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SEC Form 144 Penalty Notice Details

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0% found this document useful (0 votes)
11 views1 page

SEC Form 144 Penalty Notice Details

Uploaded by

bedonnadoev8
Copyright
© All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd

OMB Number: 3235-0101

Expires: 18/10
2024
Estimated average
burden
hours per response
.................. 1.0
0
UNITED STATES SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
DOCUMENT SEQUENCE NO.
FORM 144 #1839
NOTICE OF PENALTY SANCTIONS CUSIP NUMBER
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF
1933 19-82-31
1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION
SECURITIES AND EXCHANGE COMMISSION 06-0513860 1-4347 NE Washington, DC 20549

1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE


AREA CODE NUMBER
Office of Equal Employment Opportunity, MS 2991 100 F St., NE Washington, DC 20549 480 917-6000
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT IPOSE (b) RELATIONSHIP TO (c) Name of the (d) ADDRESS OF ISSUER
PENALTIES ISSUER officer
ARE TO BE SOLD Officer Bacco L.O Office of Equal Employment Opportunity, MS 2991 100
Xayridinov Xamid Washington F St., NE Washington, DC 20549
Reason: SECURITIES EXCHANGE ACT OF 1934 Release No. 90537 / October, 2024
(a) (b) SEC USE ONLY (c) (d) (e) (f) (g)
Penalty Investment Total amount Date of Name of Each
The name of the trader in relation
Title Broker- of funds notice Securities
to whom the penalties were imposed.
of the Dealer Exchange
Class File
(See instr. (See instr. (See instr. (See instr. (See instr.
of Number 3(d)) 3(g))
3(c)) 3(e)) 3(f
Securi (DAY. MO YR.)
ties
To Be
Sold
#7211562 $ 65,112.48 $65,112.48 15/05/2024 NASDAQ
Common $ 3201.24
Xayridinov Xamid ZettaTrade S&P500
Account №174683532
FOREX
Details: to be clarified S&P500
Total:
Requities Warning!
on request Payment status stamp
for Disbarred
$ 3201.24
payment

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