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Principles and Parameters in Linguistics

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Principles and Parameters in Linguistics

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atenahelali80
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© All Rights Reserved
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principles-and-parameters

This chapter discusses the kinds of work being pursued within the general principles-and-
parameters model as well as some of the thinking that underlies and guides it. The theory of
principles and parameters is a particular approach to classical problems of the study of language,
guided by certain leading ideas that had been taking shape since the origins of modern generative
grammar some forty years ago. The study of generative grammar has been guided by several
fundamental problems, each with a traditional flavor. This chapter considers the two states of the
language faculty, grammar and Universal Grammar (UG), the distinction between linguistic
competence and linguistic performance, and the notion of “infinite use” in relation to competence
and performance. It also describes structural descriptions (SDs), an infinite range of symbolic
objects specified by a language, the conditions of descriptive adequacy and explanatory adequacy,
and the levels of Phonetic Form, Logical Form, and D-Structure. Finally, it examines some
.properties of the lexicon, with particular emphasis on derivations and representations
Principles and parameters is a framework within generative linguistics in which the syntax of
a natural language is described in accordance with general principles (i.e. abstract rules
or grammars) and specific parameters (i.e. markers, switches) that for particular languages are
either turned on or off. For example, the position of heads in phrases is determined by a
parameter. Whether a language is head-initial or head-final is regarded as a parameter which is
either on or off for particular languages (i.e. English is head-initial, whereas Japanese is head-
final). Principles and parameters was largely formulated by the linguists Noam
Chomsky and Howard Lasnik. Many linguists have worked within this framework, and for a period
of time it was considered the dominant form of mainstream generative linguistics. [1]

Principles and parameters as a grammar framework is also known as government and


binding theory. That is, the two terms principles and parameters and government and
binding refer to the same school in the generative tradition of phrase structure grammars (as
opposed to dependency grammars). However, Chomsky considers the term misleading.

Framework
The central idea of principles and parameters is that a person's syntactic knowledge can be
modelled with two formal mechanisms:

 A finite set of fundamental principles that are common to all languages; e.g., that a sentence
must always have a subject, even if it is not overtly pronounced.
 A finite set of parameters that determine syntactic variability amongst languages; e.g., a binary
parameter that determines whether or not the subject of a sentence must be overtly
pronounced (this example is sometimes referred to as the pro-drop parameter).
Within this framework, the goal of linguistics is to identify all of the principles and parameters that
are universal to human language (called universal grammar). As such, any attempt to explain the
syntax of a particular language using a principle or parameter is cross-examined with the evidence
available in other languages. This leads to continual refinement of the theoretical machinery of
generative linguistics in an attempt to account for as much syntactic variation in human language
as possible.

Examples of theorized principles are:

 Structure preservation principle


 Trace erasure principle
 Projection principle
 Subjacency principle
 Empty category principle
Examples of theorized parameters are:

 Ergative case parameter


 Head directionality parameter
 Nominal mapping parameter
 Null subject parameter
 Polysynthesis parameter
 Pro-drop parameter
 Serial verb parameter
 Subject placement parameter
 Subject side parameter
 Topic prominent parameter
 Verb attraction parameter

competence and performance


Competence in linguistics refers to a person's underlying knowledge of a language, including
grammar rules, vocabulary, and syntax. It is the ability to understand and produce language
accurately. Performance, on the other hand, refers to the actual use of language in real-life
situations, such as speaking, writing, and listening.

The term linguistic competence refers to the unconscious knowledge of grammar that allows a
speaker to use and understand a language. Also known as grammatical competence or I-
language. Contrast with linguistic performance.
As used by Noam Chomsky and other linguists, linguistic competence is not an evaluative term.
Rather, it refers to the innate linguistic knowledge that allows a person to match sounds and
meanings. In Aspects of the Theory of Syntax (1965), Chomsky wrote, "We thus make a
fundamental distinction between competence (the speaker-hearer's knowledge of his language)
and performance (the actual use of language in concrete situations)." Under this theory, linguistic
competence only functions "properly" under idealized conditions, which would theoretically
remove any obstacles of memory, distraction, emotion, and other factors that might cause even
an eloquent native speaker to make or fail to notice grammatical mistakes. It's closely tied to the
concept of generative grammar, which argues that all native speakers of a language have an
unconscious understanding of the "rules" governing the language.

Many linguists have severely critiqued this distinction between competence and performance,
arguing that it skews or ignores data and privileges certain groups over others. Linguist William
Labov, for instance, said in a 1971 article, "It is now evident to many linguists that the primary
purpose of the [performance/competence] distinction has been to help the linguist exclude data
which he finds inconvenient to handle. ... If performance involves limitations of memory,
attention, and articulation, then we must consider the entire English grammar to be a matter of
performance." Other critics argue that the distinction makes other linguistic concepts difficult to
explain or categorize, while still others argue that a meaningful distinction cannot be made
because of how the two processes are inextricably linked.

Linguistic performance is the ability to produce and comprehend sentences in a language.


Since the publication of Noam Chomsky's Aspects of the Theory of Syntax in 1965,
most linguists have made a distinction between linguistic competence, a speaker's tacit
knowledge of the structure of a language, and linguistic performance, which is what a speaker
actually does with this knowledge.

Factors That Influence Linguistic Performance

" Linguistic performance and its products are in fact complex phenomena. The nature and
characteristics of a particular instance of linguistic performance and its product(s) are, in reality,
determined by a combination of factors:

(6) Some of the factors which influence linguistic performance are:


(a) the linguistic competence or unconscious linguistic knowledge of the speaker-hearer,
(b) the nature and limitations of the speaker-hearer's speech production and speech perception
mechanisms,
(c) the nature and limitations of the speaker-hearer's memory, concentration, attention and other
mental capacities,
(d) the social environment and status of the speaker-hearer,
(e) the dialectal environment of the speaker-hearer,
(f) the idiolect and individual style of speaking of the speaker-hearer,
(g) the speaker-hearer's factual knowledge and view of the world in which he lives,
(h) the speaker-hearer's state of health, his emotional state, and other similar incidental
circumstances.

Each of the factors mentioned in (6) is a variable in linguistic performance and, as such, may
influence the nature and characteristics of a particular instance of linguistic performance and its
product(s)."

use vs usage
 "Use" refers to the act of employing or utilizing something for a purpose or function.
 "Usage" specifically refers to the way words are used in language or habitual practices in
specific contexts.
 While "use" can be both a noun and a verb, "usage" is primarily used as a noun.

Common questions

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The 'head-directionality parameter' determines the order of heads and their complements in syntactic structures, significantly affecting a language's word order. In head-initial languages like English, the head of a phrase precedes its complements, leading to structures like 'the book on the table' where the preposition 'on' is the head of the prepositional phrase. In contrast, head-final languages like Japanese place heads after their complements, resulting in structures like 'table on book the'. This parameter is fundamental in explaining cross-linguistic variations in word order, directly impacting syntactic parsing and processing across different languages .

In the principles-and-parameters framework, parameters are specific linguistic settings that determine syntactic variability among languages. They act as switches that can be turned on or off, influencing the linguistic features in particular languages. For instance, the 'pro-drop' parameter affects whether subjects in sentences must be explicitly stated (noted in languages like English, where subjects are generally overt, versus languages like Italian, where they can be dropped). Another example is the 'head-directionality' parameter, which decides whether a language's syntactic structure is head-initial, as in English where the head precedes its complements, or head-final, as in Japanese where the head follows its complements .

In linguistic theory, 'competence' refers to a speaker's implicit knowledge of language rules, including grammar and syntax, enabling them to understand and produce sentences accurately. 'Performance', in contrast, pertains to the actual use of language in real situations, which can be affected by non-linguistic factors such as memory, attention, and emotion. The distinction is significant because competence is seen as stable and consistent, reflecting idealized linguistic knowledge, whereas performance is variable and may not always reflect true linguistic ability due to external factors. This distinction helps linguists focus on the structure and rules of language, isolating them from the variability of real-world use .

Social and environmental factors significantly influence linguistic performance by shaping and constraining how individuals use language in real-world contexts. These factors include social status, regional dialectal environments, interaction styles, and individual health or emotional states. They affect speech production and perception fundamentally, often introducing variability that isn’t accounted for by theoretical models focusing purely on linguistic competence. This understanding asserts that language cannot be fully understood as an isolated cognitive ability but must be studied within broader social and environmental frameworks that impact actual language use .

The principles-and-parameters model in generative grammar is a framework that accounts for syntactic variations among languages using a finite set of fundamental principles that are universal to all languages, and parameters that vary among specific languages. Principles are abstract rules common to all languages, such as the necessity of a subject in sentences. Parameters, however, determine variations, such as the pro-drop parameter, which dictates whether the subject can be omitted. By adjusting these parameters, the model explains the syntactic structures of different languages, thereby capturing both universal linguistic principles and language-specific idiosyncrasies. An example is the head-directionality parameter, which determines whether a language is head-initial or head-final .

'Descriptive adequacy' in linguistic theory refers to the extent to which a theoretical model can accurately identify and represent all observable linguistic phenomena within a specific language. 'Explanatory adequacy', on the other hand, concerns a model's ability to explain why language structures are the way they are, often by providing insight into underlying universal principles. These concepts are important because they establish criteria for evaluating linguistic theories, ensuring they are not only descriptive and predictive of actual language use but also insightful in explaining the cognitive and universal aspects of linguistic abilities .

The concept of 'infinite use of finite means' reflects the idea that linguistic competence enables speakers to understand and generate an infinite range of sentences using a finite set of grammatical rules and vocabulary. This principle highlights the generative nature of language, where a limited set of structures and rules can yield a limitless variety of expressions. It underscores the efficiency and creativity inherent in human language production. In terms of performance, this concept accounts for the diverse and novel sentence constructions observed in real-life communication, illustrating how linguistic competence supports creative use while performance factors might lead to variability and error in specific instances .

'Universal grammar' in the principles-and-parameters framework refers to a set of innate linguistic principles shared across all human languages, hypothesized to form the basis of our language faculty. This concept posits that despite the diversity in languages, there exist underlying similarities in their core grammatical structure. The idea supports language acquisition by suggesting that infants are born with a pre-disposition to learn language through these universal principles, only needing exposure to specific linguistic environments to set parameters that define the actual language learned. This innate set of principles supposedly aids children in rapidly acquiring the complex structure of their native language during the critical period of language development .

The distinction between competence and performance has been criticized for oversimplifying the complexity of language use and potentially excluding valuable linguistic data. Critics argue that it diminishes the role of performance factors such as memory and attention, which inevitably influence language use. William Labov highlighted that such distinctions can lead to neglecting data inconvenient to handle under strict grammar rules, failing to address real-world variability. These critiques suggest that by focusing solely on 'competence', linguists might overlook the social and environmental influences on language, which are crucial for a holistic understanding of linguistic behavior .

In generative grammar, 'structural descriptions' (SDs) refer to the formal representations that capture the syntactic structure of sentences in a language. They consist of symbolic objects outlining the hierarchical relationships among the elements within a sentence, encompassing levels such as Phonetic Form, Logical Form, and D-Structure. SDs are crucial for understanding language as they provide a precise, formalized depiction of sentence structure, facilitating the analysis and prediction of syntactic phenomena. They enable linguists to explore the underlying grammatical rules governing sentence formation and transformations, thus bridging the gap between abstract grammatical theory and observable linguistic patterns .

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