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Internal Audit Process Overview

The document outlines the internal audit process, detailing responsibilities, resources, inputs, outputs, methods, and key performance indicators (KPIs). It emphasizes the roles of company management and trained internal auditors in conducting audits, preparing reports, and ensuring corrective actions on non-conformities (NCs). The effectiveness of the audit is measured by the percentage of NCs closed on time and the reduction in exposure to risk.

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ankit saraf
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2 views2 pages

Internal Audit Process Overview

The document outlines the internal audit process, detailing responsibilities, resources, inputs, outputs, methods, and key performance indicators (KPIs). It emphasizes the roles of company management and trained internal auditors in conducting audits, preparing reports, and ensuring corrective actions on non-conformities (NCs). The effectiveness of the audit is measured by the percentage of NCs closed on time and the reduction in exposure to risk.

Uploaded by

ankit saraf
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Fig.

Turtle chart for internal audit

Responsibility (Who?) Resources (With what?)

• Company Management • Trained Internal


representative – MR auditors
• Top management • Capital

Process

Inputs • Prepare an audit program Outputs


Supplier • Fix the date of audit Customer
• List of • Distribute audit notification • Audit scores
• Top departments for each • HOD of
• Prepare a process audit
management • Product flow department respective
criteria sheet
• Management • Scope of • List of NCs, department
• Conduct an audit in planned
representative Audit, etc. etc. • Management
manner
representative
• Prepare an NC report and
audit score
• Share the report and score
with respective HODs
• Ask for corrective actions on
NCs
• Check the actions and close
Method (How?) Results (KPI)
the NCs.

• Audit plan • % of NCs closed on time


• List of criteria • No. of NCs in
• subsequent external
audit
• Reduction in exposure
to risk
Responsibility (Who?) Resources (With what?)

• •

Process

Inputs • Outputs
Supplier Customer
• •
• •

Method (How?) Results (KPI)

• •

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