reporting higher levels of emotional
support may have greater likelihood of successful health management (McAvay, Seeman &
Rodin, 1996; Seeman et al., 1999). Having emotional support may be particularly important for
individuals who are facing difficulties related to their health. For instance, individuals could be
diagnosed with a chronic condition such as diabetes and have trouble successfully managing
24
their illness due to lack of knowledge or confidence in their capabilities. If individuals have
someone to talk to about themselves and their problems, they could gain knowledge
regarding how to better manage their illness or even gain confidence to help them with self-
care.
These aforementioned studies were all conducted in community dwelling older adults;
however, the explanations as to why emotional support has such a strong effect on health
related self-efficacy could be similar in the older prisoner population. Several types of
emotional support measured in this study (i.e. “someone you can count on to listen when you
need to talk”, “someone to confide in or talk about yourself and your problems”, and
that they can participate in health promotion activities. For instance, for inmates who have
been diagnosed with chronic conditions, it would be important to speak to friends or family
members about their health problems and to make decisions about how they will manage
their chronic illness. Without the emotional support from others, there is the possibility that
they may not have confidence in their ability to manage their own health (McAvay, Seeman &
The finding regarding the positive association between emotional support and health
related self-efficacy in older inmates suggests that interventions targeting emotional support
may be useful in the prison environment. Researchers have made several attempts to develop
interventions focused on increasing social support among community dwelling adults. The
interventions that have been tested have mixed findings on their impact on the older adult
population (Steptoe, Shankar, Demakakos, & Wardle, 2013). Furthermore, many of these
25
interventions are not viable in the prison environment. For example, in recent years, multiple
studies focused on internet usage among older adults as a means of increasing feelings of
emotional support through increased communication with family and friends (Cotten,
Anderson, & McCullough, 2013; Wright, 2000). This approach would not be viable in the prison
environment because inmates do not have access to computers; some may be incarcerated for
internet-related crimes. Hence, further research is needed to develop interventions that are
feasible in the prison environment. A possible intervention could be focused on support groups
specifically for older inmates. These support groups could simply be an outlet for older inmates
to come talk about themselves and their problems to individuals who can understand their
feelings and issues. To the best of our knowledge, support groups targeting older inmates are
not conducted in the three prisons included in this study. Inmates may find social support (not
just limited to emotional support) in a variety of different ways including participating in group
activities, prison education programs, mental health programs, religious services, and spending
time with friends or family that may come and visit (Jiang & Winfree, 2006; Kerley & Copes,
2008). It has been suggested that by participating in these types of activities which can improve
social support, inmates may experience positive outcomes including improved self-esteem,
fewer rule violations, reduced their idle time, and improved basic literacy (Jiang & Winfree,
2006). In the present study, the types of groups offered within each prison and whether or not
Older prisoners also tend to have fewer visitors and are more isolated than younger
prisoners. Therefore, lack of emotional support may be particularly challenging for this group
of individuals (Bond, Thompson, Malloy, 2005). Several prisons in the United States have
26
begun segregate older inmates from younger inmates (McCarthy & Rose, 2013). In fact,
Osborn Correctional, one of the facilities included in the present study, has a geriatric unit.
Elderly housing units are separate from other housing units in the prison and are often times
modified to be more conducive to older individuals. For instance, some elderly housing units
have no top bunks, are closer to public areas like the dining hall, and have staff or other
inmates trained to help older inmates with everyday tasks (McCarthy & Rose, 2013). Living
together in the same unit may help to increase emotional support among older inmates.
However, these units are only feasible in prisons with high older inmate populations, and
enough room to house the rest of the population in separate units. Due to these reasons, they
are not readily adopted. Future research should determine if living in a prison geriatric unit
has a positive impact on emotional support and if it subsequently increases health related self-
efficacy.
PADL disability, hearing, and alcohol abuse were associated with health related self-
efficacy. Studies have shown that feeling of self-efficacy is significantly associated with older
adults’ ability to independently conduct activities of daily living (ADLs) in the general
population (Seeman, Unger, McAvay, & de Leon, 1999). In the prison environment, individuals
are faced with many of the ADLs experienced by community-dwelling adults, as well as
additional and unique functional abilities related to their life in prison (Barry, Wakefield,
Trestman, & Conwell, 2016; Williams et al, 2006). Inmates who have difficulty walking to the
chow line, walking to the yard, or standing in line for medications may have a more difficult
time managing their own health; hence, they report lower health related self-efficacy. The
same relationship was found in regards to poor hearing and prior alcohol use. Hearing
27
impaired older adults have been shown to report lower self-efficacy in the general population;
perhaps due to their inability to successful hear vital information (Kramer, Kapteyn, Kuik, &
Deeg, 2002). This would cause problems for older inmates who are required to hear orders
from staff and healthcare professionals. Older adults who abuse alcohol have also been shown
to have lower self-efficacy in the general population (Hyde, Hankins, Deale, & Marteau, 2008).
Many interventions have been developed aimed at increasing self-efficacy in order to alter
addiction behaviors that would be beneficial in the prison environment such as intensive
Whereas prior studies of older community-living persons have shown that self-efficacy
is associated with factors including poor vision and chronic pain, this study did not find these
same associations. For instance, chronic pain has been shown to be associated with poor
health related self-efficacy among community dwelling adults (Arnstein et al., 2009; Gallant,
2003). Successful self-management approaches have been developed to combat the effect
chronic pain has on self-efficacy (Barlow, Wright, Sheasby, Turner, & Hainsworth, 2002). Poor
vision has been shown to decrease self-efficacy in older community dwelling adults, due to the
diminishment in their ability to balance and change direction while walking and performing
2004). It is possible that we did not find these same relationships in the study population for
several reasons. Older inmates have a stigma in the prison environment of being weak,
helpless and in need of particular care (Fattah & Sacco, 2012). Consequently, they may be
more likely to underreport conditions such a chronic pain and poor vision for fear of being
victimized. Another reason that the relationship between these modifiable variables and
28
health related self-efficacy were not found could be the sample size. Perhaps performing this
In this study, females had significantly higher emotional support scores when
compared to males. This is consistent with research conducted in the general population that
has shown that women typically have a greater amount of emotional support when compared
to their male counterparts (Antonucci & Akiyama, 1987; Lin, Dean, & Ensel, 2013). This finding
may reflect women’s tendency to be more nurturing and more positively expressive (i.e. less
quarrelsome and unfriendly), and hence seek more emotional support and more meaningful
relationships with others when compared to men (Jiang & Winfree, 2006; Lin, Dean, & Ensel,
2013). We found that gender was associated with emotional support. However, after
stratification by gender, the association between emotional support and health-related self-
efficacy did not differ in males and females in the adjusted models. This finding was surprising
considering the research in the general population that suggests females report greater
amounts of emotional support. However, this finding indicates that in older prisoners,
interventions focused on improving emotional support may have beneficial effects in both
men and women. As only 57 (34%) females participated in this pilot study, a larger scale
study would be useful to confirm these findings and inform future interventions focused on
Limitations
There are several important limitations to this study. As previously stated, this is a
29
prospective study design that collects data on inmates over several years would better assess
direction and causality between the independent and dependent variables of this study:
Because this was a pilot study, it only examines a relatively small sample (n=167) of
older inmates from one state. These facts raise the question of whether or not this study is
generalizable. However, despite the relatively small sample size, the age distribution and
racial composition of this study sample was similar to that of inmates age 50 and older in the
United States (American Civil Liberties Union (ACLU), 2012). However, only one facility in this
study housed female inmates. In the United States, females compromise 6% of the 50 and
older inmate population; in this study, females compromised 34% of the study population
(ACLU, 2012). Furthermore, we compared the characteristics of the study sample and the total
population of older inmates in the three participating CTDOC facilities. The mean age and
mean number of years in prison did not differ significantly between the study sample and the
population in the three facilities. However, the average number of years until expected release
date was significantly shorter for the study sample; 6.6 (±10.7) years versus 13.6 (±14.9) year
(p<.001). It is possible that the results would have differed among those with longer sentences
(e.g., “lifers”). It would be interesting to replicate these analyses in samples of older inmates
who are new to prison, are repeat offenders, and who have aged in prison.
Another important limitation of this study is that other types of social support were
not explored, such as instrumental support and participation in prison activities (ie.
involvement in organized groups and holding a job) (Lin, Dean, & Ensel, 2013). These types of
activities have been shown to increase feelings of social support in the general population (Lin,
30
Dean, & Ensel, 2013). In the prison environment, there are limitations to the types of activities
one can participate in; however, there are organized services and jobs available to inmates.
For example, there are socio-cultural activities, educational courses, sports, and vocational
training (Brosens, De Donder, Dury, & Verté, 2015). Having instrumental support includes
being able to count on someone to providing care or help performing certain activities
(Malecki & Demaray, 2003). In the prison environment this could include inmates or prison
staff helping the older inmates walk, shower, eat; or obtain materials they need such as
walkers and wheelchairs. Whereas these types of support were not explored in this research
study, it would be beneficial in the future to evaluate how both participation in prison
activities and instrumental support may affect older inmates health related self-efficacy.
The last limitation of this study deals with the questions that were selected to assess
older inmates health related self-efficacy. In this pilot study, only two questions were asked
that addressed inmates’ health related self-efficacy. There is the potential that these two
questions may not fully assess “poor” and “good” health related self-efficacy. In future studies
it would be beneficial to use questionnaires such as the “Self-Efficacy for Managing Chronic
Disease 6-Item Scale” developed by researchers at the Stanford Patient Education Research
Center (Lorig et al., 2000). This questionnaire uses a 6-item scale that was adopted from
several self-efficacy scales in order to be much less burdensome on subjects. It has been
tested in many settings including the “Chronic Disease Self-Management study”, a randomized
clinical trial evaluating the outcomes of a chronic disease self-management program (Lorig et
al., 2000).
31
Conclusions and Recommendations
Inmates age 50 and older are the fastest growing segment of the prison population
(Williams et al., 2007). This population places a considerable strain on the Department of
Correction’s staff and resources due to their many health issues and dependencies in
healthcare management (National Research Council, 2014). Finding ways to better manage
this growing population while they are in prison is vitally important; however, many of these
inmates will eventually return back to the community where they will be fully responsible for
This study fills an important gap in current research. We found that older inmates
reporting lower levels of emotional support were more likely to have poor health related self-
efficacy. However, studies investigating the mechanism by which emotional support impacts
older inmate’s health related self-efficacy are warranted. Understanding the relationship
between these variables, and further examining risk factors for poor health related self-
efficacy in older inmates, could ultimately lead to interventions targeted to help this
vulnerable population.
32
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