0% found this document useful (0 votes)
22 views3 pages

Writing a Graduate Prospectus Guide

How to write a prospectus

Uploaded by

Jer
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
0% found this document useful (0 votes)
22 views3 pages

Writing a Graduate Prospectus Guide

How to write a prospectus

Uploaded by

Jer
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

Guide to Writing a Prospectus

Dean Wheeler
September 2020

This brief guide is provided to aid you in writing the M.S. or Ph.D. prospectus
required by the BYU Chemical Engineering Department. In addition, I recommend
you carefully review the companion document Guide to Writing a Scientific Paper,
which gives much additional advice.

1 What is a Prospectus?
The prospectus is a research proposal. It is written to gain approval to carry out the
M.S. or Ph.D. project. In defining the scope of your project, the approved prospectus
becomes a kind of contract between you and your committee so that you know when
you are done. It is recognized that you may change directions along the way, but with
the prospectus in hand you have a place to start and an idea where to stop.
Because the prospectus is written before most of the research work is done, you
are trying to sell your ideas and plans. You must convince your graduate committee
that

• Your project addresses an important problem in an appropriate way.

• You have adequate preparation and a plan to solve the problem in a reasonable
amount of time.

The audience is your graduate committee, a small group of professors. They will un-
derstand general scientific and engineering concepts like process optimization, phase
equilibria, kinetic vs. transport limitations, validation of numerical models, experi-
mental design, and data analysis. However, not all committee members are experts
in your subfield, and so will need to be given the appropriate background material to
understand the terminology and theory specific to your project. They need to be told
what is common knowledge in your subfield and what is new and innovative about
your work.

1
2 Prospectus Content
Below is the general order of topics that I recommend, along with a suggested length
for each item for a Ph.D. prospectus. The Ph.D. prospectus should contain 20-28
pages (not including bibliography); an M.S. prospectus should be half this length.
1. Introduction (1.5 pages)
(a) Give a brief background of your field of work, identify a problem, and
establish the problem’s importance. This is your opportunity to generate
interest in the audience about your project. Avoid using highly technical
jargon at this point and don’t make this part longer than 1 page.
(b) State the scope of your project. Your objective must be narrow and spe-
cific: do not just say you will work on X or study subject Y . Instead
give scientific hypotheses you will test or research questions you intend
to answer, and outline the tools and methods you will use. What is the
anticipated impact of your work, if successful, on your field?
(c) Outline the topics that are covered in the remainder of the document, i.e.
give a road map.
2. Background (around 10 pages, with a subsection for each topic)
Do a more extensive background discussion on the problem, showing you have
a good grasp of the field in which you are working. You are preparing your
audience to understand the nature of the problem and appreciate the value
of your proposed solution in item 4 below. Extensive experimental details or
equations are not appropriate in a research-proposal type of document.
This section includes your “literature review,” though don’t name it as such. In
particular, describe where other’s prior work overlaps with your proposed work,
showing ideas you can gain from them or knowledge gaps that need to be filled.
A Ph.D. prospectus should reference at least 30 prior works, and an M.S. about
half that—some references are more important and will deserve individual and
critical analysis, while other references can be lumped together as part of a
discussion of related works that address a particular issue.
3. Prior Results (around 2 pages)
Give prior results generated by you, showing a few quantitative or theoretical
results to demonstrate you know how to get started and have been able to
overcome a couple early hurdles. You do not need to show everything you have
done—the purpose is to establish your credibility in carrying out the proposed
research, not to provide the same level of detail that would be found in an
academic publication. Frequently the best logical flow of material is to combine
this section with item 2 above or item 4 below, so that there is not a separate
Prior Results section.

2
4. Work Plan (around 8 pages, with a subsection for each task)
List the tasks that are required to answer your hypotheses or questions, giving
detail on the technical challenges you anticipate and how you plan to overcome
those challenges. In doing so, make sure to

• Provide the logic guiding your choice of tasks, so that the reader can see
why the proposed activities are the best means of answering your questions.
• Help the committee to distinguish your unique contribution to the field by
explicitly identifying ideas that are new to your work as opposed to ideas
that originated with others.
• Make your plans specific. Figures and tables illustrating the proposed
experimental design(s) are quite helpful. For instance, you can list param-
eters you will hold constant and parameters that will be changed (with a
range of values) in your experiments or models.
• Give alternative paths (i.e. backup plan) if your original research plan is
not successful.
• State how you will maintain laboratory safety.

5. Time Line (0.5 page)


Give a time line or Gantt chart summarizing the tasks and steps that will lead
to completion of dissertation or thesis, including the specific papers you plan to
write and publish.

6. Bibliography (2 or more pages)


Give a list of cited references, numbered in the order they first appeared in the
main document. Use a consistent format taken from a scientific journal in your
field.

Common questions

Powered by AI

The work plan of a prospectus should include a detailed list of tasks required to answer the research hypotheses or questions, along with the technical challenges anticipated. The logic behind each task's choice must be detailed to justify them as the best methods for answering the research questions. Unique contributions should be distinguished, and the plans should be specific. Including figures or tables illustrating the design, a backup plan, and mentioning safety precautions is crucial. These components are important for the approval process because they demonstrate the feasibility, relevance, and thorough planning of the proposed research .

Detailed experimental procedures or equations are not appropriate in the background section of a prospectus because the main purpose of this section is to provide context and show understanding of the field, not to present research data or methods. Instead, the background should integrate prior works by identifying overlaps with the proposed research and highlighting knowledge gaps or insights that these works provide. This integration demonstrates the researcher's understanding of the field and sets the stage for the proposed work .

A timeline or Gantt chart in a prospectus helps in the effective management and communication of a research project by providing a clear visual representation of the tasks and their sequences leading to the project's completion. It outlines specific papers planned for writing and publishing, helping to track progress and manage time. This graphical representation aids the committee in understanding the project's scope and ensures that the proposed schedule is realistic, contributing to more effective monitoring and adjustments if required .

To effectively combine prior results with background information or further work plans in a prospectus, a researcher can integrate these elements to create a coherent narrative. Prior results should be used to establish credibility and familiarity with the research problem, which can naturally segue into background discussions that contextualize these findings. This integrated approach should logically flow into the work plan, where the prior results lead into defining the next steps, tasks, and anticipated challenges. Combining these sections helps maintain a seamless narrative that strengthens the research proposal .

A prospectus serves as a 'contract' between a student and their committee by establishing a formal agreement on the scope, objectives, and framework of the research project. It sets clear expectations regarding the project's aims and the methods to be used, providing a reference point for evaluating the project's progress. The implications of this are significant: the student has a clear guideline and accountability structure, and any major changes to the project require renegotiation of this 'contract', thereby ensuring alignment with academic standards and committee expectations .

The introduction section of a Ph.D. prospectus should be around 1.5 pages. It must briefly provide background information on the field, clearly identify a research problem, and establish its importance to generate interest. The scope should be narrow and specific, outlining scientific hypotheses or research questions and the methods planned to address them. The introduction should also briefly outline the topics covered in the remainder of the document, acting as a roadmap for the reader .

The primary purpose of writing a prospectus is to gain approval to carry out an M.S. or Ph.D. project. It acts as a research proposal where you define the scope of your project, effectively serving as a contract between you and your committee. This contract helps in identifying the start and end points of the project, enabling you to measure progress. It also serves to convince the committee that the project addresses an important problem and can be completed within a reasonable time with adequate preparation .

The prospectus plays a critical role in demonstrating a student's readiness to undertake specific research tasks by showcasing their understanding of the field, previous results, and the detailed work plan. By presenting prior results, it shows the student’s capability in overcoming early hurdles, establishing credibility. The thorough planning and proposed methodologies further illustrate preparedness to embark on the tasks. This demonstration of readiness is directly related to gaining approval, as it assures the committee of the student’s competence and the feasibility of the proposed research .

To ensure that a bibliography in a prospectus follows scholarly standards, it must list cited references in the order they first appear in the document, using a consistent format from a relevant scientific journal. This uniformity ensures clarity and aids in professional presentation. The bibliography should include significant prior works, critically analyzed, and the breadth of literature should be thorough enough to demonstrate a comprehensive understanding, typically referencing at least 30 works for a Ph.D. prospectus .

Identifying and addressing knowledge gaps in the background section of a prospectus is crucial as it highlights the research proposal's contribution to the field. By pinpointing gaps, the researcher articulates the context and necessity of their work, positioning the proposed research as innovative and necessary. This not only strengthens the proposal by showcasing its potential impact and relevance but also demonstrates the researcher's thorough understanding of the field. It equips the committee with a clear understanding of what the study seeks to resolve or add to existing knowledge .

You might also like