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~ Chae
Sociolinguistics
as Noam Chomsky’s program began to build uy
momentum (see Chapter 3), some linguists took note ofall thatthe
linguistics of the day overlooked. Rather than competence, they said, we
need to take account of performance. Joshua Fishman wanted to know
“who speaks what language to whom to what end?" Charles Frake said
that just knowing the grammar of a language was not enough. Those who
want to know a language need “a specification of what kinds of things
to say in what message forms to what kinds of people in what kinds of
situations” These are the sorts of questions Dell Hymes wanted to answer
as part of a definition of communicative competence. This chapter will
deal then with three questions: What do we say? How do we say things?
Whom do we speak to? oe
4.1 WHAT DO WE SAY?
How do people arrive at common understandings? We have tended
to see communication according to the “conduit metaphor” This
widespread metaphor sees communication as the passage of thoughts,
which are seen as concrete, through a conduit (say, speech), from a sender
toa receiver (speaker and hearer, respectively). So we speak of having an
idea, giving someone an idea, ot of stealing one. We speak of putting ideas
in someone's mind, of getting or giving the general idea of a speech or
book. This is fine as far as it goes, but this metaphor has a basic flaw: it
sees communication as the transfer of a formed thought from one mind
to another, which is obviously impossible.
4
Chapter Sociolinguistics a
‘Communication is not only transmission, its anact of construction. We
need to know the context of the conversation and who the participants
are to fully describe what is going on. Paradoxically, the interaction
creates and also changes the message. There have been a number of ways
to describe the interaction that happens when people speak to each other.
indeed, two of the pioneers of sociolinguistics, John Gumperz and Dell
Hymes, spent much time describing some of the communicative “rules”
swe know as native speakers of language. These rules are not grammatical
rules, but rules of interaction in continuous speech or “discourse” Before
wwe begin, take a look at this exchange.
(4.1) Mary: Hi John, how are you?
John: Fine, Mary. Going to Stan's patty?
Mary: Gotta work
John: Know what you mean.
Describe what you see going on as far as interaction is concerned.
You might have mentioned that in North American culture, we expect
a person to reply Fine when asked How are you? A response detailing our
hay fever—or at least a long, detailed response—is probably not what
our friend wants to hear. In fact, some people under some conditions
would not even answer the question, but would instead greet the other
person. You might have seen the conversation as two pairs of exchanges,
and B, or you might have seen it as one unit. You might have said that
John’s question about Mary’s going to the party was a real question, or
you could have seen it as “something to talk about” These sorts of issues,
are central to analyzing talk, Interactional sociolinguistics is a rather
broad field that centers on the interplay among speakers (interlocutors),
Interactional sociolinguistics uses a number of the tools and ideas we
learned in Chapters 2 and 3. Prominent among these ideas are adjacency
pairs and turn taking. As you will recall, an adjacency pair consists of
two utterances that cannot be interpreted without each other (see 2.6.2)
“Turn taking is the process by which speakers negotiate who is to speak
next (see 2.6.2). Sometimes, people talk all at once and nobody seems to
have the floor” “Having the floor” (see 2.6.2) isa concept used to describe
\who is controlling the conversation, This tends to be the person who is
doing the talking at any given time, but there can be several floors going
onat once anda person can have the floor without speaking, For example,a DERSTANDING LANGUAGE
if you can influence the choice of topic of conversation, although you may
not be speaking, you still "have the floor”
Another example cf conversational rules is contextualization cues
that we give each other in speech; these are signals using intonation,
word choice, or speed of speech. We know, for example, that a certain
intonation signals we are joking because of our background knowledge
or contextual presuppositions. When groups do not share contextual
presuppositions, there may be misunderstandings. This can, and does,
happen frequently in schools when children from other cultures come
with one set of contextualization cues and presuppositions and the
teacher has another. For example, Native American children may seem
shy and even uninterested to Anglo teachers because silence is valued in
‘most Native American cultures, Hawaiian children may work better in
groups than alone; their culture values cooperation (Tharp and Gallimore
1988). Contextualization cues and presuppositions are aspects of our
communicative competence.
Weuse our communicative competence within our speech community.
‘A speech community, in Hymes’s words, “is defined as a community
sharing rules for the conduct and interpretation of speech, and rules for
the interpretation of at least one linguistic variety”{1986, 54). A speech
community may then have more than one language, and people may
be part of more thar one speech community, The linguist Neustupny
has differentiated between a language area (Sprachbund) and a speech
area (Sprechbund). A language area isa place where a common language
is spoken, while across a speech area, people may well not shate a
language but may stare rules for speaking. They may agree on what
sorts of questions ar appropriate and how to address strangers. One
‘example of a speech area is central Europe. Germany, Hungary, and the
Czech Republic share a number of speech rules, such as greetings and,
acceptable topics of conversation, though different languages are spoken
in each country.
4.2 HOW DO WE SAY THINGS?
4.2.1 Face
An important part of interaction isthe idea of face. Face can be defined
as the image of oneself that a speaker presents to others. Think of the
expression to lose face; that is the meaning of face in this context. If you
Chapter4 Sodalinguisties 33
lose face, then the image you had been projecting to others is damaged
(ie, you don't look as good, smart, or sophisticated as you'd hoped.)
We distinguish between positive and negative face. Negative face is
the desire to be left alone, not to be imposed upon, and to be able to
act as we please. Positive face is building someone's ego, the desire to
be liked. Some aspects of negative face are apologies and deference. We
know people want not to be imposed upon, so if we bother them, we
apologize. Some aspects of positive face are compliments and showing
interest. People want to be liked and feel important, so we tend to these
needs, People are more polite when the threat to ‘ace is great. Of course,
theyare also polite to people of higher status and to those who are socially
distant (those they do not know very well)
Brown and Levinson talk about face as part of a universal theory of
politeness: to a large extent politeness can be seen as a tool to save face
both for the speaker and for the hearer. Consider this situation: if you
ask someone for a favor and he or she turns yeu down, you have lost
face (since your hearer was not willing to do as you wanted); moreover
your hearer has also lost face by appearing selfish or ungenerous. ‘Thus,
to avoid this potentially embarrassing, if not disastrous, situation, when
you ask for a favor, you do so politely. Politeness, in this case, consists of
building into your request ways out for the hearer, In other words, you
allow the hearer a chance to refuse the favor without having to lose face
This is accomplished, for example, by providing the hearer with a ready-
‘made excuse to refuse. Consider the following example:
(4.2) know you are a very busy woman, but could you find a minute
to look at this proposal?
Here, not only is the speaker providing the hearer with an excuse to
refuse the favor (you are busy), but the speaker is also minimizing the
imposition (find a minute).
4.2.2 Forms of Address
Forms of address are an important and very frequent form of social
deixis (see 3.2.1). Choice of form of address is also influenced by such
aspects of interaction as familiarity, solidarity, and respect.
In the United States, people are usually either on a first name basis,
or they use a person's title and last name (for example, Dr. Smith). The